Opinion

Garcia v. Commissioner of Social Security

Court
District Court, M.D. Florida
Filed
Jan 27, 2022
Cited by
0 cases
Authority
More cited than 19.8%

administrative review must be of the entire record; accordingly, ALJ cannot point to evidence that supports the decision but disregard other contrary evidence

How later courts described this case

  • administrative review must be of the entire record; accordingly, ALJ cannot point to evidence that supports the decision but disregard other contrary evidence
  • “Remand for further factual development of the record before the ALJ is appropriate where the record reveals evidentiary gaps which result in unfairness or clear prejudice.”
  • “A claimant’s residual functional capacity is a matter reserved for the ALJ’s determination, and while a physician’s opinion on the matter will be considered, it is not dispositive.”
  • the assessment of a claimant’s RFC and corresponding limitations are “within the province of the ALJ, not a doctor.”

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

MIDDLE DISTRICT OF FLORIDA

TAMPA DIVISION

MYRNA GARCIA,

Plaintiff,

v. Case No. 8:20-cv-1728-SPF

KILOLO KIJAKAZI,

Commissioner of the Social

Security Administration,1

Defendant.

/

ORDER

Plaintiff seeks judicial review of the denial of her claim for a period of disability,

Disability Insurance Benefits (“DIB”), and Supplemental Security Income (“SSI”). As

the Administrative Law Judge’s (“ALJ”) decision was based on substantial evidence and

employed proper legal standards, the Commissioner’s decision is affirmed.

I. Procedural Background

Plaintiff filed an application for a period of disability, DIB, and SSI (Tr. 202-13).2

The Commissioner denied Plaintiff’s claims both initially and upon reconsideration (Tr.

78-79, 110-11). Plaintiff then requested an administrative hearing (Tr. 139-40). Per

1 Kilolo Kijakazi became the Acting Commissioner of Social Security on July 9, 2021, and

is substituted as Defendant in this suit pursuant to Rule 25(d) of the Federal Rules of Civil

Procedure.

2 All references to “Tr.” refer to the transcript and page numbers of the Social Security

administrative record filed on February 16, 2021 (Doc. 16).

Plaintiff’s request, the ALJ held a hearing at which Plaintiff appeared and testified (Tr.

169-87). Following the hearing, the ALJ issued an unfavorable decision finding Plaintiff

not disabled and accordingly denied Plaintiff’s claims for benefits (Tr. 7-26).

Subsequently, Plaintiff requested review from the Appeals Council, which the Appeals

Council denied (Tr. 1-6). Plaintiff then timely filed a Complaint with this Court (Doc. 1).

The case is now ripe for review under 42 U.S.C. §§ 405(g), 1383(c)(3).

II. Factual Background and the ALJ’s Decision

Plaintiff, who was born in 1958, claimed disability beginning September 30, 2016

(Tr. 10). Plaintiff obtained an eighth grade education (Tr. 36). Plaintiff’s past relevant

work experience included work as a cook helper/waitress (Tr. 18). Plaintiff alleged

disability due to arthritic conditions involving her spine, ankles, and knees, as well as

disability due to anxiety (Tr. 57).

In rendering the administrative decision, the ALJ concluded that Plaintiff met the

insured status requirements through December 31, 2021 and had not engaged in

substantial gainful activity since September 30, 2016, the alleged onset date (Tr. 12). After

conducting a hearing and reviewing the evidence of record, the ALJ determined Plaintiff

had the following severe impairments: obesity, spine disorders, and osteoarthritis (Id.).

Notwithstanding the noted impairments, the ALJ determined that Plaintiff did not have

an impairment or combination of impairments that met or medically equaled one of the

listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1 (Tr. 14). The ALJ then

concluded that Plaintiff retained a residual functional capacity (“RFC”) to perform

medium work as defined in 20 C.F.R. §§ 404.1567(b), 416.967(b) (Tr. 15). The ALJ

determined that Plaintiff can lift and carry 50 pounds occasionally and 25 pounds

frequently, can sit, stand, and walk for six hours, and can push and pull as much as

Plaintiff can lift and carry (Id.). In formulating Plaintiff’s RFC, the ALJ considered

Plaintiff’s subjective complaints and determined that, although the evidence established

the presence of underlying impairments that reasonably could be expected to produce the

symptoms alleged, Plaintiff’s statements as to the intensity, persistence, and limiting

effects of her symptoms were not entirely consistent with the medical evidence and other

evidence (Tr. 15-16).

Given Plaintiff’s background and RFC, the vocational expert (“VE”) testified that

Plaintiff could perform any of Plaintiff’s past work as a cook/helper and waitress (Tr. 18-

19). In addition to past relevant work, the VE also testified that Plaintiff could perform

other jobs existing in significant numbers in the national economy, such as hand packager,

stores laborer, and laundry worker (Tr. 19-20). Accordingly, based on Plaintiff’s age,

education, work experience, RFC, and the testimony of the VE, the ALJ found Plaintiff

not disabled (Tr. 20).

III. Legal Standard

To be entitled to benefits, a claimant must be disabled, meaning he or she must be

unable to engage in any substantial gainful activity by reason of any medically

determinable physical or mental impairment which can be expected to result in death, or

which has lasted or can be expected to last for a continuous period of not less than twelve

months. 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). A “physical or mental impairment”

is an impairment that results from anatomical, physiological, or psychological

abnormalities, which are demonstrable by medically acceptable clinical and laboratory

diagnostic techniques. 42 U.S.C. §§ 423(d)(3), 1382c(a)(3)(D).

The Social Security Administration (“SSA”), in order to regularize the adjudicative

process, promulgated the detailed regulations currently in effect. These regulations

establish a “sequential evaluation process” to determine whether a claimant is disabled.

20 C.F.R. §§ 404.1520, 416.920. If an individual is found disabled at any point in the

sequential review, further inquiry is unnecessary. 20 C.F.R. §§ 404.1520(a), 416.920(a).

Under this process, the ALJ must determine, in sequence, the following: whether the

claimant is currently engaged in substantial gainful activity; whether the claimant has a

severe impairment, i.e., one that significantly limits the ability to perform work-related

functions; whether the severe impairment meets or equals the medical criteria of 20 C.F.R.

Part 404 Subpart P, Appendix 1; and whether the claimant can perform his or her past

relevant work. If the claimant cannot perform the tasks required of his or her prior work,

step five of the evaluation requires the ALJ to decide if the claimant can do other work in

the national economy in view of his or her age, education, and work experience. 20

C.F.R. §§ 404.1520(a), 416.920(a). A claimant is entitled to benefits only if unable to

perform other work. Bowen v. Yuckert, 482 U.S. 137, 140-42 (1987); 20 C.F.R. §§

404.1520(g), 416.920(g).

A determination by the Commissioner that a claimant is not disabled must be

upheld if it is supported by substantial evidence and comports with applicable legal

standards. See 42 U.S.C. §§ 405(g), 1383(c)(3). Substantial evidence is “such relevant

evidence as a reasonable mind might accept as adequate to support a conclusion.”

Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. NLRB, 305

U.S. 197, 229 (1938) (internal quotation marks omitted)); Miles v. Chater, 84 F.3d 1397,

1400 (11th Cir. 1996). While the court reviews the Commissioner’s decision with

deference to the factual findings, no such deference is given to the legal conclusions.

Keeton v. Dep’t of Health & Human Servs., 21 F.3d 1064, 1066 (11th Cir. 1994) (citations

omitted).

In reviewing the Commissioner’s decision, the court may not re-weigh the evidence

or substitute its own judgment for that of the ALJ even if it finds that the evidence

preponderates against the ALJ’s decision. Bloodsworth v. Heckler, 703 F.2d 1233, 1239

(11th Cir. 1983). The Commissioner’s failure to apply the correct law, or to give the

reviewing court sufficient reasoning for determining that he or she has conducted the

proper legal analysis, mandates reversal. Keeton, 21 F.3d at 1066. The scope of review is

thus limited to determining whether the findings of the Commissioner are supported by

substantial evidence and whether the correct legal standards were applied. 42 U.S.C. §

405(g); Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002).

IV. Analysis

Plaintiff alleges that the ALJ erred (A) by failing to properly consider Plaintiff’s

complaints of pain and other subjective symptoms, and (B) in formulating Plaintiff’s RFC

for medium work (Doc. 28 at 10-28). For the reasons that follow, the ALJ applied the

correct legal standards and the ALJ’s decision is supported by substantial evidence.

A. Subjective Complaints of Pain

First, Plaintiff contends the ALJ improperly discounted Plaintiff’s subjective

complaints of pain by mischaracterizing Plaintiff’s daily activities and by improperly

relying on Plaintiff’s medical treatment history (Doc. 28 at 10-15). The Commissioner

responds that the ALJ properly considered Plaintiff’s subjective complaints in relation to

the evidence of record, and articulated reasons for finding these complaints inconsistent

with the record (Id. at 17).

In determining whether a claimant is disabled, the ALJ considers all symptoms,

including pain, and the extent to which those symptoms are reasonably consistent with

the objective medical evidence and other evidence. 20 C.F.R. §§ 404.1529(a), 416.929(a).

Once a claimant establishes that her pain or other subjective symptoms are disabling, “all

evidence about the intensity, persistence, and functionally limiting effects of pain or other

symptoms must be considered in addition to the medical signs and laboratory findings in

deciding the issue of disability.” Land v. Comm’r of Soc. Sec., 843 F. App’x 153, 155 (11th

Cir. 2021) (quoting Foote v. Chater, 67 F.3d 1553, 1561 (11th Cir. 1995)).

The Eleventh Circuit has established a three-part “pain standard” for the

Commissioner to apply in evaluating a claimant’s subjective complaints. The standard

requires: (1) evidence of an underlying medical condition; and either (2) objective medical

evidence to confirm the severity of the alleged pain arising from that condition, or (3) that

the objectively determined medical condition is of such severity that it can reasonably be

expected to give rise to the alleged pain. Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir.

1991). “When evaluating a claimant's subjective symptoms, the ALJ must consider such

things as: (1) the claimant's daily activities; (2) the nature, location, onset, duration,

frequency, radiation, and intensity of pain and other symptoms; (3) precipitating and

aggravating factors; (4) adverse side-effects of medications; and (5) treatment or measures

taken by the claimant for relief of symptoms.” Davis v. Astrue, 287 F. App'x 748, 760 (11th

Cir. 2008) (citing 20 C.F.R. § 404.1529(c)(3)(i)-(vi)). If an ALJ rejects a claimant’s

subjective testimony, he must articulate explicit and adequate reasons for his decision.

Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005) (quotation and citation omitted).3

The regulations define “objective evidence” to include medical signs shown by

medically acceptable clinical diagnostic techniques or laboratory findings. 20 C.F.R. §§

404.1629(c)(2), 416.929(c)(2). “Other evidence” includes evidence from medical sources,

medical history, and statements about treatment the claimant has received. See 20 C.F.R.

§§ 404.1629(c)(3), 416.929(c)(3). In the end, subjective complaint evaluations are the

province of the ALJ. Mitchell v. Comm’r of Soc. Sec., 771 F.3d 780, 782 (11th Cir. 2014).

Here, while the ALJ used boilerplate language4 to describe her assessment of

Plaintiff’s subjective pain complaints, it directly addresses the Eleventh Circuit’s pain

3 In 2017, the SSA issued new guidance to ALJs about how to evaluate subjective

complaints of pain and other symptoms. The SSA eliminated the use of the term

“credibility” from its sub-regulatory policy, as the Regulations do not use this term. SSR

16-3p, 2017 WL 5180304, *2 (Oct. 25, 2017). This change “clarif[ied] that subjective

symptom evaluation is not an examination of an individual’s character.” Id.

4 “After careful consideration of the evidence, the undersigned finds that the claimant’s

medically determinable impairments could reasonably be expected to cause the alleged

symptoms; however, the claimant’s statement concerning the intensity, persistence and

limiting effects of these symptoms are not entirely consistent with the medical evidence

and other evidence in the record for the reasons explained in this decision” (Tr. 15).

standard and is not improper if supported by substantial evidence. See Danan v. Colvin,

8:12-cv-7-T-27TGW, 2013 WL 1694856, at * 3 (M.D. Fla. Mar. 15, 2013), report and

recommendation adopted 2013 WL 1694841 (M.D. Fla. Apr. 18, 2013). The Court finds

that the ALJ’s assessment of Plaintiff’s subjective complaints of pain is supported by

substantial evidence.

In evaluating Plaintiff’s subjective complaints, the ALJ outlined Plaintiff’s reported

daily activities (Tr. 15). Specifically, the ALJ summarized Plaintiff’s testimony regarding

Plaintiff’s completion of household chores, including preparing meals for her son and

grandson, making her bed, and straightening up her home (Tr. 15, 45-46, 245). The ALJ

also cited Plaintiff’s reported ability to grocery shop and stand in a check-out line (Tr. 15,

46-47, 245, 390). In reviewing Plaintiff’s reported activities, the ALJ found that the

“significant physical and mental demands” required by these activities were not consistent

with the level of limitation Plaintiff alleges (Tr. 16).

In addition, the ALJ considered Plaintiff’s reported complaints in her medical

records and compared those complaints to the examination findings (Tr. 16-17). Despite

Plaintiff’s reported pain in her legs, hips, knees, ankles, and back (Tr. 300, 314, 316, 320,

351), Plaintiff’s examination notes generally display no acute distress, normal range of

motion, full strength, and normal muscle tone (Tr. 314, 316, 322, 351, 357, 391). Further,

more recent treatment notes show Plaintiff as experiencing some relief from medications

(Tr. 365). While Plaintiff’s medical records did support reported complaints of pain, mild

joint space narrowing with stenosis, some swelling, and mildly asymmetrical gait (Tr.

300), the ALJ found that by limiting Plaintiff to medium work and including additional

postural limitations, the formulated RFC adequately accommodated Plaintiff’s physical

impairments (Tr. 17).

Plaintiff briefly argues that the ALJ erred in underscoring Plaintiff’s gaps in

treatment and failure to seek treatment with recommended referrals, and that such failures

are due to Plaintiff’s “financial problems” (Doc. 28 at 14). Plaintiff’s treatment notes show

an eleven-month gap in treatment from August 2016 to July 2017 and another nine-month

gap from July 2017 to March 2018 (Tr. 300, 313, 320). Despite treatment notes showing

referrals to specialists in orthopedics, pain management, and physical therapy, Plaintiff’s

record suggests a failure to follow through, because “the referral she got was too far away

from her place” (Tr. 365-66, 370-71).

While a failure to follow prescribed medical treatment without good reason will

“preclude a finding of disability,” poverty may excuse noncompliance. Ellison v. Barnhart,

355 F.3d 1272, 1275 (11th Cir. 2003). When an ALJ relies solely on noncompliance for

disability denial and the record “contains evidence showing that the claimant is financially

unable to comply with prescribed treatment,” the ALJ is required to determine whether

the claimant was able to afford the prescribed treatment. Id. In the instant case, despite

Plaintiff’s mention of financial issues in her argument, the record fails to note such issues.

In fact, Plaintiff’s treatment notes explicitly underscore an absence of financial concerns

(Tr. 352, 366, 370). Moreover, while the ALJ noted Plaintiff’s gap in treatment and failure

to follow through with referrals (Tr. 16-17), Plaintiff’s noncompliance was only one of

many factors the ALJ considered when assessing Plaintiff’s subjective complaints of pain.

A reviewing court will not disturb a clearly articulated finding regarding a

claimant’s subjective complaints supported by substantial evidence in the record. Foote,

67 F.3d at 1562 (per curiam) (citation omitted). Here, the ALJ articulated explicit and

adequate reasons for discrediting Plaintiff’s subjective complaints of pain, relying on

Plaintiff’s daily activities, medical treatment notes, and treatment history. See Dyer, 395

F.3d at 1210. In reviewing Plaintiff’s medical record and examining the record as a whole,

the ALJ then determined that the formulated RFC appropriately reflects the most Plaintiff

could do on a sustained basis (Tr. 17). To the extent Plaintiff asks the Court to re-weigh

the evidence or substitute its opinion for that of the ALJ, it cannot. On this record, the

ALJ did not err in considering Plaintiff’s subjective complaints.5

B. RFC Formulation

Plaintiff also challenges the ALJ’s RFC formulation (Doc. 28 at 24). First, Plaintiff

argues that substantial evidence does not support the finding that Plaintiff can perform

medium work (Id. at 25). Plaintiff next argues that the ALJ’s formulated RFC is flawed

due to the ALJ’s alleged failure to include opinion evidence from examining consultants

about Plaintiff’s RFC for medium work (Id. at 27). Lastly, Plaintiff contends that the RFC

is flawed because it lacks mental limitations (Id. at 28). The Commissioner responds that

5 The undersigned reiterates that, when reviewing an ALJ’s decision, the Court’s job is to

determine whether the administrative record contains enough evidence to support the

ALJ’s factual findings. See 42 U.S.C. § 405(g); Biestek v. Berryhill, ___ U.S. ___; 139 S.Ct.

1148, 1154 (2019). “And whatever the meaning of ‘substantial’ in other contexts, the

threshold for such evidentiary sufficiency is not high.” Id. In other words, the Court is not

permitted to reweigh the evidence or substitute its own judgment for that of the ALJ even

if it finds the evidence preponderates against the ALJ’s decision. See Bloodsworth, 703 F.2d

at 1239.

the ALJ adequately assessed limitations in Plaintiff’s RFC consistent with the evidence of

record (Id. at 29). The Court addresses each argument in turn.

A claimant’s RFC is the most work a claimant can do despite any limitations

caused by her impairments. 20 C.F.R. §§ 404.1545(a)(1), 416.945(a)(1). In formulating a

claimant’s RFC, the ALJ must consider all impairments and the extent to which they are

consistent with medical evidence. 20 C.F.R. §§ 404.1545(a)(2), (e), 416.945(a)(2), (e). An

ALJ may not arbitrarily reject or ignore uncontroverted medical evidence. McCruter v.

Bowen, 791 F.2d 1544, 1548 (11th Cir. 1986) (administrative review must be of the entire

record; accordingly, ALJ cannot point to evidence that supports the decision but disregard

other contrary evidence). A claimant’s RFC is a formulation reserved for the ALJ, who

must support her findings with substantial evidence. See 20 C.F.R. §§ 404.1646(c),

416.946(c); Beegle v. Comm’r of Soc. Sec. Admin., 482 F. App’x 483, 486 (11th Cir. 2012) (“A

claimant’s residual functional capacity is a matter reserved for the ALJ’s determination,

and while a physician’s opinion on the matter will be considered, it is not dispositive.”);

Cooper v. Astrue, 373 F. App’x 961, 962 (11th Cir. 2010) (the assessment of a claimant’s

RFC and corresponding limitations are “within the province of the ALJ, not a doctor.”).

The scope of review is thus limited to determining whether the findings of the

Commissioner are supported by substantial evidence and whether the correct legal

standards were applied. 42 U.S.C. § 405(g); Wilson, 284 F.3d at 1221. Substantial

evidence is “more than a mere scintilla” and requires only “such relevant evidence as a

reasonable mind might accept as adequate to support a conclusion.” Biestek, 139 S. Ct. at

1154.

1. Medium Work

To support the RFC for medium work, the ALJ relied on Plaintiff’s testimony, the

objective medical record, including medical imaging, Plaintiff’s treatment notes, and the

opinions of agency medical consultants (Tr. 18). As discussed above, the ALJ considered

Plaintiff’s subjective complaints of pain in assessing Plaintiff’s RFC. While the ALJ credits

Plaintiff’s symptoms of knee, shoulder, foot, and back pain, the ALJ ultimately found that

Plaintiff’s statements concerning the intensity, persistence, and limiting effects of those

symptoms were not entirely consistent with Plaintiff’s own reported daily activities and

the medical evidence of record (Tr. 15).

In assessing Plaintiff’s medical record, the ALJ chronologically reviewed Plaintiff’s

treatment history, beginning in 2016 (Tr. 16, 300). In August 2016, Plaintiff was treated

for pain in her left leg and hip (Tr. 300). Plaintiff displayed swelling, joint stiffness, and

decreased range of motion with lateral bending, but had no unsteadiness, normal station,

and good posture (Id.). Examination notes further show Plaintiff had normal strength and

tone, and full range of motion in hips, knees, and ankles (Id.). Medical imaging results

from August 2016 showed degenerative disc and joint disease, but no acute abnormalities

(Tr. 311). As noted by the ALJ in her decision, Plaintiff did not seek treatment following

her August 2016 for almost one year (Tr. 16, 313). In July 2017, Plaintiff reported with

left knee pain and reported that her leg gives out when she is walking, but notes show that

Plaintiff denied back pain, joint pain, muscle weakness, and stiffness, and displayed

normal range of motion with no joint enlargement or tenderness (Tr. 313-14). The next

treatment notes in Plaintiff’s medical record date to March 2018, where Plaintiff presented

for a Social Security Disability Determination exam with Adam Greenfield, D.O. (“Dr.

Greenfield”) (Tr. 320). Plaintiff complained of chronic pain in her knee, shoulder, and

ankle, but displayed no acute distress, and showed full range of motion in both her cervical

and lumbar region (Tr. 320-22). Dr. Greenfield noted that Plaintiff walks with a normal

gait and does not use assistive devices, and that, despite having a history of chronic pain

in her knee, shoulder, and ankle, Plaintiff has “had no work up for this” (Tr. 322). During

her March 2018 examination, Plaintiff had no tenderness and did not have any straight or

seated leg raisings that were positive (Id.).

In May 2018, Plaintiff established care with a new provider and presented with

knee, ankle, and hip pain (Tr. 351). Plaintiff’s examination showed ankle swelling and

mild asymmetrical gait, but displayed normal strength and muscle tone (Tr. 352-53). At

her ten week follow up appointment, Plaintiff reported that her osteoarthritis symptoms

were not well controlled with her current medications, and that she experienced hip, knee,

and ankle pain (Tr. 369). Musculoskeletal examination showed ankle swelling and mild

asymmetrical gait, but Plaintiff displayed normal strength and tone (Tr. 370). Plaintiff

was referred to specialists in orthopedics, pain management, and physical therapy, but

Plaintiff’s record suggests no follow through on these referrals (Tr. 365-66, 370-71).

During her fifteen week follow up, Plaintiff reported that her osteoarthritis symptoms were

partially relived with her current medications, but still experienced some pain in her knees,

ankles, shoulders, and hand (Tr. 365). Musculoskeletal examination continued to show

ankle swelling, mild asymmetrical gait with normal muscle strength and tone (Tr. 366).

Plaintiff’s most recent medical records, dated August 2019, show continued complaints of

pain but examination notes display no acute distress and normal musculoskeletal system

(Tr. 389-91).

Despite Plaintiff’s continued complaints of pain, Plaintiff’s medical findings and

treatment notes, along with Plaintiff’s own reported activities, do not support Plaintiff’s

alleged severity. Moreover, substantial evidence, as evidenced above, supports the ALJ’s

finding that Plaintiff can perform medium work. While Plaintiff contends that the medical

evidence of her arthritis, swelling, and mildly asymmetrical gait precludes medium work,

Plaintiff has not shown evidence to support her contention. The claimant bears the burden

of providing medical evidence showing she is disabled and the ALJ is charged with

developing a full and fair record. Ellison, 355 F.3d at 1276. If the claimant demonstrates

that the record reveals evidentiary gaps which result in unfairness or “clear prejudice,”

remand is warranted. Brown, 44 F.3d at 935; Henry v. Comm’r of Soc. Sec., 802 F.3d 1264,

1267 (11th Cir. 2015) (“Remand for further factual development of the record before the

ALJ is appropriate where the record reveals evidentiary gaps which result in unfairness or

clear prejudice.”) (internal quotation and citation omitted). Here, Plaintiff’s complaints

and findings remain relatively consistent throughout the record and Plaintiff has not

demonstrated such gaps.

2. Examining Consultants

Plaintiff’s argument related to the absence of opinion evidence from examining

consultants is equally flawed. According to Plaintiff, the ALJ erred by arriving at a

medium RFC because “there was no opinion evidence or physical RFC in the record

regarding [Plaintiff’s] physical functional capacity other than non-examining

consultants.” (Doc. 28 at 27). Plaintiff further argues that the ALJ “should have sent”

Plaintiff to a physical consultative examination to obtain opinion evidence related to

Plaintiff’s ability to perform physical demands of medium work, and that it was error for

the ALJ to arrive at her own RFC. (Id.)

In claims submitted on or after March 27, 2017, as is the case here, an ALJ will

not defer or give any specific evidentiary weight, including controlling weight, to any

medical opinion or prior administrative finding, including from a claimant’s medical

source. 20 C.F.R. §§ 404.1520c(a), 416.920c(a). Rather, in assessing a medical opinion,

an ALJ considers a variety of factors, including but not limited to whether an opinion is

well-supported, whether an opinion is consistent with the record, the treatment

relationship between the medical source and the claimant, and the area of the medical

source’s specialization. 20 C.F.R. §§ 404.1520c(c)(1)-(4), 416.920c(c)(1)-(4). The primary

factors an ALJ will consider when evaluating the persuasiveness of a medical opinion are

supportability and consistency. 20 C.F.R. §§ 404.1520c(a), (b)(2), 416.920c(a), (b)(2).

Further, the ALJ does not need to address every finding set forth by a medical source. See

Adams v. Comm’r, Soc. Sec. Admin., 586 F. App’x 531, 534 (11th Cir. 2014) (citation

omitted) (finding that the ALJ did not err by failing to specifically address a medical

source’s opinion regarding various limitations, as the ALJ’s decision made clear that the

ALJ considered both the medical source’s opinion and the plaintiff’s medical condition as

a whole); Dyer, 395 F.3d at 1211 (citation omitted) (indicating that “there is no rigid

requirement that the ALJ specifically refer to every piece of evidence in his decision” as

long as the decision is not a broad rejection, meaning not enough to enable the court to

conclude that the ALJ considered a claimant’s medical condition as a whole). Lastly,

while an ALJ has a duty to develop the record, the ALJ is not required to order a

consultative examination as long as the record contains sufficient evidence upon which

the ALJ can make an informed decision. Ingram v. Comm’r of Soc. Sec. Admin., 496 F.3d

1253, 1269 (11th Cir. 2007) (citing Doughty v. Apfel, 245 F.3d 1274, 1281 (11th Cir. 2001));

see 20 C.F.R. §§ 404.1512(e), 404.1519a, 416.912(e), 416.919a.

Here, the ALJ notes in her decision that she considered the medical opinions and

the prior administrative medical findings in Plaintiff’s record (Tr. 18). The ALJ

summarizes the opinions of two state agency consultants, finding both opinions to be

persuasive given the level of detailed explanation of the records, “which support the

findings” and “are consistent with the medical record.” (Id.). In reviewing these opinions,

the ALJ considered the consistency with the record and the consultants’ area of expertise.6

The ALJ appropriately considered a variety of factors when reviewing the opinion

evidence and substantial evidence supports the ALJ’s finding that the consultants’

determinations are persuasive. Contrary to Plaintiff’s argument, the ALJ was not required

to order additional consultative examinations, given the sufficient evidence in the record.

See Ingram, 496 F.3d at 1269.

Moreover, Plaintiff’s argument that it was error for the ALJ to “arrive[] at her own

RFC,” misconstrues the ALJ’s role. The task of determining a claimant’s RFC and ability

to work is the duty of the ALJ alone. See Robinson v. Astrue, 365 F. App’x 993, 999 (11th

6 State agency medical consultants are considered experts in the Social Security disability

evaluation process. 20 C.F.R. §§ 404.1513a(b)(1), 416.913a(b)(1).

Cir. 2010). After reviewing Plaintiff’s own testimony, reported daily activities, medical

treatment and findings, as well as the opinions of state agency medical consultants, the

ALJ arrived at her own formulated RFC, supported by substantial evidence of record.

3. Mental Limitations

Finally, Plaintiff argues that the ALJ erred by failing to include mental limitations

in the formulated RFC (Doc. 28 at 28). According to Plaintiff, symptoms of Plaintiff’s

anxiety and depression should have been included as limitations in the RFC and in the

hypothetical posed to the VE (Id.).

Prior to formulating a claimant’s RFC, the ALJ considers the medical severity of

a claimant’s impairments. 20 C.F.R. §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). An

impairment or combination of impairments is not considered severe where it does not

significantly limit the claimant’s physical or mental ability to perform basic work

activities. Turner v. Comm’r of Soc. Sec., 182 F. App’x 946, 948 (11th Cir. 2006) (per curiam)

(citations omitted); 20 C.F.R. §§ 404.1521, 416.921. While an ALJ need not determine

that every impairment is severe, an ALJ must consider all the record evidence, including

evidence of non-severe impairments, in making the RFC determination. Phillips v.

Barnhart, 357 F.3d 1232, 1238 (11th Cir. 2004).

Here, the ALJ determined that Plaintiff’s anxiety and depression, considered singly

and in combination, did not cause more than minimal limitation in Plaintiff’s ability to

perform basic mental work activities (Tr. 13). In making this determination, the ALJ

reviewed Plaintiff’s ability to understand, remember, and apply information, interact with

others, concentrate, persist, and maintain pace, and adapt or manage herself (Id.). The

ALJ relied on Plaintiff’s reported daily activities, like her ability to manage personal

finances, do household chores, and watch her grandchildren (Id.). The ALJ also

underscored Plaintiff’s Work History Report, completed in April 2018, in which Plaintiff

states “that the anxiety is not severe enough to keep her from working” a forty-hour work

week (Tr. 13, 253). Lastly, the ALJ reviewed the opinion of state agency psychological

consultant Nancy Didwoodie, M.D., who found that Plaintiff’s mental impairments did

no more than minimally limit Plaintiff’s ability to do basic work activities (Tr. 13, 87-88).

Despite the ALJ’s finding that Plaintiff’s mental impairments were non-severe, the

ALJ reviewed Plaintiff’s medical history related to anxiety and depression in the ALJ’s

RFC formulation (R. 15-18). The ALJ underscored Plaintiff’s ability to read and

understand an article, focus on and understand television shows, and act appropriately

around strangers (R. at 15). The ALJ went on to review Plaintiff’s medical record,

including Plaintiff’s reports of anxiety and depression (R. at 16-18). Based on the ALJ’s

acknowledgment and review of Plaintiff’s mental health history, substantial evidence

supports the ALJ’s decision to not include mental limitations in Plaintiff’s RFC.

Lastly, Plaintiff’s contention that Plaintiff’s anxiety and depression should have

been included in the hypothetical posed to the VE is misplaced. While an ALJ is required

to comprehensively describe the claimant’s impairments in the hypothetical question

posed to the VE, the hypothetical may omit impairments that the ALJ has found to be

non-severe. Pendley v. Heckler, 767 F.2d 1561, 1563 (11th Cir. 1985); see also Loveless v.

Massanari, 136 F.Supp.2d 1245, 1250-51 (M.D. Ala. 2001). As discussed above,

substantial evidence supports the ALJ’s determination of Plaintiff’s mental impairments

as non-severe. The ALJ’s hypothetical questions posed to the VE, therefore, appropriately

omitted Plaintiffs anxiety and depression. Accordingly, the ALJ did not err.

V. Conclusion

For all of these reasons, the Court finds no error in the ALJ’s decision and finds

that it is supported by substantial evidence. Accordingly, after consideration, it is hereby

ORDERED:

1. The decision of the Commissioner is affirmed.

2. The Clerk is directed to enter final judgment in favor of the Defendant and

close the case.

ORDERED in Tampa, Florida, on this 27th day of January 2022.

: ~L-

SEAN P. FLYNN

UNITED STATES MAGISTRATE JUDGE

19

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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