stating the language in § 2254(d)(1) “requires an examination of the state-court decision at the time it was made”
How later courts described this case
- stating the language in § 2254(d)(1) “requires an examination of the state-court decision at the time it was made”
- stressing that the record evidence that the defendant “had absolutely no interest in” pleading guilty contradicted his later claim that he would have done so
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
CHRISTOPHER ANDERSON,
Petitioner,
v. Case No. 3:18-cv-648-MMH-JRK
SECRETARY, FLORIDA
DEPARTMENT OF CORRECTIONS,
et al.,
Respondents.
________________________________
ORDER
I. Status
Petitioner Christopher Anderson, an inmate of the Florida penal system,
initiated this action on March 14, 2018,1 by filing a Petition for Writ of Habeas
Corpus under 28 U.S.C. § 2254 (Petition; Doc. 1).2 He filed an Amended
Petition (Amended Petition; Doc. 4) on June 18, 2018. In the Amended Petition,
Anderson challenges a 2014 state court (Duval County, Florida) judgment of
conviction for first degree murder and possession of a firearm by a convicted
felon on one ground. Respondents have submitted a memorandum in
1 See Houston v. Lack, 487 U.S. 266, 276 (1988) (mailbox rule).
2 For purposes of reference to pleadings and exhibits, the Court will cite
the document page numbers assigned by the Court’s electronic docketing
system.
opposition to the Amended Petition. See Answer in Response to Order to Show
Cause (Response; Doc. 11). They also submitted exhibits. See Docs. 11-1
through 11-11. Anderson filed a brief in reply. See Reply to State’s Answer in
Response to Order to Show Cause (Reply; Doc. 20). This action is ripe for
review.
II. Relevant Procedural History
On July 2, 2013, the State of Florida charged Anderson with first degree
murder (count one) and possession of a firearm by a convicted felon (count two)
in case number 16-2013-CF-004703-AXXX-MA. See Doc. 11-1 at 37-38,
Indictment. At the conclusion of a trial on December 12, 2013, a jury found
Anderson guilty, as charged. See Docs. 11-1 at 90-92, Verdict; 11-2 through 11-
3, Transcripts of the Trial Proceedings (Tr.), at 862-63, 884.3 On January 17,
2014, the circuit court sentenced Anderson to a term of life imprisonment with
a forty-two-year mandatory minimum term for count one and a fifteen-year
term of imprisonment with a three-year mandatory minimum term for count
two, to run concurrently with the sentence imposed for count one. Doc. 11-1 at
184-92, Judgment; 234-74, Transcript of the Sentencing Hearing.
3 The Court will cite the page number in the upper-righthand corner of
the transcript.
On direct appeal, Anderson, with the benefit of counsel, filed an initial
brief, arguing that the trial court fundamentally erred when it gave an
incomplete jury instruction on self-defense pursuant to Florida Statutes
section 776.012(1) (ground one), and erred when it gave, over Anderson’s
objection, the standard jury instruction on provocation by an initial aggressor
when there was no evidence that Anderson was an initial aggressor during the
shooting incident (ground two). See Doc. 11-4. The State filed an answer brief,
see Doc. 11-5, and Anderson filed a counseled reply brief, see Doc. 11-6. On
December 17, 2014, the appellate court (First DCA) affirmed Anderson’s
conviction and sentence per curiam without issuing a written opinion, and
issued the mandate on January 5, 2015. See Doc. 11-7.
Anderson filed a pro se motion for postconviction relief pursuant to
Florida Rule of Criminal Procedure 3.850 (Rule 3.850 motion) on May 30, 2015.
See Doc. 11-8 at 5-17. In his request for postconviction relief, Anderson
asserted that his trial counsel was ineffective because she: failed to adequately
advise him about the benefits of entering an open plea to second degree
murder, and misadvised him about the justifiable use of deadly force defense
(ground one), see id. at 7-11, and also failed to request a heat-of-passion jury
instruction (ground two), see id. at 11-14. Additionally, as ground three, he
argued that the cumulative effect of counsel’s errors deprived him of a fair trial.
See id. at 14. On October 27, 2014, the circuit court denied Anderson’s Rule
3.850 motion. See id. at 112-21. The First DCA affirmed the circuit court’s
denial of Anderson’s Rule 3.850 motion per curiam without issuing a written
opinion on June 5, 2017, and issued the mandate on July 5, 2017. See id. at
Doc. 11-11.
III. One-Year Limitations Period
This action was timely filed within the one-year limitations period. See
28 U.S.C. § 2244(d).
IV. Evidentiary Hearing
In a habeas corpus proceeding, the burden is on the petitioner to
establish the need for a federal evidentiary hearing. See Chavez v. Sec’y, Fla.
Dep’t of Corr., 647 F.3d 1057, 1060 (11th Cir. 2011). “In deciding whether to
grant an evidentiary hearing, a federal court must consider whether such a
hearing could enable an applicant to prove the petition’s factual allegations,
which, if true, would entitle the applicant to federal habeas relief.” Schriro v.
Landrigan, 550 U.S. 465, 474 (2007); Jones v. Sec’y, Fla. Dep’t of Corr., 834
F.3d 1299, 1318-19 (11th Cir. 2016). “It follows that if the record refutes the
applicant’s factual allegations or otherwise precludes habeas relief, a district
court is not required to hold an evidentiary hearing.” Schriro, 550 U.S. at 474.
The pertinent facts of this case are fully developed in the record before the
Court. Because the Court can “adequately assess [Anderson’s] claim[s] without
further factual development,” Turner v. Crosby, 339 F.3d 1247, 1275 (11th Cir.
2003), an evidentiary hearing will not be conducted.
V. Governing Legal Principles
A. Standard of Review
The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA)
governs a state prisoner’s federal petition for habeas corpus. See Ledford v.
Warden, Ga. Diagnostic & Classification Prison, 818 F.3d 600, 642 (11th Cir.
2016). “‘The purpose of AEDPA is to ensure that federal habeas relief functions
as a guard against extreme malfunctions in the state criminal justice systems,
and not as a means of error correction.’” Id. (quoting Greene v. Fisher, 565 U.S.
34, 38 (2011) (quotation marks omitted)). As such, federal habeas review of
final state court decisions is “‘greatly circumscribed’ and ‘highly deferential.’”
Id. (quoting Hill v. Humphrey, 662 F.3d 1335, 1343 (11th Cir. 2011) (quotation
marks omitted)).
The first task of the federal habeas court is to identify the last state court
decision, if any, that adjudicated the claim on the merits. See Marshall v. Sec’y,
Fla. Dep’t of Corr., 828 F.3d 1277, 1285 (11th Cir. 2016). The state court need
not issue a written opinion explaining its rationale in order for the state court’s
decision to qualify as an adjudication on the merits. See Harrington v. Richter,
562 U.S. 86, 100 (2011). Where the state court’s adjudication on the merits is
unaccompanied by an explanation, the United States Supreme Court has
instructed:
[T]he federal court should “look through” the
unexplained decision to the last related state-court
decision that does provide a relevant rationale. It
should then presume that the unexplained decision
adopted the same reasoning.
Wilson v. Sellers, 138 S. Ct. 1188, 1192 (2018). The presumption may be
rebutted by showing that the higher state court’s adjudication most likely
relied on different grounds than the lower state court’s reasoned decision, such
as persuasive alternative grounds that were briefed or argued to the higher
court or obvious in the record it reviewed. Id. at 1192, 1196.
If the claim was “adjudicated on the merits” in state court, § 2254(d) bars
relitigation of the claim unless the state court’s decision (1) “was contrary to,
or involved an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States;” or (2) “was based on
an unreasonable determination of the facts in light of the evidence presented
in the State court proceeding.” 28 U.S.C. § 2254(d); Richter, 562 U.S. at 97-98.
The Eleventh Circuit describes the limited scope of federal review pursuant to
§ 2254 as follows:
First, § 2254(d)(1) provides for federal review for
claims of state courts’ erroneous legal conclusions. As
explained by the Supreme Court in Williams v. Taylor,
529 U.S. 362, 120 S. Ct. 1495, 146 L.Ed.2d 389 (2000),
§ 2254(d)(1) consists of two distinct clauses: a
“contrary to” clause and an “unreasonable application”
clause. The “contrary to” clause allows for relief only
“if the state court arrives at a conclusion opposite to
that reached by [the Supreme] Court on a question of
law or if the state court decides a case differently than
[the Supreme] Court has on a set of materially
indistinguishable facts.” Id. at 413, 120 S. Ct. at 1523
(plurality opinion). The “unreasonable application”
clause allows for relief only “if the state court identifies
the correct governing legal principle from [the
Supreme] Court’s decisions but unreasonably applies
that principle to the facts of the prisoner’s case.” Id.
Second, § 2254(d)(2) provides for federal review for
claims of state courts’ erroneous factual
determinations. Section 2254(d)(2) allows federal
courts to grant relief only if the state court’s denial of
the petitioner’s claim “was based on an unreasonable
determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. §
2254(d)(2). The Supreme Court has not yet defined §
2254(d)(2)’s “precise relationship” to § 2254(e)(1),
which imposes a burden on the petitioner to rebut the
state court’s factual findings “by clear and convincing
evidence.” See Burt v. Titlow, 571 U.S. ---, ---, 134 S.
Ct. 10, 15, 187 L.Ed.2d 348 (2013); accord Brumfield v.
Cain, 576 U.S. ---, ---, 135 S. Ct. 2269, 2282, 192
L.Ed.2d 356 (2015). Whatever that “precise
relationship” may be, “‘a state-court factual
determination is not unreasonable merely because the
federal habeas court would have reached a different
conclusion in the first instance.’”[4] Titlow, 571 U.S. at
---, 134 S. Ct. at 15 (quoting Wood v. Allen, 558 U.S.
290, 301, 130 S. Ct. 841, 849, 175 L.Ed.2d 738 (2010)).
4 The Eleventh Circuit has described the interaction between §
2254(d)(2) and § 2254(e)(1) as “somewhat murky.” Clark v. Att’y Gen., Fla., 821
F.3d 1270, 1286 n.3 (11th Cir. 2016).
Tharpe v. Warden, 834 F.3d 1323, 1337 (11th Cir. 2016). Also, deferential
review under § 2254(d) generally is limited to the record that was before the
state court that adjudicated the claim on the merits. See Cullen v. Pinholster,
563 U.S. 170, 182 (2011) (stating the language in § 2254(d)(1) “requires an
examination of the state-court decision at the time it was made”).
Thus, “AEDPA erects a formidable barrier to federal habeas relief for
prisoners whose claims have been adjudicated in state court.” Burt v. Titlow,
134 S. Ct. 10, 16 (2013). “Federal courts may grant habeas relief only when a
state court blundered in a manner so ‘well understood and comprehended in
existing law’ and ‘was so lacking in justification’ that ‘there is no possibility
fairminded jurists could disagree.’” Tharpe, 834 F.3d at 1338 (quoting Richter,
562 U.S. at 102-03). This standard is “meant to be” a “difficult” one to meet.
Richter, 562 U.S. at 102. A district court’s obligation is “to train its attention”
on the legal and factual basis for the state court’s ruling, not to “flyspeck the
state court order or grade it.” Meders v. Warden, Ga. Diagnostic Prison, 911
F.3d 1335, 1349 (11th Cir. 2019) (citing Wilson, 138 S. Ct. at 1191-92), cert.
denied, 140 S. Ct. 394 (2019). Thus, to the extent that a petitioner’s claims
were adjudicated on the merits in the state courts, they must be evaluated
under 28 U.S.C. § 2254(d).
B. Ineffective Assistance of Trial
“The Sixth Amendment guarantees criminal defendants the effective
assistance of counsel. That right is denied when a defense attorney’s
performance falls below an objective standard of reasonableness and thereby
prejudices the defense.” Yarborough v. Gentry, 540 U.S. 1, 5 (2003) (per
curiam) (citing Wiggins v. Smith, 539 U.S. 510, 521 (2003), and Strickland v.
Washington, 466 U.S. 668, 687 (1984)).
To establish deficient performance, a person
challenging a conviction must show that “counsel’s
representation fell below an objective standard of
reasonableness.” [Strickland,] 466 U.S. at 688, 104 S.
Ct. 2052. A court considering a claim of ineffective
assistance must apply a “strong presumption” that
counsel’s representation was within the “wide range”
of reasonable professional assistance. Id., at 689, 104
S. Ct. 2052. The challenger’s burden is to show “that
counsel made errors so serious that counsel was not
functioning as the ‘counsel’ guaranteed the defendant
by the Sixth Amendment.” Id., at 687, 104 S. Ct. 2052.
With respect to prejudice, a challenger must
demonstrate “a reasonable probability that, but for
counsel’s unprofessional errors, the result of the
proceeding would have been different. A reasonable
probability is a probability sufficient to undermine
confidence in the outcome.” Id., at 694, 104 S. Ct. 2052.
It is not enough “to show that the errors had some
conceivable effect on the outcome of the proceeding.”
Id., at 693, 104 S. Ct. 2052. Counsel’s errors must be
“so serious as to deprive the defendant of a fair trial, a
trial whose result is reliable.” Id., at 687, 104 S. Ct.
2052.
Richter, 562 U.S. at 104. The Eleventh Circuit has recognized “the absence of
any iron-clad rule requiring a court to tackle one prong of the Strickland test
before the other.” Ward, 592 F.3d at 1163. Since both prongs of the two-part
Strickland test must be satisfied to show a Sixth Amendment violation, “a
court need not address the performance prong if the petitioner cannot meet the
prejudice prong, and vice-versa.” Id. (citing Holladay v. Haley, 209 F.3d 1243,
1248 (11th Cir. 2000)). As stated in Strickland: “If it is easier to dispose of an
ineffectiveness claim on the ground of lack of sufficient prejudice, which we
expect will often be so, that course should be followed.” Strickland, 466 U.S. at
697.
Additionally, the United States Supreme Court has long recognized that
Strickland’s two-part inquiry applies to ineffective-assistance-of-counsel
claims arising out of the plea process. See Hill v. Lockhart, 474 U.S. 52, 57
(1985). In companion decisions in Missouri v. Frye, 566 U.S. 134 (2012), and
Lafler v. Cooper, 566 U.S. 156 (2012), the Supreme Court clarified that the
Sixth Amendment right to the effective assistance of counsel extends
specifically “to the negotiation and consideration of plea offers that lapse or are
rejected.” In re Perez, 682 F.3d 930, 932 (11th Cir. 2012) (per curiam) (footnote
omitted). The Court articulated a four-part test to prove prejudice in the
context of a foregone guilty plea. Lafler, 566 U.S. at 164; see Frye, 566 U.S. at
147.
A state court’s adjudication of an ineffectiveness claim is accorded great
deference.
“[T]he standard for judging counsel’s representation is
a most deferential one.” Richter, 562 U.S. at ---, 131
S.Ct. at 788. But “[e]stablishing that a state court’s
application of Strickland was unreasonable under §
2254(d) is all the more difficult. The standards created
by Strickland and § 2254(d) are both highly
deferential, and when the two apply in tandem, review
is doubly so.” Id. (citations and quotation marks
omitted). “The question is not whether a federal court
believes the state court’s determination under the
Strickland standard was incorrect but whether that
determination was unreasonable — a substantially
higher threshold.” Knowles v. Mirzayance, 556 U.S.
111, 123, 129 S. Ct. 1411, 1420, 173 L.Ed.2d 251 (2009)
(quotation marks omitted). If there is “any reasonable
argument that counsel satisfied Strickland’s
deferential standard,” then a federal court may not
disturb a state-court decision denying the claim.
Richter, 562 U.S. at ---, 131 S. Ct. at 788.
Hittson v. GDCP Warden, 759 F.3d 1210, 1248 (11th Cir. 2014); Knowles v.
Mirzayance, 556 U.S. 111, 123 (2009). In other words, “[i]n addition to the
deference to counsel’s performance mandated by Strickland, the AEDPA adds
another layer of deference — this one to a state court’s decision — when we are
considering whether to grant federal habeas relief from a state court’s
decision.” Rutherford v. Crosby, 385 F.3d 1300, 1309 (11th Cir. 2004). As such,
“[s]urmounting Strickland’s high bar is never an easy task.” Padilla v.
Kentucky, 559 U.S. 356, 371 (2010).
VI. Findings of Fact and Conclusions of Law
Anderson asserts that his trial counsel (Assistant Public Defender
Melina Buncome) was ineffective because she misadvised him about the
justifiable use of deadly force defense during the plea negotiations. See
Amended Petition at 3-5. He states that he rejected the State’s offer of an open
plea to second degree murder based on counsel’s misadvice, and instead
proceeded to a trial where the jury found him guilty of first degree murder, and
the court sentenced him to life imprisonment. See id. at 4. He maintains that
counsel failed to sufficiently evaluate the facts, advise him about the initial
aggressor exception to the justifiable use of deadly force defense, and explain
the likelihood of a conviction if he proceeded to trial. See id. According to
Anderson, he would have accepted the State’s plea offer if counsel had properly
advised him, and the court “more than likely” would have imposed a forty-two-
year term of incarceration. Id.
Anderson raised a similar ineffectiveness claim in his Rule 3.850 motion.
See Doc. 11-8 at 7-11. The postconviction court denied relief on this claim,
explaining in pertinent part:
In Ground One, Defendant contends counsel was
ineffective for failing to strongly advise Defendant to
accept the State’s offer to enter an open plea to second
degree murder. Defendant states counsel informed
him entering an open plea was “worth considering.”[5]
5 See Doc. 11-8 at 7-8.
However, Defendant claims counsel should have been
more adamant in advising him to enter an open plea[].
According to Defendant, counsel should have explicitly
recommended or coaxed Defendant into entering an
open plea due to the facts of the case and eyewitness
evidence against him. Furthermore, Defendant alleges
counsel misadvised him about the applicability of the
justifiable use of deadly force defense. Defendant
claims counsel failed to inform him an initial aggressor
is precluded from asserting self-defense. The evidence
presented at trial allegedly demonstrated Defendant
did not exhaust every reasonable means to escape the
danger. Therefore, the defense of justifiable use of
deadly force was inapplicable, and, thus, his counsel
should have advised him to enter an open plea. But for
this alleged lack of advice, Defendant contends he
would not have proceeded to trial and would have
entered an open plea to second degree murder.
Where a defendant alleges ineffective assistance
of counsel for failure to adequately convey a plea offer,
the defendant must show a reasonable probability the
end result of the criminal process would have been
more favorable by reason of a plea to a lesser charge or
a sentence of less prison time. Alcorn v. State, 121 So.
3d 419, 430 (Fla. 2013). Specifically, to establish
prejudice as required by Strickland,
the defendant must allege and prove a
reasonable probability, defined as a
probability sufficient to undermine
confidence in the outcome, that (1) he or
she would have accepted the offer had
counsel advised the defendant correctly,
(2) the prosecutor would not have
withdrawn the offer, (3) the court would
have accepted the offer, and (4) the
conviction or sentence, or both, under the
offer’s terms would have been less severe
than under the judgment and sentence
that in fact were imposed.
Alcorn, 121 So. 3d at 430. Here, Defendant does not
assert counsel never advised him of the State’s offer to
enter an open plea to second degree murder. Instead,
Defendant maintains counsel should have been more
persuasive in advising Defendant to accept the offer
based on the evidence against him. The Court finds the
record, however, demonstrates counsel did thoroughly
review the plea offer with Defendant and he made a
knowing decision to reject the offer. On August 21,
2013, the Court held a Nelson[6] hearing. (Ex. D.)[7]
During the Court’s inquiry, Defendant, after being
placed under oath, complained that counsel attempted
to force him to accept a plea deal, an accusation that
entirely contradicts his current claim. (Ex. D at 4-5.)
In response to Defendant’s assertions, counsel
explained [that] the State presented Defendant with
an offer to plea[d] to second degree murder and in
exchange the State would not indict Defendant on first
degree murder. (Ex. D at 11.) Counsel stated she
advised Defendant of every aspect of his case and
provided him with all discovery. (Ex. D at 11-13.)
According to counsel, Defendant made an informed
decision not to accept the State’s offer and declined to
plea[d] guilty to second degree murder. (Ex. D at 11.)
Defendant’s unwillingness to accept the State’s
offer is further exemplified by Defendant’s subsequent
offer to the State. Notably, on December 9, 2013, prior
6 In Nelson v. State, 274 So.2d 256 (Fla. 4th DCA 1973), the Fourth
District Court of Appeal held that if an indigent defendant expresses a desire
to discharge court-appointed counsel because of counsel’s ineffectiveness, the
trial court must hold a hearing to determine whether there is reasonable cause
to believe that the court-appointed counsel is not rendering effective assistance
to the defendant.
7 See Doc. 11-8 at 140-57.
to jury selection, counsel advised the Court that
Defendant conveyed a plea offer to the State. (Ex. E at
13.)[8] Specifically, Defendant offered to plea[d] guilty
to manslaughter in return for a fifteen-year term of
incarceration, followed by ten years of probation. (Ex.
E at 13.) The State acknowledged and rejected the
offer. (Ex. E at 13.)
The record also refutes Defendant’s claim that
counsel, in conveying the plea offer, failed to advise
Defendant the justifiable use of deadly force defense
was irrelevant. Here, Defendant contends this defense
was inapplicable because there was evidence
Defendant was the initial aggressor. On direct appeal,
however, Defendant claimed the Court erred in giving
the justifiable use of force instruction because there
was no evidence Defendant was the initial
aggressor.[9] (Ex. F at 19.)[10]
At trial, the jury was instructed on two theories
of justifiable use of deadly force. (Ex. G at 4-5, 13-14.)
Specifically, the instructions followed 776.012[,]
Florida Statutes (2013), which is justifiable use of
deadly force when a defendant is not the initial
aggressor, and section 776.041, Florida Statutes,
(2013), which is justifiable use of deadly force when
defendant is the initial aggressor. (G at 13-14.)
As detailed in the Attorney General’s [Answer]
Brief on direct appeal, counsel and the State presented
conflicting evidence at trial regarding who was the
initial aggressor. (Ex. H at 12.)[11] Counsel argued the
victim was the initial aggressor, calling Artiesha
8 See Doc. 11-8 at 162.
9 See Docs. 11-4 through 11-6 (direct appeal briefs).
10 See Doc. 11-9 at 119.
11 See Doc. 11-5 at 18.
Anderson (A.A.) [(Defendant’s sister)] as a witness,
who testified she saw the victim holding Defendant by
his neck. (Ex. E at 578-81.)[12] A.A. testified that when
Defendant returned to the party, the victim and Alvin
Morris rushed him and continued pushing him and
calling [him] profane names and that is the point when
she first heard shots. (Ex.[]E at 587-89.) Vanessa
Anderson (V.A.) [(Defendant’s mother)] testified she
was trying to prevent the other men from beating up
Defendant. (Ex. E at 606.) [V.A.] stated that when she
came outside, she observed Alvin Morris pushing and
shoving Defendant. (Ex. E at 604.) [V.A.] said it was at
that point that ‘all hell broke loose’ and she heard
shots fired. (Ex. E at 605.) Finally, Defendant testified
the victim grabbed him by the throat and was choking
him because he did not want to talk to the victim. (Ex.
E at 656.) Defendant stated his sister broke up the
confrontation and he left the party. (Ex. E at 657-658.)
When Defendant returned to the party, Alvin Morris
met him at the gate and was pushing him, then, the
victim threw down his cup and rushed toward
defendant. (Ex. E at 658-60.) Defendant identified
photos of the injuries he sustained from the victim and
others that night. (Ex. E [at] 662-64.)
The State, on the other hand, presented
evidence Defendant was the initial aggressor[.]
Belinda Jones [(the victim’s fiancé)] testified
Defendant bumped into the victim and the victim
responded by pushing Defendant by the neck. (Ex. E
at 304.) Ms. Jones testified Defendant threatened to
kill everyone at the party. (Ex. E at 302-[]04.) Ms.
Jones further testified, upon Defendant’s return to the
party he pulled up in a vehicle very fast and tried to
run toward the victim. (Ex. E at 307.) Ms. Jones stated
others at the party tried to hold Defendant to prevent
him from running up to the victim. (Ex. E at 306-07.)
Alvin Morris testified that when Defendant returned
12 See Tr. at 581.
to the party and after observing the victim was still
there, Defendant went to his car and grabbed a gun.
(Ex. E at 340-41.) Mr. Morris testified that after
retrieving the gun from the vehicle, Defendant walked
straight to the victim and shot him twice. (Ex. E at
342.) Herman Neeley testified that as Defendant left
the party he threatened the victim. (Ex. E at 373.) Mr.
Neeley stated that when Defendant returned to the
party he grabbed a gun from his car, ran into the yard,
and shot the victim. (Ex. E at 373-77.)
While Defendant’s claim on direct appeal is
slightly different than that raised here, the First
District Court of Appeal’s rejection of Defendant’s
claim on direct appeal shows the evidence at trial
warranted the instructions on justifiable use of deadly
force and, in turn, proved the assertions of such a
defense was supported by the evidence. As such[,]
Defendant’s claim that counsel should have advised
Defendant this defense was not applicable is wholly
without merit.
Further, there is ample evidence Defendant
understood the justifiable use of deadly force defense
and specifically consented and agreed to counsel’s
presentation of the defense. Indeed, prior to opening
statements, Defendant explained to the Court he
reviewed the statutes and elected to move forward
with self-defense rather than the stand your ground
defense. (Ex. E at 237.) The Court asked Defendant if
he discussed this decision with counsel, to which
Defendant responded, “yes . . . .” (Ex. E at 236.)
Specifically, Defendant stated he wanted to proceed
with [Florida Statutes] section 776.012 instruction,
“because I was reading and it say[s] . . . you don’t have
to retreat if you’re stopping the commission of a
forcible felony . . . .” (Ex. E at 235-37.) Again, the Court
asked Defendant if he wanted to proceed under section
776.012 and if he agreed with that strategy, to which
Defendant replied, “Yes Ma’[a]m[]. That is what I
want.” (Ex. E at 246.)
The Court finds the record confirms counsel did
adequately advise Defendant of plea opportunities,
which Defendant rejected. Counsel advised Defendant
of all aspects of his case, provided Defendant with
discovery and he ultimately made the informed
decision not to accept the State’s offer. Additionally,
Defendant, under oath, accused his counsel of forcing
him to enter a plea, the very thing he now alleges
counsel failed to do. Furthermore, prior to trial,
Defendant made an offer to the State to plea to
manslaughter. This offer demonstrates Defendant,
being fully aware of the evidence, was only willing to
plea[d] to manslaughter and would not have accepted
the offer of second degree murder. Finally, contrary to
Defendant’s allegations, counsel never misadvised
Defendant about the applicability of the justifiable use
of deadly force defense. The defense was applicable to
Defendant’s case and supported by the evidence
counsel presented at trial; though, this defense was
ultimately rejected by the jury. As such, the Court
finds Defendant failed to satisfy the first prong of
Alcorn and cannot show that but for counsel’s alleged
misadvice, he would have accepted the State’s plea
offer. Ground one is denied.
Doc. 11-8 at 113-18 (footnotes omitted). The First DCA affirmed the
postconviction court’s denial of relief without issuing a written opinion. See
Doc. 11-11 at 2.
To the extent that the appellate court decided the claim on the merits,13
the Court will address the claim in accordance with the deferential standard
13 In looking through the appellate court’s per curiam affirmance to the
postconviction court’s “relevant rationale,” the Court presumes that the
appellate court “adopted the same reasoning.” Wilson, 138 S. Ct. at 1192.
for federal court review of state court adjudications. After a review of the record
and the applicable law, the Court concludes that the state court’s adjudication
of the claim was not contrary to clearly established federal law, did not involve
an unreasonable application of clearly established federal law, and was not
based on an unreasonable determination of the facts in light of the evidence
presented in the state court proceedings. Thus, Anderson is not entitled to
relief on the basis of this ineffectiveness claim.
Nevertheless, even if the appellate court’s adjudication of the claim is
not entitled to deference, the claim is without merit. A defendant has the right
to effective assistance of counsel when considering whether to accept a plea
offer. See Lafler, 566 U.S. 168 (addressing counsel’s performance in advising
defendant to reject a plea offer and proceed to trial); Frye, 566 U.S. 134
(addressing counsel’s failure to communicate to defendant the prosecutor’s
written plea offer before it expired). In order to establish that a failure to
adequately advise a defendant about a plea offer was prejudicial, a petitioner
must demonstrate that (1) he “would have accepted the plea”; (2) “the
prosecution would not have withdrawn it in light of intervening
circumstances”; (3) “the court would have accepted its terms”; and (4) “the
conviction or sentence, or both, under the offer’s terms would have been less
severe than under the judgment and sentence that in fact were imposed.”
Lafler, 566 U.S. at 164; see Frye, 566 U.S. at 147; United States v. Smith, 983
F.3d 1213, 1221-22 (11th Cir. 2020); Carmichael v. United States, 966 F.3d
1250, 1259 (11th Cir. 2020).
A chronology of relevant facts related to the issue follows. In August
2013, Anderson asked the circuit court to remove his attorney (Melina
Buncome) and replace her with another attorney from the Public Defender’s
Office. See Doc. 11-1 at 54. At an August 21, 2013 Nelson hearing on the
motion, Anderson, under oath, stated that Buncome advised him “to plead out”
to second degree murder instead of “looking at [his] side of the story.” Id. at
216-17, 225. With Anderson present at a side-bar conference, Buncome recalled
what had transpired when she discussed the State’s plea offer with Anderson:
Mr. Anderson has made several references to me
wanting to make him plea. I did not, I have never
encouraged him to plea. I said, look, the state attorney
said – presented me with the option to Mr. Anderson
that if he wanted to plea to a second degree murder
they would not indict him, but he has to make that
decision. I then went over to Mr. Anderson, I
explained to him that what the State is saying is
that if he wants to go ahead and plead to the
Court on the second degree murder then they
would not proceed to an indictment.[14] At that
point he made the informed decision not to
plea[d] and decided he wanted to go forward
with this case.
14 See Docs. 11-1 at 2 (state-court docket); 33, Information (charging
Anderson with second degree murder and possession of a firearm by a
convicted felon), filed June 7, 2013; 37, Indictment (charging Anderson with
first degree murder and possession of a firearm by a convicted felon), filed July
2, 2013.
Now, he indicated that I have not explained
anything to him. We have gone over everything. I have
gone over ever – in anticipating him saying that, I
have had other colleagues go over, to be present while
I have gone through every aspect of his case with him.
He proceeds to – he thinks because I tell him what the
facts are that I am not on his side. . . .
Id. at 223-24 (emphasis added). The court found that Anderson had not
presented facts sufficient to show that Buncome was ineffective, and therefore,
denied Anderson’s request to remove her as his attorney. See id. at 228.
Additionally, on December 9, 2013, prior to jury selection, Buncome advised
the court that the State had rejected Anderson’s counteroffer to plead guilty to
manslaughter in return for a fifteen-year term of incarceration followed by ten
years of probation. See Doc. 11-8 at 162. The prosecutor acknowledged that he
had received Anderson’s counteroffer at a final pretrial hearing, but rejected
it. See id.
Notably, Anderson minimized his guilt throughout the proceedings. The
record reflects his desire to proceed to trial (to testify about his version of the
facts that he opined amounted to self-defense) or enter a plea to manslaughter
in exchange for a term of fifteen years of incarceration. At trial, the State
presented eyewitness testimony that Anderson had provoked the victim and
was the initial aggressor. Anderson testified that he defended himself when
the victim rushed toward him, see Tr. 658-60, 691, and his mother and sister
corroborated his version of the facts, see id. at 586-87, 609-11, which created a
factual issue (related to whether the force Anderson used was justified) for the
jury to decide. As such, the evidence at trial warranted jury instructions on
self-defense and the justifiable use of deadly force. See id. at 833-36.
There are strong indications in the record that Anderson was not willing
to enter an open plea to second degree murder, especially during an early stage
of the proceedings when discovery, including the depositions of eyewitnesses,
was ongoing. See Doc. 11-1 at 218-20. Anderson’s assertion that he would have
accepted an open plea to second degree murder is undermined by his testimony
at the Nelson hearing as well as his counteroffer to enter a plea to
manslaughter in exchange for a fifteen-year term of incarceration.
Under the Lafler/Frye first prong, Anderson fails to show a reasonable
probability that, but for counsel’s misadvice, he would have accepted the
State’s open plea offer to second degree murder at a time when the facts
detailing what had transpired that night were still unraveling. See Lafler, 566
U.S. at 164; Frye, 566 U.S. at 147. His conclusory assertion that he would have
accepted the State’s open plea offer to second degree murder, without more, is
insufficient to satisfy the first prong of the prejudice test. Rosin v. United
States, 786 F.3d 873, 879 (11th Cir. 2015) (stressing that the record evidence
that the defendant “had absolutely no interest in” pleading guilty contradicted
his later claim that he would have done so); see also Diaz v. United States, 930
F.2d 832, 835 (11th Cir. 1991).
Accordingly, even assuming deficient performance by counsel,
Anderson’s ineffectiveness claim is without merit since he has not shown the
required Lafler/Frye resulting prejudice. As such, he is not entitled to federal
habeas relief.
VII. Certificate of Appealability
Pursuant to 28 U.S.C. § 2253(c)(1)
If Anderson seeks issuance of a certificate of appealability, the
undersigned opines that a certificate of appealability is not warranted. The
Court should issue a certificate of appealability only if the petitioner makes “a
substantial showing of the denial of a constitutional right.” 28 U.S.C. §
2253(c)(2). To make this substantial showing, Anderson “must demonstrate
that reasonable jurists would find the district court’s assessment of the
constitutional claims debatable or wrong,” Tennard v. Dretke, 542 U.S. 274,
282 (2004) (quoting Slack v. McDaniel, 529 U.S. 473, 484 (2000)), or that “the
issues presented were ‘adequate to deserve encouragement to proceed
further,’” Miller-El v. Cockrell, 537 U.S. 322, 335-36 (2003) (quoting Barefoot
v. Estelle, 463 U.S. 880, 893 n.4 (1983)).
Where a district court has rejected a petitioner’s constitutional claims on
the merits, the petitioner must demonstrate that reasonable jurists would find
the district court’s assessment of the constitutional claims debatable or wrong.
See Slack, 529 U.S. at 484. However, when the district court has rejected a
claim on procedural grounds, the petitioner must show that “jurists of reason
would find it debatable whether the petition states a valid claim of the denial
of a constitutional right and that jurists of reason would find it debatable
whether the district court was correct in its procedural ruling.” Id. Upon
consideration of the record as a whole, the Court will deny a certificate of
appealability.
Therefore, it is now
ORDERED AND ADJUDGED:
1. The Amended Petition (Doc. 4) is DENIED, and this action is
DISMISSED WITH PREJUDICE.
2. The Clerk of the Court shall enter judgment denying the Amended
Petition and dismissing this case with prejudice.
3. If Anderson appeals the denial of the Amended Petition, the Court
denies a certificate of appealability. Because the Court has determined that a
certificate of appealability is not warranted, the Clerk shall terminate from the
pending motions report any motion to proceed on appeal as a pauper that may
be filed in this case. Such termination shall serve as a denial of the motion.
4. The Clerk of the Court is directed to close this case and terminate
any pending motions.
DONE AND ORDERED at Jacksonville, Florida, this 19th day of July,
2021.
MARCIA MORALES HOWARD
United States District Judge
Jax-1 7/19
C:
Christopher Anderson, FDOC #148425
Counsel of Record
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