The opinion
1
2
3
4 UNITED STATES DISTRICT COURT
5 NORTHERN DISTRICT OF CALIFORNIA
6
7 JEFFREY MILLS, Case No. 16-cv-05095-HSG
8 Plaintiff, ORDER GRANTING DEFENDANT
ARANA’S MOTION FOR SUMMARY
9 v. JUDGMENT; ORDERING PLAINTIFF
TO SHOW CAUSE
10 K. MITCHELL, et al.,
Re: Dkt. No. 63
11 Defendants.
12
13 INTRODUCTION
14 Plaintiff filed this pro se civil rights action pursuant to 42 U.S.C. § 1983 against San
15 Quentin State Prison (“SQSP”) officers K. Mitchell, E. Evans, J. Van Blarcom, B. Walls, and S.
16 Arana, alleging First Amendment retaliation. Now pending before the Court are the following:
17 (1) defendants Mitchell, Evans, Van Blarcom and Walls’ motion to dismiss for failure to state a
18 claim (Dkt. No. 57); and (2) defendant Arana’s motion for summary judgment (Dkt. No. 63).
19 DISCUSSION
20 I. Procedural History
21 Plaintiff commenced this action by filing a complaint in Marin County Superior Court on
22 April 19, 2016. Dkt. No. 1 at 1. Plaintiff served Defendants in accordance with California law on
23 August 3, 2016, and Defendants removed this action to federal court on September 2, 2016. Dkt.
24 No. 1.
25 In its screening order, the Court found that the following allegations in the complaint stated
26 cognizable First Amendment retaliation claims and cognizable state-law intentional tort claims for
27 violation of Plaintiff’s civil rights:
• Claim No. 1: Officer Arana retaliated against Plaintiff for filing a successful
1 grievance against him by removing Plaintiff from his lead yard attendant job in
May 2015 and reassigning him to sweeping and mopping stairs; withholding
2 Plaintiff’s May 2015 pay; moving Plaintiff from his cell in June 2015; and
continually harassing Plaintiff from late 2014.
3
• Claim No. 2: Sgt. Van Blarcom, Lt. Wells, and Capt. Evans participated in the
4 retaliation and civil rights violations when they were informed of, but did not stop,
Officer Arana’s retaliation and harassment.
5
• Claim No. 3: Officer Mitchell participated in the retaliation and civil rights
6 violations when he covered up the other defendants’ misconduct.
7 • Claim No. 4: All defendants engaged in retaliation and civil rights violations when
they conducted a “massive” search of Plaintiff’s cell in February 2016; moved him
8 from his cell in February 2016; added false documents to his grievances; and
falsified a 129B chrono.
9
10 Dkt. No. 14 at 5–7.
11 On March 19, 2018, the Court granted Defendants’ motion for summary judgment for
12 failure to exhaust administrative remedies. In the order granting summary judgment, the Court
13 identified Grievance Nos. SQ-15-1751, SQ-15-02514, and SQ-15-03254 as the grievances
14 relevant to the issues raised in this action and concluded that none of these grievances had been
15 exhausted. See generally Dkt. No. 31. The Court entered judgment in favor of Defendants that
16 same day. Dkt. No. 32. Plaintiff appealed. Dkt. No. 44.
17 On February 6, 2020, the Ninth Circuit found that the California Department of
18 Corrections’ handling of Grievances Nos. SQ-15-1751, SQ-15-2514, and SQ-15-2839 effectively
19 made administrative remedies unavailable to Plaintiff,1 and that this Court incorrectly disregarded
20 Grievance No. SQ-15-2839 as unrelated to this action. Dkt. No. 41. The Ninth Circuit reversed
21 and remanded for further proceedings. Id.
22 On January 19, 2021, the Court vacated the judgment and partially vacated the order of
23 dismissal as follows:
24 In accordance with the Ninth Circuit’s memorandum opinion, the Court finds that
Grievances Nos. SQ-15-1751, SQ-15-2514, and SQ-15-2839 effectively made
25 administrative remedies unavailable to Plaintiff. Accordingly, Plaintiff has exhausted his
administrative remedies with respect to his claims that (1) Officer Arana committed an
26 intentional tort against him and retaliated against him in violation of the First Amendment
27
when he removed Plaintiff from his lead yard attendant job in May 2015 and reassigned
1 him to sweeping and mopping stairs; withheld Plaintiff’s May 2015 pay; moved Plaintiff
from his cell in June 2015; and, starting in late 2014, continually harassed Plaintiff in
2 retaliation for filing a successful grievance; (2) Sgt. [Van] Blarcom, Lt. Walls, and Capt.
Evans participated in the retaliation, civil rights violations, and intentional tort when they
3 were informed of, but did not stop, Officer Arana’s retaliation and harassment; and (3)
Officer Mitchell participated in the retaliation, civil rights violations, and intentional tort
4 when he covered up the other defendants’ misconduct. The Court therefore VACATES the
grant of summary judgment in favor of Defendants on these claims.
5
However, none of these three grievances exhausted Plaintiff’s claims regarding
6 Defendants’ February 2016 alleged actions, i.e. his claims that Defendants retaliated
against him, committed civil rights violations, and committed an intentional tort when they
7 conducted a “massive” search of Plaintiff’s cell on February 3, 2016; moved him from his
cell on February 4, 2016; and added a falsified 129B chrono to his grievances on January
8 25, 2016.
9 . . .
10 The February 2016 incidents happened after Grievances Nos. SQ-15-1751, SQ-15-2514,
and SQ-15-2839 were submitted to prison officials. None of these grievances raise claims
11 regarding events in 2016. See generally Dkt. No. 24-1 at 33-62. Plaintiff’s [grievances]
challenging the first level and second level decisions also do not mention events in 2016.
12 See id.
13 Accordingly, the Court does not vacate its grant of summary judgment for failure to
exhaust administrative remedies in favor of Defendants with respect to Plaintiff’s claims
14 that Defendants engaged in retaliation and civil rights violations when they conducted a
“massive” search of Plaintiff’s cell on February 3, 2016; moved Plaintiff from his cell on
15 February 4, 2016; and added a falsified 129B chrono to his grievances on January 25,
2016. Nor does the Court vacate the related dismissal without prejudice of these claims.
16 Plaintiff may re-file these claims in a new action after he has exhausted his administrative
remedies for these claims.
17
Dkt. No. 49 at 3-4. The Court reopened the case and set a briefing schedule.
18
Defendants Mitchells, Walls, Van Blarcom, and Evans have filed a motion to dismiss, Dkt.
19
No. 57, and defendant Arana has filed a motion for summary judgment, Dkt. No. 63. The claims
20
remaining in this action are: (1) Officer Arana committed an intentional tort against Plaintiff and
21
retaliated against Plaintiff in violation of the First Amendment when he removed Plaintiff from his
22
lead yard attendant job in May 2015 and reassigned him to sweeping and mopping stairs; withheld
23
Plaintiff’s May 2015 pay; moved Plaintiff from his cell in June 2015; and, starting in late 2014,
24
continually harassed Plaintiff in retaliation for filing a successful grievance; (2) Sgt. Van Blarcom,
25
Lt. Walls, and Capt. Evans participated in the retaliation, civil rights violations, and intentional
26
tort when they were informed of, but did not stop, Officer Arana’s retaliation and harassment; and
27
(3) Officer Mitchell participated in the retaliation, civil rights violations, and intentional tort when
1 he covered up the other defendants’ misconduct. Dkt. No. 49 at 4. For the reasons set forth
2 below, the Court GRANTS defendant Arana’s motion for summary judgment. Plaintiff has not
3 demonstrated a triable issue of material fact as to whether the alleged actions were taken by
4 defendant Arana or were retaliatory. The claims against defendants Mitchell, Van Blarcom,
5 Walls, and Evans arise out of defendant Arana’s alleged retaliatory actions. The complaint alleges
6 that these defendants knowingly participated in, covered up, or allowed defendant Arana to take
7 retaliatory actions against Plaintiff. Because Plaintiff’s claims against defendant Arana fail as a
8 matter of law, the Court orders Plaintiff to show cause why the Court should not sua sponte enter
9 summary judgment in favor of defendants Mitchell, Van Blarcom, Walls, and Evans.
10 II. Defendant Arana’s Motion for Summary Judgment
11 A. Factual Background
12 The following facts are undisputed unless otherwise indicated.
13 During the relevant time period, Plaintiff was housed at SQSP and defendant Arana was a
14 correctional officer at SQSP. Dkt. No. 1-1 at 4; Dkt. No. 63-1 (“Arana Decl.”), ¶ 1. In December
15 2014, Plaintiff was employed as a porter in SQSP West Block housing unit and responsible for
16 cleaning the unit. Arana Decl., ¶ 2; Dkt. No. 63-2 (“Cervantes Decl.”), ¶ 4. This position was a
17 paid position with minimal supervision, allowing Plaintiff to work on every tier of West Block and
18 to move about freely while performing his job. Cervantes Decl., ¶ 4.
19 On December 12, 2014, prison officials issued Plaintiff a rules violation report (“RVR”)
20 for possessing dangerous contraband in violation of prison rules. Defendants contend that they
21 found a cellphone and cellphone charger in Plaintiff’s possession. Cervantes Decl., ¶¶ 5-6 and Ex.
22 A. Plaintiff alleges that he only possessed a USB TV cable that was connected to an earphone
23 plug that was used as a lighter, and that the RVR’s accusation of possession of a cell phone and
24 cellphone charger was false. Dkt. No. 64 at 4.
25 On or about December 18, 2014, defendant Arana requested that Plaintiff be terminated
26 from his job:2
27
1 On Friday, March 21, 2014, All West Block inmate workers were informed about the
department’s expectations on work performance. The paid unit inmates have minimal
2 supervision privilege and able to walk the unit with minimal supervision. All inmate
workers were receptive and understood the department’s expectations. On December
3 16,2014, inmate Mills (G00005), 5W73, was found in possession of a cellphone. When
confronted, inmate Mills became argumentative and uncooperative towards the Officer
4 who made contact with him. Inmate Mills than proceeded to go to the toilet and flush the
cell phone. Inmate Mills is a West Block worker. A cell phone charger was found in his
5 possession. I am requesting Inmate Mills to be terminated due to possession of contraband
and his demeanor towards the Correctional Officer is not becoming of a West Block
6 worker. West Block workers are held to a higher standard and Inmate Mills ability to
move around the unit with minimal supervision and introducing contraband is a risk to the
7 safety and security of the unit and institution.
8 Dkt. No. 63-2 at 8. Defendant Arana removed Plaintiff from the work schedule pending the
9 classification committee’s decision.3 Arana Decl. ¶ 5.
10 On December 28, 2014, Plaintiff filed Grievance SQ-15-0059 against defendant Arana
11 regarding the removal from his job. Dkt. No. 64 at 2. In the grievance, Plaintiff alleged that when
12 he asked defendant Arana why he was no longer employed, defendant Arana stated that he did not
13 appreciate Plaintiff undermining his officers and that Plaintiff no longer had a job. Plaintiff
14 challenged the removal as violating 15 Cal. Code Regs. § 3040(f), which only allows a
15 classification committee to remove an inmate from his job. Dkt. No. 24-1 at 12-14.
16 On February 23, 2015, prison officials denied Grievance SQ-15-0059 at the first level,
17 finding that cause existed for removing Plaintiff from his job and that Plaintiff’s work supervisor
18 had properly completed a CDC 128 Chrono documenting work performance and job expectations
19 that were not met. Dkt. No. 24-1 at 16.
20 In March 2015, the classification committee rejected defendant Arana’s request that
21 Plaintiff be removed from his job and decided not to reassign Plaintiff. Cervantes Decl., ¶ 8;
22 Arana Decl., ¶ 6.
23 On April 16, 2015, prison officials granted the request in Grievance SQ-15-0059 that
24
on December 17, 2014. The Court presumes that the December 7, 2014, date is an error, and that
25
the date of removal was either December 17 or 18, 2014. The RVR was issued on December 12,
2014, and defendant Arana requested Plaintiff’s removal from his job on December 18, 2014, Dkt.
26
No. 63-2 at 8, making the December 7, 2014 date inconsistent with the other allegations.
3 In September 2016, prison officials determined that defendant Arana violated prison regulations
27
when he removed Plaintiff from his job pending the committee’s decision. Prison regulations
1 Plaintiff be reassigned to his previous West Block Porter assignment. Dkt. No. 24-1 at 18-19.
2 Plaintiff returned to work on May 2, 2015. Plaintiff was assigned to a new position PTR
3 008.002 W/B Porter. The pay for PTR 008.002 is the same as the pay for PTR.001.010, his prior
4 position, and is the highest pay scale for Grade 5. Cervantes Decl., ¶ 10; Arana Decl., Exs. A and
5 B. Plaintiff alleges that the reassignment was retaliatory and due to defendant Arana giving
6 Plaintiff’s job to another inmate. Dkt. No. 64 at 2. Defendants contend that the reassignment was
7 done by the classification committee and was due to the deactivation of Plaintiff’s prior job
8 classification, PTR.001.010.
9 Plaintiff’s job responsibilities were modified upon his return. Plaintiff was limited to
10 sweeping and mopping stairs. Plaintiff alleges that this modification in his job responsibilities was
11 retaliatory and that when he complained about the new job responsibilities, defendant Arana told
12 him, “A job is a job, get use (sic) to it.” Defendant Arana says that he adjusted Plaintiff’s porter
13 duties because of Plaintiff’s RVR. Because of Plaintiff’s RVR, defendant Arana wanted to be able
14 to easily supervise Plaintiff; did not want Plaintiff to have free access to all tiers and to the inmates
15 located on those tiers; and wanted to prevent Plaintiff from distributing contraband to other
16 inmates. With these concerns in mind, defendant Arana says that he adjusted Plaintiff’s duties to
17 limit Plaintiff’s movement to the stairwells between the tiers. When Plaintiff told defendant Arana
18 that he was dissatisfied with his new assignment, defendant Arana told him that he could take a
19 new position elsewhere but if he wanted to remain working in West Block, his chore assignments
20 would continue to be limited. Arana Decl. ¶¶ 6, 7.
21 Plaintiff alleges that defendant Arana withheld his May 2015 salary but paid all other
22 inmates. Defendant Arana acknowledges that Plaintiff did not receive his pay for May 2015 until
23 November 2015, but says that he did not cause the delay in the payment of the May 2015 salary.
24 Defendant Arana states that, as a work supervisor, his involvement in inmate pay is limited to
25 entering the hours worked by inmate employees into the institutional computer system. It is the
26 accounting department that ensures that funds are deposited into the workers’ accounts. Cervantes
27 Decl., ¶ 10 and Ex. C; Arana Decl., ¶ 9 and Exs. A and B.
1 follows. Defendant Arana came to Plaintiff’s cell and instructed Plaintiff to pack his belongings
2 for a move because defendant Walls wanted the cell for inmate Rankins. When Plaintiff suggested
3 that inmate Rankins be housed with Plaintiff, defendant Arana informed Plaintiff that if Plaintiff
4 did not comply with the move, Plaintiff would be assigned to the administrative segregation unit.
5 Dkt. No. 64 at 2. Defendant Arana states that he did not request the move, and that the move was
6 requested by Sgt. E. Mann and effected by Officer Seilhan. Defendant Arana states that his
7 understanding was that the cell move was part of an institutional adjustment in which inmates
8 occupying lower bunks without a medical chrono or ADA accommodation requiring a lower bunk
9 were moved in order to make room for inmates who had such requirements. Cervantes Decl., ¶ 12
10 and Ex. D; Arana Decl., ¶ 8.
11 On June 11, 2015, Plaintiff submitted Grievance No. SQ-15-01751. This grievance
12 alleged that Officer Arana had harassed Plaintiff by, among other things, illegally removing him
13 from his job. Dkt. No. 24-1 at 33–40.
14 On July 7, 2015, prison officials issued a third level decision denying Grievance SQ-15-
15 0059. The third level decision found that Plaintiff had been returned to his job assignment and
16 that the request for back wages was not warranted. Dkt. No. 24-1 at 10.
17 On August 27, 2015, an Inmate Assignment Lieutenant reassigned Plaintiff to a new job
18 position. Defendant Arana was a correctional officer at the time, two levels below a lieutenant.
19 Defendant Arana avers that he had no part in the reassignment. Arana Decl., ¶ 10 and Ex. B.
20 On September 20, 2015, Grievance No. SQ-15-01751 was denied at the second level of
21 review. Dkt. No. 24-1 at 33–34.
22 On September 19, 2016, the SQSP Appeals Coordinator issued an amended second level
23 response to Grievance No. SQ-15-01751. The amended second level response concluded that the
24 removal of Plaintiff from his work assignment violated CDCR policy, specifically section 3040(c),
25 (f) of the California Code of Regulations, title 15. The response found that the other allegations of
26 harassment were unsupported.
27 Plaintiff states that defendant Arana harassed him daily, telling Plaintiff that defendant
1 B. Summary Judgment Standard
2 Summary judgment is proper where the pleadings, discovery and affidavits show there is
3 “no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
4 law.” See Fed. R. Civ. P. 56(a) (2014). Material facts are those that may affect the outcome of the
5 case. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute as to a material
6 fact is genuine if the evidence is such that a reasonable jury could return a verdict for the
7 nonmoving party. See id.
8 A court shall grant summary judgment “against a party who fails to make a showing
9 sufficient to establish the existence of an element essential to that party’s case, and on which that
10 party will bear the burden of proof at trial [,] . . . since a complete failure of proof concerning an
11 essential element of the nonmoving party’s case necessarily renders all other facts immaterial.”
12 See Celotex Corp. v. Catrett, 477 U.S. 317, 322–23 (1986). The moving party bears the initial
13 burden of identifying those portions of the record that demonstrate the absence of a genuine issue
14 of material fact. Id. at 323. The burden then shifts to the nonmoving party to “go beyond the
15 pleadings and by [his] own affidavits, or by the ‘depositions, answers to interrogatories, and
16 admissions on file, ‘designate ‘specific facts showing that there is a genuine issue for trial.’” See
17 id. at 324 (citing Fed. R. Civ. P. 56(e)).
18 For purposes of summary judgment, the court must view the evidence in the light most
19 favorable to the nonmoving party; if the evidence produced by the moving party conflicts with
20 evidence produced by the nonmoving party, the court must assume the truth of the evidence
21 submitted by the nonmoving party. See Leslie v. Grupo ICA, 198 F.3d 1152, 1158 (9th Cir. 1999).
22 The court’s function on a summary judgment motion is not to make credibility determinations or
23 weigh conflicting evidence with respect to a disputed material fact. See T.W. Elec. Serv., Inc., v.
24 Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987). “A scintilla of evidence or
25 evidence that is merely colorable or not significantly probative does not present a genuine issue of
26 material fact” precluding summary judgment. See Addisu v. Fred Meyer, Inc., 198 F.3d 1130,
27 1134 (9th Cir. 2000).
1 C. Legal Standard for First Amendment Retaliation Claims
2 “Within the prison context, a viable claim of First Amendment retaliation entails five basic
3 elements: (1) An assertion that a state actor took some adverse action against an inmate (2)
4 because of (3) that prisoner’s protected conduct, and that such action (4) chilled the inmate’s
5 exercise of his First Amendment rights, and (5) the action did not reasonably advance a legitimate
6 correctional goal.” Rhodes v. Robinson, 408 F.3d 559, 567–68 (9th Cir. 2005) (footnote omitted).
7 Prisoners may not be retaliated against for exercising their right of access to the courts, see
8 Schroeder v. McDonald, 55 F.3d 454, 461 (9th Cir. 1995), and this constitutional prohibition
9 clearly includes retaliation for filing a complaint, see Watison v. Carter, 668 F.3d 1108, 114 (9th
10 Cir. 2012).
11 D. Analysis
12 Plaintiff alleges that defendant Arana retaliated against him for filing a successful
13 grievance in the following ways: (1) removing Plaintiff in May 2015 from his lead yard attendant
14 job and reassigning him to sweeping and mopping stairs; (2) withholding Plaintiff’s May 2015
15 pay; (3) moving Plaintiff in June 2015 from his cell; and (4) continually harassing Plaintiff from
16 late 2014 through March 2016. Defendant Arana also addresses an additional allegedly retaliatory
17 action – the August 27, 2015 reassignment of Plaintiff to a new job.
18 1) Plaintiff’s Protected Conduct
19 Plaintiff identifies his protected conduct as the December 20, 2014 submission of a
20 successful grievance. The Court presumes that Plaintiff is referring to Grievance No. SQ-15-0059,
21 which was submitted on December 24, 2014, but accepted in 2015.4 The first level decision was
22 issued on February 23, 2015, and denied relief. The second level decision was issued on April 16,
23 2015, and granted Plaintiff’s request to be reassigned to his previous West Block Porter
24 assignment but denied the request for back pay. Dkt. No. 24-1 at 18-19. The third level decision,
25
4 The other relevant grievance, Grievance No. SQ-15-01751, challenged Plaintiff’s removal from
26
his job on or about December 18, 2014. Grievance No. SQ-15-01751 cannot constitute the
“protected conduct” for this action because it was filed on June 11, 2015, after the alleged
27
retaliatory acts took place (December 18, 2014 removal from job; May 2015 reassignment to new
1 issued on July 2, 2015, denied the grievance in its entirety because Plaintiff had been returned to
2 his job assignment and back pay was unwarranted.
3 Defendant Arana has not directly challenged the “protected conduct” element. Instead, he
4 argues that the alleged retaliatory actions were either not caused by him or were initiated for non-
5 retaliatory reasons. Although the “protected conduct” element is not disputed by Defendants, the
6 Court notes that it appears that Plaintiff has not met the “protected conduct” element for the
7 December 18, 2014 job removal. The alleged protected conduct is the filing of Grievance No. SQ-
8 15-0059 on December 28, 2014. Plaintiff has not identified any protected conduct prior to
9 December 18, 2014.
10 2) May 2015 Removal from Porter Job and Reassignment to Different Job
11 Defendant Arana argues that he is entitled to summary judgment on the First Amendment
12 retaliation claim arising out of the May 2015 job removal because he had no responsibility for, or
13 involvement in, placing Plaintiff in his new job position; he modified Plaintiff’s job
14 responsibilities to preserve institutional safety and for retaliatory purposes; and his telling Plaintiff
15 to quit and find another job does not qualify as an adverse act. Plaintiff argues that defendant
16 Arana and his counsel have “sweetened up the evidence” by falsely alleging that Plaintiff received
17 a disciplinary infraction for possessing a cell phone and cellphone charger when the photos clearly
18 show that he only had a USB TV cable connected to an earphone plug that was used as a lighter.
19 He further argues that defendant Arana’s conduct should be considered as “part of a larger
20 corporate practice,” and the Court should consider that defendant Arana has a history of wrongful
21 conduct. He also argues that Title VI of the Civil Rights Act prohibits discrimination on the basis
22 of race, color or national origin, supports retaliation claims, and that retaliation has been
23 recognized as a form of discrimination because the complainant is being subjected to different
24 treatment. Plaintiff argues that being removed from his job to a lower job is an adverse action for
25 the purposes of First Amendment retaliation and that there is circumstantial evidence supporting a
26 finding of retaliation: namely, soon after he filed his complaint, he was removed from his job,
27 demoted, moved from his cell, and had his pay withheld.
1 Arana is entitled to summary judgment on this claim.
2 With respect to Plaintiff’s placement in a new job assignment, uncontradicted prison
3 records confirm that the classification committee, not defendant Arana, assigned Plaintiff to the
4 new position because the prior position had been eliminated, and that the new position was
5 comparable to his prior position in pay. Dkt. No. 63-1 at 6, 8; Dkt. No. 63-2 at 2-3. To counter
6 the prison records, Plaintiff makes the general allegation that defendant Arana has a history of
7 wrongful conduct and that defendant Arana gave his job to another inmate. However, Plaintiff
8 does not dispute that his prior job position had been eliminated; does not specify or explain how
9 defendant Arana’s history of wrongful conduct shows that defendant Arana controlled or
10 otherwise influenced the classification committee’s reassignment of Plaintiff; and does not provide
11 any specifics on the inmate to whom the job was given. Plaintiff has failed to demonstrate a
12 triable issue of fact as to defendant Arana’s involvement in Plaintiff’s job reassignment or as to
13 why Plaintiff was reassigned (elimination of prior position).
14 With respect to the change in Plaintiff’s responsibilities, defendant Arana contends that the
15 restrictions on Plaintiff’s movement and responsibilities reasonably advanced the goal of prison
16 security. Defendant Arana argues that Plaintiff’s disciplinary violation justified limiting his access
17 to other tiers and the inmates located on these tiers. In response, Plaintiff argues that defendant
18 Arana has “sweetened the evidence” by falsely reporting in the RVR that Plaintiff possessed a
19 cellphone charger to justify the retaliatory behavior, and that the pictures clearly indicate that he
20 was only in possession of a USB TV cable connected to an earphone plug used as a lighter. The
21 Court has reviewed the RVR and related documents, including the photo, and these documents do
22 not support Plaintiff’s claim that defendant Arana “sweetened” or otherwise distorted the RVR
23 and related documents. The photos attached to the RVR show a cable with a USB plug that
24 appears capable of charging a cellphone, even if it may also be capable of connecting to
25 televisions or being used as a lighter. In addition, there is nothing in the record supporting
26 Plaintiff’s conclusory allegation that defendant Arana was involved in the issuance of the RVR,
27 including deciding what disciplinary violation with which to charge Plaintiff. Officer Ogle
1 hearing. Dkt. No. 63-2 at 6; Dkt. No. 64 at 26. None of the records related to the RVR support
2 Plaintiff’s allegations that defendant Arana was involved in charging him with possession of a
3 cellphone charger, or that the charge was false.
4 There is no material dispute as to whether Plaintiff received a RVR for possession of a
5 cellphone charger. Restricting an inmate’s access to other tiers when he has been found guilty of
6 possessing contraband serves a legitimate penological purpose. The Court is mindful that courts
7 should “avoid excessive federal judicial involvement in prison administration” and afford
8 “appropriate deference and flexibility to prison officials in the evaluation of proffered legitimate
9 penological goals for conduct alleged to be retaliatory.” See Pratt v. Rowland, 65 F.3d 802,
10 806-07 (9th Cir. 1995) (internal quotation marks and citation omitted) (granting summary
11 judgment on retaliation claim because prison transfer was for legitimate penological purpose of
12 encouraging prisoners to maintain contacts with family members and because proximity in time
13 between protected activity and prison transfer was insufficient circumstantial evidence that prison
14 officials involved in transfer decision aware of interview request). Plaintiff has failed to
15 demonstrate a triable issue of fact as to whether defendant Arana modified Plaintiff’s job
16 responsibilities in retaliation for Plaintiff filing Grievance No. SQSP-15-0059.
17 With respect to Plaintiff’s allegation that defendant Arana told Plaintiff that if he were
18 dissatisfied with his new position and responsibilities, he could quit or find another job, the Court
19 agrees that this statement did not constitute an adverse action. The record does not support an
20 assertion that a reference to finding another job would be adverse or harmful to Plaintiff or would
21 otherwise chill a person of ordinary firmness from complaining. Defendant Arana did not threaten
22 or attempt to remove Plaintiff from the job, but instead accurately informed Plaintiff that if he
23 wished to have different job responsibilities, he would have to find a different job.
24 3) May 2015 Pay
25 Defendant Arana argues that he is entitled to summary on the First Amendment retaliation
26 claim arising out of Plaintiff being paid for his May 2015 work in November 2015, because he did
27 not cause the pay to be withheld. It is undisputed that, with respect to an inmate’s pay, defendant
1 accounting office. Defendant Arana avers that he timely entered Plaintiff’s hours into the system.
2 Prison officials’ investigation into the failure to timely pay Plaintiff for May 2015 found that
3 defendant Arana had timely entered Plaintiff’s May 2015 hours. Dkt. No. 63-1 at 8.
4 Plaintiff does not directly dispute that defendant Arana timely entered in his hours or that
5 the accounting office issues his pay. Plaintiff instead argues that Grievance Nos. SQ-15-2839,
6 SQ-15-2514 and SQ-15-1751 are direct evidence of defendant Arana’s discriminatory intent. Dkt.
7 No. 64 at 9-10, 35-64. Plaintiff also argues that the fact that he was the only inmate not paid in
8 May 2015, coupled with the timing of the failure to pay coming “immediately after filing his
9 complaint,” is circumstantial evidence of defendant Arana’s retaliatory action. Dkt. No. 64 at 10.
10 Grievance Nos. SQ-15-2839, SQ-15-2514, and SQ-15-1751 are not direct evidence of
11 retaliatory motive for an action taken in May 2015, because they were filed after May 2015.5 The
12 circumstantial evidence identified by Plaintiff does not present a genuine issue of material fact
13 precluding summary judgment. Although Plaintiff was the only inmate not paid in May 2015 and
14 this was Plaintiff’s first paycheck since he was removed from his position in December 2014, this
15 evidence is not significantly probative of retaliatory action by defendant Arana. There is no
16 evidence that defendant Arana controlled the disbursement of Plaintiff’s pay or that defendant
17 Arana failed to timely enter in Plaintiff’s hours worked, which must happen before the paycheck
18 can issue. To the extent Plaintiff is arguing that defendant Arana’s history and pattern of
19 discrimination or harassment against him, as outlined in the three grievances identified above, is
20 circumstantial evidence of retaliatory intent with respect to the late payment of his May 2015
21 paycheck, the allegations fail to demonstrate, or imply, a pattern of discrimination or harassment.
22 Circumstantial evidence can create a triable issue of fact, but evidence that is merely
23 colorable does not present a genuine issue of material fact precluding summary judgment. See
24
25
5 Grievance No. 15-2839 was submitted on September 27, 2015, and challenged the failure to pay
Plaintiff for May 2015 and to provide him with copies of his timekeeping and pay sheets for May
26
2015. Grievance No. SQ-15-2514 was submitted August 31, 2015, and alleged that defendant
Arana failed to allow Plaintiff to perform his job responsibilities as provided for in the grant of
27
Grievance No. SQ-A-15-0059. Grievance No. SQ-15-1751 was filed on June 11, 2015 and
1 Addisu v. Fred Meyer, Inc., 198 F.3d 1130, 1134 (9th Cir. 2000). When the evidence on which a
2 plaintiff relies is circumstantial, that evidence must be specific and substantial to defeat the motion
3 for summary judgment. Anthoine v. North Central Counties Consortium , 650 F.3d 740, 753 (9th
4 Cir. 2010) (granting summary judgment against plaintiff on claim that he was fired for being male
5 because circumstantial evidence that three other males were terminated on same day did not
6 provide specific evidence as to circumstances in which other males were terminated); see e.g.,
7 Trap v. United States, C No. 13-00003-DMG (JPRx), 2017 WL 8793328, at *26 (S. D. Cal. Oct.
8 31, 2017) (holding that prisoner-plaintiff could not raise genuine issue as to causation element of
9 retaliation claim where it was uncontroverted that defendant correctional officer was ordered by
10 others to take identified adverse action for reasons unknown to defendant).
11 Plaintiff alleges that the following constituted a pattern of harassment indicating retaliatory
12 intent: the December 2014 removal from his job, the alleged May 2015 job reassignment and
13 limitation of job responsibilities, and the late payment of his May 2015 pay. The December 2014
14 removal from the job is not circumstantial evidence of retaliatory intent because it happened prior
15 to any protected conduct and was an immediate response to the disciplinary violation issued six
16 days prior. The May 2015 job reassignment is not circumstantial evidence of Defendant Arana’s
17 retaliatory intent because there is no evidence that Defendant Arana was involved in the May 2015
18 job reassignment and because the reassignment occurred because the prior position had been
19 eliminated. Finally, as discussed above, defendant Arana reasonably limited Plaintiff’s job
20 responsibilities in light of the RVR.
21 There is no genuine issue for trial as to whether Plaintiff’s May 2015 paycheck was
22 delayed because of retaliatory action by defendant Arana. See, e.g., Percival v. Clark, C No. 1:09-
23 cv-01699-MJS PC, 2013 WL 237807, *3 (E.D. Cal. 2006) (plaintiff presented insufficient
24 evidence to defeat summary judgment on retaliation claim where prison official presented sworn
25 declarations that he had not initiated the complained-of cell search and plaintiff countered only
26 with timing and sequence of events and his suspicion and belief that officer had initiated cell
27 search and planted weapon).
1 4) June 2015 Cell Move
2 Defendant Arana argues that he is entitled to summary judgment on the First Amendment
3 retaliation claim arising out of the June 2015 cell move because there is no evidence that
4 defendant Arana requested or otherwise caused the cell move.
5 Plaintiff states that when defendant Arana came to his cell to carry out the cell move,
6 defendant Arana told Plaintiff that defendant Walls wanted the cell for inmate Rankins and when
7 Plaintiff suggested that inmate Rankins be housed with Plaintiff, defendant Arana informed
8 Plaintiff that if he did not comply with the move, he would be assigned to the administrative
9 segregation unit. Dkt. No. 64 at 2. Plaintiff also argues that because a cell move must be initiated
10 by someone, it is “clear, evidenced, distinct, manifest, patent, and plain that Defendant Arana has
11 attempted to shift all his acts and omissions, that caused Plaintiff to be moved to a different cell
12 . . . done in retaliation from Plaintiff exercising his constitutional right to file a grievance against
13 Defendant Arana.” Dkt. No. 64 at 5. Defendant Arana states without contradiction that the cell
14 move was requested by Sgt. Mann and carried out by officer Seilhan, and that he did not have the
15 authority as a correctional sergeant to make a housing decision, such as a cell move.
16 There is a dispute in the record as to whether the cell move was carried out by defendant
17 Arana, as alleged by Plaintiff, or by officer Seilhan, as reported in prison records. However,
18 assuming arguendo that the prison record incorrectly reported officer Seilhan as conducting the
19 cell move, this does not create a triable issue as to whether defendant Arana requested the cell
20 move. There is no evidence, direct or circumstantial, that defendant Arana requested the cell
21 move. Plaintiff acknowledges that defendant Arana stated that defendant Walls wanted the cell
22 move. Plaintiff does not dispute that only a sergeant, or someone senior to a sergeant, can
23 authorize a cell move, and that defendant Arana was not a sergeant at that time. And simply
24 because a cell move had to be requested by someone does not create a triable issue of fact as to
25 whether defendant Arana was the “someone” who ordered the cell move. There is no genuine
26 issue for trial as to whether Plaintiff was moved from his cell by defendant Arana in retaliation for
27 his protected conduct because the record taken as a whole could not lead a rational trier of fact to
1 5) August 2015 Cell Move
2 Defendant Arana also addresses an additional allegedly retaliatory action – the August 27,
3 2015 reassignment of Plaintiff to a new job. The Court’s order reopening this action references
4 this reassignment in describing the issues raised in Grievance No. SQ-15-2839, Dkt. No. 49 at 4,
5 but neither the complaint nor the Court’s reopening order identifies this reassignment as an
6 adverse action. But whether or not the complaint challenged the August 27, 2015 reassignment of
7 Plaintiff to a new job as retaliatory in violation of the First Amendment, this claim fails on the
8 merits in any event. Plaintiff does not address the August 2015 job reassignment in his
9 opposition. Defendant Arana states without contradiction that he was not involved in the August
10 2015 job reassignment, and that the reassignment was handled by a lieutenant and defendant
11 Arana was only a correctional officer at that time, two levels below lieutenant. Dkt. No. 63-1 at 3.
12 Defendant Arana’s statement is consistent with the evidence in the record. Plaintiff raised this
13 claim in Grievance No. 15-2839, alleging that, on August 27, 2015, defendant Arana “illegally”
14 assigned Plaintiff to another job, PTR.008.002, as part of a continuous pattern of retaliation,
15 harassment, and oppression. Dkt. No. 24-1 at 46, 48. The second level decision on this grievance
16 stated that Plaintiff was reassigned to position PTR 008.002 West Block Porter because his prior
17 job, PTR.001.010, had been deactivated, and that PTR 008.002 had the same pay Grade 5 as his
18 prior job, and that Plaintiff was receiving the highest pay scale for Grade 5. Dkt. No. 24-1 at 52-
19 53. The third level decision on this grievance stated that the Inmate Assignment Lieutenant did
20 not violate policy in reassigning Plaintiff when his prior position was eliminated and Plaintiff was
21 placed into a job with an equal pay grade. Dkt. No. 24-1 at 44-45.
22 Plaintiff has not disputed that his prior position was eliminated or that the job reassignment
23 was done by an Inmate Assignment Lieutenant, not Arana. Plaintiff has failed to demonstrate a
24 genuine issue for trial as to whether defendant Arana reassigned Plaintiff to a new job on August
25 27, 2015 in retaliation for Plaintiff’s protected conduct.
26 6) 2014-2016 Harassment
27 In both the complaint and the opposition, Plaintiff alleges that he is subject to daily
1 • Defendant Arana daily harassed Plaintiff stating “he did not appreciate Plaintiff
undermining his officers.” Dkt. No. 1-1 at 5.
2
• Defendants [Arana, Van Blarcom, Walls, and Evans] retaliation (sic) continues as other
3 officers or staff are participating up to date. Dkt. No. 1-1 at 6.
4 • [N]one of these Defendant Supervisors [Van Blarcom, Walls, and Evans] acted on
Plaintiff’s grievances, instead of interviewing, allowed Defendant Arana to continue
5 harassing Plaintiff. Retaliatory acts from Defendant Arana continued as of March 25, 2106,
the date that the complaint was drafted. Dkt. No. 64 at 3.
6
7 The Court does not consider allegations of harassment that took place after September 27, 2015,
8 because the last of the grievances identified as exhausting the claims in this action was filed on
9 September 27, 2015. Plaintiff has not identified any specific acts of harassment between
10 December 18, 2014 and September 27, 2015, beyond the alleged retaliatory actions addressed
11 above: December 18, 2014 removal from his job; May 2015 reassignment to a new position with
12 restricted responsibilities; delayed payment of May 2015 paycheck and June 2015 cell move. The
13 Court has already found that these actions were not retaliatory. Because Plaintiff has not
14 identified any other acts of harassment during the relevant time period, the Court GRANTS
15 summary judgment in favor of defendant Arana on this claim.
16 III. Motion to Dismiss
17 Defendants Mitchell, Evans, Van Blarcom and Walls have filed a motion to dismiss for
18 failure to state a claim, Dkt. No. 57; Plaintiff has filed an opposition, Dkt. No. 59; and Defendants
19 have filed a reply, Dkt. No. 60. The claims against defendants Mitchell, Van Blarcom, Walls, and
20 Evans arise out of defendant Arana’s alleged retaliatory actions. The complaint alleges that these
21 defendants knowingly participated in, covered up, or allowed defendant Arana to take retaliatory
22 actions against Plaintiff.
23 As discussed above, the Court has found that there is no triable issue of fact as to the
24 alleged wrongful conduct by defendant Arana, and has granted summary judgment in his favor
25 because his conduct did not violate the Constitution. It appears to the Court that, even if
26 adequately pled, allegations that defendants Mitchell, Evans, Van Blarcom, and Walls participated
27 in defendant Arana’s actions would thus, as a matter of law, fail as well, warranting summary
1 The Court accordingly provides notice of its intention to sua sponte grant summary
2 judgment in favor of defendants Mitchell, Evans, Van Blarcom, and Walls based on the grant of
3 summary judgment in favor of defendant Arana. See Norse v. City of Santa Cruz, 629 F.3d 966,
4 || 971-72 (“Sua sponte grants of summary judgment are only appropriate if the losing party has
5 || reasonable notice that the sufficiency of his or her claim will be in issue.”’) (internal quotation
6 marks and citation omitted). Within twenty-eight (28) of the date of this order, Plaintiff shall
7 show cause why the Court should not sua sponte enter summary judgment in favor of defendants
8 Mitchell, Evans, Van Blarcom, and Walls. The Court understands that Plaintiff disagrees with the
9 || grant of summary judgment in favor of defendant Arana, but the response to the show cause order
10 || must not reargue that issue. Plaintiff's disagreement with the holding of this order is fully
11 preserved for any eventual appeal.
12 CONCLUSION
5 13 For the reasons set forth above, the Court GRANTS defendant Arana’s motion for
14 summary judgment, Dkt. No. 63. Within twenty-eight (28) of the date of this order, Plaintiff shall
3 15 show cause why the Court should not sua sponte enter summary judgment in favor of defendants
16 Mitchell, Evans, Van Blarcom, and Walls. The Court will hold defendants Mitchell, Evans, Van
3 17 || Blarcom and Walls’ motion to dismiss, Dkt. No. 57, in abeyance pending Plaintiff's response to
18 || the Order to Show Cause.
19 This order terminates Dkt. No. 63.
20 IT IS SO ORDERED.
21 Dated: 6/21/2022
73 HAYWOOD S. GILLIAM, JR.
United States District Judge
24
25
26
27
28