stating Monell “is meant to limit § 1983 liability to ‘acts which the municipality has officially sanctioned or ordered’”; adding that “[t]here are, however, several different ways of establishing municipal liability under § 1983”
How later courts described this case
- stating Monell “is meant to limit § 1983 liability to ‘acts which the municipality has officially sanctioned or ordered’”; adding that “[t]here are, however, several different ways of establishing municipal liability under § 1983”
- “Grossly incompetent or inadequate care can constitute deliberate indifference, as can a doctor’s decision to take an easier and less efficacious course of treatment” or fail to respond to a known medical problem
- "As we held in Daniels, the protections of the Due Process Clause, whether procedural or substantive, are just not triggered by lack of due care by prison officials."
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
ROGER MARION LOFTON,
Plaintiff,
v. Case No. 3:20-cv-1081-J-34PDB
DOCTOR G. ESPINO,
et al.,
Defendants.
_______________________________
ORDER
Plaintiff Roger Lofton, an inmate of the Florida penal system, initiated this action
on September 21, 2020, by filing a pro se Civil Rights Complaint (Complaint; Doc. 1)
under 42 U.S.C. § 1983. Lofton names Doctor G. Espino, Centurion, and Don Singletary
as Defendants. Lofton asserts that Defendants failed to provide him reasonable and
adequate medical care. Complaint at 3.1 As relief, Lofton seeks monetary damage and
transfer to a medical treatment facility. Id. at 5.
The Prison Litigation Reform Act requires the Court to dismiss this case at any
time if the Court determines that the action is frivolous, malicious, fails to state a claim
upon which relief can be granted or seeks monetary relief against a defendant who is
immune from such relief. See 28 U.S.C. § 1915(e)(2)(B)(i)-(iii). "A claim is frivolous if it is
without arguable merit either in law or fact." Bilal v. Driver, 251 F.3d 1346, 1349 (11th Cir.
2001) (citing Battle v. Central State Hosp., 898 F.2d 126, 129 (11th Cir. 1990)). A
1 For purposes of reference, the Court will cite the page number assigned by the
Court’s electronic docketing system.
complaint filed in forma pauperis which fails to state a claim under Federal Rule of Civil
Procedure 12(b)(6) is not automatically frivolous. Neitzke v. Williams, 490 U.S. 319, 328
(1989). Section 1915(e)(2)(B)(i) dismissals should only be ordered when the legal
theories are "indisputably meritless," id. at 327, or when the claims rely on factual
allegations which are "clearly baseless." Denton v. Hernandez, 504 U.S. 25, 32 (1992).
"Frivolous claims include claims 'describing fantastic or delusional scenarios, claims with
which federal district judges are all too familiar.'" Bilal, 251 F.3d at 1349 (quoting Neitzke,
490 U.S. at 328). Additionally, a claim may be dismissed as frivolous when it appears
that a plaintiff has little or no chance of success. Id.
The Court must read a plaintiff's pro se allegations in a liberal fashion. Haines v.
Kerner, 404 U.S. 519 (1972).To state a claim under 42 U.S.C. § 1983, a plaintiff must
allege that (1) the defendant deprived him or her of a right secured under the United
States Constitution or federal law, and (2) such deprivation occurred under color of state
law. Salvato v. Miley, 790 F.3d 1286, 1295 (11th Cir. 2015); Bingham v. Thomas, 654
F.3d 1171, 1175 (11th Cir. 2011) (per curiam) (citation omitted); Richardson v. Johnson,
598 F.3d 734, 737 (11th Cir. 2010) (per curiam) (citations omitted). Moreover, in § 1983
suits, the Eleventh Circuit "requires proof of an affirmative causal connection between the
official's acts or omissions and the alleged constitutional deprivation.” Zatler v.
Wainwright, 802 F.2d 397, 401 (11th Cir. 1986). More than conclusory and vague
allegations are required to state a cause of action under 42 U.S.C. § 1983. See L.S.T.,
Inc., v. Crow, 49 F.3d 679, 684 (11th Cir. 1995) (per curiam); Fullman v. Graddick, 739
F.2d 553, 556-57 (11th Cir. 1984). As such, "'conclusory allegations, unwarranted
deductions of facts, or legal conclusions masquerading as facts will not prevent
dismissal.'" Rehberger v. Henry Cty., Ga., 577 F. App'x 937, 938 (11th Cir. 2014) (per
curiam) (citation omitted). In the absence of well-pled facts suggesting a federal
constitutional deprivation or violation of a federal right, Lofton cannot sustain a cause of
action against the Defendants.
In the Complaint, Lofton alleges that in February of 2019, he “broke out with
psoriasis all over [his] body,” and “the medical neglect was ongoing from there.”
Complaint at 5. According to Lofton:
When I came to a point of psoriasis all over my body I put in
several sickcalls and even seen the doctor several times.
When I seen ointment and shampoo they was giving me ain’t
doing nothing I started complaining because I’m bleeding
24/7, itching 24/7 and in pain 24/7 and that is still going on to
this day and the only thing that has changed is the fact both
me and the doctor know how to get rid of it but he is not giving
it to me out of spite and a grudge of me writing grievances on
him.
Id. Lofton maintains that Espino purposely ignored his medical issues and Singletary
refused to report the seriousness of his condition and complied with Espino’s “orders to
allow [him] to suffer.” Id. at 4. As a result, Lofton claims that he now has permanent
scarring and “thousands of dollars[‘] worth of tattoos ruined from the scars.” Id. at 5.
Claims Against Centurion
It appears that Lofton is suing Centurion for alleged mismanagement of his medical
care. Lofton has failed to allege any claims or facts as to Centurion specifically; therefore,
this claim is due to be dismissed as conclusory. See Crow, 49 F.3d at 684. Moreover,
Centurion contracted with the Florida Department of Corrections to provide medical
services to inmates within the state of Florida. Although Centurion is not a governmental
entity, “[w]here a function which is traditionally the exclusive prerogative of the state … is
performed by a private entity, state action is present” for purposes of § 1983. Ancata v.
Prison Health Servs., Inc., 769 F.2d 700, 703 (11th Cir. 1985) (citations omitted). Indeed,
“when a private entity . . . contracts with a county to provide
medical services to inmates, it performs a function traditionally
within the exclusive prerogative of the state” and “becomes
the functional equivalent of the municipality” under section
1983. Buckner v. Toro, 116 F.3d 450, 452 (11th Cir. 1997).
“[L]iability under § 1983 may not be based on the doctrine of
respondeat superior.” Grech v. Clayton Cnty., Ga., 335 F.3d
1326, 1329 (11th Cir. 2003) (en banc).
Craig v. Floyd Cty., Ga., 643 F.3d 1306, 1310 (11th Cir. 2011); see Denham v. Corizon
Health, Inc., Case No. 6:13-cv-1425-Orl-40KRS, 2015 WL 3509294, at *3 n.1 (M.D. Fla.
June 4, 2015) (“[W]hen a government function is performed by a private entity like
Corizon, the private entity is treated as the functional equivalent of the government for
which it works.”) (citation omitted), aff’d (11th Cir. Jan. 13, 2017).
Where a deliberate indifference medical claim is brought against an entity, such as
Centurion, based upon its functional equivalence to a government entity, the assertion of
a constitutional violation is merely the first hurdle in a plaintiff’s case. This is so because
liability for constitutional deprivations under § 1983 cannot be based on the theory of
respondeat superior. Craig, 643 F.3d at 1310 (quoting Grech v. Clayton Cty., Ga., 335
F.3d 1326, 1329 (11th Cir. 2003) (en banc)); see Denno v. Sch. Bd. Of Volusia Cty., 218
F.3d 1267, 1276 (11th Cir. 2000). Instead, a government entity may be liable in a § 1983
action “only where the [government entity] itself causes the constitutional violation at
issue.” Cook ex. rel. Estate of Tessier v. Sheriff of Monroe Cty., Fla., 402 F.3d 1092, 1116
(11th Cir. 2005) (citations omitted). Thus, a plaintiff must establish that an official policy
or custom of the government entity was the “moving force” behind the alleged
constitutional deprivation. See Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 693-94
(1978).
In Monell, the Supreme Court held that local governments can be held liable for
constitutional torts caused by official policies. However, such liability is limited to “acts
which the [government entity] has officially sanctioned or ordered.” Pembaur v. City of
Cincinnati, 475 U.S. 469, 480 (1986). Under the directives of Monell, a plaintiff also must
allege that the constitutional deprivation was the result of “an official government policy,
the actions of an official fairly deemed to represent government policy, or a custom or
practice so pervasive and well-settled that it assumes the force of law.” Denno, 218 F.3d
at 1276 (citations omitted); see Hoefling v. City of Miami, 811 F.3d 1271, 1279 (11th Cir.
2016) (stating Monell “is meant to limit § 1983 liability to ‘acts which the municipality has
officially sanctioned or ordered’”; adding that “[t]here are, however, several different ways
of establishing municipal liability under § 1983”).
“A policy is a decision that is officially adopted by the [government entity] or created
by an official of such rank that he or she could be said to be acting on behalf of the
[government entity].” Sewell v. Town of Lake Hamilton, 117 F.3d 488, 489 (11th Cir. 1997)
(citation omitted). The policy requirement is designed to “’distinguish acts of the
[government entity] from acts of employees of the [government entity], and thereby make
clear that [governmental] liability is limited to action for which the [government entity] is
actually responsible.’” Grech, 335 F.3d at 1329 n.5 (quotation and citation omitted).
Indeed, governmental liability arises under § 1983 only where “’a deliberate choice to
follow a course of action is made from among various alternatives’” by governmental
policymakers. City of Canton v. Harris, 489 U.S. 378, 389 (1989) (quoting Pembaur, 475
U.S. at 483-84). A government entity rarely will have an officially-adopted policy that
permits a particular constitutional violation, therefore, in order to state a cause of action
for damages under § 1983, most plaintiffs must demonstrate that the government entity
has a custom or practice of permitting the violation. See Grech, 335 F.3d at 1330;
McDowell v. Brown, 392 F.3d 1283, 1289 (11th Cir. 2004). A custom is an act “that has
not been formally approved by an appropriate decisionmaker,” but that is “so widespread
as to have the force of law.” Bd. Of Cty. Comm’rs of Bryan Cty., Okla. v. Brown, 520 U.S.
397, 404 (1997) (citation omitted). The Eleventh Circuit has defined “custom” as “a
practice that is so settled and permanent that it takes on the force of law” or a “persistent
and wide-spread practice.” Sewell, 117 F.3d at 489. Last, “[t]o hold the [government
entity] liable, there must be ‘a direct causal link between [its] policy or custom and the
alleged constitutional deprivation.’” Snow ex rel. Snow v. City of Citronelle, 420 F.3d 1262,
1271 (11th Cir. 2005) (quotation omitted). Because Centurion’s liability under § 1983
would be based on its functional equivalence to the government entity responsible for
providing medical care and services to FDOC inmates, Lofton must plead that an official
policy or a custom or practice of Centurion was the moving force behind the alleged
federal constitutional violation.
Upon review, Lofton has neither identified an official Centurion policy of deliberate
indifference nor an unofficial Centurion custom or practice that was “the moving force”
behind any alleged constitutional violation. Centurion cannot be held liable based on any
alleged conduct of or decisions by its employees simply because they were working under
contract for Centurion to provide medical care to inmates. Lofton’s factual allegations
relating solely to alleged individual failures in his medical care are simply insufficient to
sustain a claim that there is either a policy to deny medical care to inmates or a practice
or custom of denying adequate medical care, much less that the practice was so
widespread that Centurion had notice of violations and made a “conscious choice” to
disregard them. Gold v. City of Miami, 151 F.3d 1346, 1350 (11th Cir. 1998). Thus,
Lofton’s § 1983 claim against Centurion is due to be dismissed.
Claims Against Espino
Pursuant to the Eighth Amendment of the United States Constitution, “Excessive
bail shall not be required, nor excessive fines imposed, nor cruel and unusual
punishments inflicted.” U.S. Const. amend. VIII. The Eighth Amendment “imposes duties
on [prison] officials, who must provide humane conditions of confinement; prison officials
must ensure that inmates receive adequate food, clothing, shelter, and medical care, and
must ‘take reasonable measures to guarantee the safety of the inmates.’” Farmer v.
Brennan, 511 U.S. 825, 832 (1994) (quoting Hudson v. Palmer, 468 U.S. 517, 526-27
(1984)). “To establish an Eighth Amendment violation, a prisoner must satisfy both an
objective and subjective inquiry regarding a prison official’s conduct.” Oliver v. Fuhrman,
739 F. App'x 968, 969 (11th Cir. 2018) (citing Chandler v. Crosby, 379 F.3d 1278, 1289
(11th Cir. 2004)). The Eleventh Circuit has explained:
Under the objective component, a prisoner must allege
a condition that is sufficiently serious to violate the Eighth
Amendment. Id. The challenged condition must be extreme
and must pose an unreasonable risk of serious damage to the
prisoner’s future health or safety. Id. The Eighth Amendment
guarantees that prisoners are provided with a minimal
civilized level of life’s basic necessities. Id.
Under the subjective component, a prisoner must
allege that the prison official, at a minimum, acted with a state
of mind that constituted deliberate indifference. Id. This
means the prisoner must show that the prison officials: (1) had
subjective knowledge of a risk of serious harm; (2)
disregarded that risk; and (3) displayed conduct that is more
than mere negligence. Farrow v. West, 320 F.3d 1235, 1245
(11th Cir. 2003).
Id. at 969-70. “To be cruel and unusual punishment, conduct that does not purport to be
punishment at all must involve more than ordinary lack of due care for the prisoner's
interests or safety.” Whitley v. Albers, 475 U.S. 312, 319 (1986).
As it relates to medical care, “[t]he Supreme Court has interpreted the Eighth
Amendment to prohibit ‘deliberate indifference to serious medical needs of prisoners.’”
Melton v. Abston, 841 F.3d 1207, 1220 (11th Cir. 2016) (quoting Estelle v. Gamble, 429
U.S. 97, 102 (1976)). The Eleventh circuit has explained that
To prevail on a deliberate indifference claim, [a plaintiff] must
show: “(1) a serious medical need; (2) the defendants'
deliberate indifference to that need; and (3) causation
between that indifference and the plaintiff's injury.” Mann v.
Taser Int'l, Inc., 588 F.3d 1291, 1306-07 (11th Cir.2009). To
establish deliberate indifference, [a plaintiff] must prove “(1)
subjective knowledge of a risk of serious harm; (2) disregard
of that risk; (3) by conduct that is more than [gross]
negligence.” Townsend v. Jefferson Cnty., 601 F.3d 1152,
1158 (11th Cir.2010) (alteration in original). The defendants
must have been “aware of facts from which the inference
could be drawn that a substantial risk of serious harm
exist[ed]” and then actually draw that inference. Farrow v.
West, 320 F.3d 1235, 1245 (11th Cir.2003) (quotation
omitted).
Easley v. Dep’t of Corr., 590 F. App’x 860, 868 (11th Cir. 2014). “For medical treatment
to rise to the level of a constitutional violation, the care must be ‘so grossly incompetent,
inadequate, or excessive as to shock the conscience or to be intolerable to fundamental
fairness.’” Nimmons v. Aviles, 409 F. App'x 295, 297 (11th Cir. 2011) (quoting Harris v.
Thigpen, 941 F.2d 1495, 1505 (11th Cir.1991)); see also Waldrop v. Evans, 871 F.2d
1030, 1033 (11th Cir. 1989) (“Grossly incompetent or inadequate care can constitute
deliberate indifference, as can a doctor’s decision to take an easier and less efficacious
course of treatment” or fail to respond to a known medical problem). However, the law is
well settled that the Constitution is not implicated by the negligent acts of corrections
officials and medical personnel. Daniels v. Williams, 474 U.S. 327, 330-31 (1986);
Davidson v. Cannon, 474 U.S. 344, 348 (1986) ("As we held in Daniels, the protections
of the Due Process Clause, whether procedural or substantive, are just not triggered by
lack of due care by prison officials."). A complaint that a physician has been negligent "in
diagnosing or treating a medical condition does not state a valid claim of medical
mistreatment under the Eighth Amendment." Bingham v. Thomas, 654 F.3d 1171, 1176
(11th Cir. 2011) (quotation marks and citation omitted). Moreover, the Eleventh Circuit
has noted that “[n]othing in our case law would derive a constitutional deprivation from a
prison physician's failure to subordinate his own professional judgment to that of another
doctor; to the contrary, it is well established that ‘a simple difference in medical opinion’
does not constitute deliberate indifference.” Bismark v. Fisher, 213 F. App'x 892, 897
(11th Cir. 2007) (quoting Waldrop, 871 F.2d at 1033). Similarly, “the question of whether
governmental actors should have employed additional diagnostic techniques or forms of
treatment ‘is a classic example of a matter for medical judgment’ and therefore not an
appropriate basis for grounding liability under the Eighth Amendment.” Adams v. Poag,
61 F.3d 1537, 1545 (11th Cir. 1995) (citation omitted).
Lofton asserts that he saw “the doctor several times” and received treatment for
his psoriasis. Complaint at 5. Accordingly, this is not a case where Lofton was altogether
denied treatment; instead, Lofton takes issue with the adequacy of his treatment.
However, the Eleventh Circuit has long “recognized that ‘[w]here a prisoner has received
some medical attention and the dispute is over the adequacy of the treatment, federal
courts are generally reluctant to second guess medical judgments and to constitutionalize
claims which sound in state tort law.’” Hoffer v. Sec'y, Fla. Dep't of Corr., No. 19-11921,
2020 WL 5105013, at *5 (11th Cir. Aug. 31, 2020) (quoting Harris v. Thigpen, 941 F.2d
1495, 1507 (11th Cir. 1991)). Lofton’s allegations demonstrate, at most, Espino acted
negligently, but negligent medical care is insufficient to state a claim for relief under §
1983. See Bingham, 654 F.3d at 1176. As such, Lofton has failed to state a claim upon
which relief can be granted and his claim against Espino is due to be dismissed.
Claims Against Singletary
A civil rights complaint must include a short and plain statement of the claim
showing that the plaintiff is entitled to relief. Fed. R. Civil P. 8(a)(2). While not required to
include detailed factual allegations, a complaint must allege “more than an unadorned,
the-defendant-unlawfully-harmed-me accusation.” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009). Indeed, a complaint is insufficient “if it tenders ‘naked assertion[s]’ devoid of
‘further factual enhancement.’” Id. (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544,
557 (2007)). A plaintiff must allege sufficient facts “that allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Id. Here,
Lofton has not alleged sufficient facts against Singletary to establish his entitlement to
relief. His claims are conclusory in nature and devoid of specific facts that would allow the
Court to draw reasonable inferences that Singletary violated Lofton’s constitutional rights.
Moreover, as explained above, Lofton’s claim concerning the adequacy of his medical
treatment does not rise to the level of an Eighth Amendment violation. Therefore, Lofton’s
claim against Singletary is due to be dismissed. See Iqbal, 556 U.S. at 678.
In light of the above, it is
ORDERED AND ADJUDGED that:
1. This case is hereby DISMISSED WITHOUT PREJUDICE.
2. The Clerk of Court shall enter judgment dismissing this case without
prejudice, terminating any pending motions, and closing the case.
DONE AND ORDERED at Jacksonville, Florida, this 5th day of October, 2020.
United States District Judge
Jax-8
c: Roger Lofton #P19006
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