“It is axiomatic, in [§] 1983 actions, that liability must be based on something more than a theory of respondeat superior.”
How later courts described this case
- “It is axiomatic, in [§] 1983 actions, that liability must be based on something more than a theory of respondeat superior.”
- noting that § 1983 “is not itself a source of substantive rights, but a method for vindicating federal rights elsewhere conferred by those parts of the United States Constitution and federal statutes that it describes”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
JAMES E. BATES,
Plaintiff,
v. Case No. 3:22-cv-869-BJD-PDB
FLORIDA DEPT. OF CORRECTIONS,
et al.,
Defendants.
_____________________________________
ORDER OF DISMISSAL WITHOUT PREJUDICE
Plaintiff, James E. Bates, an inmate of the Florida penal system
proceeding pro se, initiated this action in the United States District Court for
the Middle District of Florida, Fort Meyers Division, by filing a complaint for
the violation of civil rights (Doc. 1; Compl.) and a motion to proceed in forma
pauperis (Doc. 2). Shortly after filing his complaint, Plaintiff filed a motion to
amend his complaint (Doc. 5) and a motion for appointment of counsel (Doc. 6).
The Fort Meyers Division transferred the action to this Court because Plaintiff
sues officers at Union Correctional Institution (UCI) for injuries he sustained
when they transported him to Charlotte Correctional Institution. See Order
(Doc. 9). In transferring the action, the Fort Meyers Division directed the Clerk
“to deny as moot [Plaintiff’s] pending motions.” Id.
In his complaint, Plaintiff alleges Officers Combs and S. Cook were
negligent in their transport of him. See Compl. at 5. He contends neither officer
fastened his seatbelt, and Officer Combs was “speeding [and] not paying
attention,” and “slam[m]ed on the breaks . . . to avoid rear ending people.” Id.
at 4-5. Presumably because he was handcuffed and shackled, id. at 5, Plaintiff
could not brace himself and was “thrown head first from the rear into the front
steel wall,” id. He received medical treatment for his injuries. Id.
In addition to naming Officers Combs and S. Cook as Defendants,
Plaintiff names the Florida Department of Corrections (DOC) and the Warden
of UCI. Id. at 2-3. He asserts the “DOC is liable for [his]safety” and breached
that duty by failing to “seat belt [him] in.” Id. at 5. As relief, he seeks damages.
Id.
Under the Prison Litigation Reform Act (PLRA), a district court shall
dismiss a complaint if the court determines the action is frivolous, malicious,
or fails to state a claim on which relief may be granted. 28 U.S.C. §§
1915(e)(2)(B), 1915A(b)(1). With respect to whether a complaint “fails to state
a claim on which relief may be granted,” the language of the PLRA mirrors the
language of Rule 12(b)(6), Federal Rules of Civil Procedure, so courts apply the
same standard in both contexts. Mitchell v. Farcass, 112 F.3d 1483, 1490 (11th
Cir. 1997). See also Alba v. Montford, 517 F.3d 1249, 1252 (11th Cir. 2008).
2
“To survive a motion to dismiss, a complaint must contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that is plausible on
its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007)). “Labels and conclusions” or “a formulaic
recitation of the elements of a cause of action” that amount to “naked
assertions” will not suffice. Id. (quoting Twombly, 550 U.S. at 555). Moreover,
a complaint must “contain either direct or inferential allegations respecting all
the material elements necessary to sustain a recovery under some viable legal
theory.” Roe v. Aware Woman Ctr. for Choice, Inc., 253 F.3d 678, 683 (11th Cir.
2001) (quoting In re Plywood Antitrust Litig., 655 F.2d 627, 641 (5th Cir. Unit
A Sept. 8, 1981)). In reviewing a complaint, a court must accept the plaintiff’s
allegations as true, liberally construing those by a plaintiff proceeding pro se,
but need not accept as true legal conclusions. Iqbal, 556 U.S. at 678.
Plaintiff’s complaint is subject to dismissal under the PLRA because he
fails to “state a claim to relief that is plausible on its face.” See id. To state a
claim under 42 U.S.C. § 1983, a plaintiff must allege that “a person” acting
under the color of state law deprived him of a right secured under the United
States Constitution or federal law. Plaintiff does not identify a constitutional
amendment or federal law he believes Defendants violated. See Compl. at 3.
Moreover, the only Defendants he lodges specific factual allegations against
3
are Officers Combs and S. Cook for failing to fasten his seatbelt or for
“slam[m]ing on the breaks,” causing him to fly forward. Id. at 5. These
allegations at most suggest negligence.
An allegation that a prison official showed a mere “lack of due care” or
was negligent, without more, does not state a claim under § 1983, even if the
inmate sustained injuries. See Davidson v. Cannon, 474 U.S. 344, 347 (1986);
Daniels v. Williams, 474 U.S. 327, 332 (1986). See also Baker v. McCollan, 443
U.S. 137, 144 n.3 (1979) (noting that § 1983 “is not itself a source of substantive
rights, but a method for vindicating federal rights elsewhere conferred by those
parts of the United States Constitution and federal statutes that it describes”).
Even under a liberal reading of the complaint, Plaintiff does not allege
facts permitting the reasonable inference any Defendant violated his
constitutional or federal rights sufficient to state a claim under § 1983. As such,
his complaint is subject to dismissal without prejudice.1
1 Before the case was transferred to this Court, Plaintiff moved to amend his
complaint (Doc. 5)—a request the Fort Meyers Division denied as moot when
transferring the case. See Order (Doc. 9). Thus, that motion is not before this
Court. However, were Plaintiff to renew his motion to amend his complaint, it
would be denied as futile. In his motion to amend, Plaintiff sought only to
substitute the Secretary of the DOC, Ricky Dixon, as a Defendant instead of
the DOC itself. Had Plaintiff stated a plausible claim for relief against the
officers involved in the transport, he would not be permitted to proceed against
the Secretary of the DOC on a theory of respondeat superior or vicarious
liability. Cottone v. Jenne, 326 F.3d 1352, 1360 (11th Cir. 2003), abrogated in
part on other grounds by Randall v. Scott, 610 F.3d 701 (11th Cir. 2010). See
4
Accordingly, it is
ORDERED:
1. This case is DISMISSED without prejudice.
2. The Clerk shall enter judgment dismissing this case without
prejudice, terminate any pending motions, and close the file.
DONE AND ORDERED at Jacksonville, Florida, this 24th day of
August 2022.
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BRIAN/J . DAVIS
United States District Judge
Jax-6
C:
James E. Bates
also Brown v. Crawford, 906 F.2d 667, 671 (11th Cir. 1990) (“It is axiomatic,
in [§] 1983 actions, that liability must be based on something more than a
theory of respondeat superior.”).