stating that the “ALJ must consider the applicant’s medical condition taken as a whole”
How later courts described this case
- stating that the “ALJ must consider the applicant’s medical condition taken as a whole”
- “We agree with every circuit that has considered the issue that poverty excuses noncompliance.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
CATIA DENNY,
Plaintiff,
v. Case No. 8:20-cv-1573-AEP
KILOLO KIJAKAZI,
Acting Commissioner of Social Security,1
Defendant.
/
ORDER
Plaintiff seeks judicial review of the denial of her claim for Supplemental
Security Income (“SSI”). As the Administrative Law Judge’s (“ALJ”) decision was
not based on substantial evidence and failed to employ proper legal standards, the
Commissioner’s decision is reversed and remanded.
I.
A. Procedural Background
Plaintiff filed an application for SSI (Tr. 229-50). The Social Security
Administration (“SSA”) denied Plaintiff’s claims both initially and upon
reconsideration (Tr. 102-20, 125-35). Plaintiff then requested an administrative
hearing (Tr. 137-39). Per Plaintiff’s request, the ALJ held a hearing at which
1 Dr. Kilolo Kijakazi is now the Acting Commissioner of Social Security. Pursuant to
Rule 25(d) of the Federal Rules of Civil Procedure, Acting Commissioner Kilolo Kijakazi
should be substituted for Commissioner Andrew M. Saul as the defendant in this matter.
No further action needs to be taken to continue this matter by reason of the last sentence
Plaintiff appeared and testified (Tr. 38-69). Following the hearing, the ALJ issued
an unfavorable decision, finding Plaintiff not disabled and accordingly denying
Plaintiff’s claims for benefits (Tr. 19-37). Subsequently, Plaintiff requested review
from the Appeals Council, which the Appeals Council denied (Tr. 1-6, 210-12).
Plaintiff then timely filed a complaint with this Court (Doc. 1). The case is now
ripe for review under 42 U.S.C. §§ 405(g), 1383(c)(3).
B. Factual Background and the ALJ’s Decision
Plaintiff, who was born in in 1967, claimed disability beginning June 17,
2016, which was amended to May 22, 2017 (Tr. 22, 41, 230-31, 242, 274). Plaintiff
obtained a high school education (Tr. 42, 280). Plaintiff did not have any past
relevant work experience (Tr. 63). Plaintiff alleged disability due to post-traumatic
stress disorder (PTSD), bipolar 1 disorder, severe depression, limited range of
motion and chronic pain in the right shoulder, migraines, high blood pressure,
muscle cramping in her legs, foot pain, and a history of a motor vehicle accident
with lower back pain, sciatica pain, and the need for a hip replacement (Tr. 279).
In rendering the administrative decision, the ALJ concluded that Plaintiff
had not engaged in substantial gainful activity since March 17, 2017, the application
date (Tr. 24). After conducting a hearing and reviewing the evidence of record, the
ALJ determined that Plaintiff had the following severe impairments: osteoarthritis
of the right shoulder, migraine headaches, lumbar spine disorder, bipolar disorder,
PTSD, and schizoaffective disorder (Tr. 24). Notwithstanding the noted
impairments, the ALJ determined that Plaintiff did not have an impairment or
combination of impairments that met or medically equaled one of the listed
impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1 (Tr. 25). The ALJ then
concluded that Plaintiff retained a residual functional capacity (“RFC”) to perform
light work, except that Plaintiff could only occasionally balance, stoop, kneel,
crouch, crawl, and climb ramps and stairs; was limited to occasional overhead
work; could not climb ladders, ropes, and scaffolds; was limited to only occasional
pushing and pulling with the lower extremities, including the operation of foot
pedals; must avoid concentrated exposure to bright flashing lights; was limited to
simple, routine, repetitive tasks not performed in a fast-paced production
environment, with only simple work-related decisions and relatively few workplace
changes; and could only have occasional interaction with the general public (Tr.
27). In formulating Plaintiff’s RFC, the ALJ considered Plaintiff’s subjective
complaints and determined that Plaintiff’s statements as to the intensity,
persistence, and limiting effects of her symptoms were inconsistent with the
evidence of record (Tr. 28).
Considering the assessment of a vocational expert (“VE”), the ALJ
determined that Plaintiff did not have any past relevant work (Tr. 30, 63). Given
Plaintiff’s background and RFC, the VE testified that Plaintiff could perform jobs
existing in significant numbers in the national economy, such as a marker, copy
machine operator, and router (Tr. 31). Accordingly, based on Plaintiff’s age,
education, work experience, RFC, and the testimony of the VE, the ALJ found
Plaintiff not disabled (Tr. 31).
II.
To be entitled to benefits, a claimant must be disabled, meaning the claimant
must be unable to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be expected to
result in death or which has lasted or can be expected to last for a continuous period
of not less than twelve months. 42 U.S.C. § 1382c(a)(3)(A). A “physical or mental
impairment” is an “impairment that results from anatomical, physiological, or
psychological abnormalities, which are demonstrable by medically acceptable
clinical and laboratory diagnostic techniques.” 42 U.S.C. § 1382c(a)(3)(D).
To regularize the adjudicative process, the SSA promulgated the detailed
regulations currently in effect. These regulations establish a “sequential evaluation
process” to determine whether a claimant is disabled. 20 C.F.R. § 416.920. If an
individual is found disabled at any point in the sequential review, further inquiry is
unnecessary. 20 C.F.R. § 416.920(a). Under this process, the ALJ must determine,
in sequence, the following: whether the claimant is currently engaged in substantial
gainful activity; whether the claimant has a severe impairment, i.e., one that
significantly limits the ability to perform work-related functions; whether the severe
impairment meets or equals the medical criteria of 20 C.F.R. Part 404, Subpart P,
Appendix 1; and whether the claimant can perform his or her past relevant work.
20 C.F.R. § 416.920(a)(4)(i)-(iv). If the claimant cannot perform the tasks required
of his or her prior work, step five of the evaluation requires the ALJ to decide if the
claimant can do other work in the national economy in view of his or her age,
education, and work experience. 20 C.F.R. § 416.920(a)(4)(v). A claimant is
entitled to benefits only if unable to perform other work. Bowen v. Yuckert, 482 U.S.
137, 140-42 (1987); 20 C.F.R. § 416.920(g)(1).
A determination by the Commissioner that a claimant is not disabled must
be upheld if it is supported by substantial evidence and comports with applicable
legal standards. See 42 U.S.C. §§ 405(g), 1383(c)(3). “Substantial evidence is more
than a scintilla and is such relevant evidence as a reasonable person would accept
as adequate to support a conclusion.” Winschel v. Comm’r of Soc. Sec., 631 F.3d 1176,
1178 (11th Cir. 2011) (citation and internal quotation marks omitted). While the
court reviews the Commissioner’s decision with deference to the factual findings,
no such deference is given to the legal conclusions. Ingram v. Comm’r of Soc. Sec.,
496 F.3d 1253, 1260 (11th Cir. 2007) (citations omitted).
In reviewing the Commissioner’s decision, the court may not reweigh the
evidence or substitute its own judgment for that of the ALJ, even if it finds that the
evidence preponderates against the ALJ’s decision. Winschel, 631 F.3d at 1178
(citations omitted); Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983)
(citations omitted). The Commissioner’s failure to apply the correct law, or to give
the reviewing court sufficient reasoning for determining that he or she has
conducted the proper legal analysis, mandates reversal. Ingram, 496 F.3d at 1260
(citation omitted). The scope of review is thus limited to determining whether the
findings of the Commissioner are supported by substantial evidence and whether
the correct legal standards were applied. 42 U.S.C. § 405(g); Wilson v. Barnhart, 284
F.3d 1219, 1221 (11th Cir. 2002) (per curiam) (citations omitted).
III.
Plaintiff argues that the ALJ erred by (1) failing to properly account for work-
related limitations related to Plaintiff’s mental impairments and the medical
opinions addressing such impairments; and (2) failing to properly consider
Plaintiff’s migraine headaches. For the following reasons, the ALJ failed to apply
the correct legal standards, and the ALJ’s decision is not supported by substantial
evidence.
A. Mental Impairments and Medical Opinions
At step four of the sequential evaluation process, the ALJ assesses the
claimant’s RFC and ability to perform past relevant work. 20 C.F.R. §§
416.920(a)(4)(iv), 416.945. To determine a claimant’s RFC, an ALJ makes an
assessment based on all the relevant evidence of record as to what a claimant can
do in a work setting despite any physical or mental limitations caused by the
claimant’s impairments and related symptoms. 20 C.F.R. § 416.945(a)(1). In
rendering the RFC, therefore, the ALJ must consider the medical opinions in
conjunction with all the other evidence of record and will consider all the medically
determinable impairments, including impairments that are not severe, and the total
limiting effects of each. 20 C.F.R. §§ 416.920(e), 416.945(a)(2) & (e); see Jamison v.
Bowen, 814 F.2d 585, 588 (11th Cir. 1987) (stating that the “ALJ must consider the
applicant’s medical condition taken as a whole”). In doing so, the ALJ considers
evidence such as the claimant’s medical history; medical signs and laboratory
findings; medical source statements; daily activities; evidence from attempts to
work; lay evidence; recorded observations; the location, duration, frequency, and
intensity of the claimant’s pain or other symptoms; the type, dosage, effectiveness,
and side effects of any medication or other treatment the claimant takes or has taken
to alleviate pain or other symptoms; treatment, other than medication, the claimant
receives or has received for relief of pain or other symptoms; any measures the
claimant uses or has used to relieve pain or symptoms; and any other factors
concerning the claimant’s functional limitations and restrictions. 20 C.F.R. §§
416.929(c)(3)(i)-(vii), 416.945(a)(3); Social Security Ruling (SSR) 96-8p, 1996 WL
374184 (July 2, 1996); SSR 16-3p, 2017 WL 5180304 (Oct. 25, 2017).
Plaintiff contends that the ALJ failed to properly account in the RFC for
limitations stemming from her mental impairments. Specifically, Plaintiff argues
that the ALJ failed to properly consider the mental limitations described by Dr.
Young, a consultative examining psychologist, and Dr. Meyers and Dr. Ames-
Dennard, the state agency medical consultants, in setting forth the RFC. According
to Plaintiff, the opinions of Drs. Young, Meyers, and Ames-Dennard describe
mental limitations far greater than those in the RFC and which preclude work.
Additionally, Plaintiff argues that the ALJ failed to provide legally sufficient reasons
to reject the opinions of Drs. Young, Meyers, and Ames-Dennard.
Medical opinions are statements from acceptable medical sources that reflect
judgments about the nature and severity of a claimant’s impairments, including
symptoms, diagnosis and prognosis, what the claimant can still do despite the
impairments, and physical or mental restrictions. 20 C.F.R. § 416.927(a)(1). When
assessing the medical evidence, the ALJ must state with particularity the weight
afforded to different medical opinions and the reasons therefor. Winschel, 631 F.3d
at 1179 (citation omitted). The Social Security regulations provide guidelines for
the ALJ to employ when evaluating medical opinion evidence. See 20 C.F.R. §
416.927.2 In determining the weight to afford a medical opinion, the ALJ considers
a variety of factors including but not limited to the examining relationship, the
treatment relationship, whether an opinion is well-supported, whether an opinion
is consistent with the record, and the area of the doctor’s specialization. 20 C.F.R.
§ 416.927(c). For instance, the more a medical source presents evidence to support
an opinion, such as medical signs and laboratory findings, the more weight that
medical opinion will receive. 20 C.F.R. § 416.927(c)(3). Further, the more
consistent the medical opinion is with the record, the more weight that opinion will
receive. 20 C.F.R. § 416.927(c)(4). As detailed below, the ALJ erred in his
consideration of the opinions of Drs. Young, Meyers, and Ames-Dennard, and
remand is therefore warranted.
i. Dr. Young
At the request of the SSA, Dr. Young conducted an independent clinical
evaluation with mental status of Plaintiff in June 2017 (Tr. 394-97). Dr. Young
indicated that Plaintiff’s facial expressions were full and responsive but reflected a
2 The ALJ indicated that Plaintiff had a protective filing date of March 17, 2017 for her
SSI application (Tr. 22). Accordingly, 20 C.F.R. § 416.927 applies to her claim, as it
moderately dysphoric mood and that her energy level seemed reduced (Tr. 394).
Dr. Young observed Plaintiff’s mood as “severely dysphoric with a corresponding
anxious and severely depressed affect” and noted that, “[a]t one point she became
tearful and openly wept, at times uncontrollably, and had to be given time to calm
herself down” (Tr. 395). Though Plaintiff did not show any difficulty interacting
with clinic staff and could complete the evaluation without incident, Dr. Young
noted that Plaintiff made intermittent eye contact with him and appeared mildly
uncomfortable with the interpersonal aspects of the evaluation process throughout
the course of the evaluation (Tr. 394). He noted that Plaintiff never exhibited any
overt oppositionality toward him, seemed willing to discuss her personal history
without reservation, answered questions posed to her in a straightforward manner,
and provided reasonably well-detailed responses (Tr. 394). While Plaintiff
demonstrated difficulty recalling specific dates and times for personal historical
information, Dr. Young found Plaintiff to be a reliable historian and estimated
Plaintiff’s intellectual level to fall within the average range (Tr. 394-95). During the
clinical interview, however, Plaintiff experienced some mild difficulty maintaining
her attention and concentration and her overall processing speed appeared below
average (Tr. 395). Plaintiff expressed clear, focused, and goal-oriented thinking free
of any evidence of an active thought or perceptual disorder and never manifested
any impulsivity or hyperactivity (Tr. 395). Dr. Young noted that Plaintiff’s
receptive and expressive language abilities appeared intact, she spoke in a normal
tone and pace of voice, her vocabulary seemed average and unremarkable, and she
could engage in spontaneous conversation (Tr. 395).
Dr. Young performed a mini mental status exam and a WAIS-IV digit span
task with mixed results (Tr. 395). The mini mental status exam revealed no
cognitive impairment, but the attempt to perform the WAIS-IV digit span task failed
and resulted in invalid results due to Plaintiff’s emotionality appearing to interfere
to such a degree that it rendered the results invalid (Tr. 395). Dr. Young opined
that such results could possibly relate to malingering or to Plaintiff’s adoption of
such a significant learned helplessness that her ability to produce a valid measure
on the tasks was impaired (Tr. 395).
During the examination, Plaintiff reported an ability to perform a range of
daily activities independently, including performing all her hygiene requirements,
grocery shopping, using public transportation, making meals, and doing laundry
(Tr. 395). She also reported a history of abuse as a child and as an adult, leading to
a diagnosis of PTSD, and a diagnosis of bipolar I disorder, although she indicated
she had not experienced a manic episode in a long time (Tr. 395-96). Plaintiff told
Dr. Young that she experienced chronic depression for many years, especially
following the accidental overdose of the father of her children, as well as several
episodes of suicidality and at least four past inpatient psychiatric admissions (Tr.
396). Though she had been prescribed medication by a psychiatrist, she denied
participating in counseling or psychotherapy (Tr. 396).
Based upon Plaintiff’s presentation during examination, Dr. Young offered
the following summary of his findings and recommendations:
[Plaintiff’s] presentation was consistent with her self-report.
Collectively she came across as a severely depressed and anxious adult
female with a history of PTSD associated with both childhood and
adult abuse. She also appeared to manifest some cluster B personality
traits and in general seemed quite dramatic in her presentation.
During the MMSE it was necessary to discontinue the digit span task
due to her underperforming which seemed to be related to a
combination of her acute emotionality and personality traits [(]likely
learned helplessness). Although she has been prescribed psychiatric
medication she likely would benefit from adjunctive counseling as
well. [Plaintiff] seems to have adequate social support from her friend
but very limited coping skills and therefore likely is at risk for future
behavioral and/or emotional decompensation. Her history of
suicidality and inpatient psychiatric admission indicates a potential for
such decompensation without ongoing psychiatric care.
Medical personnel will have to comment on the veracity of her
physical health complaints and the severity of their impact on her
ability to work. At the present time her psychiatric health problems
appear significant enough to produce a severe degree of work-related
interference. [Plaintiff’s] prognosis is guarded to poor without the
recommended interventions and mediating factors being the severity
and course of her physical health and psychiatric health problems,
limited education and job skills and her personality features.
(Tr. 396-97). In rendering the decision, the ALJ considered the opinion of Dr.
Young (Tr. 29-30). After summarizing only some of Dr. Young’s findings from the
examination, the ALJ did not afford much weight to Dr. Young’s opinion,
indicating:
The claimant underwent an independent mental health examination
with Dr. Robert Young, Ph.D. The doctor found the claimant was
appropriately dressed and groomed[,] was able to interact
appropriately, showed average intelligence, had clear and focused
thought, had mild difficulty maintaining attention and concentration,
had normal speech, [and] was free of any perceptual or active thought
disorder. She did appear depressed[] but showed no cognitive
problems. Quite tellingly, the claimant did not mention hearing any
voices. The doctor specifically found malingering or that the claimant
has adopted a significant learned helplessness. The claimant admitted
to the examiner that she was able to shop, use public transport, that
she lived with a friend, that she could handle her own money, make
meals, do laundry, do household chores and take care of a pet. The
claimant admitted it has been a long time since she had a manic
episode. The doctor also noted the claimant was underperforming
during part of the testing.
Despite the identification of likely malingering and underperforming,
the doctor seemed to accept the claimant’s self-reported limitations.
The doctor tried to justify it as merely the claimant’s learned
helplessness, but this ignores the actual findings upon review that are
fairly mild. Despite all of this, the doctor went on to opine that the
claimant’s psychiatric problems “appear significant enough to produce
a severe degree of work-related interference.” The doctor found the
claimant’s prognosis was guarded. Not much weight is given to this
opinion, as it seems to ignore the doctor’s own findings and notations
of likely malingering and underperforming. Moreover, the opinion is
inconsistent with the opinions of the state’s mental health experts.
(Tr. 29-30) (internal citations omitted).
As demonstrated by the ALJ’s discussion, the ALJ did not mention or
apparently consider several of Dr. Young’s more severe findings, which in fact
supported Dr. Young’s overall finding and recommendations, but instead
substituted his own interpretation of Dr. Young’s treatment notes for that of Dr.
Young. Indeed, except for the single acknowledgement that Plaintiff “did appear
depressed,” the ALJ appears to have selected only the observations from Dr. Young
that support his disability finding rather than considering, for example, Dr. Young’s
findings that Plaintiff’s mood was severely dysphoric, her affect was anxious and
severely depressed, she wept uncontrollably during examination, she was
uncomfortable with interpersonal aspects of the evaluation process, and her
underperformance seemed to be related to a combination of her acute emotionality
and personality traits.
Further, as Plaintiff contends, several factors weigh in favor of potentially
affording Dr. Young’s opinion greater weight. Primarily, Dr. Young examined
Plaintiff, he is a licensed psychologist, and he is a state agency psychological
consultant and is thus considered a highly qualified expert in the context of Social
Security disability evaluation. 20 C.F.R. §§ 416.913a(b)(1), 416.927(c)(1) & (5).
Moreover, considering Dr. Young’s findings in conjunction with the findings of Dr.
Meyers and Dr. Ames-Dennard, discussed in greater detail below, the ALJ failed to
fully and properly consider Plaintiff’s mental impairments and the limitations
related thereto. As substantial evidence does not support the ALJ’s consideration
of Dr. Young’s opinion, remand is appropriate for reconsideration of Dr. Young’s
findings and opinion.
ii. Dr. Meyers and Dr. Ames-Dennard
Likewise, the ALJ should reconsider the opinions of Dr. Meyers and Dr.
Ames-Dennard upon remand. In a cursory fashion, the ALJ stated that both state
agency medical consultants believed that Plaintiff could perform simple work with
limited social contact (Tr. 30, 92-95, 98-99, 104-11, 115-16). Given that the
opinions were from mental health experts and, according to the ALJ, were
supported by the evidence of record, the ALJ afforded the opinions great weight
(Tr. 30). Despite affording great weight to the opinions, the ALJ did not address
more significant limitations identified by both Dr. Meyers and Dr. Ames-Dennard.
Specifically, the ALJ failed to address more significant social limitations set forth
by each.
Namely, in June 2017, Dr. Meyers reviewed Plaintiff’s medical records and
concluded that Plaintiff suffered from (1) depressive, bipolar, and related disorders;
(2) anxiety and obsessive-compulsive disorders; and (3) personality and impulse-
control disorders (Tr. 94). Dr. Meyers found that Plaintiff experienced moderate
limitations in her ability to interact with others and mild limitations in her ability to
understand, remember, or apply information; concentrate, persist, or maintain
pace; and adapt or manage herself (Tr. 94). Dr. Meyers indicated that Plaintiff did
not experience any understanding and memory limitations nor any sustained
concentration and persistence limitations, stating that the evidence suggested
Plaintiff maintained the capacity to understand and retain both simple and complex
instructions and maintained the capacity to persist at tasks (Tr. 98). Dr. Meyers
further found that Plaintiff did not experience adaptation limitations and was not
significantly limited in her ability to maintain socially appropriate behavior or to
adhere to basic standards of neatness and cleanliness, finding that the evidence
suggested the capacity to adapt adequately in the work environment but also stating
that social interactions were harder for Plaintiff than her peers such that she would
function best at tasks with little to no social demands for communicating with others
(Tr. 99). More specifically, as to social interaction limitations, Dr. Meyers found
that Plaintiff experienced moderate limitations in her ability to interact
appropriately with the general public and to get along with her coworkers or peers
without distracting them or exhibiting behavioral extremes (Tr. 98-99).
Notwithstanding, Dr. Meyers opined that Plaintiff retained the ability to mentally
perform as discussed in her mental RFC, including that Plaintiff retained the ability
to perform tasks at higher levels despite the moderate limitations noted, with limited
social contact, and that Plaintiff could meet the basic mental demands of work on a
sustained basis, despite any limitations resulting from her medical impairments (Tr.
99).
Later, in September 2017, Dr. Ames-Dennard determined that Plaintiff
experienced the same mental impairments (Tr. 110-11). As a result of those
impairments, Dr. Ames-Dennard found that Plaintiff experienced moderate
limitations in her ability to interact with others and to adapt or manage herself and
mild limitations in her ability to understand, remember, or apply information and
to concentrate, persist, or maintain pace (Tr. 110). Dr. Ames-Dennard further
concluded that Plaintiff experienced limitations with sustained concentration and
persistence, including moderate limitations in her ability to maintain attention and
concentration for extended periods and in her ability to work in coordination with
or in proximity to others without being distracted by them (Tr. 115). Like Dr.
Meyers, Dr. Ames-Dennard concluded that Plaintiff experienced moderate
limitations in her ability to interact with the general public and in her ability to get
along with coworkers or peers without distracting them or exhibiting behavioral
extremes, and, therefore, Plaintiff would function best at tasks with little to no social
demands for communicating with others as social interactions were harder for her
than others in her peer group (Tr. 116). Dr. Ames-Dennard noted that the evidence
suggested that Plaintiff maintained the capacity to understand and retain both
simple and complex instructions and to adapt adequately in the work environment
(Tr. 115 & 116). Dr. Ames-Dennard concluded that Plaintiff could perform simple,
repetitive tasks; could perform tasks at a higher level despite her moderate
limitations but with limited social contact; and could meet the basic mental
demands of work on a sustained basis, despite any limitations resulting from her
medical impairments (Tr. 116).
Both Dr. Meyers and Dr. Ames-Dennard concluded that Plaintiff
experienced more than just moderate limitations in her ability to interact with the
public. They each concluded that Plaintiff experienced moderate limitations with
her ability to get along with coworkers or peers without distracting them or
exhibiting behavioral extremes and would function best at tasks with little to no
social demands for communicating with others. Notwithstanding, the sole social
limitation identified by the ALJ involved limiting Plaintiff to only occasional
interaction with the general public (Tr. 27). Neither the RFC nor the ALJ’s
hypotheticals to the VE address social interaction with coworkers or supervisors
(Tr. 27-30, 63-67), which, based upon the findings of Dr. Meyers and Dr. Ames-
Dennard is an omission requiring explanation, especially based on the ALJ’s
decision to afford great weight to those opinions and to afford not much weight to
the opinion of Dr. Young. Nothing in the ALJ’s decision addresses such omission.
Upon remand, the ALJ should address all of Plaintiff’s social limitations, including
whether Plaintiff requires a limitation regarding interactions with coworkers and
supervisors.
iii. Lack of Mental Health Treatment
As Plaintiff notes, in considering Plaintiff’s mental impairments, the ALJ
highlighted the fact that Plaintiff had “not had a lot of mental health treatment
during the time under review” (Tr. 29). The decision does not demonstrate that the
ALJ considered Plaintiff’s inability to obtain such treatment due to poverty, lack of
insurance, and homelessness (Tr. 29-30). During the administrative hearing,
Plaintiff testified that she did not have medical insurance to cover medical care she
needed, did not have a driver’s license due to her inability to pay fees associated
with a DUI, and was effectively homeless, as she did not have a permanent
residence, had to bounce from place to place, and had to stay with friends when she
could or sleep outside (Tr. 41-44, 58, 62). As the Eleventh Circuit has repeatedly
emphasized, poverty excuses noncompliance with medical treatment. See 20
C.F.R. § 416.930(a) & (b); Ellison v. Barnhart, 355 F.3d 1272, 1275 (11th Cir. 2003)
(“We have held that refusal to follow prescribed medical treatment without a good
reason will preclude a finding of disability, and poverty excuses noncompliance.
Additionally, when an ALJ relies on noncompliance as the sole ground for the
denial of disability benefits, and the record contains evidence showing that the
claimant is financially unable to comply with prescribed treatment, the ALJ is
required to determine whether the claimant was able to afford the prescribed
treatment.”) (internal citations and quotation marks omitted); see Dawkins v. Bowen,
848 F.2d 1211, 1213 (11th Cir. 1988) (“We agree with every circuit that has
considered the issue that poverty excuses noncompliance.”). Though not the only
basis for the denial of disability benefits, the ALJ cited to the lack of mental health
treatment without indicating that he considered Plaintiff’s ability to afford or obtain
such treatment. If, on remand, the ALJ considers Plaintiff’s lack of mental health
treatment, the ALJ should address Plaintiff’s ability to afford or obtain such
treatment.
B. Headaches
Plaintiff also contends that the ALJ failed to properly consider her migraine
headaches in setting forth the RFC, despite finding that her migraine headaches
constituted a severe impairment. In addition to the objective evidence of record,
the Commissioner must consider all the claimant’s symptoms, including pain, and
the extent to which these symptoms can reasonably be accepted as consistent with
the objective evidence and other evidence. See 20 C.F.R. § 416.929. To establish a
disability based on testimony of pain and other symptoms, the claimant must show
evidence of an underlying medical condition and either (1) objective medical
evidence confirming the severity of the alleged symptoms or (2) that the objectively
determined medical condition can reasonably be expected to give rise to the alleged
symptoms. Wilson, 284 F.3d at 1225 (citing Holt v. Sullivan, 921 F.2d 1221, 1223
(11th Cir. 1991)); see 20 C.F.R. § 416.929. Consideration of a claimant’s symptoms
thus involves a two-step process, wherein the Commissioner first considers whether
an underlying medically determinable physical or mental impairment exists that
could reasonably be expected to produce the claimant’s symptoms, such as pain. 20
C.F.R. § 416.929(b); SSR 16-3p, 2017 WL 5180304, at *3-9. If the Commissioner
determines that an underlying physical or mental impairment could reasonably be
expected to produce the claimant’s symptoms, the Commissioner evaluates the
intensity and persistence of those symptoms to determine the extent to which the
symptoms limit the claimant’s ability to perform work-related activities. 20 C.F.R.
§ 416.929(c); SSR 16-3p, 2017 WL 5180304, at *3-9. When the ALJ discredits the
claimant’s subjective testimony, the ALJ must articulate explicit and adequate
reasons for doing so. Wilson, 284 F.3d at 1225 (citation omitted). A reviewing court
will not disturb a clearly articulated credibility finding regarding a claimant’s
subjective complaints supported by substantial evidence in the record. Mitchell v.
Comm’r, Soc. Sec. Admin., 771 F.3d 780, 782 (11th Cir. 2014); Foote v. Chater, 67 F.3d
1553, 1562 (11th Cir. 1995) (per curiam).
Here, during the administrative hearing, Plaintiff testified that she
experienced migraines approximately twice per month, with each lasting for
approximately ten days (Tr. 60). According to Plaintiff, her migraines caused
nausea, vomiting, and sensitivity to light and sound (Tr. 60, 548). The record
indicates that Plaintiff received regular Nubain injections and Clonidine to help
with her symptoms and that, on at least one occasion, she decompensated when she
missed an injection and went to the emergency room for treatment (Tr. 548-49, 598,
604, 621, 625, 634-35, 639, 654-55, 659-60, 664-65, 669, 674, 681, 685, 689-90, 694,
699, 704-05, 709, 724, 740, 745, 749). She reported migraine pain level of anywhere
between a three to an eight on a 10-point scale (Tr. 385, 631-34, 682, 706-09).
Plaintiff’s migraines were noted to be on and off, occasionally severe and chronic,
sometimes noted as controlled, without mention of intractability, and both with and
without aura (Tr. 380, 381, 384, 385, 388, 585, 588, 590, 593, 595, 601, 604, 606,
612, 615, 617, 622, 625, 626, 631, 636, 641, 644, 651, 654, 656, 661, 669, 671, 677,
682, 685, 686, 689, 694, 696, 699, 701, 704, 706, 709, 711, 714, 719, 721, 724, 727,
730, 732, 735, 737, 742, 745, 746, 749, 751). Plaintiff contends that the ALJ failed
to sufficiently address Plaintiff’s migraine headaches and the attendant limitations,
including, most significantly, Plaintiff’s inability to stay on task for considerable
periods of time due to pain until the migraine subsides.
Indeed, with little explanation, the ALJ found only that Plaintiff’s migraines
were without aura and not intractable and that Plaintiff’s doctor considered the pain
to be controlled with medication and injections (Tr. 28). According to the ALJ,
Plaintiff’s “self-serving allegations” regarding her migraines lasting 10 days were
“simply not supported by the record” (Tr. 28). Notwithstanding, the ALJ indicated
that he reduced the RFC to accommodate for limitations stemming from her
migraine headaches, including limitations to avoid concentrated exposure to bright,
flashing lights and to engage in simple, routine, repetitive tasks not performed in a
fast-paced production environment with only simple work-related decisions and
relatively few workplace changes (Tr. 27-28). Given the remand for reconsideration
of Plaintiff’s mental impairments and the medical opinions regarding the related
limitations, the ALJ should more fully address Plaintiff’s migraine headaches and,
to the extent necessary, any limitations due to Plaintiff’s need to be off task while
experiencing a migraine headache.
IV.
Accordingly, after consideration, it is hereby
ORDERED:
1. The decision of the Commissioner is REVERSED and the matter is
REMANDED pursuant to sentence four of 42 U.S.C. § 405(g) to the Commissioner
for further administrative proceedings consistent with this Order.
2. The Clerk is directed to enter final judgment in favor of Plaintiff and
close the case.
DONE AND ORDERED in Tampa, Florida, on this 21st day of March,
2022.
A □□□ A
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ANTHONY E. PORCELLI
United Sfates Magistrate Judge
cc: Counsel of Record