stating the court must scrutinize the entire record to determine the reasonableness of the Commissioner’s factual findings
How later courts described this case
- stating the court must scrutinize the entire record to determine the reasonableness of the Commissioner’s factual findings
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
ORLANDO DIVISION
JOSEPH REYNO,
Plaintiff,
v. Case No.: 6:21-cv-310-MCR
ACTING COMMISSIONER OF
THE SOCIAL SECURITY
ADMINISTRATION,
Defendant.
/
MEMORANDUM OPINION AND ORDER1
THIS CAUSE is before the Court on Plaintiff’s appeal of an
administrative decision denying his applications for a period of disability,
disability insurance benefits (“DIB”), and supplemental security income
(“SSI”). Following an administrative hearing held on July 21, 2020, the
assigned Administrative Law Judge (“ALJ”) issued a decision, finding
Plaintiff not disabled from September 27, 2017, the alleged disability onset
date, to August 20, 2020, the date of the decision. (Tr. 10.) The Court has
reviewed the record, briefs, and the applicable law. For the reasons stated
herein, the Commissioner’s decision is AFFIRMED.
1 The parties consented to the exercise of jurisdiction by a United States
Magistrate Judge. (Doc. 24.)
I. Standard of Review
The scope of this Court’s review is limited to determining whether the
Commissioner applied the correct legal standards, McRoberts v. Bowen, 841
F.2d 1077, 1080 (11th Cir. 1988), and whether the Commissioner’s findings
are supported by substantial evidence, Richardson v. Perales, 402 U.S. 389,
390 (1971). “Substantial evidence is more than a scintilla and is such
relevant evidence as a reasonable person would accept as adequate to support
a conclusion.” Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 1158 (11th
Cir. 2004). Where the Commissioner’s decision is supported by substantial
evidence, the district court will affirm, even if the reviewer would have
reached a contrary result as finder of fact, and even if the reviewer finds that
the evidence preponderates against the Commissioner’s decision. Edwards v.
Sullivan, 937 F.2d 580, 584 n.3 (11th Cir. 1991); Barnes v. Sullivan, 932 F.2d
1356, 1358 (11th Cir. 1991). The district court must consider both evidence
that is favorable and evidence that is unfavorable to the decision. Foote v.
Chater, 67 F.3d 1553, 1560 (11th Cir. 1995); accord Lowery v. Sullivan, 979
F.2d 835, 837 (11th Cir. 1992) (stating the court must scrutinize the entire
record to determine the reasonableness of the Commissioner’s factual
findings).
II. Discussion
A. Issues on Appeal
Plaintiff raises two issues on appeal. First, Plaintiff argues that the
ALJ failed to apply the correct legal standards to his testimony regarding
pain and limitations. (Doc. 29 at 9.) Plaintiff argues that while the ALJ cited
to the objective medical evidence, the ALJ failed to discuss or weigh any of
the relevant factors listed in 20 C.F.R. § 404.1529(c)(3)(i)-(vii) when
evaluating Plaintiff’s testimony regarding his pain and limitations. (Id. at
11.) Second, Plaintiff argues that he is entitled to a legitimate valid hearing
before an ALJ who has lawful authority to hear and decide his claim based on
valid legal authority. (Id.) Plaintiff argues that on July 21, 2020, the date of
his hearing, there was no validly appointed Commissioner of Social Security
because SSA’s leadership by a single individual removable only for
inefficiency, neglect, or malfeasance violates the United States Constitution.
(Id.)
As to Plaintiff’s first issue, Defendant argues that the ALJ properly
considered the regulatory factors in evaluating the consistency of Plaintiff’s
subjective complaints. (Doc. 32 at 18.) Defendant further argues that
Plaintiff’s treatment history and objective medical evidence show that his
symptoms were not disabling. (Id. at 20.) Defendant asserts that:
In January 2019, he was still having some pain, but he was able
to work out at the gym for 30 to 45 minutes. His doctor advised
him to avoid high impact activities and to continue using some
type of padding when walking and standing. This evidence
substantially supports the ALJ’s finding that Plaintiff was not
totally disabled, as he alleged.
((Id. at 21 (internal citations omitted.).)
As to Plaintiff’s second issue, Defendant argues:
The Parties agree that 42 U.S.C. §902(a)(3) violates the
separation of powers to the extent it is construed as limiting the
President’s authority to remove the Commissioner without cause.
But without more, that conclusion does not support setting aside
an unfavorable SSA disability benefits determination. As the
Supreme Court explained in the past in Collins v. Yellen, 141 S.
Ct. 1761, 1787-89 (2021), even where an unconstitutional
statutory removal restriction exists, a plaintiff seeking relief on
that basis must show that the restriction actually caused him
harm. Plaintiff cannot make such a showing.
(Id. at 4.)
Defendant further argues that Plaintiff’s rehearing request should be
denied under the harmless error doctrine, the de facto officer doctrine, the
rule of necessity, and broad prudential considerations. (Id. at 13.)
B. Standard for Evaluating Opinion Evidence and Subjective
Symptoms
The ALJ is required to consider all the evidence in the record when
making a disability determination. See C.F.R. §§ 404.1520(a)(3),
416.920(a)(3). With regard to medical opinions, the rules in 20 C.F.R. §§
404.1520c, 416.920c apply to claims filed on or after March 27, 2017.2 See
Revisions to Rules Regarding the Evaluation of Medical Evidence, 82 F.R.
2 The rules in 20 C.F.R. § 404.1527, 416.927 apply to claims filed before
March 27, 2017.
5844-01, 2017 WL 168819 (Jan. 18, 2017). Because Plaintiff’s claim was filed
after March 17, 2017, the Court applies the revised rules and regulations in
effect at the time of the ALJ’s decision.
Under the revised rules and regulations, the ALJ need “not defer or
give any specific evidentiary weight, including controlling weight, to any
medical opinion(s) . . . , including those from [the claimant’s] medical
sources.” 20 C.F.R. §§ 404.1520c(a), 416.920c(a). The ALJ will articulate in
the administrative decision how persuasive all of the medical opinions are in
the case record, 20 C.F.R. § 404.1520c(b), 416.920c(b), but need not articulate
how evidence from non-medical sources has been considered, 20 C.F.R. §
404.1520c(d), 416.920c(d).
“When a medical source provides one or more medical opinions,” those
opinions will be considered “together in a single analysis,” using the factors
listed in 20 C.F.R. §§ 404.1520c(c)(1), (c)(5), 416.920c(c)(a), (b)(1) through
(c)(5) as appropriate. The ALJ is “not required to articulate how [he/she]
considered each medical opinion . . . from one medical source individually.”
20 C.F.R. §§ 404.1520c(b)(1), 416.920c(b)(1).
When evaluating the persuasiveness of medical opinions, the most
important factors are supportability3 and consistency4. 20 C.F.R. §§
404.1520c(a), (b)(2), 416.920c(a), (b)(2). Thus, the ALJ “will explain how
[he/she] considered the supportability and consistency factors for a medical
source’s medical opinions” in the determination or decision but is not
required to explain how he/she considered the rest of the factors listed in 20
C.F.R. §§ 404.1520c(c), 416.920c(c). 20 C.F.R. § 404.1520c(b)(2),
416.920c(b)(2). As explained recently by another court in this District:
Overall, supportability relates to the extent to which a medical
source has articulated support for the medical source’s own
opinion, while consistency relates to the relationship between a
medical source’s opinion and other evidence within the record. In
other words, the ALJ’s analysis is directed to whether the
medical source’s opinion supported by the source’s own records
and consistent with the other evidence of record—familiar
concepts within the framework of social security litigation.
Cook v. Comm’r of Soc. Sec., No. 6:20-cv-1197-RBD-DCI, 2021 WL 1565832,
*3 (M.D. Fla. Apr. 6, 2021) (emphasis in original) (report and
recommendation adopted by 2021 WL 1565162 (M.D. Fla. Apr. 21, 2021)).
When “two or more medical opinions . . . about the same issue are both
equally well-supported . . . and consistent with the record . . . but are not
3 The more relevant the objective medical evidence and supporting
explanations presented by a medical source are to support his or her medical
opinion(s) . . . , the more persuasive the medical opinions . . . will be.” 20 C.F.R. §
404.1520c(c)(1).
4 “The more consistent a medical opinion(s) . . . is with the evidence from
other medical sources and nonmedical sources in the claim, the more persuasive the
medical opinion(s) . . . will be.” 20 C.F.R. § 404.1520c(c)(2).
exactly the same,” the ALJ will articulate how he/she considered the other
most persuasive factors listed in 20 C.F.R. §§ 404.1520c(c)(3) through (c)(5),
416.920c(c)(3) through (c)(5), which include a medical source’s relationship
with the claimant,5 specialization, and other factors.6 20 C.F.R. §§
404.1520c(b)(3), 416.920c(b)(3).
When a claimant seeks to establish disability through his own
testimony of pain or other subjective symptoms, the Eleventh Circuit’s three-
part “pain standard” applies. Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir.
1991) (per curiam). “If the ALJ decides not to credit such testimony, he [or
she] must articulate explicit and adequate reasons for doing so.” Id.
The pain standard requires (1) evidence of an underlying
medical condition and either (2) objective medical evidence that
confirms severity of the alleged pain arising from that condition
or (3) that the objectively determined medical condition is of such
severity that it can be reasonably expected to give rise to the
alleged pain.
Id.
5 The relationship with the claimant factor combines consideration of the
following issues: the length of the treatment relationship, the frequency of the
examinations, the purpose of the treatment relationship, the extent of the
treatment relationship, and the examining relationship. 20 C.F.R. §§
404.1520c(c)(3)(i)-(v), 416.920c(c)(3)(i)-(v).
6 The other factors may include: the medical source’s familiarity with the
other evidence in the claim; the medical source’s understanding of the disability
program’s policies and evidentiary requirements; and the availability of new
evidence that may render a previously issued medical opinion more or less
persuasive. 20 C.F.R. §§ 404.1520c(c)(5), 416.920c(c)(5).
Once a claimant established that his subjective symptom is disabling
through “objective medical evidence from an acceptable medical source that
shows . . . a medical impairment(s) which could reasonably be expected to
produce the pain or other symptoms,” pursuant to 20 C.F.R. §§ 404.1529(a),
416.929(a), “all evidence about the intensity, persistence, and functionally
limiting effects of pain or other symptoms must be considered in addition to
the medical signs and laboratory finding in deciding the issue of disability,”
Foote, 67 F.3d at 1561. See also SSR 16-3p7 (stating that after the ALJ finds
a medically determinable impairment exists, the ALJ must analyze ‘the
intensity, persistence, and limiting factors of the individual’s symptoms” to
determine “the extent to which an individual’s symptoms limit his or her
ability to perform work-related activities”).
As stated in SSR 16-3p:
In considering the intensity, persistence, and limiting effects of
an individual’s symptoms, [the ALJ must] examine the entire
case record, including the objective medical evidence; an
individual’s statements about the intensity, persistence, and
limiting effects of symptoms; statements and other information
provided by medical sources and other persons; and any other
relevant evidence in the individual’s case record.
. . .
In evaluating an individual’s symptoms, it is not sufficient for our
adjudicators to make a single, conclusory statement that “the
individual’s statements about his or her symptoms have been
7 SSR 16-3p rescinded and superseded SSR 96-7p, effective March 28, 2016,
eliminating the use of the term “credibility,” and clarifying that “subjective
symptom evaluation is not an examination of an individual’s character.” SSR 16-3p.
considered” or that “the statements about the individual’s
symptoms are (or are not) supported or consistent.” It is also not
enough for our adjudicators simply to recite the factors described
in the regulations for evaluating symptoms.8 The determination
or decision must contain specific reasons for the weight given to
the individual’s symptoms, be consistent with and supported by
the evidence, and be clearly articulated so the individual and any
subsequent reviewer can assess how the adjudicator evaluated
the individual’s symptoms.
. . .
In evaluating an individual’s symptoms, our adjudicators will not
assess an individual’s overall character or truthfulness in the
manner typically used during an adversarial court litigation. The
focus of the evaluation of an individual’s symptoms should not be
to determine whether he or she is a truthful person. Rather, our
adjudicators will focus on whether the evidence establishes a
medically determinable impairment that could reasonably be
expected to produce the individual’s symptoms and given the
adjudicator’s evaluation of the individual’s symptoms, whether
the intensity and persistence of the symptoms limit the
individual’s ability to perform work-related activities[.]
SSR 16-p.
“[A]n individual’s attempts to seek medical treatment for symptoms
and to follow treatment once it is prescribed” will also be considered “when
evaluating whether symptom intensity and persistence affect the ability to
8 These factors include: (1) a claimant’s daily activities; (2) the location,
duration, frequency, and intensity of the claimant’s pain or other symptoms; (3) any
precipitating and aggravating factors; (4) the type, dosage, effectiveness, and side
effects of any medication taken to alleviate the claimant’s pain or other symptoms;
(5) any treatment, other than medication, received by the claimant to relieve the
pain or other symptoms; (6) any measures (other than treatment) used to relieve the
pain or other symptoms (e.g., lying flat on his or her back, standing for 15 to 20
minutes every hour, or sleeping on a board); and (7) any other factors concerning
the claimant’s functional limitations and restrictions due to pain or other
symptoms. 20 C.F.R. §§ 404.1529(c)(3), 416.929(c)(3); SSR 16-3p.
perform work-related activities.” Id. “[I]f the frequency or extent of the
treatment sought by an individual is not comparable with the degree of the
individual’s subjective complaints, or if the individual fails to follow
prescribed treatment that might improve symptoms, [the adjudicator] may
find the alleged intensity and persistence of an individual’s symptoms are
inconsistent with the overall evidence of record.” Id. However, the
adjudicator “will not find an individual’s symptoms inconsistent with the
evidence in the record on this basis without considering possible reasons he
or she may not comply with treatment or seek treatment consistent with the
degree of his or her complaints.” Id. In considering an individual’s treatment
history, the adjudicator may consider, inter alia, one or more of the following:
• That the individual may have structured his or her activities
to minimize symptoms to a tolerable level by avoiding physical
activities or mental stressors that aggravate his or her
symptoms;
• That the individual may receive periodic treatment or
evaluation for refills of medications because his or her
symptoms have reached a plateau;
• That the individual may not agree to take prescription
medications because the side effects are less tolerable than the
symptoms;
• That the individual may not be able to afford treatment and
may not have access to free or low-cost medical services;
• That a medical source may have advised the individual that
there is no further effective treatment to prescribe or
recommend that would benefit the individual;
• That due to various limitations (such as language or mental
limitations), the individual may not understand the
appropriate treatment for or the need for consistent
treatment.
Id.
C. Relevant Evidence and Administrative Findings
1. Halifax Health
Plaintiff was involved in a motor vehicle accident and was
hospitalized from September 27, 2017, to October 19, 2017. (Tr. 352.)
Hospital records provide that Plaintiff was the restrained driver in a head-on
collision with a vehicle that did not have its head lights on. (Tr. 355.) At the
time of admission, Plaintiff had deformity to his right thigh, and an open
wound on his right ankle with deformity in that region. (Tr. 360.) X-ray of
the right leg revealed a right femur fracture and X-ray of the right tib-fib
revealed a comminuted fracture of the medial malleolus. (Id.) At the time of
discharge, Plaintiff had undergone two orthopedic surgeries, and was waiting
for swelling to subside in his right lower extremity/ankle area. (Tr. 355.)
Upon review of the X-rays, the recommended treatment plan was
“reduction and intramedullary nail fixation of right femur with irrigation and
debridement and possible open reduction, internal fixation of right ankle and
foot.” (Tr. 363.) On October 3, 2017, Plaintiff underwent an “[i]rrigation and
debridement of open right calcaneus fracture, irrigation, debridement of right
distal tibia fracture, open reduction and internal fixation medial malleolus
fracture.” (Tr. 367.) Upon discharge, Plaintiff was instructed to not get out
of bed or chairs independently, and it was recommended that he use a
wheeled walker. (Tr. 472.)
On October 19, 2017, Plaintiff underwent irrigation and debridement of
his right foot, open reduction internal fixation of his right calcaneus, and
application of wound VAC dressing. (Tr. 592.) On October 26, 2017, Plaintiff
underwent irrigation debridement and split-thickness skin graft of his right
foot. (Tr. 594.) As of October 27, 2017, Plaintiff was performing with less
than half of his locomotion effort and required assistance of at least one
person when walking. (Tr. 644.) As of November 25, 2019, Plaintiff’s doctor
noted:
Overall, [Plaintiff] is doing very well with his right ankle
subtalar arthrodesis. He does have slight evidence of posterior
medical osteoarthritis [in] the tibiotalar joint. However, this
subtalar arthrodesis appears to be completely consolidated . . . I
advised [Plaintiff] that there is a chance that he developed
fulminant arthritis of the remainder of his ankle. However, as
long as he is doing well and not having any significant
discomfort, [he] will continue proceeding forward with normal
activity.
(Tr. 896.) Plaintiff also reported doing well and being happy with his overall
progress. (Id.)
2. Orthopedic Clinic of Daytona
On April 23, 2018, Plaintiff underwent additional surgery for removal
of deep hardware, right subtalar arthrodesis with iliac crest bone graft and
lateral wall ostectomy of calcaneus. (Tr. 665.) At Plaintiff’s post-operative
follow-up on May 8, 2018, the surgical incisions were well-healed, there was
no evidence of erythema or drainage, and there was minimal swelling with
full sensation in his right ankle. (Tr. 679.) Plaintiff was instructed to remain
non-weightbearing and was placed into a short leg fiberglass cast. (Id.) At
Plaintiff’s post-operative follow-up appointment, on June 4, 2018, Plaintiff
ambulated with a knee scooter and wore a short leg cast on his right leg. (Tr.
674.) Plaintiff also complained of frequent mild to moderate pain, and, at
that time, was taking Hydrocodone 10-325[]mg for pain relief. (Id.)
Plaintiff’s cast fit well, and he reported slow improvement. (Id.)
3. Psychological Assessment
On July 5, 2019, Plaintiff underwent a psychological evaluation with
Dr. Diane Ramirez at Flagler Psychological Services. (Tr. 850.) In that
evaluation, Plaintiff was diagnosed with “major depressive disorder, single
episode, moderate.” (Tr. 853.) Dr. Ramirez’s summary of the evaluation is as
follows:
Mr. Reyno is a 44-year-old male who was evaluated at the
request of the Social Security Administration’s Division of
Disability Determination. He presented with depressed feelings
including sadness, crying spells, lack of motivation to do much,
including sometimes not wanting to complete hygiene rituals,
anhedonia and lack of energy. He was in a serious motor vehicle
accident in 2017 and since he is anxious about what might
happen to him or his family. He reports feeling paranoid like
someone would hurt them. He doesn’t want to be around people
and often isolates himself. His sleep is backwards and he sleeps
most of the day and is up all night. No psychotic symptoms are
reported. He feels hopeless because of the prognosis the doctors
gave him and the extreme pain he is in. He doesn’t want pain
medications and doesn’t want to be addicted to anything, but he
does drink a fair amount of alcohol to help him deal with the pain
and depression.
Mr. Reyno appears to meet the criteria for Major Depressive
Disorder, single episode, moderate and Alcohol Use Disorder.
The presented symptom picture is consistent with the reported
conditions. The severity of the symptoms based on observation
and client report appears to be moderate. Prognosis is considered
to be fair.
(Id.)
4. Stand-Up MRI & Diagnostic Center
On March 7, 2019, an MRI of Plaintiff’s lumbar spine revealed:
At L1-2, there is no evidence of ventral extradural defect or disc
herniation present. There is no central canal stenosis or
neuroforaminal narrowing present.
At L2-3, there is no evidence of ventral extradural defect or disc
herniation present. There is no central stenosis or
neuroforaminal narrowing present.
At L3-4, there is no evidence of ventral extradural defect or disc
herniation present. There is no central stenosis or
neuroforaminal narrowing present
At L4-5, there is broad-based posterior central and left
paracentral disc herniation with annular tearing. Disc herniation
extends approximately 6.5 mm beyond the disc margin with mild
central canal stenosis. The bilateral neuroforamina are within
normal limits.
At L5-S1, there is no evidence of ventral extradural defect or disc
herniation present. There is no central canal stenosis or
neuroforaminal narrowing present.
(Tr. 889.)
On March 14, 2019, an MRI of Plaintiff’s cervical spine revealed:
At C2-C3, there is no evidence of ventral extradural defect or disc
herniation present. There is no central canal stenosis or
neuroforaminal narrowing present.
At C3-C4, there is no evidence of ventral extradural defect or disc
herniation present. There is no central canal stenosis or
neuroforaminal narrowing present.
At C4-C5, there is posteroventral disc herniation with annular
tear. There is thecal sac and cord impingement. Disc herniation
extends approximately 2[]mm beyond the disc margin. There is
mild foraminal stenosis bilaterally.
At C5-C6, there is a bulging annulus which abuts the ventral
thecal sac. There is no central canal stenosis or neuroforaminal
narrowing present.
At C6-C7, there is no evidence of ventral extradural defect or disc
herniation present. There is no central canal stenosis or
neuroforaminal narrowing present.
At C7-T1, there is no evidence of ventral extradural defect or disc
herniation present. There is no central canal stenosis or
neuroforaminal narrowing present.
(Tr. 935.)
5. Plaintiff’s Hearing Testimony
Plaintiff appeared at the July 21, 2020 hearing before the ALJ. (Tr.
48.) He testified about his limitations, in relevant part, as follows:
Q Okay, and you were originally in the hospital for
about how long?
A It was months off and on, five separate surgeries that
went up I believe a two-month period.
Q Okay and what was your major [injury]? I know you
had a lot of different injuries but what was the main injury that
they were focusing on originally?
A Main, want to say probably ankle and heel along with
edema. All the bones in my heel and my ankle are basically
shattered.
. . .
Q . . . Okay. You said constant pain. Is that mostly in
the right foot or is it your entire right leg?
A . . . Well, my entire right leg and especially my heel
and my ankle when I’m up and moving around. Without even
concentrating all my joints, except for my elbows basically, I’m in
pain on a constant basis and it just gets worse as I do more or up
my routine.
. . .
Q So how long can you be on your feet? Like how long
can you or how far can you walk at one time?
A I’ve got about a three-hour window of activities, so if
I’m at the gym for 30 minutes, on my stretching or my biking, I
mean I can go to Walmart for 30 to 40 minutes and I want to take
the kids out for an activity, I’m limited to about an hour or so.
But like I say I have about a three-hour window where I can
actually get out and do things and after that I’m experiencing
pain in the leg and the foot more extreme than normal. The lower
back issues like that keep me fatigued and I’m kind of locked
down to the social.
Q Okay, and when you say that you have a three-hour
window, just to be clear, do you mean that you can be on your feet
walking for three hours or that all together with three hours of
activity?
A Yeah, I would say three hours of activity. Like
definitely could not walk for three hours. Just locked in the truck
drive . . . to the gym. Drive to the grocery store, maybe walk
around there for a little bit. My life right now basically consists of
going to the gym, doing a few errands, maybe going to the pool to
get my exercise in and I’m—I’m not really—I’m unsocial
basically.
Q Okay, what type of activities and/or what kind of
exercise are you able to do at the gym?
A I do biking. I do a lot of stretching and a lot of the
stretching exercises that I learned in physical therapy too.
. . .
Q Okay, you said you’re laying down a lot. Is that like
throughout the day or—
A I basically have my bedroom set up in my living room
now and its an easy access point for me to get around the house
and I’m basically on my bed lying down when I’m at home.
Q Okay. Are you taking any medications for your pain?
A I’m not taking any pain medication, far from . . .
Ibuprofen.
Q Okay. Are you having symptoms like anxiety or
depression—or [?]
A Yeah, I do have a lot of anxiety and the depression, at
first I thought I was just, you know the results of the accident
and that’s not out of it, but the energy levels and depression seem
to keep me, yeah, keep me pretty low since onset.
Q Okay. Any difficulty dealing with people like being
around other people or interacting with people?
A Yeah, that’s also a problem. Social gatherings and
things are just well, not for me anymore.
Q Okay. Any difficulties with like concentration or
memory?
A Absolutely. I remember short-term things and
focusing on different tasks. . .
Q Okay. Are you having difficulty doing like basic
dressing, bathing, things like that?
A As far as dressing myself, I can do that. The bathing
is a whole different thing. Used to be able to hop in the shower,
get cleaned up out the door and now it’s a pretty big ordeal. I
guess – I don’t know if it’s my leg or my foot but at the end of the
day I lost about a quarter of an inch of my right side so
everything is a hassle now trying to get in and out of a tub. It’s a
lot. It’s a lot of work—trying to do basic things that used to be
pretty easy.
. . .
A I wear a flip flop on my shorter leg and that kind of
balances for the left so when I do get it in the shower I can just,
you know grab a hold of the bar and lift the flip flop on one leg. It
kind of balances me out but I wouldn’t—I couldn’t get in the tub
without the flip flop. I can’t even walk around my house on the
hardwood floor at all without a shoe or something underneath my
foot. . . .
Q Okay. And difficulty doing basic chores like cooking,
cleaning, things like that?
A No, I don’t really do them. My wife and kids do a lot.
They really help out.
(Tr. 52-58.)
D. The ALJ’s Decision
The ALJ issued his decision on August 20, 2020. (Tr. 10.) At step one
of the sequential evaluation process, the ALJ found that Plaintiff had not
engaged in substantial gainful activity since his alleged disability onset date.
(Tr. 12.) At step two, he found that Plaintiff’s severe impairment was major
dysfunction of a joint. (Id.) At step three, the ALJ found that Plaintiff did
not have an impairment or combination of impairments that met or medically
equaled the severity of one of the listed impairments. (Tr. 14.) Before step
four, the ALJ determined that Plaintiff had the RFC to perform sedentary
work as defined in 20 C.F.R. 404.1567(a) and 416.967(a) except he can lift
and/or carry 10 pounds occasionally, and less than 10 pounds frequently. The
ALJ determined that Plaintiff can sit, with normal breaks, for a total of 6
hours per 8-hour workday, but can only stand and/or walk, even with normal
breaks, for a total of just 2 hours in an 8-hour workday. (Id.)
The ALJ summarized some of the pertinent hearing testimony and
Plaintiff’s allegations as follows:
The claimant alleges he is disabled and unable to work due to
hip, leg, ankle, and heel pain. He further alleges that his sleep is
interrupted and limited to 4 to 6 hours of broken sleep. He is
able to care for his personal ADLs, but it is slower and more
difficult than it used to be. He indicates his medications are
aspirin and fish oil. He is able to drive a car and can go out
alone. He is able to regularly go to the pool, gym, and
chiropractor. The claimant alleges he has difficulty lifting,
squatting, bending, standing, reaching, walking, kneeling. He
has trouble getting into and out of a bathtub and trouble with
balance. He wears flip-flops on his shorter leg to balance out
their lengths.
(Tr. 15.)
The ALJ found that Plaintiff’s impairments could reasonably be
expected to cause the alleged symptoms, but his statements concerning the
intensity, persistence, and limiting effects of these symptoms were “not
entirely consistent with the medical evidence and other evidence in the
record.” (Id.) The ALJ explained:
Concerning the medical evidence, the claimant was involved in a
motor vehicle accident in September 2017, which resulted in
fractures to his right hip, thigh, calf, ankle, and heel. He
underwent an open reduction internal fixation of the right ankle
and irrigation and debridement of the tibia and calcaneus
fractures. Afterwards, he was waiting for the swelling to recede
in his right lower extremity and right ankle before a third
surgery could take place, he was discharged in October 2017 (Ex.
3F/6-11). A CT angiogram was negative for vascular injury (Ex.
3F/16). An examination of the bilateral upper extremities
revealed no significant pain with shoulder, elbow, or wrist
motion. His sensation was intact in all fingers. The left leg
revealed no obvious pain or deformity with hip, knee, or ankle
motion. His skin and sensation were intact. At follow-up after
his discharge, it was discovered that the claimant displayed
significant necrosis of his skin at the right calcaneus fracture.
Split-thickness skin graft was applied and intravenous
antibiotics were administered. A PICC line was given and the
claimant was discharged home on IV antibiotics (Ex. 3F/231).
. . .
Over time, he has progressed from being unable to bear weight to
weight bearing activities as tolerated, with the use of crutches, a
walking roller, a knee scooter, a fracture boot, and finally normal
shoe apparel. During the period, he participated in physical
therapy, chiropractic therapy, and a home exercising program.
His progress has been good overall, but he is limited in the length
of time he can stand without reprieve. Accordingly, I find that the
claimant can lift and/or carry 10 pounds occasionally and less
than 10 pounds frequently. The claimant can sit, with normal
breaks for a total of 6 hours per 8-hour workday, but can only
stand and/or walk, even with normal breaks for a total of just 2
hours per 8-hour workday. Although not a severe impairment,
because of his complaints of back and neck pain, I find that he
can never climb ladders, ropes, or scaffolds, but he can
occasionally climb ramps and stairs, balance, kneel, stoop,
crouch, and crawl.
At step four, the ALJ found that Plaintiff was unable to perform his
past relevant work as a gambling dealer. (Tr. 20.) The ALJ then considered
claimant’s residual functional capacity, age, education, work experience, and
the vocational expert’s testimony, and determined at step five that Plaintiff
could perform the requirements of general production worker, machine
tender, and assembler. (Tr. 21-22.)
E. Analysis
1. Plaintiff’s Challenge to the ALJ’s Application of the
Correct Legal Standards to Plaintiff’s Testimony of
His Pain and Limitations
When a claimant attempts to establish a disability through his own
testimony about pain or other subjective symptoms, the ALJ must apply a
three-part pain standard. Wilson v. Barnhart, 284 F.3d 1219, 1225 (11th Cir.
2002). Under that standard, the claimant must present: “(1) evidence of an
underlying medical condition; and (2) either (a) objective medical evidence
confirming the severity of the alleged pain; or (b) evidence that the objectively
determined medical condition can reasonably be expected to give rise to the
claimed pain.” Id.
Here, the ALJ properly applied that standard. Although the ALJ did
not cite to Wilson, he explicitly mentioned the pain standard and discussed
evidence of Plaintiff’s underlying medical conditions. The ALJ also discussed
the objective medical evidence that Plaintiff presented as to the severity of
the pain, but ultimately concluded that evidence did not support a finding
that the pain was as severe as Plaintiff claimed. Contrary to Plaintiff’s
argument that “[t]he ALJ failed to discuss or weigh any of the relevant
factors listed in 20 C.F.R. § 404.1529(c)(3)(i)-(vii) when evaluating [Plaintiff’s]
testimony regarding his pain and limitations,” the ALJ did in fact discuss and
weigh “at least some” of the factors listed in 20 C.F.R. § 404.1529(c)(3)(i)-(vii).
First, the ALJ properly stated the standards governing his evaluation
of Plaintiff’s subjective pain testimony. (Tr. 15.) Then, the ALJ discussed
Plaintiff’s alleged ankle, foot, back, and cognitive symptoms, but concluded
that Plaintiff’s statements concerning the intensity, persistence and limiting
effects of those symptoms were “not entirely consistent with the medical
evidence and other evidence in the record.” (Id.) The ALJ also discussed
Plaintiff’s independent daily activities such as showering, dressing, toilet use,
getting out of bed, walking, eating, and exercising. (Tr. 18.) Moreover, in a
clear and chronological order, the ALJ discussed the location, duration, and
intensity of Plaintiff’s pain. (See generally Tr. 10-22.) Throughout his
decision, the ALJ accounted for Plaintiff’s allegations of continued foot and
ankle pain, but also cited to Plaintiff’s reports of satisfaction with his
progress and objective medical evidence that demonstrated effective
treatment. (Id.) In one section, the ALJ summarized Plaintiff’s surgeries
and overall progression as follows:
He underwent orthopedic surgeries to repair the fractures and
debride the wounds. Over time, he has progressed from being
unable to bear weight to weight bearing activities as tolerated,
with use of crutches, a walking roller, a knee scooter, a fracture
boot, and finally normal shoe apparel. During the period, he
participated in physical therapy, chiropractic therapy, and a
home exercising program. His progress has been good overall,
but he is limited in the length of time he can stand without
reprieve.
(Id. at 18.)
Thus, the ALJ found that Plaintiff passed through the threshold of the
“pain standard,” but rather his testimony about his limitations was not fully
supported by the record. To that end, there is substantial evidence in the
record that shows Plaintiff’s progressive improvement, supporting the ALJ’s
decision that Plaintiff was not totally disabled precluding alternative work as
he alleged. (See, e.g., Tr. 815 (stating, on November 9, 2017, that plaintiff
was ambulating with a walker and was told to continue to be non-
weightbearing on the lower right extremity); Tr. 809 (stating, on November
16, 2017, that Plaintiff’s pain level was about a “7” and that he reported no
anxiety or depression); Tr. 804 (reporting, on November 27, 2017, that his
ankle/foot pain was worsening, but he was taking Percocet for pain relief,
which was helping to alleviate the pain); Tr. 779 (stating, on May 8, 2018,
that Plaintiff’s surgical incisions were well healed with no evidence of
erythema or drainage, and that he had full sensation); Tr. 769 (stating, on
July 5, 2018, examination of right lower extremity reveals no pain with hip or
knee range of motion and that surgical incisions of his ankle were completely
healed); Tr. 765 (stating, on August 16, 2018, that Plaintiff’s right ankle was
healing well and that he was encouraged to continue weightbearing as
tolerated and progress to regular shoes or work boots as needed); Tr. 263
(writing in his March 26, 2019 Supplemental Pain Questionnaire that his
condition does not affect sitting); Tr 265 (writing in his June 19, 2019
Supplemental Pain Questionnaire that sitting is not painful); Tr. 276
(Plaintiff writing, on June 19, 2019, that swimming, physical therapy, and
stretching helped to alleviate some of his pain for a few hours); Tr. 896
(advising, on November 25, 2019, that Plaintiff may develop arthritis in his
right ankle but he could proceed with normal activity as long as he was doing
well); Tr. 895 (noting, as of November 25, 2019, the only medications Plaintiff
was taking were aspirin and fish oil); Tr. 54 (stating during the July 21, 2020
hearing that his life “basically consists of going to the gym, doing a few
errands, [and] maybe going to the pool.”).)
Other than the assertion that Plaintiff’s treatment was not
conservative (Doc. 29 at 11), he has not demonstrated that the ALJ’s decision
was not supported by substantial evidence. It is undisputed that Plaintiff
underwent multiple life-altering surgeries, but this fact alone does not negate
the substantial evidence in the record. While Plaintiff does have some
limitations in maneuvering throughout his day, the ALJ found, and Plaintiff
himself admitted, that his limitations do not affect sitting, and that certain
exercises helped to alleviate his pain for a few hours at a time. The ALJ
credited Plaintiff’s testimony regarding his inability to stand for extended
periods of time and adjusted his RFC accordingly. (See Tr. 19 (ALJ
disagreeing with state agency medical consultant’s opinion that Plaintiff
could perform work at the light exertional level, and, in light of Plaintiff’s
pain allegations, reducing his RFC to sedentary); Tr. 21 (ALJ stating that
“[Plaintiff’s] ability to perform all or substantially all of the requirements of
[the full range of sedentary work] has been impeded by additional
limitations.).)
Moreover, the effectiveness of Plaintiff’s treatment, as outlined above,
is evident. Records from various orthopedic visits show significant
improvement in Plaintiff’s post-operative ankle symptoms, as he went from
ambulating with assistive devices to independently ambulating with the use
of padding and the doctor encouraging him to wear regular shoes or work
boots. In light of these considerations, the Court finds that ALJ’s decision
was supported by substantial evidence, and he employed the proper legal
standards.
2. Plaintiff’s Challenge to the ALJ’s Lawful Authority
and Actions
Plaintiff argues that his case should be remanded because the removal
provision application to the Commissioner, 42 U.S.C. § 902(a)(3), is
constitutionally invalid under Seila Law LLC v. Consumer Fin. Prot. Bureau,
140 S. Ct. 2183 (2020). (Doc. 29 at 12-17.) For her part, the Commissioner
“agree[s] that the relevant removal provision violates the separation of
powers to the extent it is construed as limiting the President’s authority to
remove the Commissioner without cause.” (Doc. 32 at 4 (internal citations
omitted.).) However, citing a subsequent Supreme Court ruling—Collins v.
Yellen, 141 S. Ct. 1761 (2021)—the Commissioner contends that Plaintiff is
not entitled to a remand because he cannot show that the unconstitutional
removal restriction actually caused him harm. (Id.)
In Seila Law, the Supreme Court held that the Consumer Financial
Protection Bureau’s (“CFPB”) “leadership by a single individual removable
only for inefficiency, neglect, or malfeasance violate[d]” the constitutional
separation of powers doctrine. 140 S. Ct. at 2197. In Collins, the Supreme
Court considered whether the “for cause” removal provision applicable to the
head of the Federal Housing Finance Agency (“FHFA”) was constitutional.
141 S. Ct. at 1770. Like Sheila Law, the Supreme Court in Collins held that
the removal provision violated constitutional separation of powers principles
and was therefore unconstitutional. Id. at 1787. The Supreme Court did not
resolve whether the party challenging the removal provision was entitled to
relief, but observed that:
Although an unconstitutional provision is never really part of the
body of governing law (because the Constitution automatically
displaces any conflicting statutory provision from the moment of
the provision's enactment), it is still possible for an
unconstitutional provision to inflict compensable harm. And the
possibility that the unconstitutional restriction on the President's
power to remove a Director of the FHFA could have such an effect
cannot be ruled out. Suppose, for example, that the President had
attempted to remove a Director but was prevented from doing so
by a lower court decision holding that he did not have “cause” for
removal. Or suppose that the President had made a public
statement expressing displeasure with actions taken by a
Director and had asserted that he would remove the Director if
the statute did not stand in the way. In those situations, the
statutory provision would clearly cause harm.
Id. at 1788-89.
In a concurring opinion, Justice Kagan offered a particularly relevant
observation:
[T]he majority's approach should help protect agency decisions
that would never have risen to the President's notice. Consider
the hundreds of thousands of decisions that the Social Security
Administration (SSA) makes each year. The SSA has a single
head with for-cause removal protection; so a betting person might
wager that the agency's removal provision is next on the
chopping block. . .but given the majority's remedial analysis, I
doubt the mass of SSA decisions—which would not concern the
President at all—would need to be undone. . .When an agency
decision would not capture a President's attention, his removal
authority could not make a difference—and so no injunction
should issue.
Id. at 1802 (Kagan, J., concurring in part).
To no surprise, the Commissioner—undoubtedly driven by the need to
avoid an institutional quagmire caused by the potential reversal of countless
SSA decisions—has listed 29 district court decisions apparently agreeing
with Justice Kagan’s assessment. (See Doc. 32 at 11 n.2.) As the Eleventh
Circuit has not yet ruled on this precise constitutional challenge, the Court
looks to decisions in this District for guidance.
In Herring v. Comm’r of Soc. Sec., the court ruled that the removal
provision does not necessitate remand or a rehearing of the plaintiff’s claim
because (1) the removal provision is severable from the remainder of the
Social Security Act, and (2) the plaintiff failed to show how the
unconstitutional removal provision harmed him. Herring v. Comm’r of Soc.
Sec., Defendant., No. 2:21-CV-322-MRM, 2022 WL 2128801, at *6 (M.D. Fla.
June 14, 2022); Perez-Kocher v. Comm’r of Soc. Sec., No. 6:20-cv-2357-GKS-
EJK, 2021 WL 6334838, at *4 (M.D. Fla. Nov. 23, 2021) (finding that a
plaintiff had failed to state a claim upon which relief could be granted
because the plaintiff could not establish that the Acting Commissioner’s
unconstitutional tenure protection caused compensable harm).
Here, like the plaintiff in Herring, Mr. Reyno has failed to show the
removal provision harmed him. The Court is left guessing which, if any, of
the former Commissioner’s actions and/or inactions are traced to the ALJ’s
decision to deny Plaintiff disability benefits. For example, Plaintiff has not
shown that the President was unable to remove Mr. Saul as a result of the
alleged unconstitutional tenure, undermining the existence of the nexus
between the provision and the unfavorable decision. Additionally, Plaintiff
“fails to show that absent the alleged unconstitutional provision, [Plaintiff's]
claim would have been decided differently at either the ALJ or the Appeals
Council level.” Herring, at *5. Instead, Mr. Reyno simply relies on President
Biden’s statement made during the former Commissioner’s termination.9
The Court is not at liberty to consider accusations made by the President the
regarding the former Commissioner’s actions in determining whether
Plaintiff is entitled to a new hearing before a different ALJ.
Additionally, Plaintiff attempts to distinguish the plaintiffs in Collins
9 Plaintiff quotes from President Biden’s declaration in relevant part: “[s]ince
taking office, Commissioner Saul has undermined and politicized Social Security
disability benefits, . . . reduced due process protections for benefits appeals
hearings, and taken other actions that run contrary to the mission of the agency
and the President’s policy agenda.” (Doc. 29 at 16.)
from this case because, as Plaintiff argues, “[this case] does in fact involve
government actors exercising power which those government actors did not
lawfully possess.” (Doc. 29 at 15.) But that argument is flawed. At the time
of this decision, the ALJ was properly appointed because “on July 16, 2018,
the Acting Commissioner of Social Security ratified the appointments of [the
Social Security Administration’s] ALJs and approved those appointments as
her own.” See 84 Fed. Reg. 9583 (2019.). Lastly, in a single sentence citing to
Lucia v. S.E.C., 138 S. Ct. 2044 (2018), Plaintiff suggests that he is entitled
to a “de novo hearing before a new ALJ who does not suffer from the
unconstitutional taint of having previously heard and decided this case when
the ALJ had no lawful authority to do so.” (Doc. 29 at 17.) Plaintiff
improperly conflates the Supreme Court’s ruling in Lucia with the decisions
in Collins and Seila Law. The Court in Lucia “held that the appropriate
remedy for an adjudication tainted with an appointments violation is a new
hearing before a properly appointed official.” Lucia, 138 S. Ct. at 2055.
However, neither Seila Law, Collins, or the case at hand involved issues with
the manner of appointment of the Commissioner or the ALJ that denied
Plaintiff’s claim. See Vergara v. Kijakazi, No. 20-22964-CIV, 2022 WL
769704, at *8 (S.D. Fla. Feb. 23, 2022), report and recommendation adopted
sub nom. Vergara v. Comm'r of Soc. Sec., No. 20-22964-CIV, 2022 WL 767125
(S.D. Fla. Mar. 14, 2022), citing Collins, 141 S. Ct. at 1788 (explaining that
“[a]ll the officers who headed the FHFA during the time in question were
properly appointed[,]” whereas Lucia “involved a Government actor's exercise
of power that the actor did not lawfully possess).
Thus, because “[t]he Plaintiff failed to demonstrate that the removal
provision had any actual or possible impact on the unfavorable decision he
received,” Plaintiff is not entitled to a new hearing on this issue. Tucker v.
Kijakazi, No. 21-60943-CIV, 2022 WL 750559, at *13 (S.D. Fla. Feb. 8,
2022), report and recommendation adopted, No. 21-60943, 2022 WL 742744
(S.D. Fla. Mar. 11, 2022); see Tibbets v. Comm’r of Soc. Sec., Case No. 2:20-
CV-872-SPC-MRM, 2021 WL 6297530, at *6 (M.D. Fla. Dec. 21, 2021)
(concluding that the removal provision does not necessitate remand or a
rehearing of the plaintiff’s claim).)
III. Conclusion
The Court does not make independent factual determinations, re-weigh
the evidence, or substitute its decision for that of the ALJ. Thus, the
question is not whether the Court would have arrived at the same decision on
de novo review; rather, the Court’s review is limited to determining whether
the ALJ’s findings are based on correct legal standards and supported by
substantial evidence. Based on this standard of review, the Court concludes
that the ALJ’s decision that Plaintiff was not disabled within the meaning of
the Social Security Act for the time period in question is due to be affirmed.
Accordingly, itis ORDERED:
1. The Commissioner’s Decision is AFFRIMED.
2. The Clerk of Court is directed to enter judgment consistent with this
Order, terminate any pending motions, and close the file.
DONE AND ORDERED at Jacksonville, Florida, on July 11, 2022.
: MONTE C. RICHARDSON
UNITED STATES MAGISTRATE JUDGE
Copies to:
Counsel of Record
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