stating that a treating physician’s medical opinion may be discounted when it is not accompanied by objective medical evidence
How later courts described this case
- stating that a treating physician’s medical opinion may be discounted when it is not accompanied by objective medical evidence
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
ORLANDO DIVISION
JERMAINE LEROY MALONE,
Plaintiff,
v. Case No. 6:20-cv-1102-JRK
KILOLO KIJAKAZI,1
Acting Commissioner of Social
Security,
Defendant.
___ /
OPINION AND ORDER2
I. Status
Jermaine Leroy Malone (“Plaintiff”) is appealing the Commissioner of the
Social Security Administration’s (“SSA(’s)”) final decision denying his claims for
disability insurance benefits (“DIB”) and supplemental security income (“SSI”).
Plaintiff’s alleged inability to work is the result of depression, chronic gout,
human immunodeficiency virus (“HIV”), carpal tunnel, and plantar fasciitis.
1 Kilolo Kijakazi recently became the Acting Commissioner of Social Security.
Pursuant to Rule 25(d), Federal Rules of Civil Procedure, Kilolo Kijakazi should be substituted
for Andrew Saul as Defendant in this suit. No further action need be taken to continue this
suit by reason of the last sentence of section 205(g) of the Social Security Act, 42 U.S.C.
§ 405(g).
2 The parties consented to the exercise of jurisdiction by a United States
Magistrate Judge. See Notice, Consent, and Reference of a Civil Action to a Magistrate Judge
(Doc. No. 22), filed November 4, 2020; Reference Order (Doc. No. 25), entered November 5,
2020.
See Transcripts of Administrative Proceedings (Doc. Nos. 23-24; collectively
“Tr.” or “administrative transcript”), both filed November 4, 2020, at 73, 85, 236.
On January 30, 2017, Plaintiff filed an application for SSI, alleging a
disability onset date of October 6, 2016, Tr. at 175.3 Plaintiff later amended his
alleged onset date from October 6, 2016, see Tr. at 73, 85, to September 15,
2016, Tr. at 191. The SSI application was denied initially, Tr. at 71, 72-81
(duplicated at 1039-48), 82, 100-02, and upon reconsideration, Tr. at 83, 84-96
(duplicated at 1026-38), 97, 106-10. Plaintiff requested a hearing before an
Administrative Law Judge (“ALJ”), and while this request was pending, on
October 23, 2018, Plaintiff filed an application for DIB, alleging a disability
onset date of September 15, 2016. Tr. at 191. The administrative transcript does
not contain Plaintiff’s DIB application.4
On August 14, 2019, an ALJ held a hearing, during which he heard from
Plaintiff, who was represented by counsel, and a vocational expert (“VE”). See
Tr. at 40-70. At the time of the hearing, Plaintiff was 46 years old. Tr. at 45
(providing date of birth). On September 5, 2019, the ALJ issued a Decision
finding Plaintiff not disabled through the date of the Decision. See Tr. at 18-34.
3 Although actually completed on January 30, 2017, see Tr. at 175, the protective
filing date of the application is listed elsewhere in the administrative transcript as November
11, 2016, see, e.g., Tr. at 73, 85, 236.
4 The ALJ’s Decision (along with the parties’ filings) indicates that Plaintiff filed
for DIB on October 23, 2018. Plaintiff represents that his DIB application “was escalated to
the hearing level” as he already requested a hearing before an ALJ regarding his SSI
application. Plaintiff’s Brief (Doc. No. 28; Pl.’s Mem.), filed January 4, 2021, at 2.
Thereafter, Plaintiff requested review of the Decision by the Appeals
Council, see Tr. at 172-73, and submitted additional evidence in the form of a
brief authored by Plaintiff’s counsel, Tr. at 4, 5; see also Tr. at 174 (brief). On
May 6, 2020, the Appeals Council denied Plaintiff’s request for review, Tr. at 1-
3, making the ALJ’s Decision the final decision of the Commissioner. On June
23, 2020, Plaintiff commenced this action under 42 U.S.C. §§ 405(g) and
1383(c)(3) by timely filing a Complaint (Doc. No. 1) seeking judicial review of
the Commissioner’s final decision.
On appeal, Plaintiff argues that “[t]he ALJ failed to apply the correct legal
standards to the opinion of [Plaintiff]’s treating physician,” Suzy Boules, M.D.
Pl.’s Mem. at 12 (emphasis and some capitalization omitted). On March 3, 2021,
Defendant filed a Memorandum in Support of the Commissioner’s Decision
(Doc. No. 29; “Def.’s Mem.”) addressing Plaintiff’s argument.
After a thorough review of the entire record and consideration of the
parties’ respective memoranda, the undersigned finds that the Commissioner’s
final decision is due to be affirmed.
II. The ALJ’s Decision
When determining whether an individual is disabled,5 an ALJ must
5 “Disability” is defined in the Social Security Act as the “inability to engage in
any substantial gainful activity by reason of any medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months.” 42 U.S.C. §§ 423(d)(1)(A),
1382c(a)(3)(A).
follow the five-step sequential inquiry set forth in the Regulations, determining
as appropriate whether the claimant (1) is currently employed or engaging in
substantial gainful activity; (2) has a severe impairment; (3) has an impairment
or combination of impairments that meets or medically equals one listed in the
Regulations; (4) can perform past relevant work; and (5) retains the ability to
perform any work in the national economy. 20 C.F.R. §§ 404.1520, 416.920; see
also Simon v. Comm’r, Soc. Sec. Admin., 7 F.4th 1094, 1101-02 (11th Cir. 2021)
(citations omitted); Phillips v. Barnhart, 357 F.3d 1232, 1237 (11th Cir. 2004).
The claimant bears the burden of persuasion through step four, and at step five,
the burden shifts to the Commissioner. Bowen v. Yuckert, 482 U.S. 137, 146 n.5
(1987).
Here, the ALJ followed the five-step inquiry. See Tr. at 20-34. At step one,
the ALJ determined that Plaintiff “has not engaged in substantial gainful
activity since September 15, 2016, the alleged onset date.” Tr. at 20 (emphasis
and citation omitted). At step two, the ALJ found that Plaintiff “has the
following severe impairments: [HIV] infection, generalized osteoarthritis
affecting multiple joints, gout, history of deep venous thrombosis, lymphedema,
hypertension, dyslipidemia, obesity, plantar fasciitis and carpal tunnel
syndrome.” Tr. at 21 (emphasis and citation omitted). At step three, the ALJ
found that Plaintiff “does not have an impairment or combination of
impairments that meets or medically equals the severity of one of the listed
impairments in 20 [C.F.R.] Part 404, Subpart P, Appendix 1.” Tr. at 23
(emphasis and citation omitted).
The ALJ determined that Plaintiff has the following residual functional
capacity (“RFC”):
[Plaintiff can] perform sedentary work as defined in 20 [C.F.R. §§]
404.1567(a) and 416.967(a) except he can frequently operate hand
controls and handle bilaterally; occasionally climb ramps and stairs
but never climb ladders, ropes or scaffolds; frequently balance,
stoop, and crouch; occasionally kneel and crawl; and occasional
exposure to unprotected heights, moving mechanical parts, extreme
cold, extreme heat and vibration. [Plaintiff] needs to use a single-
handed cane during all periods of standing and walking.
Tr. at 23-24 (emphasis omitted).
At step four, the ALJ relied on the testimony of the VE and found that
Plaintiff “is capable of performing past relevant work as a teleworker.” Tr. at
32 (emphasis and citation omitted). The ALJ made alternative findings for the
fifth and final step of the sequential inquiry, and after considering Plaintiff’s
age (“43 years old . . . on the alleged disability onset date”),6 education (“at least
a high school education”), work experience, and RFC, the ALJ again relied on
the testimony of the VE and found that “there are other jobs that exist in
significant numbers in the national economy that [Plaintiff] also can perform,”
Tr. at 33 (citations omitted), such as “Charge Account Clerk,” “Telephone
Quotation Clerk,” and “Document Preparer,” Tr. at 33-34. The ALJ concluded
6 The ALJ also noted that Plaintiff “subsequently changed age category to a
younger individual age 45-49.” Tr. at 33 (citation omitted).
that Plaintiff “has not been under a disability . . . from September 15, 2016,
through the date of th[e D]ecision.” Tr. at 34 (emphasis and citation omitted).
III. Standard of Review
This Court reviews the Commissioner’s final decision as to disability
pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). Although no deference is given
to the ALJ’s conclusions of law, findings of fact “are conclusive if . . . supported
by ‘substantial evidence.’” Doughty v. Apfel, 245 F.3d 1274, 1278 (11th Cir.
2001) (citing Falge v. Apfel, 150 F.3d 1320, 1322 (11th Cir. 1998)). “Substantial
evidence is something ‘more than a mere scintilla, but less than a
preponderance.’” Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005)
(quoting Hale v. Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987)). The substantial
evidence standard is met when there is “such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.” Falge, 150 F.3d at 1322
(quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)); see also Biestek v.
Berryhill, 139 S. Ct. 1148, 1154 (2019); Samuels v. Acting Comm’r of Soc. Sec.,
959 F.3d 1042, 1045 (11th Cir. 2020) (citation omitted). It is not for this Court
to reweigh the evidence; rather, the entire record is reviewed to determine
whether “the decision reached is reasonable and supported by substantial
evidence.” Cornelius v. Sullivan, 936 F.2d 1143, 1145 (11th Cir. 1991) (citation
omitted). The decision reached by the Commissioner must be affirmed if it is
supported by substantial evidence—even if the evidence preponderates against
the Commissioner’s findings. Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155,
1158-59 (11th Cir. 2004) (per curiam).
IV. Discussion
A. Parties’ Arguments
Plaintiff argues that “the ALJ failed to apply the correct legal standards
to the opinion of” Dr. Boules (his treating physician). Pl.’s Mem. at 12 (emphasis
and some capitalization omitted). More specifically, Plaintiff contends that the
ALJ erred in giving less than controlling weight to the opinion of Dr. Boules. Id.
at 12-14. Plaintiff alleges that “[t]he ALJ’s reason for rejecting Dr. Boules’
opinion was conclusory and does not provide the requisite good cause for
rejecting her opinion” and that “[t]he ALJ failed to cite to any medical evidence
in support of his findings.” Id. at 14. Plaintiff also argues that Defendant cannot
provide “post hoc justifications for the ALJ’s failure to provide the requisite good
cause for rejecting Dr. Boules’ opinion.” Id.
Responding, Defendant asserts that “[a]fter reviewing Dr. Boules’
opinion, the ALJ[] assigned it limited weight because the opinion was not
grounded on observable clinical signs and was inconsistent with the medical
evidence of record.” Def.’s Mem. at 8 (citations omitted). Defendant contends
that “[t]he ALJ correctly noted that Dr. Boules’ opinion was conclusory and
speculative” and that “Dr. Boules’ failure to provide objective findings to
support [her] opinion is sufficient reason for the ALJ to give [it] limited
weight[.]” Id. Finally, Defendant argues that its “citation to additional record
evidence to support the ALJ’s findings and rationale does not amount to
impermissible ‘post-hoc rationalization.’” Id. at 10. Instead, Defendant contends
that it “is not advancing a finding or rationale the ALJ did not provide in his
[D]ecision but is instead pointing to the existing record to show the [C]ourt
additional support for the finding and rationale articulated by the ALJ.” Id. at
12.
B. Applicable Law7
“Medical opinions are statements from [physicians or other] acceptable
medical sources that reflect judgments about the nature and severity of [a
claimant’s] impairment(s), including [the claimant’s] symptoms, diagnosis and
prognosis, what [the claimant] can still do despite impairment(s), and [the
claimant’s] physical or mental restrictions.” 20 C.F.R. § 404.1527(a)(1).
Acceptable medical sources include licensed physicians, licensed psychologists,
7 On January 18, 2017, the SSA revised the Rules regarding the evaluation of
medical evidence and symptoms for claims filed on or after March 27, 2017. See Revisions to
Rules Regarding the Evaluation of Medical Evidence, 82 Fed. Reg. 5,844, 5,844 (January 18,
2017); see also 82 Fed. Reg. 15,132 (Mar. 27, 2017) (amending and correcting the final Rules
published at 82 Fed. Reg. 5,844). Although Plaintiff filed his SSI application before the new
Rules went into effect, his DIB application was filed after they did. The parties agree that the
older Rules (giving controlling weight to a claimant’s treating physician) apply to Plaintiff’s
claims. See Pl.’s Mem. at 12-13 (citing case law decided under the older Regulations); Def.’s
Mem. at 6-7 (citing older Regulations). To the extent there is a question about which rules
apply here, even applying the more favorable “controlling weight” rules result in an
affirmance, so there is no need to determine definitively which rules apply in this unique
situation.
licensed optometrists, licensed podiatrists, and qualified speech-language
pathologists. 20 C.F.R. § 404.1502(a).8
The Regulations establish a hierarchy among medical opinions that
provides a framework for determining the weight afforded each medical
opinion. See 20 C.F.R. § 404.1527. Essentially, “the opinions of a treating
physician are entitled to more weight than those of a consulting or evaluating
health professional,” and “[m]ore weight is given to the medical opinion of a
source who examined the claimant than one who has not.” Schink v. Comm’r of
Soc. Sec., 935 F.3d 1245, 1259, 1260 n.5 (11th Cir. 2019). Further, “[n]on-
examining physicians’ opinions are entitled to little weight when they
contradict opinions of examining physicians and do not alone constitute
substantial evidence.” Id. at 1260 (citing Sharfarz v. Bowen, 825 F.2d 278, 280
(11th Cir. 1987) (per curiam)). The following factors are relevant in determining
the weight to be given to a physician’s opinion: (1) the “[l]ength of the treatment
relationship and the frequency of examination”; (2) the “[n]ature and extent of
[any] treatment relationship”; (3) “[s]upportability”; (4) “[c]onsistency” with
other medical evidence in the record; and (5) “[s]pecialization.” 20 C.F.R.
§ 404.1527(c)(2)-(5); see also 20 C.F.R. § 404.1527(f); Walker v. Soc. Sec. Admin.,
Comm’r, 987 F.3d 1333, 1338 (11th Cir. 2021) (citation omitted); McNamee v.
8 For claims filed on or after March 27, 2017, acceptable medical sources also
include licensed audiologists, licensed Advanced Practice Registered Nurses, and licensed
Physician Assistants. 20 C.F.R. § 404.1502(a)(6)-(8).
Soc. Sec. Admin., 164 F. App’x 919, 923 (11th Cir. 2006) (citation omitted)
(stating that “[g]enerally, the opinions of examining physicians are given more
weight than those of non-examining physicians[;] treating physicians[’
opinions] are given more weight than [non-treating physicians;] and the
opinions of specialists are given more weight on issues within the area of
expertise than those of non-specialists”).
With regard to a treating physician,9 the Regulations instruct ALJs how
to properly weigh such a medical opinion. See 20 C.F.R. § 404.1527(c)(2).
Because treating physicians “are likely to be the medical professionals most
able to provide a detailed, longitudinal picture of [a claimant’s] medical
impairment(s),” a treating physician’s medical opinion is to be afforded
controlling weight if it is “well-supported by medically acceptable clinical and
laboratory diagnostic techniques and is not inconsistent with the other
substantial evidence” in the record. Id. When a treating physician’s medical
opinion is not due controlling weight, the ALJ must determine the appropriate
weight it should be given by considering the factors identified above (the length
of treatment, the frequency of examination, the nature and extent of the
9 A treating physician is a physician who provides medical treatment or
evaluation to the claimant and who has, or has had, an ongoing treatment relationship with
the claimant, as established by medical evidence showing that the claimant sees or has seen
the physician with a frequency consistent with accepted medical practice for the type of
treatment and/or evaluation required for the medical condition. See 20 C.F.R.
§ 404.1527(a)(2).
treatment relationship, as well as the supportability of the opinion, its
consistency with the other evidence, and the specialization of the physician). Id.
If an ALJ concludes the medical opinion of a treating physician should be
given less than substantial or considerable weight, he or she must clearly
articulate reasons showing “good cause” for discounting it. Simon, 7 F.4th at
1104 (citation omitted); Walker, 987 F.3d at 1338 (citation omitted); Schink, 935
F.3d at 1259; Hargress v. Soc. Sec. Admin., Comm’r, 883 F.3d 1302, 1305 (11th
Cir. 2018) (citation omitted); Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir.
1997). Good cause exists when (1) the opinion is not bolstered by the evidence;
(2) the evidence supports a contrary finding; or (3) the opinion is conclusory or
inconsistent with the treating physician’s own medical records. Walker, 987
F.3d at 1338; Schink, 935 F.3d at 1259; Hargress, 883 F.3d at 1305; Phillips,
357 F.3d at 1240-41; see also Edwards v. Sullivan, 937 F.2d 580, 583-84 (11th
Cir. 1991); Schnorr v. Bowen, 816 F.2d 578, 582 (11th Cir. 1987) (stating that a
treating physician’s medical opinion may be discounted when it is not
accompanied by objective medical evidence).
An ALJ is required to consider every medical opinion. See 20 C.F.R.
§ 404.1527(c) (stating that “[r]egardless of its source, we will evaluate every
medical opinion we receive”). While “the ALJ is free to reject the opinion of any
physician when the evidence supports a contrary conclusion,” Oldham v.
Schweiker, 660 F.2d 1078, 1084 (5th Cir. 1981) (citation omitted); see also 20
C.F.R. § 404.1527(c)(2), “the ALJ must state with particularity the weight given
to different medical opinions and the reasons therefor,” Winschel v. Comm’r of
Soc. Sec., 631 F.3d 1176, 1179 (11th Cir. 2011) (citing Sharfarz, 825 F.2d at
279); Moore v. Barnhart, 405 F.3d 1208, 1212 (11th Cir. 2005); Lewis, 125 F.3d
at 1440. “It is the responsibility of the agency, not the reviewing court, to
supply the justification for its decision and to sufficiently explain the weight it
has given to obviously probative exhibits.” Simon, 7 F.4h at 1105 (quotation
and citations omitted).
C. Analysis
Dr. Boules has been Plaintiff’s primary care physician since June 19,
2017. Tr. at 628; see also Tr. at 808-18 (June 19, 2017 medical record). Dr.
Boules primary focus with Plaintiff is treating his HIV infection. She also refers
Plaintiff to other medical providers when necessary for more specialized
treatment for Plaintiff’s other physical ailments See, e.g., Tr. at 713 (March 19,
2018 record referring Plaintiff to “colorectal again”); Tr. at 767 (October 12,
2017 note referring Plaintiff to mental health); Tr. at 815 (June 19, 2017 record
referring Plaintiff to a hematologist and a podiatrist).
On July 7, 2018, Dr. Boules completed a Physical RFC Questionnaire. See
Tr. at 628-32. In the Questionnaire, Dr. Boules indicated that Plaintiff’s
prognosis is “unpredictable,” and Plaintiff’s symptoms include “painful, ankles,
knees, [and] back, wrists.” Tr. at 628. Dr. Boules further wrote that Plaintiff’s
pain is “8/10 pain score” and identified the clinical findings as “moderate
RROM[10] of all joints secondary to pain, gout.” Tr. at 628. She further noted
that Plaintiff’s side effects from medications include “drowsiness, dizziness,
[and] nausea”; Plaintiff’s impairments lasted or can last at least twelve months;
he is not a malingerer; and Plaintiff does not have any emotional factors
contributing to the severity of his symptoms or functional limitations. Tr. at
628-29. When asked if there are any psychological conditions affecting
Plaintiff’s physical condition, Dr. Boules checked “[d]epression” and “[a]nxiety.”
Tr. at 629. Dr. Boules also checked “[c]onstantly” when asked how often during
a typical workday Plaintiff’s experience of pain or other symptoms affect
Plaintiff’s attention and concentration during a typical workday. Tr. at 629.
Dr. Boules went on to note Plaintiff could: walk one city block without
rest or severe pain; could sit 1 hour and stand 15 minutes at one time; could
stand/walk for less than 2 hours and sit about 4 hours total in an 8-hour
workday; and needs included periods of walking around during an 8-hour
working day, walking every 15 minutes for 15 minutes. Tr. at 629-30. Dr. Boules
opined that Plaintiff does not need a job permitting him to shift positions at will
but needs a job allowing him to take unscheduled breaks occurring every 15
minutes for 15-30 minutes. Tr. at 630. She also circled “[y]es” indicating
Plaintiff’s legs will need to be elevated and he must use a cane or other assistive
10 RROM likely stands for Reduced Range of Motion.
device when standing/walking. Tr. at 630.
When asked to opine how many pounds Plaintiff could lift and carry in a
competitive work environment, Dr. Boules checked as follows: rarely less than
10 pounds; never 10, 20, or 50 pounds. Tr. at 630. She also noted Plaintiff could
occasionally look down (sustained) flexion of neck and turn head right or left;
and could rarely look up or hold head in static position. Tr. at 631. As for certain
activities, Dr. Boules stated Plaintiff could never twist, stoop (bend),
crouch/squat, or climb ladders, and Plaintiff could occasionally climb stairs. Tr.
at 631. She also positively identified that Plaintiff has significant limitations
with reaching, handling, or fingering. Tr. at 631.11
Dr. Boules indicated Plaintiff’s impairments would produce “good” and
“bad” days, and he would miss more than 4 days because of his impairments or
treatment. Tr. at 631. She further indicated Plaintiff would be unable to
maintain a regular work schedule because of pain. Tr. at 632. Finally, when
asked if Plaintiff would be unable to maintain a regular work schedule because
of side effects of medication and if Plaintiff would have to lie down at
unpredictable times during the day because of pain, Dr. Boules circled “[y]es.”
Tr. at 632.
11 Dr. Boules wrote the following percentage of time Plaintiff could use
hands/fingers/arms for certain activities: 20% for (left and right) hands in grasping, turning,
or twisting objects; 20% for (left and right) fingers in fine manipulations; and 10% in (left and
right) arms in reaching (including overhead). Tr. at 631.
In the context of reviewing the various medical opinions of record, the
ALJ stated as follows:
[Plaintiff’s] RFC is supported by images confirming osteoarthritis
in the right foot and ankles, mild degenerative joint disease in the
right knee, pes planus and plantar calcaneal exost[]osis in the right
and left foot with findings of limited range of motion in the right
knee and ankle, decreased muscle strength in the right lower
extremities, tenderness in both plantar medial heels, and
tenderness over the dorsum of the right foot joints and first
metatarsophalangeal joint and acute periods of pedal edema in the
left extremity and a slow gait. [Plaintiff] was prescribed a cane for
ambulation. Otherwise, musculoskeletal and neurological
examinations were normal. No surgery or physical therapy was
required. H[IV] infection is under control[] with highly active
antiretroviral therapy (HAART), when he is compliant with
treatments. Hypertension and dyslipidemia are controlled with
medications, when he is complaint. Cardiovascular and respiratory
examinations were normal. Recent treatment notes in 2019 show
his deep vein thrombosis and lymphedema has been resolved.
Overall, his physical impairments [are] essentially controlled with
the mediations. Medical evidence does not suggest greater
exertional or non[-]exertional limitations. Although [Plaintiff]
alleged disabling physical impairments, he remained functional
and acknowledged the ability to perform a robust range of routine
activities of daily living independently. [Plaintiff] remained capable
of performing significant work-related activities, and showed a
physical capacity for activities consistent with a range of sedentary
work.
Tr. at 31.
Directly after this finding, the ALJ assigned two different weights to Dr.
Boules’ opinions. See Tr. at 31-32. He first assigned “great weight” to Dr. Boules’
opinion “prescribing [Plaintiff] a quad cane” as “[t]he need for a cane is
supported by the impairments, and [Plaintiff]’s medical history.” Tr. at 31
(citing Exhibit 12F (located at Tr. at 705)). The ALJ then assigned “limited
weight” to Dr. Boules’ opinions regarding the RFC Questionnaire completed in
July 2018. Tr. at 31-32; see also Tr. at 628-32. While assigning “limited weight,”
the ALJ found that Dr. Boules’ opinion was “conclusory, speculative and not
grounded on observable clinical signs in treatment or progress notes.” Tr. at 32.
The ALJ did not err in assigning Dr. Boules’ opinion (regarding the RFC
Questionnaire) “limited weight.” Tr. at 31-32.12 Although the ALJ did not cite
to specific exhibits, it is clear he reviewed all the evidence submitted, and his
review necessarily included Dr. Boules’ treatment and progress notes. See Tr.
at 24-32. The ALJ found the doctor’s opinions in the RFC Questionnaire were
“not grounded on observable clinical signs in treatment or progress notes.” Tr.
at 32.
Consistent with the ALJ’s findings, see supra p. 15, Dr. Boules’ records
reflect a lack of clinical observations for the extreme limitations assigned in the
RFC Questionnaire. Although some medical records do indicate Plaintiff was
positive for edema or his right wrist was swollen, see, e.g., Tr. at 712 (March 19,
2018), Tr. at 869 (June 27, 2019), and although Dr. Boules identified the clinical
findings as “moderate RROM off all joints secondary to pain, gout,” see Tr. at
628 (RFC Questionnaire), several physical examinations performed by the
doctor were normal and indicate “no clubbing, cyanosis, edema, or deformity
12 It does not appear that Plaintiff argues the ALJ erred in assigning “great
weight” to Dr. Boules’ opinion that he needs a cane. See Tr. at 31; see also Tr. at 705
(prescription).
noted with normal full range of motion of all joints.” See, e.g., Tr. at 870 (June
27, 2019); Tr. at 884 (April 11, 2019); Tr. at 899 (March 6, 2019)13; Tr. at 913
(November 26, 2018); Tr. at 940 (August 31, 2018);14 Tr. at 952 (July 9, 2018);
Tr. at 962 (June 12, 2018 ); Tr. at 725 (January 9, 2018); Tr. at 737 (December
13, 2017); Tr. at 746 (November 6, 2017); Tr. at 756 (October 26, 2017); Tr. at
766 (October 12, 2017); Tr. at 786 (August 25, 2017) (emphasis added).15 Some
physical exams did not include a specific section for “extremities” or
“musculoskeletal (MS)”, but these exams otherwise appear largely normal. See,
e.g., Tr. at 925-26 (October 29, 2018).
Dr. Boules also noted in Plaintiff’s more recent medical records that
Plaintiff was “noncompliant” and later “very noncompliant” with his
medications and had “a long h[istory] of non[]compliance with” taking his
prescribed medications. Tr. at 877 (April 11, 2019 medical record); Tr. at 863
(June 27, 2019 medical record); see also Tr. at 919 (October 29, 2018 treatment
record indicating Plaintiff “always takes his med[ication]s on and off for
different excuses”); Tr. at 933 (August 31, 2018 note stating Plaintiff “did not
take his [blood pressure] med[ication]s as usual”); Tr. at 956 (June 12, 2018
13 The March 6, 2019 physical exam did note “General: mild pain/distress.” Tr. at
898.
14 The August 31, 2018 physical exam did indicate Plaintiff was unable to lay flat
or sit for long time. Tr. at 940.
15 Some of these physical exams note Plaintiff’s subjective complaints (about body
aches) and that he was wearing a right arm brace. See, e.g., Tr. at 899, 940, 952, 962.
record stating Plaintiff had not been taking his blood pressure medicine as he
should be). On the same day (July 9, 2018) Dr. Boules completed the RFC
Questionnaire, she also noted in the medical records that Plaintiff’s “pain [was]
under control with med[ication]s” after he resumed taking them. Tr. at 947.
In short, Dr. Boules’ own treatment notes do not support the extremely
restrictive functional limitations that she assigned in the RFC Questionnaire.
Additionally, the ALJ incorporated Dr. Boules’ prescription of a cane into
Plaintiff’s RFC. See Tr. at 24; see also Tr. at 705.
As to Plaintiff’s contention that the ALJ’s reasons were too conclusory,
although they could have been more detailed and explicit, the comparison of Dr.
Boules’ notes (and the rest of the medical evidence) with her opinion contained
in the RFC Questionnaire leads to the obvious16 conclusion that the ALJ’s
reasons for discounting the opinion were adequate and supported by substantial
evidence. See Tr. at 31-32. The ALJ did not err in his treatment of Dr. Boules’
opinions.
V. Conclusion
After a thorough review of the entire record, the undersigned finds that
the ALJ’s Decision is supported by substantial evidence. Accordingly, it is
ORDERED:
16 Oftentimes, it is not so obvious when an ALJ does not provide more detailed
reasons for discounting opinions. See Simon, 7 F.4th at 1107-08. In those cases, reversal and
remand is often appropriate. But here, remand would serve no useful purpose.
1. The Clerk of Court is directed to enter judgment pursuant to
sentence four of 42 U.S.C. § 405(g), and pursuant to § 1383(c)(3), AFFIRMING
the Commissioner’s final decision.
2. The Clerk is further directed to close the file.
DONE AND ORDERED in Jacksonville, Florida on September 27, 2021.
lomo. KR. KAR □□
JAMES R. KLINDT
United States Magistrate Judge
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Copies:
Counsel of Record
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