The opinion
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8 UNITED STATES DISTRICT COURT
9 SOUTHERN DISTRICT OF CALIFORNIA
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11 LINDA COOLEY, Case No.: 3:22-cv-1754-MMA-KSC
12 Plaintiff,
ORDER GRANTING IN PART
13 v. DEFENDANT’S MOTION TO
COMPEL [Doc. Nos. 33, 34]
14 C.R. BARD, INC. et al.,
DIRECTING FURTHER
15 SUBMISSIONS
Defendants.
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I. Introduction
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The parties’ Joint Discovery Motion is presently before the Court. See Doc. No. 34
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(the “Joint Motion”). The parties initially filed a version of the Joint Motion that omitted
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the evidentiary exhibits relevant to resolving the issues before the Court. Doc. No. 33. The
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substance of both Motions is the same: defendant is moving to compel production of
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plaintiff’s draft autobiography. The Court addresses them as a single request for relief that
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shall, as explained in this Order, be GRANTED IN PART.
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II. Factual Background
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This is a personal injury case, one of thousands of products liability cases filed
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against defendants C.R. Bard, Inc. and Bard Peripheral Vascular, Inc. (collectively “Bard”)
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based on Bard’s development and sale of retrievable inferior vena cava (“IVC”) filters. See
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1 generally Doc. No. 1 ¶¶ 9-59. Plaintiff’s doctor implanted Bard’s first generation IVC
2 filter, the Recovery filter, in plaintiff in 2005. Id. ¶ 60. In November 2020, plaintiff
3 discovered the filter had fractured. See id. At present, plaintiff alleges fragments of the
4 filter have lodged themselves in her heart, lung, and spine. See id.
5 During plaintiff’s deposition, she revealed she has been writing an as-yet-
6 unpublished autobiography. Doc. No. 34 at 2; Doc. No. 34-1 at 40. Specifically, when
7 asked whether she had visited any message boards or other forums in connection with her
8 IVC filter or lawsuit, she responded in part, “I’ve written a book. It’s in there . . . .” See
9 Doc. No. 34-1 at 40. After the deposition, defendant sought production of the draft
10 autobiography. Doc. No. 34 at 2.1 Plaintiff responded by producing excerpts from three
11 pages of the book, which, as construed by plaintiff, “mention or refer to the Bard IVC
12 Filter” at issue in this case. Doc. No. 34-1 at 51. Although defendants previously sought
13 production of the whole book, they agreed to limit their request to “portions of the book
14 covering from the year 2000 through the present, consistent with medical records discovery
15 in this case.” Doc. No. 34 at 2. Plaintiff has stood on her objections, producing only the
16 limited excerpts identified in her response to defendants’ discovery. Id. at 6.
17 III. Analysis of the Parties’ Discovery Dispute
18 A party seeking discovery may move the Court to issue an order compelling
19 production. Fed. R. Civ. P. 37(a). This Court has broad discretion to permit or deny
20 discovery. Hallett v. Morgan, 296 F.3d 732, 751 (9th Cir. 2002). Discovery must be
21 “relevant to any party's claim or defense and proportional to the needs of the case.” See
22 Fed. R. Civ. P. 26(b)(1). Ninth Circuit case law does not clearly answer the question of
23 whether the party seeking discovery bears an initial burden of demonstrating the relevance
24 of that discovery, or whether the party resisting discovery must make a showing of
25 irrelevance to sustain an objection. See Fei Fei Fan v. Yan Yao Jiang, 2023 U.S. Dist.
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1 LEXIS 6544, at *5-6 (D. Nev. Jan. 13, 2023); V5 Techs v. Switch, Ltc., 334 F.R.D. 306,
2 309-10 (D. Nev. 2019). It is settled, however, that if the information sought is relevant,
3 the party resisting discovery bears the ultimate burden of convincing the Court that the
4 discovery sought should not be permitted. See V5 Techs, 334 F.R.D. at 309 (citing
5 Blankenship v. Hearst Corp., 519 F.2d 418, 429 (9th Cir. 1975)).
6 Plaintiff has three objections to producing the book: (A) any pages other than those
7 produced are categorically irrelevant to this action; (B) even if it is relevant, producing the
8 entire draft autobiography is disproportionate to the needs of this case and needlessly
9 infringes on the privacy rights of plaintiff and third parties; and, (C) even if the
10 autobiography is otherwise discoverable, a small portion of the document is protected by
11 the attorney-client privilege and cannot be disclosed. The Court will address each argument
12 in turn.
13 (A) Whether the Autobiography is Relevant
14 Information sought in discovery must be “relevant to any party’s claim or defense.”
15 Fed. R. Civ. P. 26(b)(1). The Court’s discretion to determine relevancy is “broad.” See
16 Scherer v. FCA US, LLC, 538 F. Supp. 3d 1002, 1004 (S.D. Cal. 2021). This case is,
17 broadly speaking, about how plaintiff’s life has been negatively impacted by the
18 implantation of an allegedly defective inferior vena cava filter that fractured and caused
19 her serious injury. Part of her means of showing the allegedly negative impacts on her life
20 has been to testify that, post-fracture, she can no longer do the things in life that brought
21 her joy, at least in some respects. See Doc. No. 34-1 at 34-35. Thus, depictions of plaintiff’s
22 life, such as those likely to be contained in an autobiography, are relevant because they
23 may rebut or bolster her claims about her limitations and the extent of her injuries. Even if,
24 as plaintiff suggests, the autobiography touches upon subjects like faith and family that
25 might not bear directly on her claims in this case, that does not bring the autobiography
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1 outside the broad scope of “relevant” information contained in Rule 26. Accordingly, the
2 Court concludes the autobiography is “relevant” to plaintiff’s claims and the objection on
3 the basis of irrelevance is OVERRULED.
4 (B) Whether Discovery is Disproportionate to the Needs of the Case and
5 Invasive of Plaintiff’s and Third-Party Privacy
6 Even if the autobiography is deemed relevant, plaintiff suggests discovery is
7 objectionably disproportionate and invasive of her privacy rights and the privacy rights of
8 third parties. See Doc. No. 34 at 7-8. Defendant argues the discovery is not disproportionate
9 because plaintiff’s damage allegations are “serious.” See id. at 3. Defendant further argues
10 any privacy objections are meritless or can be appropriately resolved with the stipulated
11 confidentiality order already in place. Id. at 3-4. The Court will address proportionality
12 first then turn to the privacy issue.
13 Assessing proportionality requires the Court to consider “the importance of the
14 issues at stake in the action, the amount in controversy, the parties’ relative access to
15 relevant information, the parties’ resources, the importance of the discovery in resolving
16 the issues, and whether the burden or expense of the proposed discovery outweighs its
17 likely benefit.” Fed. R. Civ. P. 26(b)(1). Plaintiff claims extensive, lifelong injuries in this
18 case. See, e.g., Doc. No. 1 ¶¶ 60, 74, 77, 93. As such, damages and the alleged limitations
19 on plaintiff’s lifestyle will be dominant issues at trial. Any physical activities or limitations,
20 or emotional distress described in plaintiff’s autobiography are clearly important factors
21 for evaluating and resolving pertinent issues. Her autobiographical story, written in her
22 own words, is clearly not otherwise accessible to defendant absent production in discovery.
23 Further, minimal expense or difficulty in producing the discovery is anticipated, as plaintiff
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2 The Court will accept the defendant’s offer to limit the scope of discovery to those
27 portions of the book that address plaintiff’s life from the year 2000 onwards. See Doc. No.
34 at 2. Portions of the book that address plaintiff’s life prior to the year 2000 may be
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1 already has the manuscript in her possession. An extra few hundred pages of discovery is
2 not excessive when compared to the fact that plaintiff has already produced 3,000 pages of
3 medical records and, in part because of the MDL litigation, defendant has produced copious
4 discovery relevant to this and other cases [see Doc. No. 15]. Thus, the Court concludes that
5 the information is subject to production under Rule 26(b)(1) and the benefits of producing
6 this information outweigh the burden placed on plaintiff. Finally, although plaintiff
7 suggests the information in the autobiography is “cumulative” of other discovery already
8 produced in this case such as plaintiff’s deposition, the statements made in her
9 autobiography, outside the context of litigation, will likely provide a more complete picture
10 of plaintiff’s abilities and limitations, which is highly important. Accordingly, the objection
11 based on proportionality is OVERRULED.
12 Plaintiff further objects to producing the manuscript because it would violate not
13 only her own expectation of privacy, but also that of third parties whose names are
14 referenced in the subject autobiography. See Doc. No. 34 at 8-19. Federal courts resolve
15 privacy objections by “balancing the need for the particular information sought against the
16 privacy right asserted.” See Laub v. Horbaczewski, 331 F.R.D. 516, 522 (C.D. Cal. 2019).
17 Privacy concerns, even if legitimate, may be resolved through the use of a protective order
18 that limits the scope of disclosure. See Oakes v. Halvorsen Marine Ltd., 179 F.R.D. 281,
19 284 (C.D. Cal. 1998); Romano v. AT&T Mobility Servs., LLC, 20-cv-698-JLS-KSC, 2020
20 WL 6741677, 2020 U.S. Dist. LEXIS 215003, at *8 (S.D. Cal. Nov. 17, 2020); Park v.
21 Jaguar Land Rover N. Am., LLC, 20-cv-242-BAS-MSB, 2020 WL 4784740, 2020 U.S.
22 Dist. LEXIS 149533, at 11 (S. D. Cal. Aug. 17, 2020).
23 Plaintiff suggests she herself has a privacy interest in the manuscript because she has
24 not yet published it, and she has only shown it to a select number of people. See Doc. No.
25 34 at 9; Doc. No. 34-1 at 60. This argument is not reasonable. The fact of the matter is,
26 plaintiff has shown the autobiography, or portions of it, to third parties with no connection
27 to this action. Doc. No. 34-1 at 60. Moreover, plaintiff may use the stipulated protective
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1 |jorder already in place to prevent disclosure of the draft autobiography to anyone not
2 connected to her court case.
3 As to the third parties, plaintiff merely states the book contains □□□□□□□□□□□
4 || information concerning her “family and friends.” Doc. No. 34-1 at 60. Although defendant
5 ||does not address the need for information about third parties, the Court cannot conceive
6 ||how the protective order already in place will insufficiently protect the identification of
7 || third parties so long as plaintiff designates the discovery as confidential before production.
8 || However, given the sensitive nature of the autobiographical content related to these third
9 || parties, the Court will further order that the names of third parties (and only their names)
10 be redacted to prevent the disclosure of their identities during discovery. If, however,
11 defendant later articulates a need to discover the identities of those third parties, the Court
12 || will revisit the issue upon request. For these reasons, plaintiff's privacy objection is
13 || OVERULED in part and SUSTAINED in part.
14 (C) Whether the Autobiography Contains Privileged Material
15 Plaintiffs discovery production of the three manuscript pages contains the following
16 redaction, which the Court includes here for convenience:
17 The doctor asked me if | had any more questions, and I said, “Yeah! Where is the
18 rest of the IVC filter??” She said I should see a vascular surgeon, and she set that
19 up for me. The vascular surgeon ordered a CT scan of my chest and my abdomen.
20 Unfortunately, they found one, possibly two, more of the struts in my heart. They
can clearly see one, but the second one they are seeing could possibly be
9 “artifact.” They cannot tell me how long those have been in my heart because
74 there are no past CT scans to compare. I do have an attorney. i
Ah Re > 2 aca i ee RTE TE:
The doctors, however, have been pretty encouraging. They keep
25 telling me I am a walking miracle. Imagine, two or three, inch long pieces of
26 titanium traveled up from my liver area, into my heart, and one traveled through
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1 See Doc. No. 34-1 at 53. Plaintiff claims the redacted information may be withheld under
2 the attorney-client privilege. Doc. No. 34 at 9. Defendant asserts the information has not
3 been shown to be privileged at all, and any privilege was waived through plaintiff’s
4 subsequent disclosures to third parties. Id. at 5-6.
5 Privileged information is generally not discoverable. Fed. R. Civ. P. 26(b)(1). In a
6 diversity case, state law governs a privilege claim. Fed. R. Evid. 501; In re Cal. Pub. Utils.
7 Comm’n, 892 F.2d 778, 781 (9th Cir. 1989). This is a diversity case alleging violations of
8 state tort law. See generally Doc. No. 1. Accordingly, California law, not federal common
9 law, controls this issue. California law makes “a confidential communication between
10 client and lawyer” privileged from discovery. Cal. Evid. Code § 954. A “confidential
11 communication between client and lawyer” is defined as any “information transmitted
12 between a client and his or her lawyer in the course of that relationship and in confidence
13 by a means which, so far as the client is aware, discloses the information to no third persons
14 other than those who are present to further the interest of the client in the consultation or
15 those to whom disclosure is reasonably necessary for the transmission of the information
16 or the accomplishment of the purpose for which the lawyer is consulted, and includes a
17 legal opinion formed and the advice given by the lawyer in the course of that relationship
18 . . . .” Id. § 952. The right to claim a privilege is, however, “waived with respect to a
19 communication protected by the privilege if any holder of the privilege, without coercion,
20 has disclosed a significant part of the communication.” Id. § 912(a). Disclosure of attorney-
21 client privileged communications will not waive the privilege “when disclosure is
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3 The language quoted in this Order is itself on an excerpt of the portions of the
27 autobiography produced by plaintiff, which explains why it appears incomplete. Plaintiff’s
complete production appears in the record. See Doc. No. 34-1 at 51-54. The Court has only
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1 reasonably necessary for the accomplishment of the purpose for which the lawyer . . . was
2 consulted.” Id. § 912(d).4
3 The party asserting the privilege has the burden of establishing the existence of the
4 privilege by showing a communication was made between client and lawyer in furtherance
5 of the lawyer’s services. See Costco Wholesale Corp. v. Superior Ct., 219 P.3d 736, 741
6 (Cal. 2009); Behunin v. Superior Ct., 215 Cal. Rptr. 3d 475, 484 (Ct. App. 2017). The party
7 claiming privilege likewise bears the burden of establishing the privileged communication
8 remained confidential and was not disclosed to any third party such as to waive the
9 privilege. Behunin, 215 Cal. Rptr. 3d at 484; accord Sony Comput. Ent. Am., Inc. v. Great
10 Am. Ins. Co., 229 F.R.D. 632, 634 (N.D. Cal. 2005).
11 The Court must first determine whether plaintiff has shown the privilege applies to
12 the redacted information. Importantly, “the privilege does not apply to every single
13 communication transmitted confidentially between lawyer and client. Rather, the heartland
14 of the privilege protects those communications that bear some relationship to the attorney's
15 provision of legal consultation.” L.A. Cty. Bd. of Supervisors v. Superior Ct., 386 P.3d 773,
16 779 (Cal. 2016). As applied here, the substance of the redactions in the subject
17 autobiography is currently unknown to the Court, and it is not clear that the redacted
18 material constitutes a confidential communication between plaintiff and her attorney
19 related to the provision of legal services.
20 Counsel argues “[t]he [redacted] sentence refers to an attorney-client
21 communication.” Doc. No. 34 at 9. But the arguments of counsel are not evidence. See
22 Carrilo-Gonzalez v. INS, 353 F.3d 1077, 1079 (9th Cir. 2003). Plaintiff also submitted a
23 declaration to support her attorney client assertion as set forth in the Joint Motion. See Doc.
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4 The analysis of whether a disclosure was “reasonably necessary” is often the same
27 for California Evidence Code sections 912 and 954. See Behunin v. Superior Ct., 215 Cal.
Rptr. 3d 475, 483 (Ct. App. 2017); McKesson HBOC, Inc. v. Superior Ct., 9 Cal. Rptr. 3d
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1 No. 34-1 at 60. The declaration, however, does not address the substance of the redacted
2 information claimed to be privileged; nor do any of the other exhibits attached to the Joint
3 Motion demonstrate the privileged nature of the communication. There is, therefore, no
4 evidence from which the Court can conclude the redacted information at issue is privileged.
5 Accordingly, the Court ORDERS the parties to take the following steps towards
6 resolving this dispute: counsel for both parties shall promptly meet and confer
7 (telephonically or in person) about whether the parties will stipulate to have the Court
8 review the purportedly privileged communication in camera to rule on the claim of
9 privilege.5 If neither party objects to in camera review, the parties shall file a joint notice
10 of lodgment so stating, and plaintiff shall lodge an unredacted copy of the manuscript page
11 to the Court’s efile inbox. If either party objects to in camera review, then plaintiff shall
12 file competent evidence to support her contention that the attorney-client privilege applies
13 to the redacted material. If she cannot do so, the Court’s ruling will be that plaintiff has not
14 established the application of the attorney-client privilege to justify redaction of the
15 autobiography as produced.
16 As to waiver, if the manuscript does in fact contain attorney client privileged
17 communications, the parties agree that disclosing such information to third parties would
18 waive the privilege. They dispute instead whether plaintiff has in fact made such a
19 disclosure. See Doc. No. 34 at 6, 9. In her deposition, plaintiff testified that she had shared
20 drafts of her autobiography with “a couple of people.” Id. In her supplemental declaration,
21 she states the “current version” of the book has been shared with nobody other than her
22 attorneys. Doc. No. 34-1 at 60. The Court notes plaintiff has not said “I did not disclose a
23 version of the manuscript including the redacted sentence to anyone other than my
24 attorneys,” which is what she needs to establish to demonstrate that no waiver has been
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27 5 In camera review is an effective means of ruling on a claim of privilege because the
material itself may facially demonstrate the existence of a privilege. Cf. Aroeste v. United
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1 ||made. Thus, if ruling solely on the information thus far presented, the Court would
2 conclude that plaintiff waived the privilege. Given the importance of the privilege at stake,
3 ||however, the Court ORDERS plaintiff to file a supplemental declaration describing the
4 ||identity of each person to whom she has disclosed the manuscript, the approximate dates
5 || of any such disclosures, and whether the copies of the manuscript disclosed to third parties
6 || contained the redacted sentence at issue.
7 IV. Conclusion
8 Defendant’s motion to compel is GRANTED IN PART AND DENIED IN PART
9 || as explained in this Order:
10 (1) Plaintiff shall produce a further discovery response to defendant’s RFP No.
11 ||33 and the responsive autobiography pages on or before February 1, 2024;
12 (2) Plaintiff may redact the names of third parties to protect their privacy;
13 (3) The information claimed to be privileged shall remain redacted until the Court
14 |/issues a further order;
15 (4) Onor before February 1, 2024, plaintiff shall submit supplemental evidence
16 |/ as directed in this Order. If the parties stipulate to in camera review, the parties shall jointly
17 a notice of lodgment and plaintiff shall lodge the at-issue document. The Court will
18 |/issue a further order on the privilege claim after reviewing the further submissions.
19 (5) If, however, the parties do not stipulate to in camera review and plaintiff
20 |/cannot, or chooses not to, submit additional evidence, plaintiff shall also unredacted the
21 |/information claimed to be privileged and produce it simultaneously with the other
22 ||documents produced in response to this Order.
23 IT IS SO ORDERED
24 ||Dated: January 25, 2024 Jl. Ke
6 Hori. Karen 8S. Crawford
United States Magistrate Judge
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