stating that the court must scrutinize the entire record to determine the reasonableness of the Commissioner’s factual findings
How later courts described this case
- stating that the court must scrutinize the entire record to determine the reasonableness of the Commissioner’s factual findings
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
ORLANDO DIVISION
DEBRA HAMILL,
Plaintiff,
v. Case No. 6:18-cv-1260-Orl-MCR
COMMISSIONER OF THE SOCIAL
SECURITY ADMINISTRATION,
Defendant.
/
MEMORANDUM OPINION AND ORDER1
THIS CAUSE is before the Court on Plaintiff’s appeal of an administrative
decision denying her applications for a period of disability, disability insurance
benefits (“DIB”), and supplemental security income (“SSI”). Following an
administrative video hearing held on July 17, 2017, the assigned Administrative
Law Judge (“ALJ”) issued a decision finding Plaintiff not disabled from March 5,
2014, the alleged disability onset date, through September 21, 2017, the date of
the decision.2 (Tr. 36-45.) Based on a review of the record, the briefs, and the
applicable law, the Commissioner’s decision is REVERSED and REMANDED.
1 The parties consented to the exercise of jurisdiction by a United States
Magistrate Judge. (Doc. 16.)
2 Plaintiff had to establish disability on or before December 31, 2018, her date
last insured, in order to be entitled to a period of disability and DIB. (Tr. 36.)
I. Standard
The scope of this Court’s review is limited to determining whether the
Commissioner applied the correct legal standards, McRoberts v. Bowen, 841
F.2d 1077, 1080 (11th Cir. 1988), and whether the Commissioner’s findings are
supported by substantial evidence, Richardson v. Perales, 402 U.S. 389, 390
(1971). “Substantial evidence is more than a scintilla and is such relevant
evidence as a reasonable person would accept as adequate to support a
conclusion.” Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 1158 (11th Cir.
2004). Where the Commissioner’s decision is supported by substantial
evidence, the district court will affirm, even if the reviewer would have reached a
contrary result as finder of fact, and even if the reviewer finds that the evidence
preponderates against the Commissioner’s decision. Edwards v. Sullivan, 937
F.2d 580, 584 n.3 (11th Cir. 1991); Barnes v. Sullivan, 932 F.2d 1356, 1358 (11th
Cir. 1991). The district court must view the evidence as a whole, taking into
account evidence favorable as well as unfavorable to the decision. Foote v.
Chater, 67 F.3d 1553, 1560 (11th Cir. 1995); accord Lowery v. Sullivan, 979 F.2d
835, 837 (11th Cir. 1992) (stating that the court must scrutinize the entire record
to determine the reasonableness of the Commissioner’s factual findings).
II. Discussion
Plaintiff argues that a remand is necessary because (1) the ALJ’s reasons
for rejecting Plaintiff’s testimony about her pain were not supported by substantial
evidence and (2) the record did not support the ALJ’s findings that Plaintiff’s
anxiety and depression were non-severe impairments. Defendant responds that
substantial evidence supports the ALJ’s analysis at step two of the sequential
evaluation process and that the ALJ properly evaluated Plaintiff’s subjective
complaints.
A. Standard for Evaluating Opinion Evidence and Subjective
Symptoms
The ALJ is required to consider all the evidence in the record when making
a disability determination. See 20 C.F.R. §§ 404.1520(a)(3), 416.920(a)(3). With
regard to medical opinion evidence, “the ALJ must state with particularity the
weight given to different medical opinions and the reasons therefor.” Winschel v.
Comm’r of Soc. Sec., 631 F.3d 1176, 1179 (11th Cir. 2011). Substantial weight
must be given to a treating physician’s opinion unless there is good cause to do
otherwise. See Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir. 1997).
“‘[G]ood cause’ exists when the: (1) treating physician’s opinion was not
bolstered by the evidence; (2) evidence supported a contrary finding; or (3)
treating physician’s opinion was conclusory or inconsistent with the doctor’s own
medical records.” Phillips v. Barnhart, 357 F.3d 1232, 1240-41 (11th Cir. 2004).
When a treating physician’s opinion does not warrant controlling weight, the ALJ
must nevertheless weigh the medical opinion based on: (1) the length of the
treatment relationship and the frequency of examination, (2) the nature and
extent of the treatment relationship, (3) the medical evidence supporting the
opinion, (4) consistency of the medical opinion with the record as a whole, (5)
specialization in the medical issues at issue, and (6) any other factors that tend
to support or contradict the opinion. 20 C.F.R. §§ 404.1527(c)(2)-(6),
416.927(c)(2)-(6). “However, the ALJ is not required to explicitly address each of
those factors. Rather, the ALJ must provide ‘good cause’ for rejecting a treating
physician’s medical opinions.” Lawton v. Comm’r of Soc. Sec., 431 F. App’x 830,
833 (11th Cir. 2011) (per curiam).
Although a treating physician’s opinion is generally entitled to more weight
than a consulting physician’s opinion, see Wilson v. Heckler, 734 F.2d 513, 518
(11th Cir. 1984) (per curiam), 20 C.F.R. §§ 404.1527(c)(2), 416.927(c)(2), “[t]he
opinions of state agency physicians” can outweigh the contrary opinion of a
treating physician if “that opinion has been properly discounted,” Cooper v.
Astrue, 2008 WL 649244, *3 (M.D. Fla. Mar. 10, 2008). Further, “the ALJ may
reject any medical opinion if the evidence supports a contrary finding.”
Wainwright v. Comm’r of Soc. Sec. Admin., 2007 WL 708971, *2 (11th Cir. Mar.
9, 2007) (per curiam); see also Sryock v. Heckler, 764 F.2d 834, 835 (11th Cir.
1985) (per curiam) (same).
“The ALJ is required to consider the opinions of non-examining state
agency medical and psychological consultants because they ‘are highly qualified
physicians and psychologists, who are also experts in Social Security disability
evaluation.’” Milner v. Barnhart, 275 F. App’x 947, 948 (11th Cir. 2008) (per
curiam); see also SSR 96-6p (stating that the ALJ must treat the findings of State
agency medical consultants as expert opinion evidence of non-examining
sources). While the ALJ is not bound by the findings of non-examining
physicians, the ALJ may not ignore these opinions and must explain the weight
given to them in his decision. SSR 96-6p.
When a claimant seeks to establish disability through her own testimony of
pain or other subjective symptoms, the Eleventh Circuit’s three-part “pain
standard” applies. Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir. 1991) (per
curiam). “If the ALJ decides not to credit such testimony, he must articulate
explicit and adequate reasons for doing so.” Id.
The pain standard requires (1) evidence of an underlying medical
condition and either (2) objective medical evidence that confirms the
severity of the alleged pain arising from that condition or (3) that the
objectively determined medical condition is of such a severity that it
can be reasonably expected to give rise to the alleged pain.
Id.
Once a claimant establishes that her pain is disabling through objective
medical evidence from an acceptable medical source that shows a medical
impairment that could reasonably be expected to produce the pain or other
symptoms, pursuant to 20 C.F.R. §§ 404.1529(a), 416.929(a), “all evidence
about the intensity, persistence, and functionally limiting effects of pain or other
symptoms must be considered in addition to the medical signs and laboratory
findings in deciding the issue of disability,” Foote, 67 F.3d at 1561. See also
SSR 16-3p1 (stating that after the ALJ finds a medically determinable impairment
exists, the ALJ must analyze “the intensity, persistence, and limiting effects of the
individual’s symptoms” to determine “the extent to which an individual’s
symptoms limit his or her ability to perform work-related activities”).
As stated in SSR 16-3p:
In considering the intensity, persistence, and limiting effects of an
individual’s symptoms, [the ALJ must] examine the entire case
record, including the objective medical evidence; an individual’s
statements about the intensity, persistence, and limiting effects of
symptoms; statements and other information provided by medical
sources and other persons; and any other relevant evidence in the
individual’s case record.
. . .
In evaluating an individual’s symptoms, it is not sufficient for our
adjudicators to make a single, conclusory statement that “the
individual’s statements about his or her symptoms have been
considered” or that “the statements about the individual’s symptoms
are (or are not) supported or consistent.” It is also not enough for
our adjudicators simply to recite the factors described in the
regulations for evaluating symptoms.2 The determination or decision
must contain specific reasons for the weight given to the individual’s
symptoms, be consistent with and supported by the evidence, and
be clearly articulated so the individual and any subsequent reviewer
1 SSR 16-3p rescinded and superseded SSR 96-7p, eliminating the use of the
term “credibility,” and clarifying that “subjective symptom evaluation is not an
examination of an individual’s character.” SSR 16-3p.
2 These factors include: (1) a claimant’s daily activities; (2) the location, duration,
frequency, and intensity of the claimant’s pain or other symptoms; (3) any precipitating
and aggravating factors; (4) the type, dosage, effectiveness, and side effects of any
medication taken to alleviate the claimant’s pain or other symptoms; (5) any treatment,
other than medication, received by the claimant to relieve the pain or other symptoms;
(6) any measures (other than treatment) used to relieve the pain or other symptoms
(e.g., lying flat on his or her back, standing for 15 to 20 minutes every hour, or sleeping
on a board); and (7) any other factors concerning the claimant’s functional limitations
and restrictions due to pain or other symptoms. 20 C.F.R. §§ 404.1529(c)(3),
416.929(c)(3); SSR 16-3p.
can assess how the adjudicator evaluated the individual’s
symptoms.
. . .
In evaluating an individual’s symptoms, our adjudicators will not
assess an individual’s overall character or truthfulness in the manner
typically used during an adversarial court litigation. The focus of the
evaluation of an individual’s symptoms should not be to determine
whether he or she is a truthful person. Rather, our adjudicators will
focus on whether the evidence establishes a medically determinable
impairment that could reasonably be expected to produce the
individual’s symptoms and given the adjudicator’s evaluation of the
individual’s symptoms, whether the intensity and persistence of the
symptoms limit the individual’s ability to perform work-related
activities[.]
SSR 16-3p.
“[A]n individual’s attempts to seek medical treatment for symptoms and to
follow treatment once it is prescribed” will also be considered “when evaluating
whether symptom intensity and persistence affect the ability to perform work-
related activities.” Id. “[I]f the frequency or extent of the treatment sought by an
individual is not comparable with the degree of the individual’s subjective
complaints, or if the individual fails to follow prescribed treatment that might
improve symptoms, [the adjudicator] may find the alleged intensity and
persistence of an individual’s symptoms are inconsistent with the overall
evidence of record.” Id. However, the adjudicator “will not find an individual’s
symptoms inconsistent with the evidence in the record on this basis without
considering possible reasons he or she may not comply with treatment or seek
treatment consistent with the degree of his or her complaints.” Id. In considering
an individual’s treatment history, the adjudicator may consider, inter alia, one or
more of the following:
• That the individual may have structured his or her activities to
minimize symptoms to a tolerable level by avoiding physical
activities or mental stressors that aggravate his or her
stressors;
• That the individual may receive periodic treatment or
evaluation for refills of medications because his or her
symptoms have reached a plateau;
• That the individual may not agree to take prescription
medications because the side effects are less tolerable than
the symptoms;
• That the individual may not be able to afford treatment and
may not have access to free or low-cost medical services;
• That a medical source may have advised the individual that
there is no further effective treatment to prescribe or
recommend that would benefit the individual;
• That due to various limitations (such as language or mental
limitations), the individual may not understand the appropriate
treatment for or the need for consistent treatment.
Id.
B. The ALJ’s Decision
At step two of the five-step sequential evaluation process,3 the ALJ found
that Plaintiff’s degenerative disc disorder was a severe impairment.4 (Tr. 38-39.)
At step three, the ALJ found that Plaintiff did not have an impairment or
3 The Commissioner employs a five-step process in determining disability. See
20 C.F.R. §§ 404.1520(a)(4)(i)-(v), 416.920(a)(4)(i)-(v).
4 The ALJ found that Plaintiff’s obesity and mental impairments, including
anxiety, depression/affective disorder, and somatoform disorder, were non-severe. (Tr.
39-40.)
combination of impairments that met or medically equaled the severity of one of
the listed impairments. (Tr. 41.)
The ALJ then found that, through the date of the decision, Plaintiff had the
residual functional capacity (“RFC”) to perform light work, but with the following
limitations:
. . . the climbing of ramps, stairs, ladders, ropes, scaffolds,
balancing, stooping (bending at the waist), kneeling, crouching
(bending at the knees), and crawling must be limited to occasionally.
In addition[,] with the assigned workspace, there must be less than
occasional (seldom/rare) exposure to hazards, such as unprotected
heights or moving machinery.
(Id.) In making these findings, the ALJ stated she had considered Plaintiff’s
statements and testimony regarding Plaintiff’s symptoms and the opinion
evidence. (Tr. 41.) The ALJ noted that Plaintiff alleged “disability due to spinal
stenosis[,] nerve damage in [her] foot[,] ocular herpes[,] herniated disc[,] bulging
disc[,] high blood pressure[,] anxiety[,] and high cholesterol.” (Id.) The ALJ
noted that Plaintiff claimed she stopped working in March 2014 due to her
conditions, and that since filing her claim, her symptoms had worsened. (Tr. 42.)
The ALJ also considered Plaintiff’s adult function reports and anxiety and pain
questionnaires and noted that Plaintiff’s statements were of the same nature as
the subjective complaints she testified to during her hearing. (Id.) The ALJ noted
that Plaintiff reported “difficulty lifting, squatting, bending, standing, reaching,
walking, sitting, kneeling, talking, climbing stairs, seeing, memory [sic],
completing tasks, concentrating, understanding, following instructions, and using
her hands.” (Id.)
The ALJ then summarized Plaintiff’s hearing testimony as follows:
The claimant testified that she [was] unable to work because she
[was] in constant pain. She report[ed] she [was] unable to stand for
“any length of time” and her spine hurt[] “a lot.” She also testified her
prescribed medications cause[d] side effects, including constipation,
liver problems, and balance problems. The claimant testified she
[did] not take illegal drugs; however, when I asked again, she
admitted to the use of marijuana on occasion and she reported she
d[id] not have a medical card for this use. The claimant testified she
ha[d] a difficult time lifting her dog, who [weighed] 12 pounds. She
testified as well [that] she [was] able to sit to watch a half hour show
and [was] able to stand for approximately 30 minutes. The claimant
testified her doctor prescribed a walker, but the claimant brought a
cane, rather than the walker, to the hearing. The claimant testified
she forg[ot] things and reported she suffer[ed] from severe mental
health problems. The claimant also testified she live[d] with her ex-
husband.
(Id.) The ALJ then found that while Plaintiff’s “medically determinable
impairments could reasonably be expected to cause the alleged symptoms[,] . . .
[her] statements concerning the intensity, persistence and limiting effects of
these symptoms [were] not entirely consistent with the medical evidence and
other evidence in the record.” (Id.) The ALJ then noted that, “considering the
subjective factors in this case pursuant to SSR 16-3p and 20 C.F.R. [§§]
404.1529 and 416.929,” Plaintiff’s allegations were analyzed in terms of:
[d]aily activities; the location, duration, frequency, and intensity of
pain or other symptoms; factors that precipitate and aggravate
symptoms; the type, dosage, effectiveness, and side effects of any
medication an individual takes or has taken to alleviate pain or other
symptoms; treatment, other than medication, an individual receives
or has received for relief of pain or other symptoms; any measure
other than treatment an individual uses or has used to relieve pain or
other symptoms; and any other factors concerning an individual’s
functional limitations and restrictions due to pain or other symptoms.
(Id.) The ALJ then concluded that “[g]enerally, [Plaintiff’s] statements that she
[was] disabled and unable to work [were] inconsistent with the medical evidence
of record” and were therefore inconsistent with the ALJ’s determination. (Id.)
In assessing Plaintiff’s RFC, the ALJ summarized the objective medical
evidence as follows:
The claimant suffer[ed] from degenerative disc disorder. An MRI of
the claimant's lumbar spine showed multilevel degenerative changes
with diffuse disc bulge, osteophytes, arthrosis, and some foraminal
narrowing (Exhibit 8F/4, see also 7F). However, straight leg raising
test was negative bilaterally (Exhibit 12F/3). She underwent a
laminectomy/foraminotomy and facet thermal ablation in 2013
(Exhibit 12F/2). The claimant was diagnosed with post-laminectomy
syndrome (Exhibit 12F/4). She was prescribed a variety of
medications including baclofen, oxycodone, morphine, and MS
Contin (Exhibit 12F/4). Additionally, the claimant was “strongly
advised” to lose weight to reduce pressure on her joints and lower
back (Exhibit 12F/4). She was instructed to diet and exercise in order
to lose weight (Exhibit 12F/4). The medical evidence of record
document[ed] the claimant walk[ed] with an antalgic gait. She use[d]
an assistive device (Exhibit 12F/3, l0F/1). Generally, this assistive
device ha[d] been a single point cane, although the claimant alleged
she was prescribed a walker.
(Tr. 42-43.) The ALJ then found that, due to Plaintiff’s degenerative disc disorder
and associated pain, she experienced limitations in the ability to perform postural
activities. (Tr. 43.) The ALJ also found that Plaintiff’s exposure to hazards must
be limited due to her gait problems and the side effects of the narcotic pain
medications. (Id.)
With respect to Plaintiff’s allegations of pain, the ALJ summarized the
evidence as follows:
The medical evidence of record documents consistent complaints of
debilitating pain. For example, the claimant continually reports pain,
which she classifies as mid to low back pain that radiates into the
bilateral lower extremities (Exhibit 12F/1). She reported difficulty
walking, bending, and lifting (Exhibit 12F/1). She reported frequent
falls due to bilateral leg numbness (Exhibit 12F/1). The claimant
reported difficulty with activities of daily living such as dressing
(Exhibit 12F/6). The claimant was diagnosed with fibromyalgia
based primarily on her reports of widespread pain and weakness
(Exhibit 12F/4). [She was] [p]rescribed Elavil for fibromyalgia (Exhibit
12F/4).
(Id.) The ALJ then summarily stated that she had “considered the claimant’s
allegations of pain when determining” Plaintiff’s RFC. (Id.)
The ALJ then accorded great weight to the opinion evidence of James
Patty, M.D., a State agency consultant, that Plaintiff could perform light exertional
work and was limited to occasional postural limitations.5 (Id.) The ALJ explained
that although Dr. Patty was a non-examining medical source, his opinion was
entitled to great weight because it was supported by the medical evidence. (Id.)
The ALJ found that Dr. Patty’s RFC assessment was reasonable and consistent
with the objective medical evidence, but based on the totality of the evidence
presented, she found it reasonable to limit Plaintiff’s exposure to hazards. (Id.)
The ALJ accorded “some weight” to the opinions of State agency
psychological consultants Michael Zelenka, Ph.D. and Deborah Carter, Ph.D.
5 Dr. Patty completed a residual functional capacity assessment on June 3, 2015
following a review of the records. (Tr. 142-46.)
(Id.) The ALJ found that Dr. Zelenka’s and Dr. Carter’s opinions that Plaintiff’s
mental impairments were non-severe, despite being based on the old listings,
were consistent with the ALJ’s findings. (Id.) The ALJ also accorded partial
weight to the January and April 2015 third-party function reports completed by
Plaintiff’s ex-husband and caretaker, Jeffrey Hamill. (Tr. 44.) The ALJ found Mr.
Hamill’s statements regarding Plaintiff’s daily activities, i.e., that she was able to
drive, shop, and manage her finances, and that she read and watched television
for pleasure, to be consistent with other evidence of record regarding Plaintiff’s
daily activities and functional limitations. (Id.) The ALJ concluded that the RFC
determination was based on “the objective medical evidence of record, such as
hospital and treatment records[,] as well as the subjective evidence consisting of
the testimony and previous statements of the claimant as to her abilities to
complete daily activities.” (Id.)
The ALJ then determined that, based on the testimony of the vocational
expert (“VE”), Plaintiff was capable of performing her past relevant work as a
general merchandise salesperson and as a real estate agent as generally
performed. (Id.) Thus, the ALJ found that Plaintiff was not disabled at any time
from March 5, 2014, the alleged onset date, through September 21, 2017, the
date of the decision. (Tr. 45.)
C. Analysis
The Court agrees with Plaintiff that the ALJ erred in her evaluation of
Plaintiff’s subjective complaints in determining the RFC. Although the ALJ found
that Plaintiff’s medically determinable impairments could reasonably be expected
to cause her alleged symptoms, the ALJ concluded that Plaintiff’s statements
concerning the intensity, persistence and limiting effects of these symptoms were
not “entirely consistent with the medical evidence and other evidence in the
record.” (Tr. 42.) In discrediting Plaintiff’s subjective complaints, the ALJ stated
that she had considered the subjective factors pursuant to SSR 16-3p, 20 C.F.R
§§ 404.1529, 416.929, which she merely listed. (Id.) Rather than specifically
discuss the factors pursuant to SSR 16-3p, the ALJ summarily concluded that
Plaintiff’s “statements that she [was] disabled and unable to work [were]
inconsistent with the medical evidence of record and therefore inconsistent with
[her] determinations.” (Id.)
In support of the RFC finding, the ALJ referred to Plaintiff’s underlying
physical conditions, prescribed medications, her use of an assistive device, and
found that, based on Plaintiff’s degenerative disc disorder and associated pain,
Plaintiff experienced limitations in her ability to perform postural activities and
limited in her exposure to hazards. (Tr. 43.) Although the ALJ acknowledged
that the record reflected Plaintiff’s consistent complaints of debilitating pain and
noted Plaintiff’s fibromyalgia diagnosis, the ALJ merely stated that she had
“considered the claimant’s allegations of pain when determining [] the claimant’s
residual functional capacity.” (Id.) In support of her decision, the ALJ also cited
to and provided great weight to the June 2015 opinion of non-examining State
agency consultant, Dr. Patty, that Plaintiff was capable of performing light
exertional work and that she was limited to occasional postural activities.6 (Id.)
As Plaintiff correctly argues, her failed lumbar laminectomy/foraminotomy
and failed facet thermal ablation (Tr. 542, 545), her inability to go forward with
recommended lumbar fusion surgery due to insurance and financial issues (Tr.
423-27, 557), and her lack of improvement despite an aggressive pain
management plan including morphine and other narcotic pain medication (Tr.
546, 553, 556-57, 588, 614, 623, 628, 638-39, 642, 648), “support[] her testimony
that she has a crippling level of pain.” (Doc. 18.) The overall medical record
consistently shows that Plaintiff suffered from severe pain and required surgery.
(See, e.g., Tr. 427 (“The patient follow[ed] up for further discussion for closed left
6 The ALJ also gave partial weight to Plaintiff’s ex-husband’s statements and
appears to have found that his statements regarding Plaintiff’s activities of daily living
(driving, shopping, reading, watching television) supported the RFC finding. (Tr. 44.)
However, the performance of limited daily activities is not necessarily inconsistent with
allegations of disability. See, e.g., Flynn v. Heckler, 768 F.2d 1273, 1275 (11th Cir.
1985) (per curiam) (reversing and remanding the case to the Commissioner for lack of
substantial evidence to support the finding that the claimant had no severe impairment,
even though the claimant testified that she performed housework for herself and her
husband, accomplished other light duties in the home, and “was able to read, watch
television, embroider, attend church, and drive an automobile short distances”); White v.
Barnhart, 340 F. Supp. 2d 1283, 1286 (N.D. Ala. 2004) (holding that substantial
evidence did not support the decision denying disability benefits, even though the
claimant reported that she took care of her own personal hygiene, cooked, did
housework with breaks, helped her daughter with homework, visited her mother,
socialized with friends sometimes, and, on a good day, drove her husband to and from
work, but needed help with grocery shopping, and could sit, stand, or walk for short
periods of time). Rather, the record shows that Plaintiff’s activities of daily living were
“very” limited, and demonstrates that she needed assistance with bathing, dressing,
grooming, and walking and that she relied primarily on her ex-husband for help. (See,
e.g., Tr. 310-17; Tr. 611.)
L5-S1 OLIF. She again reviewed symptomology and progressive[ly] increasing
back pain and left greater than right lower extremity radicular symptoms. The
planned procedure was again discussed in detail. She seem[ed] to be more
comfortable with the idea [of] proceeding with surgery due to her increased
intolerable pain and escalating medication requirements. Surgery will be
scheduled accordingly.”); Tr. 546 (“Mrs. Hamill has suffered from chronic
disabling pain which has caused psychological, social, and physical impairment.
She has tried unsuccessfully to have this pain relieved using conservative
treatment for pain management. . . . Mrs. Hamill ha[d] several points of
tenderness along the lower back musculature and several points of tenderness
along the mid back musculature necessitating separate trigger point injections on
the affected areas. It [was] a medical necessity that the patient [underwent]
intervention of pain management to alleviate the painful syndrome and to return
to a more functional quality of life. . . . An attempt to alleviate the patient[‘s] [pain]
with a less invasive treatment ha[d] not been successful.”); Tr. 611 (“The patient
report[ed] that she ha[d] been in constant pain which [made] her feel very
depressed and dysfunctional. Patient report[ed] difficulty sleeping at night. She
[was] very limited in her [activities of daily living] [and] need[ed] assistance with
dressing and walking as associated symptoms. The patient use[d] a [cane] to
assist with ambulation.”).)
Here, the ALJ failed to provide adequate reasons for rejecting Plaintiff’s
testimony regarding her pain. The ALJ’s failure to clearly articulate specific
reasons for discounting Plaintiff’s testimony regarding the severity and limiting
effects of her pain, or how her pain symptoms and the limiting effects thereof
were inconsistent with the medical evidence, prevents the Court from
determining whether the ALJ properly evaluated Plaintiff’s symptoms. See SSR
16-3p (“In evaluating an individual’s symptoms, it is not sufficient for our
adjudicators to make a single, conclusory statement that ‘the individual’s
statements about his or her symptoms have been considered’ or that ‘the
statements about the individual’s symptoms are (or are not) supported or
consistent.’ It is also not enough for our adjudicators simply to recite the factors
described in the regulations for evaluating symptoms. The determination or
decision must contain specific reasons for the weight given to the individual’s
symptoms, be consistent with and supported by the evidence, and be clearly
articulated so the individual and any subsequent reviewer can assess how the
adjudicator evaluated the individual’s symptoms.”); see also Dyer v. Barnhart,
395 F.3d 1206, 1210 (11th Cir. 2005). When “an ALJ discredits a claimant’s
testimony, the ALJ must articulate, explicitly and adequately, reasons for not
crediting the testimony.” Gray v. Comm’r of Soc. Sec., No. 8:17-cv-1157-T-JSS,
2018 WL 3805866, *6 (M.D. Fla. Aug. 10, 2018) (citing Holt v. Sullivan, 921 F.2d
1221, 1223–24 (11th Cir. 1991)). “‘Implicit in this rule is the requirement that
such articulation of reasons . . . be supported by substantial evidence.’” Gray,
2018 WL 3805866, at *6 (quoting Hale v. Bowen, 831 F.2d 1007, 1012 (11th Cir.
1987).
Based on the foregoing, the ALJ’s evaluation of Plaintiff’s subjective
complaints, in light of the record as a whole, is not supported by substantial
evidence.7 Therefore, this case will be reversed and remanded with instructions
to the ALJ to reconsider Plaintiff’s subjective complaints and the medical record
as a whole.
Accordingly, it is ORDERED:
1. The Commissioner’s decision is REVERSED and REMANDED for
further proceedings consistent with this Order, pursuant to sentence four of 42
U.S.C. § 405(g) with instructions to the ALJ to: (a) reconsider Plaintiff’s subjective
complaints; (b) re-evaluate Plaintiff’s RFC assessment, if necessary; and (c)
conduct any further proceedings deemed appropriate.
2. The Clerk of Court is directed to enter judgment accordingly,
terminate any pending motions, and close the file.
3. In the event that benefits are awarded on remand, any § 406(b) or §
1383(d)(2) fee application shall be filed within the parameters set forth by the
Order entered in In re: Procedures for Applying for Attorney’s Fees Under 42
7 Because the Court reverses based on the first issue raised by Plaintiff, the
Court does not fully analyze the second issue raised on appeal. Nevertheless, the
Court finds that the ALJ also committed reversible error in failing to consider, “severe or
not,” Plaintiff’s mental impairments when assessing the Plaintiff’s RFC and, “as a result
of this error,” the Court cannot find that the ALJ’s failure to consider Plaintiff’s mental
impairments as severe was harmless. See Schink v. Comm’r of Soc. Sec., --F.3d--, No.
17-14992, 2019 WL 4023639, at *17 (11th Cir. Aug. 27, 2019) (“In short, the ALJ
provided no real assessment of how Schnick’s mental impairments—including
depression, mania, and ager—affected his ability to work. The assessment was
therefore inadequate.”).
U.S.C. §§ 406(b) & 1383(d)(2), Case No.: 6:12-mc-124-Orl-22 (M.D. Fla. Nov.
13, 2012). This Order does not extend the time limits for filing a motion for
attorney’s fees under the Equal Access to Justice Act, 28 U.S.C. § 2412.
DONE AND ORDERED in Jacksonville, Florida, on September 23, 2019.
; MONTE C. RICHARDSON
UNITED STATES MAGISTRATE JUDGE
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