“Allegations of a delay in medical care for ‘serious and painful injuries’ also can state a claim for a 20 violation of the Eighth Amendment, especially where delay in treating a ‘known or obvious’ serious medical condition is unexplained”.
How later courts described this case
- “Allegations of a delay in medical care for ‘serious and painful injuries’ also can state a claim for a 20 violation of the Eighth Amendment, especially where delay in treating a ‘known or obvious’ serious medical condition is unexplained”.
- stating Monell “is meant to limit § 1983 liability to ‘acts which the municipality has officially sanctioned or ordered’”; adding that “[t]here are, however, several different ways of establishing municipal liability under § 1983”
- “Grossly incompetent or inadequate care can constitute deliberate indifference, as can a doctor’s decision to take an easier and less efficacious course of treatment” or failure to respond to a known medical problem
- explaining that “conclusory allegations, unwarranted deductions of facts or legal conclusions masquerading as facts will not prevent dismissal”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
BARBARA SCAYLES, AS
PERSONAL REPRESENTATIVE
OF THE ESTATE OF ULYSSES G.
WILLIAMS, ET AL.,
Plaintiffs,
v.
Case No. 3:19-cv-1311-MMH-PDB
MARK S. INCH, SECRETARY OF
THE FLORIDA DEPARTMENT OF
CORRECTIONS, ET AL.,
Defendants.
ORDER
I. Status
Plaintiffs Barbara Scayles, as personal representative of the estate of
Ulysses G. Williams; Julie McAfee on behalf of A.W., a minor; and Nicole
Berrios on behalf of P.B., a minor, (Plaintiffs) initiated this action with the
assistance of counsel on November 8, 2019. See Doc. 1. Plaintiffs are proceeding
on a third amended complaint (Complaint; Doc. 83). In the Complaint,
Plaintiffs assert claims against the following Defendants: (1) Mark S. Inch,
Secretary of the Florida Department of Corrections (FDOC); (2) Centurion of
Florida, LLC (Centurion); (3) MHM Health Professionals, LLC (MHM); (4)
Gerardo Pedroza-Sierra, M.D.; (5) Jacksonville Cardiovascular Center, P.L.
(JCC); and (6) Waddah Salman, M.D. Plaintiffs contend that Defendants are
liable under 42 U.S.C. § 1983 and Florida law for the death of Ulysses
Williams, who died from a heart attack while an inmate of the Florida penal
system. See generally Complaint. As relief, Plaintiffs request compensatory
damages, costs of litigation, and reasonable attorney fees. Before the Court are
Defendants’ motions to dismiss. See Inch Motion (Doc. 84); Centurion Motion
(Doc. 88); Pedroza Motion (Doc. 89); MHM Motion (Doc. 90); JCC Motion (Doc.
91). Plaintiffs filed responses in opposition to the motions to dismiss. See Inch
Response (Doc. 85); Pedroza Response (Doc. 97); MHM Response (Doc. 98);
Salman Response (Doc. 99); JCC Response (Doc. 100); Centurion Response
(Doc. 101). Thus, the motions to dismiss are ripe for review.
II. Motion to Dismiss Standard
In ruling on a motion to dismiss, the Court must accept the factual
allegations set forth in the complaint as true. See Ashcroft v. Iqbal, 556 U.S.
662, 678 (2009); Swierkiewicz v. Sorema N.A., 534 U.S. 506, 508 n.1 (2002); see
also Lotierzo v. Woman’s World Med. Ctr., Inc., 278 F.3d 1180, 1182 (11th Cir.
2002). In addition, all reasonable inferences should be drawn in favor of the
plaintiff. See Randall v. Scott, 610 F.3d 701, 705 (11th Cir. 2010). Nonetheless,
the plaintiff must still meet some minimal pleading requirements. Jackson v.
2
BellSouth Telecomm., 372 F.3d 1250, 1262-63 (11th Cir. 2004) (citations
omitted). Indeed, while “[s]pecific facts are not necessary[,]” the complaint
should “‘give the defendant fair notice of what the . . . claim is and the grounds
upon which it rests.’” Erickson v. Pardus, 551 U.S. 89, 93 (2007) (per curiam)
(quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). Further,
the plaintiff must allege “enough facts to state a claim to relief that is plausible
on its face.” Twombly, 550 U.S. at 570. “A claim has facial plausibility when
the pleaded factual content allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678
(citing Twombly, 550 U.S. at 556).
A “plaintiff’s obligation to provide the grounds of his entitlement to relief
requires more than labels and conclusions, and a formulaic recitation of the
elements of a cause of action will not do[.]” Twombly, 550 U.S. at 555 (internal
quotations omitted); see also Jackson, 372 F.3d at 1262 (explaining that
“conclusory allegations, unwarranted deductions of facts or legal conclusions
masquerading as facts will not prevent dismissal”) (internal citation and
quotations omitted). Indeed, “the tenet that a court must accept as true all of
the allegations contained in a complaint is inapplicable to legal conclusions[,]”
which simply “are not entitled to [an] assumption of truth.” Iqbal, 556 U.S. at
678, 680. Thus, in ruling on a motion to dismiss, the Court must determine
3
whether the complaint contains “sufficient factual matter, accepted as true, to
‘state a claim to relief that is plausible on its face[.]’” Id. at 678 (quoting
Twombly, 550 U.S. at 570).
III. Plaintiffs’ Allegations
Plaintiffs assert that starting on June 30, 2015, Ulysses Williams spent
approximately nine days at the Reception and Medical Center (RMC) where he
underwent multiple medical evaluations. Complaint at 5. These evaluations
showed that Williams was obese and had a history of type 2 diabetes and
hypertension. Id. at 6. FDOC then transferred Williams to a facility in
Graceville, FL, where he remained for approximately seventeen months and,
at which, he received treatments for obesity, diabetes, and hypertension. Id.
While at the Graceville prison, medical personnel diagnosed Williams with
dyslipidemia/high cholesterol and documented in his medical records that his
condition was “intermittently uncontrolled, but not imminently life
threatening.” Id. From August through December of 2016, Williams repeatedly
complained and made requests to address chronic chest pain. Id. Over that
period, Williams received more than ten medical consultations concerning
chest pain. Id. Between August of 2016 and January of 2017, the Graceville
facility’s medical staff performed diagnostic tests on Williams, which showed
4
abnormal results indicating an inferior myocardial infarct. Id. According to
Plaintiffs, this meant that Williams previously suffered a heart attack. Id.
On January 19, 2017, Williams’ primary care physician at Graceville
requested a cardiology consultation for Williams because of the on and off chest
pain; history of diabetes, dyslipidemia, and hypertension; as well as Williams’
complaint of shortness of breath and chest pain while exercising. Id. at 7. The
primary care physician made a provisional diagnosis of chronic chest pain,
possible inferior infarct, and the need for further studies to rule out coronary
artery disease. Id. On February 7, 2017, the FDOC transferred Williams to
RMC for a cardiology consult with Dr. Waddah Salman. Id.
Salman, who had Williams’ medical records, examined Williams on
February 9, 2017. Id. Salman noted during the examination that Williams was
a smoker and had a family history of coronary disease. Id. Additionally,
Salman’s notes reflect that Williams had experienced intermittent chest pain
for seven months that was “consistent with typical angina.” Id. at 8. According
to Plaintiffs, “Salman recommended with urgency that Mr. Williams undergo
a Lexiscan Nuclear Stress Test.” Id. Medical staff, with Salman overseeing
them, performed the stress test on March 16, 2017. Id. The stress test results
were consistent with someone who had a prior heart attack and was at high
risk of a future heart attack. Id. Despite this information, Plaintiffs allege that
5
Salman did not order further medical attention “to coordinate urgent care for
Mr. Williams or follow up with immediate heart catherization that would have
located narrowing or blockages in or near Mr. Williams’ heart where
angioplasty (with or without stent placement) could have been performed to
widen the narrowed arteries.” Id. Salman did not dictate or transcribe the
results of the stress test until late April of 2017, after the five-day period FDOC
regulations prescribe for recording this data, and after Williams had already
died. Id. at 11.
On March 24, 2017, Williams went to the urgent care at RMC “with
complaints of epigastric and chest pain[.]” Id. at 8. Dr. Gerado Pedroza
examined him that day and was aware of Williams’ medical history and his
risk factors for a heart attack. Id. at 9. However, Pedroza did not have access
to the results of the stress test. Id. Nonetheless, Plaintiffs maintain that the
remaining documentation “still indicated that Mr. Williams was high risk for
a subsequent heart attack[.]” Id. Pedroza had an EKG performed on Williams,
the results of which were abnormal, “revealing sinus tachycardia and a
possible anterior myocardial infarction, age undetermined.” Id. Despite these
results and his medical history, Pedroza did not create a treatment plan for
the chest pain. Id. Instead, Pedroza “diagnosed Mr. Williams with epigastric
pain, treated him with prescription medications consisting of Tylenol,
6
Lidocaine, Maalox, and Protonix and then subsequently discharged him from
the RMC urgent care[.]” Id. at 9-10. Plaintiffs contend that Williams actually
experienced a heart attack that morning and that Pedroza failed to diagnosis
it and treat it despite the presence of numerous risk factors. Id. at 10. On the
afternoon of March 24, 2017, Williams again went to RMC’s urgent care,
“complaining of epigastric and chest pain again,” where Dr. Rodriguez
examined him. Id. Rodriguez treated Williams as if he were having a heart
attack and performed FDOC’s chest pain protocol while waiting for transport
to Shands Hospital. Id. at 10-11. Sadly, Williams died before transport. Id. at
11.
Plaintiffs maintain that Salman failed to order additional treatment for
Williams’ heart issues and failed to timely transcribe the notes and results of
the stress test prior to Williams’ death. Id. They also contend that Pedroza
failed to correctly diagnose and treat Williams that morning. Id. According to
Plaintiffs, both Pedroza and Salman acted negligently and committed medical
malpractice in the treatment of Williams and, as a result, should be liable
under Florida’s Wrongful Death Act. Id. at 12-13, 24-26. Likewise, they assert
that MHM Health Professionals, Centurion, Mark Inch, and Jacksonville
Cardiovascular Center are vicariously liable for Williams’ death under Florida
law. Id. at 14-18, 26-27. Plaintiffs additionally argue that Pedroza, Centurion,
7
and Salman violated Williams’ rights under the Eighth Amendment and are
liable under § 1983. Id. at 18-24, 27-29.
IV. Constitutional Claims
The Court first addresses whether Plaintiffs have established a claim for
relief under § 1983, because if not, the Court should not address Plaintiffs’
state law claims. See Raney v. Allstate Ins. Co., 370 F.3d 1086, 1088-89 (11th
Cir. 2004) (noting that districts courts are encouraged “to dismiss any
remaining state claims when, as here, the federal claims have been dismissed
prior to trial.”). Plaintiffs allege constitutional claims against Pedroza,
Salman, and Centurion.
Eight Amendment Standard
Pursuant to the Eighth Amendment to the United States Constitution,
“Excessive bail shall not be required, nor excessive fines imposed, nor cruel
and unusual punishments inflicted.” U.S. Const. amend. VIII. The Eighth
Amendment “imposes duties on [prison] officials, who must provide humane
conditions of confinement; prison officials must ensure that inmates receive
adequate food, clothing, shelter, and medical care, and must ‘take reasonable
measures to guarantee the safety of the inmates.’” Farmer v. Brennan, 511
U.S. 825, 832 (1994) (quoting Hudson v. Palmer, 468 U.S. 517, 526-27 (1984)).
“To establish an Eighth Amendment violation, a prisoner must satisfy both an
8
objective and subjective inquiry regarding a prison official’s conduct.” Oliver v.
Fuhrman, 739 F. App'x 968, 969 (11th Cir. 2018) (citing Chandler v. Crosby,
379 F.3d 1278, 1289 (11th Cir. 2004)). The Eleventh Circuit has explained:
Under the objective component, a prisoner must
allege a condition that is sufficiently serious to violate
the Eighth Amendment. Id. The challenged condition
must be extreme and must pose an unreasonable risk
of serious damage to the prisoner’s future health or
safety. Id. The Eighth Amendment guarantees that
prisoners are provided with a minimal civilized level
of life’s basic necessities. Id.
Under the subjective component, a prisoner
must allege that the prison official, at a minimum,
acted with a state of mind that constituted deliberate
indifference. Id. This means the prisoner must show
that the prison officials: (1) had subjective knowledge
of a risk of serious harm; (2) disregarded that risk; and
(3) displayed conduct that is more than mere
negligence. Farrow v. West, 320 F.3d 1235, 1245 (11th
Cir. 2003).
Id. at 969-70. “To be cruel and unusual punishment, conduct that does not
purport to be punishment at all must involve more than ordinary lack of due
care for the prisoner's interests or safety.” Whitley v. Albers, 475 U.S. 312, 319
(1986).
As it relates to medical care, “[t]he Supreme Court has interpreted the
Eighth Amendment to prohibit ‘deliberate indifference to serious medical
needs of prisoners.’” Melton v. Abston, 841 F.3d 1207, 1220 (11th Cir. 2016)
9
(quoting Estelle v. Gamble, 429 U.S. 97, 102 (1976)). The Eleventh circuit has
explained that
To prevail on a deliberate indifference claim, [a
plaintiff] must show: “(1) a serious medical need; (2)
the defendants' deliberate indifference to that need;
and (3) causation between that indifference and the
plaintiff's injury.” Mann v. Taser Int'l, Inc., 588 F.3d
1291, 1306-07 (11th Cir.2009). To establish deliberate
indifference, [a plaintiff] must prove “(1) subjective
knowledge of a risk of serious harm; (2) disregard of
that risk; (3) by conduct that is more than [gross]
negligence.” Townsend v. Jefferson Cnty., 601 F.3d
1152, 1158 (11th Cir.2010) (alteration in original). The
defendants must have been “aware of facts from which
the inference could be drawn that a substantial risk of
serious harm exist[ed]” and then actually draw that
inference. Farrow v. West, 320 F.3d 1235, 1245 (11th
Cir.2003) (quotation omitted).
Easley v. Dep’t of Corr., 590 F. App’x 860, 868 (11th Cir. 2014). “For medical
treatment to rise to the level of a constitutional violation, the care must be ‘so
grossly incompetent, inadequate, or excessive as to shock the conscience or to
be intolerable to fundamental fairness.’” Nimmons v. Aviles, 409 F. App'x 295,
297 (11th Cir. 2011) (quoting Harris v. Thigpen, 941 F.2d 1495, 1505 (11th
Cir.1991)); see also Waldrop v. Evans, 871 F.2d 1030, 1033 (11th Cir. 1989)
(“Grossly incompetent or inadequate care can constitute deliberate
indifference, as can a doctor’s decision to take an easier and less efficacious
course of treatment” or failure to respond to a known medical problem).
However, the law is well settled that the Constitution is not implicated by the
10
negligent acts of corrections officials and medical personnel. Daniels v.
Williams, 474 U.S. 327, 330-31 (1986); Davidson v. Cannon, 474 U.S. 344, 348
(1986) ("As we held in Daniels, the protections of the Due Process Clause,
whether procedural or substantive, are just not triggered by lack of due care
by prison officials."). A complaint that a physician has been negligent "in
diagnosing or treating a medical condition does not state a valid claim of
medical mistreatment under the Eighth Amendment." Bingham v. Thomas,
654 F.3d 1171, 1176 (11th Cir. 2011) (quotation marks and citation omitted).
Moreover, the Eleventh Circuit has noted that “[n]othing in our case law would
derive a constitutional deprivation from a prison physician's failure to
subordinate his own professional judgment to that of another doctor; to the
contrary, it is well established that ‘a simple difference in medical opinion’ does
not constitute deliberate indifference.” Bismark v. Fisher, 213 F. App'x 892,
897 (11th Cir. 2007) (quoting Waldrop, 871 F.2d at 1033). Similarly, “the
question of whether governmental actors should have employed additional
diagnostic techniques or forms of treatment ‘is a classic example of a matter
for medical judgment’ and therefore not an appropriate basis for grounding
11
liability under the Eighth Amendment.” Adams v. Poag, 61 F.3d 1537, 1545
(11th Cir. 1995) (citation omitted).
Claims Against Pedroza
In his motion to dismiss, Pedroza argues that, at best, Plaintiffs have
alleged classic negligence and have not made factual allegations to support
their legal conclusions that Pedroza violated the Eighth Amendment. Pedroza
Motion at 2, 16-25. Pedroza does not dispute that Plaintiffs have alleged that
Williams had an objectively serious medical need that, if not addressed, “posed
a risk of serious harm.” Id. at 17. However, he asserts that Plaintiffs did not
allege Pedroza had subjective knowledge of that risk. Id. at 17-25. Instead,
Pedroza maintains that Plaintiffs’ own allegations show that Pedroza
examined and treated Williams, albeit not in the manner Plaintiffs think he
should have, which refute Plaintiffs’ arguments that Pedroza purposely denied
treatment in a deliberately indifferent manner. Id. According to Pedroza,
Plaintiffs’ allegations present a dispute over Pedroza’s medical judgment and
the adequacy of the medical attention Williams received. Id. Pedroza contends
that Plaintiffs have not made allegations that “Pedroza knew Williams was
suffering from a cardiac event but refused to obtain the necessary medical
12
treatment.” Id. at 19. As such, Pedroza avers that they have not stated a claim
for relief under § 1983. Id. at 16-25.
Plaintiffs disagree. See generally Pedroza Response. They assert that
Pedroza has mischaracterized or omitted several of Plaintiffs’ allegations in
arguing that they failed to state a claim for relief under § 1983. Id. at 5-7.
According to Plaintiffs, a heart condition is a serious medical condition. Id. at
11. Plaintiffs contend that Pedroza’s subjective knowledge of Williams’ “serious
medical need was evidenced by: (1) patient’s known medical history, which
included Dr. Salman’s medical note requesting a Lexican Nuclear Stress Test
with urgency; (3) [sic] decedent’s EKG results reviewed by Pedroza the
morning which preceded the decedent’s death later that same day; and (4)
Pedroza’s specific medical findings and detailed risk factors generated from his
patient encounter with the decedent.” Id. at 11-12 (emphasis in original).
Plaintiffs maintain that Pedroza should have known that Williams was having
a heart attack that morning because of Williams’ medical history, his transfer
to RMC for his cardiac issues, Williams’ complaint of chest pains that morning,
and the medical data collected from Williams that morning. Id. at 12-13. They
assert that the risks were so obvious that Pedroza’s subjective knowledge of
that risk can be inferred. Id. Plaintiffs further argue that Pedroza’s delay in
treating Williams’ heart attack states a prima facie case of deliberate
13
indifference and that Pedroza’s ineffective treatment measure amounted to no
treatment at all. Id. at 13-14.
The Eleventh Circuit has explained “[t]o be deliberately indifferent a
prison official must know of and disregard an excessive risk to inmate health
or safety; the official must both be aware of facts from which the inference could
be drawn that a substantial risk of serious harm exists, and he must also draw
the inference.” Franklin v. Curry, 738 F.3d 1246, 1250 (11th Cir. 2013) (quoting
Goodman v. Kimbrough, 718 F.3d 1325, 1332 (11th Cir. 2013)) (emphasis
added). Here, Plaintiffs have alleged Pedroza knew Williams was having a
heart attack the morning of March 24, 2017, because of various medical data
available to Pedroza that morning. Complaint at 19. Plaintiffs have alleged
facts from which an inference could be drawn that Williams would have a heart
attack. As to whether Pedroza actually drew that inference, Plaintiffs assert
in the response that they adequately alleged Pedroza’s knowledge. Pedroza
Response at 6. Specifically, they cite to the following section of the Complaint:
In the alternative, at all times material, Dr. Pedroza
knew Mr. Williams had a serious medical need as
indicated by Mr. Williams’ medical history; Dr.
Salman’s February 9, 2017, medical note requesting a
Lexiscan Nuclear Stress Test with urgency; Mr.
Williams’ symptoms on the morning of March 24,
2017; and EKG result, all of which indicated that Mr.
Williams was not only high-risk for a heart attack, but
14
also was experiencing a heart attack on the morning
of March 24, 2017.
Complaint at 19 (emphasis added except as to “urgency”). Pedroza contends
this portion of the Complaint contains only legal conclusions that are not
supported by factual allegations. Pedroza Motion at 18-19.
The Court notes that “the tenet that a court must accept as true all of
the allegations contained in a complaint is inapplicable to legal conclusions[,]
and “[t]hreadbare recitals of the elements of a cause of action, supported by
mere conclusory statements, do not suffice.” Iqbal, 556 U.S. at 678. In Iqbal,
the United States Supreme Court concluded that the following allegation in
the complaint was a legal conclusion not entitled to be assumed true: defendant
“‘knew of, condoned, and willfully and maliciously agreed to subject [him]’ to
harsh conditions of confinement ‘as a matter of policy, solely on account of [his]
religion, race, and/or national origin and for no legitimate penological
interest.’” Id. at 680.
Here, as in Iqbal, Plaintiffs’ allegation that “Dr. Pedroza knew Mr.
Williams had a serious medical need as indicated by” the medical data is a
legal conclusion not entitled to an assumption of truth. Complaint at 19
(emphasis added). Beyond this conclusion, Plaintiffs do not allege that Pedroza
actually drew an inference from the medical data that Williams was
experiencing a heart attack that morning or that a heart attack was imminent.
15
Indeed, as Plaintiffs themselves assert, Pedroza’s medical notes provide no
indication that Pedroza even reviewed Williams’ medical records. Id. at 9.
Moreover, according to Plaintiffs, Williams was experiencing classic heart
attack symptoms the morning of March 24, 2017, “that [were] not diagnosed.”
Id. at 10 (emphasis added). Here, Plaintiffs have not alleged facts showing
Pedroza had subjective knowledge that Williams was having a heart attack or
subjective intent to punish Williams. Nor have they alleged facts supporting
an inference that Pedroza’s response “was poor enough to constitute ‘an
unnecessary and wanton infliction of pain,’ and not merely accidental
inadequacy, ‘negligen[ce] in diagnosi[s] or treat[ment],’ or even ‘[m]edical
malpractice’ actionable under state law[.]” Taylor v. Adams, 221 F.3d 1254,
1258 (11th Cir. 2000) (quoting Estelle, 429 U.S. at 105-06). Thus, Plaintiffs
have not alleged facts plausibly supporting a claim of an Eighth Amendment
violation. See Farmer, 511 U.S. at 838 (“[A]n official's failure to alleviate a
significant risk that he should have perceived but did not, while no cause for
commendation, cannot under our cases be condemned as the infliction of
punishment.”). The factual allegations presented by Plaintiffs show that
Pedroza diagnosed Williams with epistatic pain and treated him as such –
likely a misdiagnosis or a failure to diagnosis. However, while such factual
allegations may state a claim of negligence, they do not rise to the level of an
16
Eighth Amendment violation. See Estelle, 429 U.S. at 106 (“Thus, a complaint
that a physician has been negligent in diagnosing or treating a medical
condition does not state a valid claim of medical mistreatment under the
Eighth Amendment.). Accordingly, Pedroza’s motion is due to be granted as to
the Eighth Amendment claims against him.
Claims Against Salman
In his motion to dismiss, Salman argues that Plaintiffs have failed to
state a claim for relief based on a violation of the Eighth Amendment and that
he is entitled to qualified immunity. JCC Motion at 15-23. According to
Salman, Plaintiffs have not alleged that he acted with deliberate indifference
as defined under Eighth Amendment precedent. Id. at 21. Salman maintains
that Plaintiffs’ claim boils down to a difference in medical opinion, which is not
actionable under § 1983. Id. Even if Plaintiffs did state a claim, Salman
contends that he is entitled to qualified immunity because Plaintiffs have not
shown that the alleged facts violated a clearly established right. Id. at 22.
Instead, Salman asserts that Plaintiffs’ allegations only support a negligence
claim, which is not a constitutional violation. Id. at 23. Also, Salman avers that
17
there is no Supreme Court precedent similar to the current case and that his
alleged actions were not obviously unconstitutional. Id.
Plaintiffs maintain that they sufficiently alleged an Eighth Amendment
violation and Salman is not entitled to qualified immunity. Salman Response
at 9-17. As to whether Salman acted with deliberate indifference, Plaintiffs
contend that Salman subjectively knew Williams faced an imminent heart
attack because Salman had access to Williams’ medical history, tests
performed, and Salman’s own examination of Williams. Id. at 10-13. Salman
oversaw the nuclear stress test, which showed that Williams previously
suffered a heart attack and had coronary blockages, but failed to dictate the
results of the stress test until approximately a month later, after Williams had
died. Id. Plaintiffs argue that the risk was obvious and required urgent
treatment, but Salman deliberately failed to act. Id.
In the Complaint, Plaintiffs assert that Salman was the cardiologist at
RMC that examined Williams on February 9, 2017, and March 16, 2017.
Complaint at 7. Plaintiffs maintain that Salman had access to Williams’
medical records, which showed that he had a high risk of suffering a heart
attack. Id. Additionally, they contend that Salman’s examination of Williams
verified additional risk factors for a heart attack. Id. at 7-8. Based on Williams’
history and Salman’s examination, Salman “recommended with urgency that
18
Mr. Williams undergo a Lexiscan Nuclear Stress Test.” Id. at 8. On March 16,
2017, Salman oversaw the stress test and EKG, which showed that Williams
had previously had a heart attack and had coronary blockage. Id. Despite
Salman being aware of this data, Plaintiffs assert that he failed to provide any
additional medical action or follow-up. Id. Moreover, Plaintiffs aver that
Salman failed to dictate the results of the stress test until April 21, 2017,
almost a month after Williams’ death and prior to the events of March 24, 2017.
Id. at 11-12. In the Claims section of the Complaint, Plaintiffs allege that
Salman either diagnosed or knew Williams had a high risk of suffering a heart
attack, because Salman was aware of Williams’ complaints, medical history,
and other health issues. Id. at 27-28. Additionally, they assert that Salman’s
decision to urgently request a stress test along with the results of the stress
test and an EKG further demonstrates Salman’s knowledge that Williams had
a serious medical need. Id. at 28.
Plaintiffs have sufficiently alleged the objective component of a
deliberate indifference claim. The Court turns to whether Plaintiffs have
adequately alleged Salman acted with deliberate indifference, and finds that
they have done so. Plaintiffs’ allegations show Salman was so concerned with
Williams’ cardiac health that he “recommended with urgency” that Williams
undergo a stress test. Plaintiffs have alleged the results of that stress test,
19
which Salman oversaw, were abnormal and provided data indicating Williams
was at high risk for a future heart attack. Despite notating this information at
the time, he failed to dictate the information into the FDOC database in a
timely fashion. Additionally, one reasonably could infer the delay and Salman’s
failure to direct follow-up treatment unreasonably prolonged treatment in
light the urgent nature of the known risk. At this stage of the proceedings, it
is reasonable to infer from Plaintiffs’ allegation that Salman’s unexplained
failure to continue any treatment or timely transcribe the stress test results
amounted to deliberate indifference. See Brown v. Hughes, 894 F.2d 1533,
1538 (11th Cir. 1990) (“When prison guards ignore without explanation a
prisoner's serious medical condition that is known or obvious to them, the trier
of fact may infer deliberate indifference.”); Carswell v. Bay Cty., 854 F.2d 454,
457 (11th Cir. 1988) (quoting Ancata v. Prison Health Servs., Inc., 769 F.2d
700, 704 (11th Cir. 1985)) (“Under section 1983 ‘knowledge of the need for
medical care and intentional refusal to provide that care has consistently been
held to surpass negligence and constitute deliberate indifference.’”); Granda v.
Schulman, 372 F. App'x 79, 83 (11th Cir. 2010) (“Allegations of a delay in
medical care for ‘serious and painful injuries’ also can state a claim for a
20
violation of the Eighth Amendment, especially where delay in treating a
‘known or obvious’ serious medical condition is unexplained”.).
As to Salman’s qualified immunity argument, unreasonable delay in
treating a known serious risk has long been held to violate the Eighth
Amendment. See id.; see also Anderson v. Creighton, 483 U.S. 635, 640 (1987)
(citations omitted) (“This is not to say that an official action is protected by
qualified immunity unless the very action in question has been held unlawful;
but it is to say that in the light of preexisting law the unlawfulness must be
apparent.”). As such, the Court finds that Salman’s motion is due to be denied
as to Plaintiffs’ Eighth Amendment claims against him.
Claims Against Centurion
Centurion contends that Plaintiffs have failed to allege an Eighth
Amendment violation against it. Centurion Motion at 12-20. Specifically, like
Pedroza and Salman, Centurion argues that Plaintiffs have not alleged an
Eighth Amendment violation against either Pedroza or Salman. Id. Moreover,
Centurion argues that other than legal conclusions, Plaintiffs have failed to
allege that Centurion had a custom, policy, or practice that was the moving
force behind Williams’ death. Id.
In response, Plaintiffs argue that they sufficiently alleged Pedroza and
Salman violated Williams’ Eighth Amendment rights. Centurion Response at
21
4-11. Regarding Centurion’s custom or policy, Plaintiffs assert that the claim
presented in Ground VI of the Complaint properly alleged Centurion’s policies
- an inadequate chest pain policy and a policy of delayed diagnosis - were the
driving force behind Williams’ death Id. at 11-13. Additionally, Plaintiffs
contend that they alleged these policies impacted other similarly situated
patients. Id. at 13.
Centurion contracted with the Florida Department of Corrections to
provide medical services to inmates within the state of Florida. Although
Centurion is not a governmental entity, “[w]here a function which is
traditionally the exclusive prerogative of the state … is performed by a private
entity, state action is present” for purposes of § 1983. Ancata v. Prison Health
Servs., Inc., 769 F.2d 700, 703 (11th Cir. 1985) (citations omitted). Indeed,
“when a private entity . . . contracts with a county to
provide medical services to inmates, it performs a
function traditionally within the exclusive prerogative
of the state” and “becomes the functional equivalent of
the municipality” under section 1983. Buckner v. Toro,
116 F.3d 450, 452 (11th Cir. 1997). “[L]iability under §
1983 may not be based on the doctrine of respondeat
superior.” Grech v. Clayton Cnty., Ga., 335 F.3d 1326,
1329 (11th Cir. 2003) (en banc).
Craig v. Floyd Cty., Ga., 643 F.3d 1306, 1310 (11th Cir. 2011); see Denham v.
Corizon Health, Inc., Case No. 6:13-cv-1425-Orl-40KRS, 2015 WL 3509294, at
*3 n.1 (M.D. Fla. June 4, 2015) (“[W]hen a government function is performed
22
by a private entity like Corizon, the private entity is treated as the functional
equivalent of the government for which it works.”) (citation omitted), aff’d
(11th Cir. Jan. 13, 2017).
Where a deliberate indifference medical claim is brought against an
entity, such as Centurion, based upon its functional equivalence to a
government entity, the assertion of a constitutional violation is merely the first
hurdle in a plaintiff’s case. This is so because liability for constitutional
deprivations under § 1983 cannot be based on the theory of respondeat
superior. Craig, 643 F.3d at 1310 (quoting Grech v. Clayton Cty., Ga., 335 F.3d
1326, 1329 (11th Cir. 2003) (en banc)); see Denno v. Sch. Bd. Of Volusia Cty.,
218 F.3d 1267, 1276 (11th Cir. 2000). Instead, a government entity may be
liable in a § 1983 action “only where the [government entity] itself causes the
constitutional violation at issue.” Cook ex. rel. Estate of Tessier v. Sheriff of
Monroe Cty., Fla., 402 F.3d 1092, 1116 (11th Cir. 2005) (citations omitted).
Thus, a plaintiff must establish that an official policy or custom of the
government entity was the “moving force” behind the alleged constitutional
deprivation. See Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 693-94 (1978).
In Monell, the Supreme Court held that local governments can be held
liable for constitutional torts caused by official policies. However, such liability
is limited to “acts which the [government entity] has officially sanctioned or
23
ordered.” Pembaur v. City of Cincinnati, 475 U.S. 469, 480 (1986). Under the
directives of Monell, a plaintiff also must allege that the constitutional
deprivation was the result of “an official government policy, the actions of an
official fairly deemed to represent government policy, or a custom or practice
so pervasive and well-settled that it assumes the force of law.” Denno, 218 F.3d
at 1276 (citations omitted); see Hoefling v. City of Miami, 811 F.3d 1271, 1279
(11th Cir. 2016) (stating Monell “is meant to limit § 1983 liability to ‘acts which
the municipality has officially sanctioned or ordered’”; adding that “[t]here are,
however, several different ways of establishing municipal liability under §
1983”).
“A policy is a decision that is officially adopted by the [government entity]
or created by an official of such rank that he or she could be said to be acting
on behalf of the [government entity].” Sewell v. Town of Lake Hamilton, 117
F.3d 488, 489 (11th Cir. 1997) (citation omitted). The policy requirement is
designed to “’distinguish acts of the [government entity] from acts of employees
of the [government entity], and thereby make clear that [governmental]
liability is limited to action for which the [government entity] is actually
responsible.’” Grech, 335 F.3d at 1329 n.5 (quotation and citation omitted).
Indeed, governmental liability arises under § 1983 only where “’a deliberate
choice to follow a course of action is made from among various alternatives’” by
24
governmental policymakers. City of Canton v. Harris, 489 U.S. 378, 389 (1989)
(quoting Pembaur, 475 U.S. at 483-84). A government entity rarely will have
an officially-adopted policy that permits a particular constitutional violation,
therefore, in order to state a cause of action for damages under § 1983, most
plaintiffs must demonstrate that the government entity has a custom or
practice of permitting the violation. See Grech, 335 F.3d at 1330; McDowell v.
Brown, 392 F.3d 1283, 1289 (11th Cir. 2004). A custom is an act “that has not
been formally approved by an appropriate decisionmaker,” but that is “so
widespread as to have the force of law.” Bd. Of Cty. Comm’rs of Bryan Cty.,
Okla. v. Brown, 520 U.S. 397, 404 (1997) (citation omitted). The Eleventh
Circuit has defined “custom” as “a practice that is so settled and permanent
that it takes on the force of law” or a “persistent and wide-spread practice.”
Sewell, 117 F.3d at 489. Last, “[t]o hold the [government entity] liable, there
must be ‘a direct causal link between [its] policy or custom and the alleged
constitutional deprivation.’” Snow ex rel. Snow v. City of Citronelle, 420 F.3d
1262, 1271 (11th Cir. 2005) (quotation omitted). Because Centurion’s liability
under § 1983 would be based on its functional equivalence to the government
entity responsible for providing medical care and services to inmates, Plaintiffs
25
must plead that an official policy or a custom or practice of Centurion was the
moving force behind Williams’ alleged federal constitutional violation.
In the Complaint, Plaintiffs allege that Centurion contracted with FDOC
to provide healthcare within the prison system. Complaint at 3. According to
Plaintiffs, JCC and MHM were subcontractors of Centurion, and Salman
worked as an agent of JCC, while Pedroza worked as an agent of MHM. Id. at
3-4. Plaintiffs assert that Salman did not follow a Centurion policy that
required “medical notes for patient encounters with specialist physicians to be
submitted to the FL DOC ‘on-site practitioner with complete consult report and
other appropriate records within 5 business days of seeing the inmate patient.’”
Id. at 12. In the Claims section of the Complaint, Plaintiffs contend that
Centurion’s chest pain protocol constitutes a policy, custom, or practice that
was the moving force behind Williams’ death. Id. at 23. Plaintiffs maintain that
the chest pain protocol is inadequate and antiquated because it does not
mandate testing for troponin levels and provides inadequate medical care to
patients even when the chest pain protocol does not rule out a current
myocardial infarction. Id. Plaintiffs contend that Centurion’s chest pain
protocol deliberately delays diagnosis and treatment of cardiac care to avoid
transferring patients to non-governmental agency hospital facilities for costly
26
treatments and denies urgent and necessary medical care for chest pain until
the patient’s condition is an emergency. Id.
Plaintiffs have identified a specific policy, custom, or practice. However,
their factual allegations do not show that the policy custom, or practice was
the driving force behind Williams’ death. As it relates to Pedroza, as explained
above, Plaintiffs’ allegations do not state a claim of deliberate indifference but
rather, at most, may state a claim of medical malpractice. Indeed, Plaintiffs
allege Pedroza failed to diagnosis Williams’ heart attack that morning, but
they do not allege that Pedroza failed to do so because he followed the chest
pain protocol or any other policy, custom, or practice. Similarly, as to Salman,
there are no factual allegations that Salman failed to timely transcribe the
stress test results because of a policy, custom, or practice. In fact, to the
contrary, Plaintiffs allege that Centurion had a policy that required medical
notes from patient encounters be submitted within five business days of the
examination, but Salman failed to act in accordance with the policy. Complaint
at 12. Plaintiffs also have not asserted facts supporting any inference that
Salman failed to provide additional treatment because of the chest pain
protocol or because of a cost-saving policy. Although Plaintiffs state legal
27
conclusions in the Claims section of the Complaint, there are no factual
allegations to support those conclusions.
To the extent Plaintiffs contend the chest pain protocol was the driving
force behind Williams’ death because it was inadequate, this is not sufficient
to state an Eighth Amendment claim. This is so because it demonstrates, at
most, medical malpractice in the construction of the policy. See Monteleone v.
Corizon, 686 F. App’x 655, 661 (11th Cir. 2017). As it relates to Plaintiffs’
assertion that Centurion has a policy to deliberately delay diagnosis and
treatment for patients with cardiac issues in order to save money, Plaintiffs
present only legal conclusions devoid of any well pled allegations of fact in
support of that conclusion. Moreover, “the Eighth Amendment does not
prohibit prison officials from considering cost in determining what type (or
level) of medical care inmates should receive.” Hoffer v. Sec'y, Fla. Dep't of
Corr., 973 F.3d 1263, 1277 (11th Cir. 2020). However, “if a particular course of
treatment is indeed essential to ‘minimally adequate care,’ prison authorities
can't plead poverty as an excuse for refusing to provide it.” Id. The Eleventh
Circuit has emphasized that “minimally adequate care” is “quite minimal”
under the Eighth Amendment. Id.; see also Harris, 941 F.2d at 1510 (quoting
Brown v. Beck, 481 F. Supp. 723, 726 (S.D. Ga. 1980)) (recognizing that medical
care is not constitutionally required to be “‘perfect, the best obtainable, or even
28
very good.’”). Here, Plaintiffs have alleged Williams received medical care from
both Pedroza and Salman, although they contend Pedroza failed to diagnosis
a heart attack and Salman inexplicitly failed to continue treatment. But,
Plaintiffs have not shown that any alleged cost-savings policy was the impetus
behind these alleged failures. As such, Plaintiffs have not stated a claim for
relief under the Eighth Amendment as to Centurion.
V. State Law Claims
Damages and Attorney Fees
Defendants Pedroza, JCC, Salman, MHM, and Centurion contend that
Plaintiffs cannot recover damages for Williams’ pain and suffering because
such damages are not permitted under Florida’s Wrongful Death Act. See
Centurion Motion at 9-11; Pedroza Motion at 15-16; MHM Motion at 4-5; JCC
Motion at 24-25. These same Defendants also argue that Plaintiffs are not
entitled to attorney fees on their state law claims against them because there
is no contract or statute entitling Plaintiffs to such fees. See Centurion Motion
at 11-12; Pedroza Motion at 16; MHM Motion at 4-5; JCC Motion at 25.
Plaintiffs assert that a motion to dismiss is not the proper vehicle
through which to challenge insufficiently alleged damages. See Pedroza
Response at 20; MHM Response at 8-10; Salman Response at 20; JCC
Response at 7-10; Centurion Response at 16-19. Nonetheless, Plaintiffs do not
29
disagree that they cannot recover damages for Williams’ pain and suffering.
Id. Instead, they contend Defendants have mischaracterized their prayer for
relief. Id. According to Plaintiffs, although they alleged Williams had pain and
suffering, they did not allege that as the basis for damages. Id. As to attorney
fees, Plaintiffs withdraw their request for attorney fees and litigation costs
with respect to their state law claims. Pedroza Response at 20; MHM Response
at 10-11; Salman Response at 20; JCC Response at 10-11; Centurion Response
at 17-20.
Concerning Plaintiffs’ request for damages, the Court agrees with
Plaintiffs that when read in context, they are not requesting damages for
decedent’s pain and suffering. Instead, they request damages on behalf of all
beneficiaries for “sustained loss of net worth accumulations, loss of support and
services, loss of companionship and protection, loss of instruction and
guidance, merged mental pain and suffering, estate administration, financial
assessments, legal expenses, and funeral with burial costs.” Complaint at 21.
As such, to the extent Pedroza, JCC, Salman, MHM, and Centurion seek to
dismiss the claims against them based on the requested relief for damages, the
motions to dismiss are due to be denied. Regarding attorney fees, in light of
30
Plaintiffs’ withdrawal of a demand for attorney fees and costs in their state law
claims, the motions to dismiss are due to be denied as moot on this issue.
Claims Against Secretary Inch
In his motion to dismiss, Secretary Inch argues that the state law claim
against him should be dismissed for a number of reasons. The Court finds it
unnecessary to address the arguments raised here because Inch is entitled to
Eleventh Amendment Immunity.1 Plaintiffs sue Inch in his official capacity.
The United States Supreme Court has held that “a suit against a state official
in his or her official capacity is not a suit against the official but rather is a
suit against the official's office. Will v. Michigan Dept. of State Police, 491 U.S.
58, 70 (1989). Ultimately, “it is no different from a suit against the State itself.”
Id. Thus, Plaintiffs’ claim against Inch is actually a claim against the State of
Florida. Pursuant to the Eleventh Amendment, “[t]he Judicial power of the
United States shall not be construed to extend to any suit in law or equity,
commenced or prosecuted against one of the United States by Citizens of
another State, or by Citizens or Subjects of any Foreign State.” U.S. Const.
amend. XI. While section 768.28, waives Florida’s sovereign immunity in state
court, it does not waive its Eleventh Amendment immunity in federal court.
1 Courts can raise the issue of Eleventh Amendment immunity sua
sponte. See Mclendon v. Georgia Dep’t of Community Health, 261 F.3d 1252,
1259 (11th Cir. 2001).
31
See Schopler v. Bliss, 903 F.2d 1373, 1379 (11th Cir. 1990). Therefore, Inch is
immune under the Eleventh Amendment to Plaintiffs’ wrongful death claim to
the extent it is brought in federal court. As such, Inch is due to be dismissed
as a Defendant from this action.2
Sovereign Immunity
Both Pedroza and Salman argue in their respective motions to dismiss
that they are entitled to sovereign immunity as to Plaintiffs’ state law claims.
Pedroza Motion at 6-15; JCC Motion at 7-15. Both physicians assert that, as
individually named state agents, they are immune from suit under section
768.28(9), Florida Statutes because Plaintiffs have not alleged that they were
acting outside the scope of their employment or that they acted in bad faith,
with malicious purpose, or a wanton and willful disregard of human rights. Id.
Plaintiffs contend that they did not allege Pedroza or Salman were
agents or employees of FDOC and are not suing them as such. Pedroza
Response at 18-19; Salman Response at 17-19. Instead, Plaintiffs assert that
they are suing both as independent physicians who were agents of MHM and
JCC respectively. Id. According to Plaintiffs, discovery has yet to evolve to the
2 A dismissal on the basis of Eleventh Amendment immunity is a
dismissal for lack of jurisdiction and as such must be without prejudice. See
Nichols v. Ala. State Bar, 815 F.3d 726, 733 (11th Cir. 2016).
32
level necessary to determine whether Pedroza or Salman were agents of FDOC,
and, because Plaintiffs have not alleged they were agents of FDOC, their
motions should be denied. Id. Upon review of the Amended Complaint,
Plaintiffs have not alleged an agency relationship between either Pedroza or
Salman with FDOC. As such, Pedroza and Salman’s motion to dismiss based
on sovereign immunity is due to be denied.
In consideration of the foregoing, it is now
ORDERED:
1. Defendant Mark Inch’s motion to dismiss (Doc. 84) is DENIED as
moot. Defendant Inch is entitled to Eleventh Amendment Immunity and is
DISMISSED WITHOUT PREJUDICE from this action.
2. Defendant Centurion’s motion to dismiss (Doc. 88) is GRANTED
in part and DENIED in part. Plaintiffs’ § 1983 claim against Centurion
(Count Six) is DISMISSED WITH PREJUDICE, and the motion is otherwise
DENIED.
3. Defendant Pedroza’s motion to dismiss (Doc. 89) is GRANTED in
part and DENIED in part. Plaintiffs’ § 1983 claim against Pedroza (Count
Five) is DISMISSED WITH PREJUDICE, and the motion is otherwise
DENIED.
4. Defendant MHM’s motion to dismiss (Doc. 90) is DENIED.
33
5. Defendants JCC and Salman’s motion to dismiss (Doc. 91) is
DENIED.
6. Plaintiffs’ requests for attorney fees on Counts One, Two, Three,
Four, Seven, and Eight are WITHDRAWN.
DONE AND ORDERED at Jacksonville, Florida, this 3rd day of
January, 2022.
MARCIA MORALES HOWARD
United States District Judge
Jax-8
C:
Counsel of Record
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