holding that § 1983 applies to municipalities but liability arises only when a “municipal policy of some nature cause[s] a constitutional tort”
How later courts described this case
- holding that § 1983 applies to municipalities but liability arises only when a “municipal policy of some nature cause[s] a constitutional tort”
- “[W]hether governmental actors should have employed additional diagnostic techniques or forms of treatment ‘is a classic example of a matter for medical judgment’ and therefore not an appropriate basis for grounding liability under the Eighth Amendment.”
- “[A] complaint that a physician has been negligent in diagnosing or treating a medical condition does not state a valid claim of medical mistreatment under the Eighth Amendment.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
LUKENS MARTELUS,
Plaintiff,
v. Case No. 3:22-cv-874-BJD-JBT
E. PEREZ-LUGO, et al.,
Defendants.
_______________________________
ORDER
I. Status
Plaintiff, Lukens Martelus, an inmate of the Florida penal system,
initiated this action pro se by filing a complaint for the violation of civil rights,
which was docketed on August 11, 2022 (Doc. 1). Plaintiff paid the full filing
fee. See docket. In accordance with its obligation under the Prison Litigation
Reform Act (PLRA), the Court reviewed the sufficiency of the complaint. See
28 U.S.C. § 1915A(a), (b) (providing that a court must review a complaint by a
prisoner against a governmental officer or employee and dismiss the
complaint, or any portion of it, if it “is frivolous, malicious, or fails to state a
claim upon which relief may be granted”). The Court found Plaintiff failed to
state a plausible claim for relief against two of the three named Defendants—
Ricky Dixon, the Secretary of the Florida Department of Corrections (FDOC)
and Christina Crews, the Assistant Warden of Columbia Correctional
Institution (CCI)—and, therefore, dismissed the claims against those
Defendants, but directed Plaintiff to serve the remaining Defendant, Dr. Perez-
Lugo. See Orders (Docs. 4, 5).
At Plaintiff’s request, the Court granted him leave to amend his
complaint. See Order (Doc. 12). Plaintiff filed an amended complaint (Doc. 15;
Am. Compl.) with supporting documents (Doc. 15-1; Pl. Ex.) (medical and
grievance records). Through a motion (Doc. 19), Plaintiff asks the Court to
direct the U.S. Marshals Service to serve the named Defendants and to place
a lien on his prison account for the cost. Before addressing the motion, the
Court must assess the sufficiency of Plaintiff’s amended complaint in
accordance with its obligation under the PLRA.
II. Standard of Review
Since the PLRA’s “failure-to-state-a-claim” language mirrors the
language of Rule 12(b)(6) of the Federal Rules of Civil Procedure, courts apply
the same standard in both contexts. Mitchell v. Farcass, 112 F.3d 1483, 1490
(11th Cir. 1997). See also Alba v. Montford, 517 F.3d 1249, 1252 (11th Cir.
2008). “To survive a motion to dismiss, a complaint must contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that is plausible on
its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atl. Corp. v.
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Twombly, 550 U.S. 544, 570 (2007)). “Labels and conclusions” or “a formulaic
recitation of the elements of a cause of action” that amount to “naked
assertions” will not suffice. Id. (quoting Twombly, 550 U.S. at 555).
Moreover, a complaint must “contain either direct or inferential
allegations respecting all the material elements necessary to sustain a
recovery under some viable legal theory.” Roe v. Aware Woman Ctr. for Choice,
Inc., 253 F.3d 678, 683 (11th Cir. 2001) (quoting In re Plywood Antitrust Litig.,
655 F.2d 627, 641 (5th Cir. Unit A Sept. 8, 1981)). In reviewing a complaint, a
court must accept the plaintiff’s allegations as true, liberally construing those
by a plaintiff proceeding pro se, but need not accept as true legal conclusions.
Iqbal, 556 U.S. at 678.
III. Complaint Allegations
In his amended complaint, Plaintiff names six Defendants, including the
two previously dismissed: Dr. E. Perez-Lugo; Centurion Medical Group; an
unnamed doctor identified solely as the “Executive Medical Director”;1
Secretary Dixon; Assistant Warden Crews; and S. Geiger, a health services
administrator at CCI. See Am. Compl. at 2-4. Plaintiff’s allegations are sparse.
He alleges that, on or around April 21, 2022, he was denied “specialized
1 It appears Plaintiff is referencing a person employed by the FDOC, not Centurion.
See Am. Compl. at 3.
3
medical treatment to see [a] back surgeon.” Id. at 6. According to Plaintiff, he
had back surgery, and the back surgeon wanted to see him for follow-up
treatment, but the Defendants, “while acting in concert with one another[,]
refused to follow [the] specialist recommendation’s [sic].” Id. He contends he
has suffered ongoing back degeneration because “a medical official without
specialized training” was making decisions about his continuing treatment. Id.
As relief, he seeks compensatory damages and to be evaluated by a back
specialist or sent back to the surgeon, Dr. Scibelli, at Jackson Memorial
Hospital. Id.
In support of his allegations, Plaintiff incorporates by reference the
attached medical and grievance records. See id. In his grievance records,
Plaintiff indicates he had been treating with doctors for about ten years, but
his back surgery had caused “major damage,” which he attributed to the
incompetence of medical staff. See Pl. Ex. at 7-8, 13. On April 21, 2022, Plaintiff
treated with Dr. Scibelli, a neurosurgeon, who noted Plaintiff “has had
multiple surgeries on his spine.” Id. at 3. Dr. Scibelli recommended Plaintiff
have a follow-up MRI and CT scan. Id.
Plaintiff filed a formal grievance on April 26, 2022, complaining about
his appointment with Dr. Scibelli. Id. at 5. While unclear, it appears Dr.
Scibelli had been telling Plaintiff the MRI and CT scan could not be completed
4
until Dr. Scibelli received authorization from the prison, but it turned out, the
authorization “was [t]here all the time,” and Dr. Scibelli was giving Plaintiff
“the run[-]around.” Id. Plaintiff accused Dr. Scibelli of “preventing [him] from
receiving the treatment he deserve[d].” Id. Defendants Dr. Perez-Lugo and
Assistant Warden Crews responded to Plaintiff’s grievance informing him he
would “have a follow up with the provider to discuss [a] treatment plan” once
his medical records from his recent appointment had been sent to the prison.
Id. at 6. They informed Plaintiff “[i]t [was] the responsibility of the specialist
to determine the appropriate treatment regimen for [his] condition” and that
any questions about his treatment plan should be addressed through sick call.
Id.
Plaintiff appealed the grievance response from Dr. Perez-Lugo and
Assistant Warden Crews, saying that an “orthopedic specialist [should]
determine an ‘appropriate treatment plan’ for [him].” Id. at 16. Plaintiff
requested that he be scheduled with a physician at the Reception and Medical
Center. Id. In denying his appeal, the grievance responder noted he had been
seen by a physician on June 22, 2022. Id. at 17.
The physician Plaintiff treated with on June 22, 2022, was Defendant
Dr. Perez-Lugo. Id. at 1. Dr. Perez-Lugo noted Plaintiff had been in “constant
pain,” which he (the doctor) had discussed with another doctor. Id. An MRI and
5
CT scan had been ordered and were to be sent to Dr. Scibelli for Plaintiff’s
follow-up. Id. Plaintiff had the MRI in July 2022. See id. at 20. It appears there
was a lengthy delay in sending the results of the MRI and CT scan to Dr.
Scibelli. See id. On October 10, 2022, Plaintiff complained that he had had two
appointments with a specialist (presumably Dr. Scibelli), but he was unable to
receive treatment because the results of his MRI and CT scan had not yet been
sent to the doctor. Id. The responding official noted that “several attempts
[had] been made to request a disc [of the scans] . . . . but it [had] not [yet] been
received.” Id. Plaintiff’s appointment with the specialist had been rescheduled.
Id.
On October 12, 2022, Plaintiff complained again about the delay in
sending his medical records to the specialist. Id. at 19. The responding official
noted the MRI disc had been requested and a new appointment had been
scheduled. Id. On October 25, 2022, Plaintiff appealed the grievance response,
complaining that his back pain “continue[d] to get worse” but prison officials
had been deliberately indifferent to his serious medical needs. Id. at 23. He
asserted the medical staff was not competent “to examine or to refer [him] to
others who can [help].” Id. In noting Plaintiff had been seen by a medical
provider on November 3, 2022, the responding official denied his appeal on
November 18, 2022. Id. at 22.
6
On November 30, 2022, Plaintiff filed an informal grievance to medical
noting that he told Defendant S. Geiger the prior day he had been experiencing
“excruciating pain” and asked to see a specialist. Id. Apparently, the specialist
still had not received the disc of Plaintiff’s scans. Id. S. Geiger responded,
noting a consult request was submitted on November 3, 2022, and the consult
had been approved and was awaiting scheduling. Id. at 24.
IV. Applicable Law
To state a claim under 42 U.S.C. § 1983, a plaintiff must allege that “a
person” acting under the color of state law deprived him of a right secured
under the United States Constitution or federal law. See 42 U.S.C. § 1983. A
claim for deliberate indifference to a serious illness or injury is cognizable
under § 1983 as an Eighth Amendment violation. Estelle v. Gamble, 429 U.S.
97, 104 (1976). However, a prisoner bringing such a claim “has a steep hill to
climb.” Keohane v. Fla. Dep’t of Corr. Sec’y, 952 F.3d 1257, 1266 (11th Cir.
2020). In the prison context, a medical provider is deemed to have been
deliberately indifferent, for example, when he or she knows an inmate needs
medical care but intentionally refuses to provide that care, Ancata v. Prison
Health Servs., Inc., 769 F.2d 700, 704 (11th Cir. 1985), or delays necessary
medical care for non-medical reasons, McElligott v. Foley, 182 F.3d 1248, 1255
(11th Cir. 1999).
7
Negligence is not actionable as deliberate indifference. Estelle, 429 U.S.
at 105-06 (“[A] complaint that a physician has been negligent in diagnosing or
treating a medical condition does not state a valid claim of medical
mistreatment under the Eighth Amendment.”). In other words, “[when] a
prisoner has received . . . medical attention and the dispute is over the
adequacy of the treatment, federal courts are generally reluctant to second
guess medical judgments and to constitutionalize claims that sound in tort
law.” Hamm v. DeKalb Cnty., 774 F.2d 1567, 1575 (11th Cir. 1985) (quoting
Westlake v. Lucas, 537 F.2d 857, 860 n.5 (1st Cir. 1981)) (second alteration in
original). See also Adams v. Poag, 61 F.3d 1537, 1545 (11th Cir. 1995)
(“[W]hether governmental actors should have employed additional diagnostic
techniques or forms of treatment ‘is a classic example of a matter for medical
judgment’ and therefore not an appropriate basis for grounding liability under
the Eighth Amendment.”). As such, to state a deliberate indifference claim
under the Eighth Amendment, a prisoner-plaintiff must do more than allege
the care he received was “subpar or different from what [he] want[ed].”
Keohane, 952 F.3d at 1277. He must allege the treatment he received was “so
grossly incompetent, inadequate, or excessive as to shock the conscience or to
be intolerable to fundamental fairness.” Adams, 61 F.3d at 1544.
8
Even if a prisoner-plaintiff were to plausibly allege a medical provider
had been deliberately indifferent to his serious medical needs, he may not
necessarily proceed against the medical provider’s supervisor or employer.
This is because liability under § 1983 may not be based on a theory of vicarious
liability. Cottone v. Jenne, 326 F.3d 1352, 1360 (11th Cir. 2003), abrogated in
part on other grounds by Randall v. Scott, 610 F.3d 701 (11th Cir. 2010). In
other words, § 1983 liability must be based on something more than “the mere
fact that [a supervisor or municipality] employed [an] offending official.” City
of Oklahoma City v. Tuttle, 471 U.S. 808, 810 (1985). A supervisor also cannot
be held liable under § 1983 simply for having responded to a prisoner’s
grievance. Jones v. Eckloff, No. 2:12-cv-375-Ftm-29DNF, 2013 WL 6231181, at
*4 (M.D. Fla. Dec. 2, 2013) (“[F]iling a grievance with a supervisory person does
not automatically make the supervisor liable for the allegedly unconstitutional
conduct brought to light by the grievance, even when the grievance is denied.”
(citing Gallagher v. Shelton, 587 F.3d 1063, 1069 (10th Cir. 2009))).
A claim against a supervisor may proceed only “when the supervisor
personally participates in the alleged constitutional violation or when there is
a causal connection between actions of the supervising official and the alleged
constitutional deprivation.” Brown v. Crawford, 906 F.2d 667, 671 (11th Cir.
1990). A causal connection can be established when a supervisor knows a
9
subordinate will act unlawfully or adopts a policy that results in deliberate
indifference to an inmate’s constitutional rights. Id. See also Cottone, 326 F.3d
at 1360. Similarly, to proceed against a municipality, including a private
company under contract with a municipality,2 a plaintiff must allege the
existence of a “custom or policy that constituted deliberate indifference to [a]
constitutional right” and caused a constitutional violation. Moody v. City of
Delray Beach, 609 F. App’x 966, 967 (11th Cir. 2015) (citing McDowell v.
Brown, 392 F.3d 1283, 1290 (11th Cir. 2004)). See also Monell v. N.Y. City Dep’t
of Soc. Servs., 436 U.S. 658, 691 (1978) (holding that § 1983 applies to
municipalities but liability arises only when a “municipal policy of some nature
cause[s] a constitutional tort”).
V. Analysis
Plaintiff’s amended complaint is subject to dismissal under the PLRA
because he fails to state a plausible claim for relief under § 1983. See Iqbal,
556 U.S. at 678. Plaintiff does not explain why he names the Defendants he
does; he merely alleges that all Defendants “act[ed] in concert with one another
2 “[W]hen a private entity . . . contracts with a [municipality] to provide medical
services to inmates, it performs a function traditionally within the exclusive
prerogative of the state and becomes the functional equivalent of the municipality
under [§] 1983.” Craig v. Floyd Cnty., Ga., 643 F.3d 1306, 1310 (11th Cir. 2011)
(quoting Buckner v. Toro, 116 F.3d 450, 452 (11th Cir. 1997)) (second alteration in
original).
10
[by] refus[ing] to follow specialist recommendation’s [sic].” See Am. Compl. at
6. He does not say what recommendation(s) by the specialist the named
Defendants refused to follow. See id. It appears Plaintiff names the individual
Defendants he does solely because they responded to grievances or were
supervisors of employees who made a mistake or did not do what Plaintiff
wanted or expected. Even assuming mistakes or negligence constitute
deliberate indifference, liability under § 1983 may not be based on a theory of
respondeat superior. See Cottone, 326 F.3d at 1360. And, as to Centurion, not
only does Plaintiff fail to allege an underlying constitutional violation by one
of the individual Defendants, but he does not allege an official policy or
unofficial custom was the “moving force” behind a constitutional violation. See
Monell, 436 U.S. at 691.
Moreover, Plaintiff’s allegations and supporting documents demonstrate
he received medical care, including the care recommended by the specialist,
Dr. Scibelli. Based on his complaint allegations and supporting documentation,
it appears Plaintiff initiated this action based on his frustration with Dr.
Scibelli. For instance, Plaintiff claims the incident or conduct giving rise to his
claims occurred on April 21, 2022, see Am. Compl. at 4-5, which is the day he
11
treated with Dr. Scibelli, see Pl. Ex. at 3.3 In a grievance he filed shortly after
that appointment, Plaintiff complained that Dr. Scibelli was giving him the
“run[-]around.” Id. at 5. Not only is Dr. Scibelli not a named Defendant, but to
the extent Dr. Scibelli was responsible for the delay in scheduling a follow-up
MRI and CT scan, it appears the delay was based on a miscommunication,
misinformation, or mere mistake, which is not actionable as deliberate
indifference. See Estelle, 429 U.S. at 105-06. Regardless, however, neither
Centurion nor prison administrators or other prison staff can be held liable
under § 1983 for another person’s negligence or conduct. See Monell, 436 U.S.
at 691; Cottone, 326 F.3d at 1360.
Finally, to the extent Plaintiff contends medical providers at the prison,
including Defendant Dr. Perez-Lugo, were deliberately indifferent to his
serious medical needs, his own records belie such a conclusory assertion.
Indeed, Plaintiff’s grievance records show he had been receiving medical care
for a decade, including referral to and surgery by a neurosurgeon and post-
surgery care. See Pl. Ex. at 1, 3, 13, 20-22. It appears Plaintiff’s primary
complaint against those at the prison, as demonstrated through his grievance
records, is that the MRI and CT results were not promptly sent to Dr. Scibelli,
3 Most of the supporting records Plaintiff provides with his amended complaint are
dated after April 21, 2022, and, indeed, are dated after he initiated this action. See
generally Pl. Ex.
12
which delayed Dr. Scibelli in formulating a treatment plan for Plaintiff. Even
accepting these allegations as true, Plaintiff does not fault any of the named
Defendants for the delay, nor does he allege facts that would permit the
reasonable inference the delay was the result of anything other than mistake
or internal administrative bureaucracy.
To the extent Plaintiff suggests he was unhappy with administrative
protocols that are inherent in the prison medical context or with the treatment
decisions made by his doctors, such allegations do not satisfy the stringent
standard of liability under § 1983. See Harris, 941 F.2d at 1505 (“[A] simple
difference in medical opinion between the prison’s medical staff and the inmate
as to the latter’s diagnosis or course of treatment [does not] support a claim
[for deliberate indifference].”). Plaintiff merely alleges the care he received was
“subpar or different from what [he] want[ed].” See Keohane, 952 F.3d at 1277.
He alleges no facts that would permit the reasonable inference the care he
received was “so grossly incompetent, inadequate, or excessive as to shock the
conscience or to be intolerable to fundamental fairness.” See Adams, 61 F.3d at
1544.
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VI. Conclusion
Accordingly, it is
ORDERED:
1. This case is DISMISSED without prejudice under the PLRA,
28 U.S.C. § 1915A.
2. The Clerk shall enter judgment dismissing this case without
prejudice, terminate any pending motions, and close the file.
DONE AND ORDERED at Jacksonville, Florida, this 27th day of
March 2023.
J) é / =
fo fAgas__| | b4arn—
BRIAN/J . DAVIS
United States District Judge
Jax-6
C:
Lukens Martelus
14