Federal courts “may take notice of proceedings in other 26 courts, both within and without the federal judicial system, if those proceedings have a direct relation to matters at issue.”
How later courts described this case
- Federal courts “may take notice of proceedings in other 26 courts, both within and without the federal judicial system, if those proceedings have a direct relation to matters at issue.”
- Heck applied 15 even though prisoners disclaimed seeking relief which would affect the validity of their sentence
Written by the judges who cited it.
The opinion
1
2
3
4 UNITED STATES DISTRICT COURT
5 NORTHERN DISTRICT OF CALIFORNIA
6
7 ANDREW L. MOFFETT, Case No. 20-cv-02051-EMC
8 Plaintiff,
ORDER GRANTING DEFENDANT’S
9 v. MOTION FOR SUMMARY
JUDGMENT
10 BENEFIELD,
Docket No. 31
11 Defendant.
12
13
14 I. INTRODUCTION
15 In this pro se prisoner’s civil rights action, Andrew Moffett alleges that correctional officer
16 J. Benefield violated his right to due process by falsely accusing him of assaulting another
17 prisoner, which resulted in Mr. Moffett losing good-time credits and receiving a ten-month term in
18 the Special Housing Unit (SHU).
19 Defendant Benefield now moves for summary judgment on multiple grounds, including
20 that Mr. Moffett’s claim is Heck-barred. Docket No. 31 (“MSJ”). For the reasons discussed
21 below, the Court agrees with this dispositive argument, and concludes that Defendant Benefield is
22 entitled to summary judgment.
23 II. BACKGROUND
24 A. The Disciplinary Proceeding
25 Mr. Moffett alleges that on March 17, 2016, there was a riot on the C Yard at Salinas
26 Valley State Prison (SVSP). Docket No. 9 at 3. He alleges that Mr. Benefield, his assigned
27 building correctional officer, falsely accused him of assaulting another prisoner, although Mr.
1 ten-month SHU term. Id. Mr. Moffett alleges that he is “a known prison litigationist,” and that
2 prior to the incident, Mr. Benefield had warned him not to use a typewriter he had purchased “for
3 any documentation against SVSP administration.” Id.
4 Mr. Moffett alleges that he was “misidentified” in the disciplinary violation report
5 regarding the assault. Docket No. 9 at 4. Although Mr. Moffett stated in the FAC that he did not
6 lose credits because he has a life sentence, see id., he now appears to concede that he did lose
7 credits, see Docket No. 38 (“Opposition”) at 2. Defendant Benefield has introduced evidence that
8 Mr. Moffett did lose credits, see Docket No. 31-4 (“Kessler Declaration”) ¶ 15, and as explained
9 in the Court’s prior order Mr. Moffett no longer is serving a life sentence, see Docket No. 30 at 16.
10 B. Relevant Procedural History
11 Mr. Moffett initiated the lawsuit on March 24, 2020, Docket No. 1, and the first amended
12 complaint (“FAC”) is the operative complaint. Docket No. 9. The Court screened the FAC and
13 found a single cognizable claim: that Defendant had violated Mr. Moffett’s due process rights in
14 connection with the disciplinary proceeding. Docket No. 10. The Court explained that false
15 disciplinary charges generally are not actionable. See id. at 3. However, the Court “liberally
16 construed” the FAC to “assert[] that the evidence was insufficient to support the disciplinary decision
17 such that he did not receive the procedural protection of a decision supported by some evidence,” a due
18 process claim. Id. at 4.
19 Defendant Benefield filed an earlier motion to dismiss this action as time-barred. See
20 Docket No. 15. Defendant Benefield argued that the statute of limitations for a civil rights action
21 is two years, which the State of California tolls for an additional two years for prisoners who are
22 not serving a life sentence. See id. at 7. Defendant Benefield argued that Mr. Moffett had been
23 sentenced to life without the possibility of parole, and therefore was not entitled to the two years’
24 tolling. See id. Because Mr. Moffett filed this action four years after the events at issue,
25 Defendant Benefield argued it was time-barred by two years. See id.
26 The Court rejected Defendant Benefield’s argument because Mr. Moffett’s circumstances
27 had changed. As the Court explained,
possibility of parole (LWOP), see People v. Moffett, No. A143724,
1 2016 WL 7131542, at *1 (Cal. Ct. App. Dec. 7, 2016), he meets the
qualifications of California’s youthful offender law. Cal. Penal
2 Code § 3051. Mr. Moffett committed the offense of conviction
before he turned 18. See Moffett, 2016 WL 7131542 at *1. In 2017,
3 the youthful offender law was amended to provide for parole
eligibility after 25 years of incarceration for people sentenced to life
4 without the possibility of parole for crimes committed before they
turned 18 years old. Cal. Penal Code § 3051(b)(4) (eff. Jan. 1, 2018
5 to Dec. 31, 2019). CDCR’s inmate locator website indicates that
Mr. Moffett becomes eligible for parole in April 2029.
6
7 Docket No. 30 at 16 & n.6 (taking judicial notice of California’s Inmate Locator) (citing United
8 States v. Basher, 629 F.3d 1161, 1165 n.2 (9th Cir. 2011) (taking judicial notice of Bureau of
9 Prisons inmate locator)).1 The Court also noted that Mr. Moffett was eligible to earn good-time
10 credit, and that he had been assessed some of those credits as punishment for the disciplinary
11 violation at issue in this action. See id. at 17.
12 Because Mr. Moffett no longer was sentenced to life without the possibility of parole, and
13 in fact had earned and been assessed good-time credit, the Court concluded that the California
14 tolling statute applied to his damages claim and denied Defendant Benefield’s motion to dismiss
15 as to Mr. Moffett’s claim for damages. See id. at 16-19. However, the Court noted that California
16 does not toll claims for equitable relief, and so dismissed Mr. Moffett’s claim for injunctive relief
17 as time-barred. See id. at 19.
18 III. VENUE AND JURISDICTION
19 Venue is proper in the Northern District of California because some of the events or
20 omissions giving rise to the complaint occurred at a prison in Monterey County, which is located
21 within the Northern District. See 28 U.S.C. §§ 84, 1391(b). The Court has federal question
22 jurisdiction over this action brought under 42 U.S.C. § 1983. See 28 U.S.C. § 1331.
23
24
1 See also People v. Moffett, Appeal No. A143724, 2019 WL 479056, at *2 (Cal. Ct. App. Feb. 7,
2019) (unpublished) (noting that Mr. Moffett became entitled to a parole hearing upon passage of
25
California Senate Bill 394). See also U.S. ex rel. Robinson Rancheria Citizens Council v. Borneo,
Inc., 971 F.2d 244, 248 (9th Cir. 1992) (Federal courts “may take notice of proceedings in other
26
courts, both within and without the federal judicial system, if those proceedings have a direct
relation to matters at issue.”) (internal citation and quotation marks omitted). Court orders and
27
other court documents are proper subjects of judicial notice, see id., as are records of court
1 IV. LEGAL STANDARD FOR SUMMARY JUDGMENT
2 Summary judgment is proper where the pleadings, discovery and affidavits show that there
3 is “no genuine dispute as to any material fact and [that] the moving party is entitled to judgment as
4 a matter of law.” Fed. R. Civ. P. 56(a). A court will grant summary judgment “against a party
5 who fails to make a showing sufficient to establish the existence of an element essential to that
6 party’s case, and on which that party will bear the burden of proof at trial . . . since a complete
7 failure of proof concerning an essential element of the nonmoving party’s case necessarily renders
8 all other facts immaterial.” Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). A fact is
9 material if it might affect the outcome of the lawsuit under governing law, and a dispute about
10 such a material fact is genuine “if the evidence is such that a reasonable jury could return a verdict
11 for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
12 When a defendant moves for summary judgment on an affirmative defense on which he
13 bears the burden of proof at trial, he must come forward with evidence which would entitle him to
14 a directed verdict if the evidence went uncontroverted at trial. See Houghton v. South, 965 F.2d
15 1532, 1536 (9th Cir. 1992). The failure to exhaust administrative remedies is an affirmative
16 defense that must be raised in a motion for summary judgment. See Albino v. Baca, 747 F.3d
17 1162, 1166 (9th Cir. 2014) (en banc). On a motion for summary judgment for nonexhaustion, the
18 defendant has the initial burden to prove “that there was an available administrative remedy, and
19 that the prisoner did not exhaust that available remedy.” Id. at 1172. If the defendant carries that
20 burden, the “burden shifts to the prisoner to come forward with evidence showing that there is
21 something in his particular case that made the existing and generally available administrative
22 remedies effectively unavailable to him.” Id. The ultimate burden of proof remains with the
23 defendant, however. Id. If material facts are disputed, summary judgment should be denied, and
24 the “district judge rather than a jury should determine the facts” on the exhaustion question, id. at
25 1166, “in the same manner a judge rather than a jury decides disputed factual questions relevant to
26 jurisdiction and venue,” id. at 1170-71.
27 A verified complaint may be used as an opposing affidavit under Rule 56, as long as it is
1 v. McDonald, 55 F.3d 454, 460 & nn.10-11 (9th Cir. 1995) (treating plaintiff’s verified complaint
2 as opposing affidavit where, even though verification not in conformity with 28 U.S.C. § 1746,
3 plaintiff stated under penalty of perjury that contents were true and correct, and allegations were
4 not based purely on his belief but on his personal knowledge). The FAC was made under penalty
5 of perjury and therefore is considered as evidence.
6 A court’s function on a summary judgment motion is not to make credibility
7 determinations or weigh conflicting evidence with respect to a disputed material fact. See T.W.
8 Elec. Serv. v. Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987). The evidence must
9 be viewed in the light most favorable to the nonmoving party, and inferences to be drawn from the
10 facts must be viewed in the light most favorable to the nonmoving party. See id. at 631.
11 V. DISCUSSION
12 Defendant Benefield moved for summary judgment on the basis that Mr. Moffett was not
13 denied due process, see MSJ at 9-12; Defendant Benefield did not adjudicate the disciplinary
14 hearing, see id. at 12-13; Mr. Moffett’s claim is Heck-barred, see id. at 13-15; and Defendant
15 Benefield is entitled to qualified immunity, see id. at 15-17. The Court agrees that Mr. Moffett’s
16 claim is Heck-barred, and so need not address Defendant Benefield’s other arguments.
17 Mr. Moffett’s claim for damages is barred by the Heck rule because the claims are closely
18 tied to Mr. Moffett’s alleged entitlement to release from custody.
19 In Heck v. Humphrey, 512 U.S. 477, 486-87 (1994), the Supreme Court held that a plaintiff
20 cannot bring a civil rights action for damages for a wrongful conviction or imprisonment, or for
21 other harm caused by actions whose unlawfulness would render a conviction or sentence invalid,
22 unless that conviction or sentence or other decision already has been determined to be wrongful.
23 See Heck, 512 U.S. at 486-87. A conviction or sentence may be determined to be wrongful by, for
24 example, being reversed on appeal or being set aside when a state or federal court issues a writ of
25 habeas corpus. See id. Until the plaintiff can show that the conviction or sentence has been
26 invalidated, his claim for damages is not cognizable under § 1983. Heck, 512 U.S. at 487.
27 Although Heck was decided in the context of a challenge to a criminal conviction, the
1 prisoner’s good-time credits. See Edwards v. Balisok, 520 U.S. 641, 644-48 (1997).
2 In Edwards, the Supreme Court reversed a decision by the Ninth Circuit allowing plaintiffs
3 to challenge prison disciplinary procedures in a § 1983 suit. See id. The Court held that the
4 plaintiff’s claim that his due process rights were violated in a disciplinary hearing was not
5 cognizable if “the nature of the challenge to the procedures [is] such as necessarily to imply the
6 invalidity of the judgment.” Id. at 645. The plaintiff in Edwards lost good time credits as a
7 consequence of the allegedly-unconstitutional disciplinary hearing. Id. at 643. The heart of
8 Edwards is that a prisoner may not use a § 1983 suit, even one in which only damages are
9 requested, to attack the fact of his or her incarceration or the length of it unless the prisoner first
10 gets that conviction or incarceration set aside by another means—most usually, state or federal
11 habeas proceedings. Edwards, 520 U.S. at 643, 648; Heck, 512 U.S. at 643. The bar extends even
12 if the § 1983 suit does not seek restoration of the lost credits; it is enough that the claim implicates
13 the validity of the punishment, and at least part of the punishment affects the duration of the
14 sentence. See McQuillion v. Schwarzenegger, 369 F.3d 1091, 1097 (9th Cir. 2004) (Heck applied
15 even though prisoners disclaimed seeking relief which would affect the validity of their sentence);
16 Thompson v. Hernandez, 606 F. App’x 384, 385 (9th Cir. 2015) (affirming dismissal of action as
17 Heck-barred, “because success . . . would necessarily demonstrate the invalidity of his disciplinary
18 conviction and loss of time credits, and Thompson failed to allege facts sufficient to show [the
19 disciplinary conviction’s] invalidation”); Butterfield v. Bail, 120 F.3d 1023, 1024 (9th Cir. 1997)
20 (holding that a claim regarding the improper denial of parole was Heck-barred, and finding that the
21 bar applies whether the plaintiff challenges procedural defects or the merits decision); Jernigan v.
22 Regan, 125 F.3d 858 (9th Cir. 1997) (unpublished) (Heck’s bar “applies even when the prisoner is
23 challenging only the procedures used rather than the substantive decision.”) (citing Butterfield,
24 120 F.3d at 1024).
25 Defendant Benefield has introduced evidence that Mr. Moffett was not only placed in the
26 SHU as a result of the disciplinary proceedings, he also was assessed 360 days of good-time
27 credits. See Kessler Decl. ¶ 15; see also id., Ex. A at 13 (stating that Mr. Moffett’s punishment
1 time credits. See generally, Opp. Indeed, Mr. Moffett argues that Defendant Benefield is “overly
2 concern[ed] with the loss of 360 days good-time credit,” id. at 2, which concedes that this loss
3 occurred.2 Thus, as in Edwards, Mr. Moffett brought “a claim for damages and declaratory relief
4 . . . challenging the validity of the procedures used to deprive him of good-time credits.” Edwards
5 520 U.S. at 643; see also Docket No. 10 at 4 (finding a cognizable claim only by “liberally
6 constru[ing]” the FAC to “assert[] that the evidence was insufficient to support the disciplinary
7 decision such that he did not receive the procedural protection of a decision supported by some
8 evidence”). And as in Edwards, Mr. Moffett complains of a fundamental procedural defect in the
9 disciplinary proceedings – a failure of any evidence to support the disciplinary charge – which
10 “would, if established, necessarily imply the invalidity of the deprivation of his good-time
11 credits.” Edwards 520 U.S. at 646-47. Accordingly, under Edwards, Mr. Moffett’s claim is
12 Heck-barred.
13 The practical importance of the Heck rule here is that Mr. Moffett cannot attack his
14 disciplinary decision in a civil rights action for damages and instead must have successfully
15 attacked the decision before filing the civil rights action for damages. In other words, before Mr.
16 Moffett may pursue damages for having been wrongfully found guilty of attacking another inmate,
17 he must prove in a separate proceeding that the finding is in fact wrongful. Thus, pursuant to
18 Heck, to obtain money damages for the discipline here, Mr. Moffett must first challenge the
19 disciplinary decision, and have it reversed or expunged. Defendant Benefield represents, and Mr.
20 Moffett, does not dispute, that no such challenge has occurred. Compare MSJ at 14 (“That guilt
21 determination has not been altered, reversed, or expunged, and his good-time credits have not been
22 restored.”) with Opp. (making no representation about the status of the disciplinary conviction).3
23
2 Were the Court to conclude that this loss did not meaningfully affect Mr. Moffett’s sentence
24
because at one time he was sentenced to life without the possibility of parole, this would
contradict the factual basis underlying its earlier conclusion that Mr. Moffett’s claim was not time-
25
barred. See generally, Docket No. 30. In other words, if Heck did not bar Mr. Moffett’s claim, the
statute of limitations would.
26
3 In an abundance of caution, the Court searched the dockets for Monterey County Superior Court,
27
California’s Sixth District Court of Appeal, and the California Supreme Court, in case Mr. Moffett
1 For these reasons, Mr. Moffett’s claim for damages is Heck-barred. Although Heck does
2 not apply to requests for injunctive relief, that request was earlier dismissed as time-barred. See
3 Docket No. 30 at 18-19. Because no request for relief remains in this action, Defendant Benefield
4 is entitled to summary judgment.
5 VI. CONCLUSION
6 For the foregoing reasons, Defendant Benefield’s motion for summary judgment is
7 GRANTED.
8 This order disposes of Docket No. 31. The Clerk is instructed to enter Judgment and close
9 the case.
10
11 IT IS SO ORDERED.
12
13 Dated: August 30, 2022
14
15 ______________________________________
EDWARD M. CHEN
16 United States District Judge
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Mr. Moffett after the disciplinary conviction. That Mr. Moffett has not even filed suit, other than
27
the instant action, since his disciplinary conviction was entered, further shows that Mr. Moffett’s