finding that good cause, for purposes of rule 3.850(h), requires a showing of extraordinary circumstances and that a petitioner's lack of education or limited abilities do not constitute good cause
How later courts described this case
- finding that good cause, for purposes of rule 3.850(h), requires a showing of extraordinary circumstances and that a petitioner's lack of education or limited abilities do not constitute good cause
- confirming that counsel has no duty to raise a frivolous claim
- "It is not enough that all the facts necessary to support the federal claim were before the state courts or that a somewhat similar state law claim was made."
- "It is the objective reasonableness, not the correctness per se, of the state court decision that we are to decide."
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
DONTAVIOUS SPARROW
Petitioner,
v. Case No. 8:16-cv-3279-T-36AAS
SECRETARY, Department of Corrections,
Respondent.
/
O R D E R
This cause comes before the Court on Dontavious Sparrow's petition for the writ of habeas
corpus under 28 U.S.C. § 2254. (Doc. 1) Sparrow challenges his state convictions for
second-degree murder (one count) and attempted second-degree murder (four counts). The
Respondent concedes the petition's timeliness. Upon consideration of the petition (Doc. 1) and the
response (Doc. 9),1 and in accordance with the Rules Governing Section 2254 Cases in the United
States District Courts, the petition will be DENIED.
FACTS2
Cortez White, Kenny Baker, Anthony Pruitt, Eric Cooper, and Marquise Pennywell drove
to a Snax convenience store. When White pulled into the parking lot he saw a person, later
identified as Dontavious Sparrow, walk towards his car. White swerved to avoid hitting Sparrow.
1 Although afforded the opportunity, Sparrow did not file a reply.
2 This factual summary derives from Sparrow's brief on direct appeal and the record. (Respondent's Exhibits 2 and 6)
White and his friends exited the vehicle and were approached by Sparrow who was angry because
White almost ran over his foot with the car. Sparrow continued yelling and arguing with the group
as Sparrow's friend, Hector Pena, approached. White and his friends went inside the convenience
store. When White came back out of the store, he saw Pena and Sparrow drive away in a dark
SUV. Sparrow was driving and Pena was the passenger. Sparrow circled the parking lot across
the street and then drove back toward the convenience store. As they passed, Pena shot at White
and the group. Marquise Pennywell was shot and died from multiple gunshot wounds.
Eyewitnesses Baker, Cooper, and Pruitt each identified Pena from a police photopack as
the shooter. Witness Michelle Moody saw the SUV in which Sparrow and Pena were riding and
identified the vehicle's owner, who was Sparrow's father, Joseph Colon. The police located Pena
and Sparrow at Colon's house where Sparrow was hiding in the attic.3 Both Sparrow and Pena
were arrested and charged with second-degree murder for the death of Pennywell and with four
counts of attempted second-degree murder of White, Baker, Pruitt, and Cooper. The State
successfully moved to consolidate the trials and Pena and Sparrow were tried jointly.4 A jury
convicted both Pena and Sparrow of all five charges. Sparrow was sentenced to fifty years
imprisonment for the second-degree murder conviction and to concurrent terms of fifteen years
imprisonment for each of the attempted murder convictions.
STANDARD OF REVIEW
The Anti-Terrorism and Effective Death Penalty Act of 1996 ("AEDPA") governs this
proceeding. Wilcox v. Florida Dep't of Corr., 158 F.3d 1209, 1210 (11th Cir. 1998), cert. denied,
3 The police found three guns and a cell phone in the attic where Sparrow was hiding.
4 The State proceeded under a principal theory.
531 U.S. 840 (2000). Section 2254(d), which creates a highly deferential standard for federal court
review of a state court adjudication, states in pertinent part:
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the
judgment of a State court shall not be granted with respect to any claim that was adjudicated on
the merits in State court proceedings unless the adjudication of the claim —
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
In Williams v. Taylor, 529 U.S. 362, 412-13 (2000), the Supreme Court interpreted this
deferential standard:
In sum, § 2254(d)(1) places a new constraint on the power of a
federal habeas court to grant a state prisoner’s application for a writ
of habeas corpus with respect to claims adjudicated on the merits in
state court. Under § 2254(d)(1), the writ may issue only if one of
the following two conditions is satisfied - - the state-court
adjudication resulted in a decision that (1) "was contrary to . . .
clearly established Federal Law, as determined by the Supreme
Court of the United States" or (2) "involved an unreasonable
application of . . . clearly established Federal law, as determined by
the Supreme Court of the United States." Under the "contrary to"
clause, a federal habeas court may grant the writ if the state court
arrives at a conclusion opposite to that reached by this Court on a
question of law or if the state court decides a case differently than
this Court has on a set of materially indistinguishable facts. Under
the "unreasonable application" clause, a federal habeas court may
grant the writ if the state court identifies the correct governing legal
principle from this Court's decisions but unreasonably applies that
principle to the facts of the prisoner’s case.
"The focus . . . is on whether the state court’s application of clearly established federal law
is objectively unreasonable, . . . an unreasonable application is different from an incorrect one."
Bell v. Cone, 535 U.S. 685, 694 (2002). "As a condition for obtaining habeas corpus from a federal
court, a state prisoner must show that the state court's ruling on the claim being presented in federal
court was so lacking in justification that there was an error well understood and comprehended in
existing law beyond any possibility for fairminded disagreement." Harrington v. Richter, 526 U.S.
86, 103 (2011). Accord Brown v. Head, 272 F.3d 1308, 1313 (11th Cir. 2001) ("It is the objective
reasonableness, not the correctness per se, of the state court decision that we are to decide."). The
phrase "clearly established Federal law" encompasses only the holdings of the United States
Supreme Court "as of the time of the relevant state-court decision." Williams, 529 U.S. at 412.
The purpose of federal review is not to re-try the state case. "The [AEDPA] modified a
federal habeas court’s role in reviewing state prisoner applications in order to prevent federal
habeas 'retrials' and to ensure that state-court convictions are given effect to the extent possible
under law." Cone, 535 U.S. at 693. A federal court must afford due deference to a state court’s
decision. "AEDPA prevents defendants — and federal courts — from using federal habeas corpus
review as a vehicle to second-guess the reasonable decisions of state courts." Renico v. Lett, 559
U.S. 766, 779 (2010). See also Cullen v. Pinholster, 563 U.S. 170, 181 (2011) ("This is a 'difficult
to meet,' . . . and 'highly deferential standard for evaluating state-court rulings, which demands that
state-court decisions be given the benefit of the doubt' . . . .") (citations omitted).
The state appellate court affirmed Sparrow's convictions and sentences in a per curiam
decision without a written opinion. (Respondent's Exhibit 9) In two per curiam decisions without
a written opinion the state appellate court affirmed the denial of both of Sparrow's Rule 3.850
motions. (Respondent's Exhibits 13 and 22) The state appellate court's affirmances warrant
deference under Section 2254(d)(1) because "the summary nature of a state court's decision does
not lessen the deference that it is due." Wright v. Moore, 278 F.3d 1245, 1254 (11th Cir.), reh'g
and reh'g en banc denied, 278 F.3d 1245 (2002), cert. denied sub nom Wright v. Crosby, 538 U.S.
906 (2003). See also Richter, 562 U.S. at 99 ("When a federal claim has been presented to a state
court and the state court has denied relief, it may be presumed that the state court adjudicated the
claim on the merits in the absence of any indication or state-law procedural principles to the
contrary.").
Review of the state court decision is limited to the record that was before the state court.
We now hold that review under § 2254(d)(1) is limited to the record
that was before the state court that adjudicated the claim on the
merits. Section 2254(d)(1) refers, in the past tense, to a state-court
adjudication that "resulted in" a decision that was contrary to, or
"involved" an unreasonable application of, established law. This
backward-looking language requires an examination of the state-
court decision at the time it was made. It follows that the record
under review is limited to the record in existence at that same time,
i.e., the record before the state court.
Pinholster, 563 U.S. at 181–82. Sparrow bears the burden of overcoming by clear and convincing
evidence a state court factual determination. "[A] determination of a factual issue made by a State
court shall be presumed to be correct. The applicant shall have the burden of rebutting the
presumption of correctness by clear and convincing evidence." 28 U.S.C. § 2254(e)(1). This
presumption of correctness applies to a finding of fact but not to a mixed determination of law and
fact. Parker v. Head, 244 F.3d 831, 836 (11th Cir.), cert. denied, 534 U.S. 1046 (2001).
STANDARD FOR INEFFECTIVE ASSISTANCE OF COUNSEL
Sparrow claims ineffective assistance of counsel, a difficult claim to sustain. "[T]he cases
in which habeas petitioners can properly prevail on the ground of ineffective assistance of counsel
are few and far between." Waters v. Thomas, 46 F.3d 1506, 1511 (11th Cir. 1995) (en banc)
(quoting Rogers v. Zant, 13 F.3d 384, 386 (11th Cir. 1994)). Sims v. Singletary, 155 F.3d 1297,
1305 (11th Cir. 1998), explains that Strickland v. Washington, 466 U.S. 668 (1984), governs an
ineffective assistance of counsel claim:
The law regarding ineffective assistance of counsel claims is well
settled and well documented. In Strickland v. Washington, 466 U.S.
668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), the Supreme Court
set forth a two-part test for analyzing ineffective assistance of
counsel claims. According to Strickland, first, the defendant must
show that counsel’s performance was deficient. This requires
showing that counsel made errors so serious that counsel was not
functioning as the “counsel” guaranteed the defendant by the Sixth
Amendment. Second, the defendant must show that the deficient
performance prejudiced the defense. This requires showing that
counsel’s errors were so serious as to deprive the defendant of a fair
trial, a trial whose result is reliable. Strickland, 466 U.S. at 687, 104
S. Ct. 2052.
Strickland requires proof of both deficient performance and consequent prejudice. Strickland, 466
U.S. at 697 ("There is no reason for a court deciding an ineffective assistance claim . . . to address
both components of the inquiry if the defendant makes an insufficient showing on one."); Sims,
155 F.3d at 1305 ("When applying Strickland, we are free to dispose of ineffectiveness claims on
either of its two grounds.”). “[C]ounsel is strongly presumed to have rendered adequate assistance
and made all significant decisions in the exercise of reasonable professional judgment."
Strickland, 466 U.S. at 690. "[A] court deciding an actual ineffectiveness claim must judge the
reasonableness of counsel’s challenged conduct on the facts of the particular case, viewed as of
the time of counsel’s conduct." 466 U.S. at 690. Strickland requires that "in light of all the
circumstances, the identified acts or omissions were outside the wide range of professionally
competent assistance." 466 U.S. at 690.
Sparrow must demonstrate that counsel's alleged error prejudiced the defense because "[a]n
error by counsel, even if professionally unreasonable, does not warrant setting aside the judgment
of a criminal proceeding if the error had no effect on the judgment." 466 U.S. at 691. To meet
this burden, Sparrow must show "a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome." 466 U.S. at 694.
Strickland cautions that "strategic choices made after thorough investigation of law and
facts relevant to plausible options are virtually unchallengeable; and strategic choices made after
less than complete investigation are reasonable precisely to the extent that reasonable professional
judgments support the limitations on investigation." 466 U.S. at 690–91. Sparrow cannot meet
his burden merely by showing that the avenue chosen by counsel proved unsuccessful.
The test has nothing to do with what the best lawyers would have
done. Nor is the test even what most good lawyers would have done.
We ask only whether some reasonable lawyer at the trial could have
acted, in the circumstances, as defense counsel acted at trial . . . . We
are not interested in grading lawyers’ performances; we are
Interested in whether the adversarial process at trial, in fact, worked
adequately.
White v. Singletary, 972 F.2d 1218, 1220–21 (11th Cir. 1992). Accord Chandler v. United States,
218 F.3d 1305, 1313 (11th Cir. 2000) ("To state the obvious: the trial lawyers, in every case, could
have done something more or something different. So, omissions are inevitable . . . . [T]he issue
is not what is possible or 'what is prudent or appropriate, but only what is constitutionally
compelled.'") (en banc) (quoting Burger v. Kemp, 483 U.S. 776, 794 (1987)). The required extent
of counsel's investigation was addressed recently in Hittson v. GDCP Warden, 759 F.3d 1210,
1267 (11th Cir. 2014), cert. denied sub nom., Hittson v. Chatman, 135 S. Ct. 2126 (2015):
[W]e have explained that "no absolute duty exists to investigate
particular facts or a certain line of defense." Chandler, 218 F.3d at
1317. "[C]ounsel has a duty to make reasonable investigations or
make a reasonable decision that makes particular investigations
unnecessary." Strickland, 466 U.S. at 691, 104 S. Ct. at 2066
(emphasis added). "[C]ounsel need not always investigate before
pursuing or not pursuing a line of defense. Investigation (even a
nonexhaustive, preliminary investigation) is not required for counsel
reasonably to decline to investigate a line of defense thoroughly."
Chandler, 218 F.3d at 1318. "In assessing the reasonableness of an
attorney's investigation . . . a court must consider not only the
quantum of evidence already known to counsel, but also whether the
known evidence would lead a reasonable attorney to investigate
further." Wiggins, 539 U.S. at 527, 123 S. Ct. at 2538.
See also Jones v. Barnes, 463 U.S. 745, 751 (1983) (confirming that counsel has no duty to raise
a frivolous claim).
Under 28 U.S.C. § 2254(d) Sparrow must prove that the state court’s decision was
"(1) . . . contrary to, or involved an unreasonable application of, clearly established Federal law,
as determined by the Supreme Court of the United States or (2) . . . based on an unreasonable
determination of the facts in light of the evidence presented in the State court proceeding."
Sustaining a claim of ineffective assistance of counsel is very difficult because "[t]he standards
created by Strickland and § 2254(d) are both 'highly deferential,' and when the two apply in
tandem, review is 'doubly' so." Richter, 562 U.S. at 106. See also Pinholster, 563 U.S. at 202 (a
petitioner must overcome this "'doubly deferential' standard of Strickland and [the] AEDPA"),
Johnson v. Sec'y, Dep't of Corr., 643 F.3d 907, 911 (11th Cir. 2011) ("Double deference is doubly
difficult for a petitioner to overcome, and it will be a rare case in which an ineffective assistance
of counsel claim that was denied on the merits in state court is found to merit relief in a federal
habeas proceeding."), and Pooler v. Sec'y, Dep't of Corr., 702 F.3d 1252, 1270 (11th Cir. 2012)
("Because we must view Pooler's ineffective counsel claim — which is governed by the deferential
Strickland test — through the lens of AEDPA deference, the resulting standard of review is
“doubly deferential."), cert. denied, 134 S. Ct. 191 (2013).
In denying Sparrow's first motion for post-conviction relief, the state court recognized that
Strickland governs a claim of ineffective assistance of counsel. (Respondent's Exhibit 11, p. 1)
Because the state court rejected the claims based on Strickland, Sparrow cannot meet the "contrary
to" test in Section 2254(d)(1). Sparrow instead must show that the state court unreasonably applied
Strickland or unreasonably determined the facts. In determining "reasonableness," a federal
petition for the writ of habeas corpus authorizes determining only "whether the state habeas court
was objectively reasonable in its Strickland inquiry," not an independent assessment of whether
counsel's actions were reasonable. Putnam v. Head, 268 F.3d 1223, 1244, n.17 (11th Cir. 2001),
cert. denied, 537 U.S. 870 (2002). The presumption of correctness and the highly deferential
standard of review require that the analysis of each claim begin with the state court's analysis.
I. EXHAUSTION AND PROCEDURAL DEFAULT
Ground One
Sparrow contends that the prosecutor violated his Fourteenth Amendment right to due
process and his federal right to a fair trial by redacting Sparrow's written statement to the police
and presenting the redacted version to the jury.5 Sparrow alleges that the redacted version "ma[d]e
it seem as if [Sparrow] had something to cover up or hide . . . ." (Doc. 1, p. 5) The Respondent
correctly argues that this ground is unexhausted and procedurally barred because Sparrow did not
present this ground to the state court in his direct appeal.
5 Sparrow's statement was introduced at trial through the testimony of Sergeant Terrell Skinner as follows
(Respondent's Exhibit 2, Vol. IX, pp. 1117–18):
[PROSECUTOR]: At this time, Your Honor, may I ask that the witness read the statement into the
record?
THE COURT: Yes.
[SERGEANT SKINNER]: Dontavious Sparrow was at the store getting some ice in a cup. And as I
was going [to the] back of the truck — as I walked to the back of the truck, some dude was about to
hit me. So I asked him, ["]What you all gone run over me or something?["] Then said, ["]Naw, nigga
this how we drive up here.["] So I said okay.
In his direct appeal brief Sparrow argued that the trial court erred under Bruton v. United
States, 391 U.S. 123 (1968), by refusing to admit his original written statement. Sparrow did not
argue that the admission of his written statement violated his federal rights to either due process
or a fair trial. Before a federal court can grant habeas relief, a petitioner must exhaust every
available state court remedy for challenging his conviction, either on direct appeal or in a state
post-conviction motion. 28 U.S.C. § 2254(b)(1)(A), (C). "[T]he state prisoner must give the state
courts an opportunity to act on his claims before he presents those claims to a federal court in a
habeas petition." O'Sullivan v. Boerckel, 526 U.S. 838, 842 (1999). See also Henderson v.
Campbell, 353 F.3d 880, 891 (11th Cir. 2003) ("A state prisoner seeking federal habeas relief
cannot raise a federal constitutional claim in federal court unless he first properly raised the issue
in the state courts.") (citations omitted). To exhaust a claim, a petitioner must present the state
court with both the particular legal basis for relief and the facts supporting the claim. See Snowden
v. Singletary, 135 F.3d 732, 735 (11th Cir. 1998) ("Exhaustion of state remedies requires that the
state prisoner 'fairly presen[t] federal claims to the state courts in order to give the State the
opportunity to pass on and correct alleged violations of its prisoners' federal rights.'") (quoting
Duncan v. Henry, 513 U.S. 364, 365 (1995)). The prohibition against raising an unexhausted claim
in federal court extends to both the broad legal theory of relief and the specific factual contention
that supports relief. Kelley v. Sec'y for Dep't of Corr., 377 F.3d 1317, 1344 (11th Cir. 2004).
The requirement that a petitioner exhaust each available state court remedy as a prerequisite
to federal review is satisfied if the petitioner "fairly presents" his claim in each appropriate state
court and alerts that court to the federal nature of the claim. 28 U.S.C. § 2254(b)(1); Picard v.
Connor, 404 U.S. 270, 275–76 (1971). A petitioner may raise a federal claim in state court "by
citing in conjunction with the claim the federal source of law on which he relies or a case deciding
such claim on federal grounds, or by simply labeling the claim 'federal.'" Baldwin, 541 U.S. at 32.
Sparrow's failure to present to the state court a claim alleging either a federal due process violation
or a violation of his federal right to a fair trial deprived the state court of a "full and fair opportunity
to resolve any constitutional issues by invoking one complete round of the State's established
appellate review process." Boerckel, 526 U.S. at 845. See also Anderson v. Harless, 459 U.S. 4,
5–6 (1982) ("It is not enough that all the facts necessary to support the federal claim were before
the state courts or that a somewhat similar state law claim was made."); Preston, 785 F.3d at 460
(noting that "simply mentioning a phrase common to both state and federal law, like 'sufficiency
of the evidence,' cannot constitute fairly presenting a federal claim to the state courts"). State
procedural rules preclude Sparrow from returning to state court to present his federal claims in a
second direct appeal. Sparrow's failure to properly exhaust his federal claims in the state courts
results in a procedural default.
"If the petitioner has failed to exhaust state remedies that are no longer available, that
failure is a procedural default which will bar federal habeas relief, unless either the cause and
prejudice or the fundamental miscarriage of justice exception is applicable." Smith v. Jones, 256
F.3d 1135, 1138 (11th Cir. 2001). To establish cause for a procedural default, a petitioner "must
demonstrate that some objective factor external to the defense impeded the effort to raise the claim
properly in state court." Wright v. Hopper, 169 F.3d 695, 703 (11th Cir. 1999). To show prejudice,
a petitioner must demonstrate not only that an error at the trial created the possibility of prejudice
but that the error worked to his actual and substantial disadvantage and infected the entire trial
with error of constitutional dimension. United States v. Frady, 456 U.S. 152 (1982). In other
words, a petitioner must show at least a reasonable probability of a different outcome. Henderson,
353 F.3d at 892.
Absent a showing of cause and prejudice, a petitioner may obtain federal habeas review of
a procedurally defaulted claim only if review is necessary to correct a fundamental miscarriage of
justice. Edwards v. Carpenter, 529 U.S. 446, 451 (2000); Murray v. Carrier, 477 U.S. 478, 495
96 (1986). A fundamental miscarriage of justice occurs if a constitutional violation has probably
resulted in the conviction of someone who is "actually innocent." Schlup v. Delo, 513 U.S. 298,
327 (1995); Johnson v. Alabama, 256 F.3d 1156, 1171 (11th Cir. 2001). To meet the "fundamental
miscarriage of justice" exception, Sparrow must show constitutional error coupled with "new
reliable evidence — whether . . . exculpatory scientific evidence, trustworthy eyewitness accounts,
or critical physical evidence — that was not presented at trial." Schlup, 513 U.S. at 324.
Sparrow fails to demonstrate either cause or prejudice for the default of either a federal due
process claim or a federal fair trial claim. Wright, 169 F.3d at 703. He cannot meet the
"fundamental miscarriage of justice" exception because he presents no "new reliable evidence"
that he is actually innocent. Schlup, 513 U.S. at 327. Because Sparrow satisfies neither exception
to procedural default, a claim alleging either a federal due process violation or a violation of his
federal right to a fair trial based on the admission of the redacted version of his written statement
is procedurally barred from federal review.
Ground Two
Sparrow contends that the prosecutor violated his federal rights to due process and a fair
trial by presenting inadmissible evidence at trial. Specifically, Sparrow claims that the prosecutor
showing to the jury photographs of the victim's bloody hospital bed sheets "was a weapon to
inflame the jury's mind." (Doc. 1, p. 7) The Respondent correctly argues that this ground is
unexhausted and procedurally barred. Sparrow did not present this ground to the state court in his
direct appeal.
In his appellate brief Sparrow argued under state law that "the photograph was not
independently relevant and its probative value did not outweigh the danger of prejudice to the
Defendant." (Doc. 1, pp. 10–11) Sparrow did not assert a violation of a federal constitutional
right. Accordingly, his federal due process and fair trial claims are unexhausted. Sparrow cannot
return to state court to present these claims in a second direct appeal, rendering the claims
procedurally defaulted. Sparrow fails to demonstrate either cause or prejudice for the default of
either claim. Wright, 169 F.3d at 703. He cannot meet the "fundamental miscarriage of justice"
exception because he presents no "new reliable evidence" that he is actually innocent. Schlup, 513
U.S. at 327. Because Sparrow satisfies neither exception to procedural default, his federal due
process and fair trial claims are procedurally barred from federal review.
Ground Four
Sparrow contends that his federal rights to due process and a fair trial were violated because
"the prosecutor presented no evidence to prove Petitioner intended for [a] crime to happen, aided
the crime, or enticed his co-defend[ant]'s actions in order for him to be charged as a princip[al];
therefore, Petitioner should have never been convicted or sentenced under the princip[al] theory."
(Doc. 1, p. 10) The Respondent correctly argues that this ground is unexhausted and procedurally
barred.
Sparrow presented this ground to the state post-conviction court in his second Rule 3.850
motion. (Respondent's Exhibit 18) The state post-conviction court dismissed this ground for
procedural reasons as follows (Respondent's Exhibit 20, p. 2) (court's record citation omitted):
Defendant's Motion for Postconviction Relief must be dismissed
because it is successive and raises a claim that is not cognizable.
Pursuant to Florida Rule of Criminal Procedure 3.850(h)(2),
defendants are limited to filing one motion for postconviction relief
absent a showing of good cause. Defendant has already filed a
motion under rule 3.850. When a defendant raises a new claim in a
second or successive motion, "the movant has the additional burden
of demonstrating why the claim was not raised before." Riechmann
v. State, 966 So. 2d 298, 305 (Fla. 2007); accord Fla. R. Crim. P.
3.850(h); Owen v. Crosby, 854 So. 2d 182, 188 (Fla. 2003)
("[C]laims that could have been raised in a prior postconviction
motion are procedurally barred . . . ."). Here, Defendant asserts that
this new ground was not raised because he was sentenced to 50 years
incarceration at 20 years of age, someone else wrote his initial
postconviction motion, and he "sent the motion out as fast as he
could." These excuses do not constitute good cause for Defendant's
failure to raise his present claims in his previous motion for
postconviction relief. See Morris v. State, 134 So. 3d 1066, 1068
(Fla. 4th DCA 2013) (finding that good cause, for purposes of rule
3.850(h), requires a showing of extraordinary circumstances and
that a petitioner's lack of education or limited abilities do not
constitute good cause), reh'g denied (Nov. 6, 2013), review denied,
139 So. 3d 887 (Fla. 2014).
Even if Defendant had demonstrated good cause for his failure to
include his present arguments in his original motion, his argument
merely alleges trial court error and is not cognizable under rule
3.850. Henry v. State, 933 So. 2d 28, 29 (Fla. 2d DCA 2006)
("claims of prosecutorial misconduct and trial court error should
have been raised on direct appeal"); Steward v. State, 931 So. 2d
133, 134 (Fla. 2d DCA 2006) ("claims of trial court error and
insufficiency of the evidence should have been raised on direct
appeal"). Accordingly, Defendant's motion is dismissed.
The failure of a federal habeas petitioner to adhere to state procedural rules governing the
proper presentation of a claim generally bars federal review of that claim in a subsequent federal
habeas corpus proceeding. See Coleman v. Thompson, 501 U.S. 722 (1991); Wainwright v. Sykes,
433 U.S. 72, 97 (1977); Sims v. Singletary, 155 F.3d at 1311. "However, a state court's rejection
of a federal constitutional claim on procedural grounds will only preclude federal review if the
state procedural ruling rests upon [an] 'independent and adequate' state ground." Judd v. Haley,
250 F.3d 1308, 1313 (11th Cir. 2001). A state court's procedural ruling constitutes an independent
and adequate state rule of decision if (1) the last state court rendering a judgment in the case clearly
and expressly states that it is relying on a state procedural rule to resolve the federal claim without
reaching the merits of the claim, (2) the state court's decision rests solidly on state law grounds
and is not intertwined with an interpretation of federal law, and (3) the state procedural rule is not
applied in an "arbitrary or unprecedented fashion," or in a "manifestly unfair manner." Judd, 250
F.3d at 1313.
The state court's denial of Sparrow's challenge to his second-degree murder conviction is
based on a state procedural rule which was not intertwined with an interpretation of federal law.
The state court's findings that the claim was not cognizable in a Rule 3.850 motion and its finding
that the Rule 3.850 motion was successive rest on independent and adequate state grounds that
preclude federal habeas review.6 See, e.g., Jennings v. McDonough, 490 F.3d 1230, 1247–48 (11th
Cir. 2007) (holding that a state court's conclusion that petitioner's claims were procedurally barred
by Florida's rule against successive postconviction motions was a state law ground independent of
the federal question and adequate to support the state court's judgment, thereby rendering the
claims procedurally defaulted on federal habeas review); Harmon v. Barton, 894 F.2d 1268, 1274
(11th Cir. 1990) (noting that a state appellate court's per curiam affirmance of the lower court's
ruling explicitly based on procedural default is a clear and express statement of its reliance on an
independent and adequate state law ground barring federal review). See also Harris v. Reed, 489
U.S. 255, 262 (1989) ("[A] federal claimant's procedural default precludes federal habeas review,
like direct review, only if the last state court rendering a judgment in the case rests its judgment
on the procedural default.”). Accordingly, Sparrow's claim is procedurally defaulted.
State procedural rules preclude Sparrow from returning to state court to present his due
process and fair trial challenges to his second-degree murder conviction in a second direct appeal.
Sparrow's failure to properly exhaust his federal claims in the state courts results in a procedural
6 The state appellate court affirmed the circuit court’s application of the state procedural bar. (Respondent's Exhibit
21)
default. Sparrow fails to allege or show cause and prejudice for the default of these claims. He
cannot meet the "fundamental miscarriage of justice" exception because he presents no "new
reliable evidence" that he is actually innocent. Schlup, 513 U.S. at 327. Because he satisfies
neither exception to procedural default, Sparrow's claims challenging his second-degree murder
conviction are procedurally barred from federal review.
II. MERITS
Sparrow's remaining ground is exhausted and entitled to review on the merits.
Ground Three
Sparrow contends that his trial counsel rendered ineffective assistance by not moving for
acquittal on the second-degree murder charge. Sparrow alleges that the State did not present
sufficient evidence to prove that Sparrow acted with a depraved mind.
The state post-conviction court summarily denied this ground in Sparrow's Rule 3.850
motion as follows (Respondent's Exhibit 11, pp. 2–3) (court's record citations omitted):
Defendant contends that counsel should have argued for a judgment
of acquittal on the basis that the State failed to prove Defendant
acted with the requisite "depraved mind" to sustain a conviction for
second-degree murder. However, Defendant's claim is refuted by
the record. After the State rested its case, defense counsel moved for
a judgment of acquittal as to all five counts of the information.
Counsel specifically argued "there was absolutely no testimony
whatsoever that [Defendant] assisted or encouraged [his
co-defendant]. There is insufficient evidence as well of a depraved
mind on the part of [Defendant]." Counsel further argued that the
State failed to establish that Defendant had prior knowledge of his
co-defendant's plan to shoot at the victims. The Court denied the
motion for judgment of acquittal.
It is clear from the record counsel did, in fact, argue during the
motion for judgment of acquittal that there was insufficient evidence
for the jury to find Defendant acted with a depraved mind, as
required to support a conviction for second-degree murder. Counsel
argued at length that there was no evidence to prove Defendant had
any knowledge whatsoever of his co-defendant's intention to
perpetrate the crimes and could therefore not be held criminally
liable. This Court cannot find counsel ineffective for failing to make
an argument she, in fact, made on the record. Defendant has failed
to demonstrate that the outcome of his trial was prejudiced by
ineffective assistance of counsel and his motion is denied.
As explained by the state post-conviction court, contrary to Sparrow's contention, his trial
counsel did move for a judgment of acquittal specifically on the basis that there was "insufficient
evidence . . . of a depraved mind on the part of Mr. Sparrow." (Respondent's Exhibit 2, Vol. IX,
p. 1215) Sparrow fails to meet his burden of proving that the state post-conviction court either
unreasonably applied Strickland or unreasonably determined the facts by rejecting this ground of
ineffective assistance of trial counsel. 28 U.S.C. § 2254(d)(1), (d)(2). Ground three warrants no
relief.
Accordingly, Sparrow's petition for the writ of habeas corpus (Doc. 1) is DENIED. The
clerk shall enter a judgment against Sparrow and CLOSE this case.
DENIAL OF BOTH A
CERTIFICATE OF APPEALABILITY
AND LEAVE TO APPEAL IN FORMA PAUPERIS
IT IS FURTHER ORDERED that Sparrow is not entitled to a certificate of appealability.
A prisoner seeking a writ of habeas corpus has no absolute entitlement to appeal a district court’s
denial of his petition. 28 U.S.C. § 2253(c)(1). Rather, a district court must first issue a certificate
of appealability ("COA"). Section 2253(c)(2) limits the issuing of a COA "only if the applicant
has made a substantial showing of the denial of a constitutional right." To merit a certificate of
appealability, Sparrow must show that reasonable jurists would find debatable both (1) the merits
of the underlying claims and (2) the procedural issues he seeks to raise. See 28 U.S.C. §
2253(c)(2); Slack v. McDaniel, 529 U.S. 473, 478 (2000); Eagle v. Linahan, 279 F.3d 926, 935
(11th Cir 2001). Because he fails to show that reasonable jurists would not debate either the merits
of the claims or the procedural issues, Sparrow is entitled to neither a certificate of appealability
nor leave to appeal in forma pauperis.
Accordingly, a Certificate of Appealability is DENIED. Leave to appeal in forma pauperis
is DENIED. Sparrow must obtain permission from the circuit court to appeal in forma pauperis.
DONE and ORDERED in Tampa, Florida this 21“ day of October 2019.
Chak □□□ AiJardia Mo Page ped □□
Charlene Edwards Honeywell
United States District Judge
Copies furnished to:
All parties of record including unrepresented parties, if any
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