Eleventh Circuit precedent that a VE’s testimony trumps an inconsistent DOT provision prevails over a later-published social security ruling to the contrary
How later courts described this case
- Eleventh Circuit precedent that a VE’s testimony trumps an inconsistent DOT provision prevails over a later-published social security ruling to the contrary
- courts should decline “to remand for express findings when doing so would be a wasteful exercise in light of the evidence of record and when no further findings could be made that would alter the ALJ’s decision.”
- ALJ has duty to develop the record where appropriate but is not required to order a CE if the record contains sufficient evidence for the ALJ to make an informed decision
- holding “the finding of any severe impairment . . . whether or not it results from a single severe impairment or a combination of impairments that together qualify as severe” is enough to satisfy step two
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
JOSHUA COYKENDALL,
Plaintiff,
v. CASE NO. 8:19-CV-2567-T-MAP
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
______________________________________/
ORDER
This is an appeal of the administrative denial of disability insurance benefits (DIB) and
period of disability benefits.1 See 42 U.S.C. § 405(g). Plaintiff argues the administrative law
judge (ALJ) failed to properly weigh the medical opinions, accurately assess the severity of his
mental impairments, and consider the testimony of his wife and his vocational rehabilitation
specialist. Plaintiff also contends the consultative examination the ALJ ordered after Plaintiff’s
first administrative hearing was unconstitutional. After considering the parties’ arguments and the
administrative record (docs. 12, 16), I find the Commissioner’s decision is supported by substantial
evidence. I affirm.
A. Background
Plaintiff Joshua Coykendall was born on August 29, 1976, and was 38 years old on his
alleged onset date of July 28, 2015 (42 years old on the date of the ALJ’s decision). (R. 26) He
alleges disabling back, neck, knee, lumbar, and trapezius pain due to ankylosing spondylitis (AS)
1 The parties have consented to my jurisdiction. See 28 U.S.C. § 636(c).
as well as depression and anxiety. Plaintiff’s date of last insured (DLI) is March 31, 2021; he must
show he became disabled by this date to receive benefits. (R. 17)
Plaintiff has a business management undergraduate degree and worked in a supervisory
position as a banker, a commercial asset manager, and a mortgage loan officer at various
companies until his onset date. (R. 72-75) He testified he worked through intense pain ever since
his diagnosis of AS at the age of 30, until he finally “hit a wall” in July 2015 and took a medical
leave of absence from work. (R. 75) He tried epidural injections, nerve runs, and “so many
different things over the years.” (Id.) He “was in so much pain and so [he] was – [he] went to see
a couple of neurologists and a couple of them said you need to be fused from S1 to L3 and the last
guy [he] saw said, you know what, we have a new surgery and we can go in through your
abdomen.” (Id.) He had S1-L3 fusion surgery in October 2015. (R. 76) After the surgery, an MRI
“showed facet arthropathy with annular fissure in the central zone with . . . mild to moderate
stenosis.” (Id.) He also had surgery in 2016 to remove 14 lipomas in his neck. (R. 77)
Plaintiff is married with two young children. (R. 71) He testified he can stand and walk
for approximately 15 minutes at a time “or maybe a bit longer before it increases the pain and I
need to be back on ice and then I need to recover. I’m constantly on ice wherever I go. I am sitting
on ice right now as we speak.” (R. 81-82) Ice helps relieve his pain, and he also takes oxycodone,
morphine, and tizanidine (for muscle spasms), among other medications. (R. 79-81) He testified
he never leaves his house without ice and sometimes has to lie down in his SUV if he is out
somewhere with his kids and stands for too long. He estimates he lies flat on his back 50% of his
waking hours. (R. 81) He needs help getting dressed and undressed and has diminished cognitive
functioning due to side effects from his medications, as well as depression and anxiety. (R. 82, 86)
After Plaintiff’s first hearing, the ALJ ordered a consultative examination, performed by
internist Yemi Owi, M.D. on June 25, 2018. (R. 2915-2927) Afterwards, Plaintiff requested a
supplemental hearing and submitted an assessment by his own vocational rehabilitation specialist,
Jeannine Salek; a letter from his representative summarizing his treatment and limitations; and
additional medical records (R. 406-25). The ALJ incorporated this evidence into the record and
held a second hearing on September 25, 2018. (R. 42-61)
The ALJ issued his decision on October 10, 2018 (R. 15-27), finding that Plaintiff had not
performed substantial gainful activity since July 28, 2015 (his alleged onset date). The ALJ
identified Plaintiff’s severe impairments as “History of Recurrent Lipomas, Chronic Sinusitis with
History of Respiratory Infections, Status Post-Anterior Lumbar Interbody Fusion, Degenerative
Disc Disease, Ankylosing Spondylitis, Lumber Radiculopathy, Hypertension, Status Post-
Hypertensive Transient Ischemic Attack (“TIA”), and Cervical Spine and Shoulder Disorders.”
(R. 17) Despite these impairments, the ALJ found Plaintiff is not disabled because he maintains
the residual functional capacity (RFC) to perform sedentary work. Specifically, he can:
lift 20 pounds occasionally and up to 10 pounds frequently. However, he can stand
and walk for about 2 hours and sit for up to 6 hours in an 8-hour workday, with
normal and customary breaks (i.e., he can perform work activity in increments of 2
hours separated by a morning break, an afternoon break, and a 30-minute lunch
break). He must avoid operating foot controls and avoid climbing ladders, ropes,
and scaffolds. He can occasionally climb ramps, or a stair, but he can frequently
balance and occasionally stoop, kneel, crouch, and crawl. He can frequently reach
but is limited to performing overhead reaching occasionally. He can frequently
handle, should avoid concentrated exposure to extreme cold and excessive
vibration, and must avoid all industrial hazards, defined as the use of hazardous
industrial machinery and unprotected heights. Further, the claimant can work in a
position where he can alternate sitting and standing nearly at-will (i.e., after 20
minutes of sitting he will need an option to stand for 1-3 minutes, but will not be
off-task 10% or more of a typical day by doing so).
(R. 19) In his decision, the ALJ found that, with this RFC, Plaintiff could not perform his past
work but could work as an administrative clerk or an administrative assistant. (R. 27) Plaintiff
appealed the ALJ’s decision to the Appeals Council (AC), which denied review. (R. 2) His
administrative remedies exhausted, Plaintiff filed this action.
B. Standard of Review
To be entitled to DIB, a claimant must be unable to engage “in any substantial gainful
activity by reason of any medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected to last for a continuous period
of not less than 12 months.” See 42 U.S.C. § 423(d)(1)(A). A “‘physical or mental impairment’
is an impairment that results from anatomical, physiological, or psychological abnormalities which
are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.” See 42
U.S.C. § 423(d)(3).
The Social Security Administration, to regularize the adjudicative process, promulgated
detailed regulations. These regulations establish a “sequential evaluation process” to determine if
a claimant is disabled. See 20 C.F.R. § 404.1520. If an individual is found disabled at any point
in the sequential review, further inquiry is unnecessary. 20 C.F.R. § 404.1520(a)(4). Under this
process, the Commissioner must determine, in sequence, the following: (1) whether the claimant
is currently engaged in substantial gainful activity; (2) whether the claimant has a severe
impairment(s) (i.e., one that significantly limits his ability to perform work-related functions); (3)
whether the severe impairment meets or equals the medical criteria of Appendix 1, 20 C.F.R. Part
404, Subpart P; (4) considering the Commissioner’s determination of claimant’s RFC, whether the
claimant can perform his past relevant work; and (5) if the claimant cannot perform the tasks
required of his prior work, the ALJ must decide if the claimant can do other work in the national
economy in view of his RFC, age, education, and work experience. 20 C.F.R. § 404.1520(a)(4).
A claimant is entitled to benefits only if unable to perform other work. See Bowen v. Yuckert, 482
U.S. 137, 142 (1987); 20 C.F.R. § 404.1520(f), (g).
In reviewing the ALJ’s findings, this Court must ask if substantial evidence supports those
findings. See 42 U.S.C. § 405(g); Richardson v. Perales, 402 U.S. 389, 390 (1971). The ALJ’s
factual findings are conclusive if “substantial evidence consisting of relevant evidence as a
reasonable person would accept as adequate to support a conclusion exists.” Keeton v. Dep’t of
Health and Human Servs., 21 F.3d 1064, 1066 (11th Cir. 1994) (citation and quotations omitted).
The Court may not reweigh the evidence or substitute its own judgment for that of the ALJ even
if it finds the evidence preponderates against the ALJ’s decision. See Bloodsworth v. Heckler, 703
F.2d 1233, 1239 (11th Cir. 1983). The Commissioner’s “failure to apply the correct law or to
provide the reviewing court with sufficient reasoning for determining the proper legal analysis has
been conducted mandates reversal.” Keeton, 21 F.3d at 1066 (citations omitted).
C. Discussion
1. Lay witness and “other source” testimony
Plaintiff argues the ALJ erred because he did not discuss either Plaintiff’s wife’s statements
(made to Earl Teller, Ph.D. during a April 2, 2018 psychological evaluation) that Plaintiff’s
struggles with anxiety and depression impact his daily life (R. 2896-2897) or the opinion of Ms.
Salek, who opined in March 2018 that Plaintiff does not have the RFC to perform even sedentary
work. (R. 411) The Commissioner acknowledges that the ALJ’s decision does not reference these
sources but contends this omission is, at most, harmless error. I agree with the Commissioner.
Regarding Plaintiff’s wife’s statements, under the regulations in effect when Plaintiff filed
his claim, third-party testimony by a lay person is considered “other source” testimony. 20 C.F.R.
§ 404.1513. This evidence may be used in addressing the nature and severity of an impairment.
Id. In evaluating the evidence, the ALJ should consider whether the evidence is consistent with
the other evidence in the case, the nature and extent of the claimant’s relationship to a witness, and
any other factors that tend to support or refute the evidence. SSR 06-3p.2 According to the
Eleventh Circuit:
The testimony of family members is evidence of a claimant’s subjective feeling of
pain. See Tieniber v. Heckler, 720 F.2d 1251, 1253 (11th Cir. 1983). Even if the
ALJ fails to make an explicit credibility determination as to a family member’s
testimony or statements, however, we will not find error if the credibility
determination was implicit in the rejection of the claimant’s testimony. Id. at 1254-
55 (citing Allen v. Schweiker, 642 F.2d 799 (5th Cir. 1981)).
Osborn v. Barnhart, 194 F. App’x 654, 666 (11th Cir. 2006); see also Williams v. Saul, No. 5:18-
cv-158-MJF, 2019 WL 4280055, at *16 (N.D. Fla. Sept. 9, 2019). And, of course, the ALJ does
not need to discuss every piece of evidence, so long as he considered Plaintiff’s medical condition
as a whole. Mitchell v. Comm’r of Soc. Sec., 771 F.3d 780, 782 (11th Cir. 2014); Dyer v. Barnhart,
395 F.3d 1206, 1211 (11th Cir. 2005).
Plaintiff’s wife attended his April 2018 consultative psychological evaluation with Dr.
Teller and offered her observations of Plaintiff’s symptoms and how they impact his life, which
Dr. Teller referenced in his report. For example, Dr. Teller wrote: “According to Mr. Coykendall
and his wife Raequel, he has been experiencing numerous symptoms of both depression and
anxiety over the past several years.” (R. 2896) And, “[a]ccording to Raequel, who is a school
teacher, his functioning has deteriorated significantly, especially over the last five years.” (Id.)
2 The SSA rescinded SSR 06-03p for claims filed after March 27, 2017 (Plaintiff filed his claim
on September 24, 2015). See Rescission of Social Security Rulings 96-2p, 96-5p, and 06-3p, 82
Fed. Reg. 15263 (Mar. 27, 2017). In any event, the Court is bound by Eleventh Circuit precedent
even in the face of new regulations. See Miller v. Comm’r of Soc. Sec., 246 F. App’x 660, 661-62
(11th Cir. 2007) (Eleventh Circuit precedent that a VE’s testimony trumps an inconsistent DOT
provision prevails over a later-published social security ruling to the contrary).
The ALJ did not reference Plaintiff’s wife’s statements directly, but he did consider Dr.
Teller’s evaluation and assign it “little weight.” (R. 25) Dr. Teller opined that Plaintiff had a
collection of moderate, marked, and extreme limitations in mental functioning and, as a result,
would miss more than four days of work a month. (R. 2898) The ALJ discounted this opinion
because it “does not find support in Dr. Teller’s findings or in the prior psychotherapy records of
the claimant.” The ALJ cited the progress notes of Susan Phillips, Ph.D., Plaintiff’s
psychotherapist who treated him weekly from June 2016 through the end of 2017. (R. 25)
Interestingly, Plaintiff does not challenge the ALJ’s consideration of either Dr. Teller’s or Dr.
Phillips’s opinions. By discounting Dr. Teller’s report, I find the ALJ implicitly rejected Plaintiff’s
wife’s testimony, which was largely duplicative of Plaintiff’s testimony; the ALJ did not err in this
respect. See Osborn, 194 F. App’x at 666.
Next, Plaintiff argues the ALJ erred because he omitted mention of Ms. Salek’s opinion.
Ms. Salek is a vocational rehabilitation specialist who met with Plaintiff after his first
administrative hearing and issued a report summarizing Plaintiff’s medical and vocational history
and concluding he is incapable of even sedentary work. Plaintiff’s argument fails for two reasons.
First, Ms. Salek opined on Plaintiff’s RFC, a legal issue reserved for the ALJ. Moore v. Comm’r
of Soc. Sec., 649 F. App’x 941, 945 (11th Cir. 2016); see also 20 C.F.R. § 404.1546(c). Ms.
Salek’s role as a vocational resource is not to formulate a claimant’s RFC (an administrative
determination) but to opine on a claimant’s ability to work within the context of an RFC formulated
by an ALJ, based on the ALJ’s consideration of a claimant’s medical records and other evidence.
Second, like Plaintiff’s wife, Ms. Salek is an “other source” under the regulations applicable when
Plaintiff filed his claim. Her opinion is not entitled to any deference, and the ALJ did not need to
articulate specific reasons for rejecting it. See 20 C.F.R. §§ 404.1502; 404.1513(a), (d);
404.1527(a)(2). Indeed, the ALJ’s rejection can be an implicit one. See Osborn, 194 F. App’x at
666.
In reaching his decision that there are sedentary jobs in the national economy a person with
Plaintiff’s RFC can perform, the ALJ consulted a VE during both administrative hearings. (R. 57-
59, 91-103) Plaintiff does not challenge either the VE’s testimony, the ALJ’s reliance on it, or the
ALJ’s RFC determination. Neither does Plaintiff point me to any specific evidence supporting
Ms. Salek’s opinion, opting instead for the bare bones argument that her findings are “clearly
probative.” (Doc. 16 at 14). Under these circumstances, I find the ALJ’s failure to mention Ms.
Salek’s opinion was harmless error. See Iordan v. Comm’r of Soc. Sec., 579 F. App’x 775, 779
(11th Cir. 2014) (“[r]emand is unnecessary when it would amount to a waste of judicial resources
in the face of an ample record”); Sanchez v. Comm’r of Soc. Sec., 507 F. App’x 855, 856 (11th
Cir. 2013) (courts should decline “to remand for express findings when doing so would be a
wasteful exercise in light of the evidence of record and when no further findings could be made
that would alter the ALJ’s decision.”) (internal quotation marks omitted). Plaintiff’s first argument
is unavailing.
2. Severity of Mental Impairments
Next, Plaintiff argues the ALJ erred in considering his depression, anxiety, and
ADD/ADHD to be non-severe impairments at step two of the sequential evaluation process. I
disagree. Plaintiff’s emphasis on step two is somewhat misguided.1 Step two requires only that
1 The Eleventh Circuit has held that “a claimant’s impairment can be considered as not severe
only if it is a slight abnormality which has such a minimal effect on the individual that it would
not be expected to interfere with the individual’s ability to work, irrespective of age, education or
work experience.” McDaniel v. Bowen, 800 F.2d 1026, 1031 (11th Cir. 1986); see also 20 C.F.R.
§ 404.1521(a) (“An impairment or combination of impairments is not severe if it does not
significantly limit your physical or mental ability to do basic work activities.”).
the ALJ determine whether Plaintiff suffers from at least one severe impairment. See Jamison v.
Bowen, 814 F.2d 585, 588 (11th Cir. 1987) (holding “the finding of any severe impairment . . .
whether or not it results from a single severe impairment or a combination of impairments that
together qualify as severe” is enough to satisfy step two). “Nothing requires that the ALJ must
identify, at step two, all of the impairments that should be considered severe.” Heatly v. Comm’r
of Soc. Sec., 385 F. App’x 823, 825 (11th Cir. 2010) (citing Bowen v. Heckler, 748 F.2d 629, 635
(11th Cir. 1984)).
At step two the ALJ found Plaintiff suffers from the severe impairments of recurrent
lipomas, chronic sinusitis, status post-anterior lumbar interbody fusion, degenerative disc disease,
AS, lumbar radiculopathy, hypertension, status post-hypertensive TIA, and cervical spine and
shoulder disorders. (R. 17) In reaching this finding, the ALJ considered Plaintiff’s other
impairments and concluded: Plaintiff’s “anxiety, depression, and ADD/ADHD, considered singly
and in combination, do not cause more than minimal limitations in the claimant’s ability to perform
basic mental work activities and, therefore, are non-severe.” (R. 18) This satisfies the step two
inquiry and constitutes substantial evidence that the ALJ considered the combined impacts of a
claimant’s impairments. Wilson v. Barnhart, 284 F.3d at 1223.
Plaintiff appears to conflate the ALJ’s duty at step two to evaluate Plaintiff’s severity of
impairments with his duties and steps four and five. At steps two and three, the ALJ employs a
special technique for evaluating mental impairments (called the Psychiatric Review Technique, or
PRT) to assess the claimant’s functional limitations in four areas: understanding, remembering, or
applying information; interacting with others; concentrating, persisting, or maintaining pace; and
adapting or managing oneself. 20 C.F.R. § 404.1520a(c)(3); see Moore v. Barnhart, 405 F.3d
1208, 1213-14 (11th Cir. 2005). The ALJ incorporates the results of the PRT into his findings and
conclusions at steps four and five of the sequential evaluation process. Jacobs v. Comm’r of Soc.
Sec., 520 F. App’x 948, 950 (11th Cir. 2013). But the PRT is separate from the ALJ’s evaluation
of a claimant’s RFC, which is an assessment of a claimant’s maximum ability to do work despite
her impairments. The mental RFC is a more detailed assessment of the claimant’s ability to
function. Winschel, 631 F.3d at 1180. In other words, an ALJ must be more thorough in evaluating
a claimant’s RFC at step four than in assessing the severity of mental impairments at steps two and
three. Id.
Plaintiff makes only vague and conclusory arguments that the ALJ erred at step two;
Plaintiff does not cite to any specific evidence contained in the almost 3,000-page administrative
record to support his contention that the ALJ failed in assessing his mental impairments. Instead,
Plaintiff avers, “[i]t is impossible to determine how the ALJ came to the conclusion that Mr.
Coykendall’s mental impairments were no more than mild.” (Doc. 16 at 27). And, “the ALJ does
not explain how an inability to perform serial sevens does not cause more than minimal
limitations.” (Id.) This evinces a fundamental misunderstanding of the ALJ’s step two burden,
explained above.
In his application for benefits, Plaintiff did not allege disability based on mental
impairments, but at the administrative denial and reconsideration stages, state agency
psychologists opined Plaintiff’s mental impairments were non-severe. (R. 109-110, 124-25, 267)
The ALJ then employed the PRT, considering each of the four areas of mental functioning based
on the relevant evidence available to him (R. 18) and found at step two that Plaintiff’s mental
impairments were non-severe. The ALJ incorporated Plaintiff’s PRT into his findings at steps four
and five. I agree with the Commissioner that the ALJ fulfilled his step two burden. Plaintiff’s
second argument fails.
3. Constitutional Issues
Next, Plaintiff argues the Commissioner’s decision is unconstitutional because it was
arbitrary and capricious for the ALJ to order a consultative examination after Plaintiff’s first
administrative hearing. The Commissioner counters that the ALJ exercised his discretion to order
the consultative examination in accordance with 20 C.F.R. § 404.1519a(b), which permits an ALJ
to order a consultative examination when the evidence in the record is insufficient for ALJ to make
a determination. I agree with the Commissioner.
Plaintiff argues, “[i]n this case, the post-hearing CE was unnecessary. Therefore, it violates
the Constitutional Principles of Fair Process. An additional opinion would not have clarified the
record. Rather, it would seem that the only real value it could provide would be to potentially
damage the claimant’s already well-developed case.” (Doc. 16 at 32). Plaintiff states that the post-
hearing CE conducted by Dr. Owi is “the only examining source opinion that the ALJ gave ‘some
weight,’ whereas the ALJ gave little weight to all other examining physician opinions.” (Id.)
Plaintiff’s argument then takes a turn: despite arguing Dr. Owi’s CE was unnecessary, Plaintiff
contends the ALJ was constitutionally bound to develop the record even more by ordering a second
CE, because he assigned Dr. Owi’s opinion less than full weight.
Plaintiff cites Gonzales v. United States, 348 U.S. 407 (1955), Withrow v. Larkin, 421 U.S.
35 (1975), and Douglas v. Shinseki, 23 Vet. App. 19, 24 (U.S. Ct. App. Vet. Cl. 2009), which stand
for the indisputable principle that a fair trial before a fair tribunal is a basic due process requirement
applicable to administrative proceedings. Plaintiff does not explain how these cases undermine
the ALJ’s decision, and he admits that he “has found no such cases directly dealing with scheduling
an arbitrary and capricious post-hearing CE in a claim for Social Security disability benefits[.]”
(Doc. 16 at 31-32). To be sure, an ALJ has a basic obligation to develop a full and fair record.
Henry v. Comm’r of Soc. Sec., 802 F.3d 1264, 1267 (11th Cir. 2015); cf. Ingram v. Comm’r of Soc.
Sec., 496 F.3d 1253, 1269 (11th Cir. 2007) (ALJ has duty to develop the record where appropriate
but is not required to order a CE if the record contains sufficient evidence for the ALJ to make an
informed decision). This is an “onerous task” as the ALJ must “scrupulously and conscientiously
probe into, inquire of, and explore all relevant facts.” Henry, 802 F.3d at 1267 (citation and
internal quotation marks omitted). Here, the ALJ determined that a CE was necessary to create a
full and fair record, in accordance with 20 C.F.R. § 404.1519a, and Plaintiff offers no support for
his contention that this decision was unconstitutional. Instead, Plaintiff’s due process concerns
appear to be an attempt to repackage the argument that the ALJ cherry-picked evidence in denying
his claim. I address this in the next section regarding the weight the ALJ assigned to different
medical opinions. But to frame this argument in context of due process principles is baseless.
4. Weight of medical opinions
Finally, again without pinpointing any specific medical evidence in the almost 3,000-page
administrative record, Plaintiff contends “[t]he ALJ erred by improperly weighing the medical
opinions, giving more weight to non-examining physicians and limited [to] no weight to numerous
examining physicians including treating physicians, whose opinions were all consistent with one
another.” (Doc. 16 at 19). The Commissioner retorts that Plaintiff’s general reference to medical
evidence contrary to the ALJ’s findings is not enough to “extinguish the substantial evidence
supporting” them (Id. at 22). I agree with the Commissioner.
The method for weighing medical opinions under the Social Security Act is in the
regulations at 20 C.F.R. § 404.1527(c).3 Relevant here, the opinions of examining physicians are
3 This section was rescinded on March 27, 2017, but still applies to claims filed before this date.
Plaintiff filed his claim on September 24, 2015. (R. 15) For claims filed after March 27, 2017, the
rules in 20 C.F.R. § 404.1520c apply.
generally given more weight than non-examining physicians, treating more than non-treating
physicians, and specialists more than non-specialist physicians. 20 C.F.R. § 404.1527(c)(1-5). A
court must give a treating physician’s opinions substantial or considerable weight unless “good
cause” is shown to the contrary. Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir. 1997). Good
cause for disregarding such opinions “exists when the: (1) treating physician’s opinion was not
bolstered by the evidence; (2) evidence supported a contrary finding; or (3) treating physician’s
opinion was conclusory or inconsistent with the doctor’s own medical records.” Phillips v.
Barnhart, 357 F.3d 1232, 1241 (11th Cir. 2004) (citation omitted).
This rule – the “treating physician rule” – reflects the regulations in effect at the time
Plaintiff filed his claim, which recognize that treating physicians “are likely to be the medical
professionals most likely to provide a detailed, longitudinal picture of . . . medical impairment.”
20 C.F.R. § 404.1527(c)(2). With good cause, an ALJ may disregard a treating physician’s opinion
but “must clearly articulate the reasons for doing so.” Winschel v. Comm’r of Soc. Sec. Admin.,
631 F.3d 1176, 1179 (11th Cir. 2011) (quoting Phillips, 357 F.3d at 1240 n.8). And the ALJ must
state the weight given to different medical opinions and why. Id. Otherwise, “it is impossible for
a reviewing court to determine whether the ultimate decision on the merits of the claim is rational
and supported by substantial evidence.” Cowart v. Schweiker, 662 F.2d 731, 735 (11th Cir. 1981).
The ALJ considers many factors when weighing a medical opinion. See 20 C.F.R. §
404.1527(c). For instance, the regulations applicable to Plaintiff’s claim command that the ALJ
consider (1) the examining relationship; (2) the treatment relationship, including the length and
nature of the treatment relationship; (3) whether the medical opinion is amply supported by
relevant evidence; (4) whether an opinion is consistent with the record as a whole; and (5) the
doctor’s specialization. Id. Non-examining physicians’ opinions are entitled to little weight when
they contradict the opinions of examining physicians and do not alone constitute substantial
evidence. Schink v. Comm’r of Soc. Sec., 935 F.3d 1245, 1260 (11th Cir. 2019).
Here, Plaintiff appears to argue the ALJ should have credited doctors’ opinions that
Plaintiff “would be required to lie down and that he would spend a certain percentage of his
workday off-task and that he would be absent more than three times if he tried to work. Plaintiff
found no substantial evidence in the file that specifically refuted these opinions in regard to lying
down, off-task behavior, or absences.” (Doc. 16 at 20). Because there is no medical evidence that
specifically refutes these (unnamed) doctors’ findings – Plaintiff’s argument goes – the ALJ’s
decision must not be based on substantial evidence. He doubles down on this argument: “No
doctor stated that [Plaintiff] would not need to lie down or that he would not be off-task or that he
would not be absent due to his impairments.” (Id.) (emphasis added)
Plaintiff’s conclusory, two-page argument cites no record evidence, which reflects poorly
on its strength. Although Plaintiff contends the ALJ erred in weighing the opinions of his treating
and examining sources, Plaintiff does not specify which doctor’s records he is referring to or where
to find them in the record. I will not do this work for him. Cf. Buttram v. Comm’r of Soc. Sec.,
594 F. App’x 569, 572 (11th Cir. 2014) (“Nor will we consider an issue raised only in passing or
in a way that eschews legal argument or authority.”). The issue is not whether evidence refuting
treating and examining source opinions exists but whether the ALJ properly rejected these opinions
based on his review of the record as a whole. See Phillips, 357 F.3d at 1241. It is the ALJ’s duty
to resolve conflicts in the evidence; Plaintiff’s vague reference to evidence contrary to the ALJ’s
finding does not convince me the ALJ’s decision is unsupported by substantial evidence.
The ALJ found that Plaintiff was limited to sedentary work with postural and
environmental limitations and a sit-stand option. (R. 19) In rejecting Plaintiff’s testimony that he
must lie down 50% of the time, the ALJ stated: “None of the treatment notes or numerous opinions
of record support such a limitation.” (R. 23) Substantial evidence supports this finding. Plaintiff’s
treating physician Maulik Bhalani, M.D. (a pain management doctor) opined in March 2016, that
Plaintiff would need to lie down at unpredictable intervals during a workday. (R. 580-81) Treating
physician Belen Herrero, M.D., in December 2016, opined that Plaintiff cannot stand, walk, or sit
for more than four hours per day and would need to lie down during the workday. (R. 1019) And
one-time examiner Robert Guirguis opined in April 2018, that Plaintiff is “fully and permanently
disabled,” would be off task more than 20% of a workday, and would need to lie down for more
than an hour per day. (R. 2908) But none of the sources claimed Plaintiff must lie down 50% of
the time. And, the ALJ discounted each of these opinions as inconsistent with the evidence. (R.
24-25)
For example, in January 2016, Dr. Bhalani noted Plaintiff was doing well on his
medication, was weaning off of morphine, and was in no acute distress. (R. 21, 519) That same
month he reported to his physical therapist that he was a little sore after walking and scootering
around Universal Studios over the weekend with his family. (R. 2351) He was making progress
in physical therapy and could walk up and down steps with a normal gait. (R. 21, 2352) Regarding
Dr. Herrero, the same month she opined Plaintiff would need to lie down during work (R. 1019-
1020), Plaintiff reported he was pleased with his physical therapy and that it had helped him a lot,
and he was going to the gym. (R. 24, 673, 726, 736) He reported good exercise habits and that his
medications were lessening his pain. (Id.) Plaintiff’s challenge to the ALJ’s decision to discount
these sources is both perfunctory and without citation to supporting evidence. Under these
circumstances, the ALJ did not err.
D. Conclusion
For the reasons stated above, it is ORDERED:
(1) The ALJ’s decision is AFFIRMED.
(2) The Clerk of Court is directed to enter judgment for Defendant and close the
case.
DONE and ORDERED in Tampa, Florida on March 22, 2021.
Marr. 4. Kos
MARK A. PIZZO So
UNITED STATES MAGISTRATE JUDGE
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