distinguishing a “good cause” 24 showing for sealing documents produced in discovery from “compelling reasons” standard when merits 25 related documents are part of court record
How later courts described this case
- distinguishing a “good cause” 24 showing for sealing documents produced in discovery from “compelling reasons” standard when merits 25 related documents are part of court record
Written by the judges who cited it.
The opinion
\\porRTER | ScoTT
2 PROFESSIONAL CORPORATION
William E. Camy, SBN 291397
3 || Alison J. Southard, SBN 335716
2180 Harvard Street, Suite 500
4 Sacramento, CA 95815
5 TEL: 916.929.1481]
FAX: 916.927.3706
6 weamy(@porterscott.com
asouthard@porterscott.com
7
OFFICE OF THE COUNTY COUNSEL
8 || COUNTY OF BUTTE
Brad J. Stephens, SBN 212246
9 || 25 County Center Drive, Suite 210
Oroville, CA 95965
10 || TEL: 530.538.7621
11 FAX: 530.538.6891
EMAIL: bstephens@buttecounty.net
12
Attorneys for Defendants
13 COUNTY OF BUTTE, STEPHANIE BRAZIL, SARAH PEDERSON (also sued as “SARAH CORNETT”),
14 DEPUTY PANUKE and DEPUTY MICHAEL KEATING
Exempt from Filing Fee Pursuant to Government Code section 6103
15
UNITED STATES DISTRICT OF CALIFORNIA
16 EASTERN DISTRICT OF CALIFORNIA
17
18
The minor, M.B., by and through her guardian No. 2:23-ev-01977 DAD DB
19 || ad litem Brett Brashears,
STIPULATION AND PROTECTIVE ORDER
20 Plaintiff,
21 vs.
22 ||Butte County, a puplic entity; Stephanie
Brazil, an individual; Sarah Cornett, an
23 || wndividual; Deputy Panuke, an individual;
Deputy Michael Keating, an individual; Youth
74 || & Family Programs Foster Family Agency, a
California corporation. Eugene C. Bastings,
25 and individual; and Does 1 Through 10,
inclusive,
26 Defendants.
Complaint filed: 9/13/2023
28 I. PURPOSES AND LIMITATIONS
4867-7543-6876, v. 1
STIPULATION AND PROTECTIVE ORDER
1 Discovery in this action is likely to involve production of confidential, proprietary, or private
2 information for which special protection from public disclosure and from use for any purpose other than
3 prosecuting this litigation may be warranted. Accordingly, the parties hereby stipulate to and petition the
4 Court to enter the following Stipulation and Proposed Protective Order. The parties acknowledge that this
5 Order does not confer blanket protections on all disclosures or responses to discovery and that the protection
6 it affords from public disclosure and use extends only to the limited information or items that are entitled to
7 confidential treatment under the applicable legal principles. The parties further acknowledge, as set forth in
8 Section XIII(C), below, that this Stipulated Protective Order does not entitle them to file confidential
9 information under seal; Eastern District 141 sets forth the procedures that must be followed and the
10 standards that will be applied when a party seeks permission from the Court to file material under seal.
11 II. GOOD CAUSE STATEMENT
12 The confidential information of minors and other parties involved in the underlying juvenile
13 dependency proceeding which form the basis of, and give rise to, the instant litigation are protected under
14 California Welfare and Institutions Code § 827 and California Rules of Court, Rule 5.552. The information
15 contained in many of the records and documents likely to be sought in discovery thus constitutes confidential
16 and private information for which special protection from public disclosure and from use for any purpose
17 other than prosecution of this action is warranted. Such confidential and proprietary materials and
18 information consist of, but are not limited to, confidential medical records, psychological records, juvenile
19 case files and related records (including information implicating privacy rights of third parties), other
20 information otherwise generally unavailable to the public, or which may be privileged or otherwise protected
21 from disclosure under state or federal statutes, court rules, case decisions, or common law. Accordingly, to
22 expedite the flow of information, to facilitate the prompt resolution of disputes over confidentiality of
23 discovery materials, to adequately protect information the parties are entitled to keep confidential, to ensure
24 that the parties are permitted reasonable necessary uses of such material in preparation for and in the conduct
25 of trial, to address their handling at the end of the litigation, and serve the ends of justice, a protective order
26 for such information is justified in this matter. It is the intent of the parties that information will not be
27 designated as confidential for tactical reasons and that nothing be so designated without a good faith belief
28
1 that it has been maintained in a confidential, non public manner, and there is good cause why it should not
2 be part of the public record of this case.
3 III. DEFINITIONS
4 A. Action: This pending federal law suit, M.B. v. County of Butte, et al., Case No. 2:23-CV-
5 01977-DAD-DB.
6 B. Challenging Party: A Party or Non Party that challenges the designation of information or
7 items under this Order.
8 C. “CONFIDENTIAL” Information or Items: Information (regardless of how it is generated,
9 stored or maintained) or tangible things that qualify for protection under Federal Rule of
10 Civil Procedure 26(c), and as specified above in the Good Cause Statement.
11 D. Counsel: Counsel of Record for the parties as well as their support staff.
12 E. Designating Party: A Party or Non Party that designates information or items that it
13 produces in disclosures or in responses to discovery as “CONFIDENTIAL.”
14 F. Disclosure or Discovery Material: All documents or information, regardless of the medium
15 or manner in which it is generated, stored, or maintained, that are produced or generated in
16 disclosures or responses to written discovery in this matter.
17 G. Expert: A person with specialized knowledge or experience in a matter pertinent to the
18 litigation who has been retained by a Party or its counsel to serve as an expert witness or as
19 a consultant in this Action.
20 H. Non Party: Any natural person, partnership, corporation, association, or other legal entity
21 not named as a Party to this action.
22 I. Counsel of Record: Attorneys who are not employees of a party to this Action but are
23 retained to represent or advise a party to this Action and have appeared in this Action on
24 behalf of that party or are affiliated with a law firm which has appeared on behalf of that
25 party, and includes support staff.
26 J. Party: Any party to this Action, including all of its officers, directors, employees,
27 consultants, Experts, and Counsel of Record (and their support staffs).
28
1 K. Producing Party: A Party or Non Party that produces Disclosure or Discovery Material in
2 this Action.
3 L. Professional Vendors: Persons or entities that provide litigation support services (e.g.,
4 photocopying, videotaping, translating, preparing exhibits or demonstrations, and
5 organizing, storing, or retrieving data in any form or medium) and their employees and
6 subcontractors.
7 M. Protected Material: Any Document, written Disclosure or written Discovery Material that
8 is designated as “CONFIDENTIAL.”
9 N. Receiving Party: A Party that receives Disclosure or Discovery Material from a Producing
10 Party.
11 IV. SCOPE
12 A. The protections conferred by this Stipulation and Order cover not only Protected
13 Material (as defined above), but also (1) any information copied or extracted from
14 Protected Material; and (2) all copies, excerpts, summaries, or compilations of
15 Protected Material.
16 B. Any use of Protected Material at trial shall be governed by the orders of the trial judge.
17 This Order does not govern the use of Protected Material at trial.
18 V. DURATION
19 Once a case proceeds to trial, all of the information that was designated as confidential or maintained
20 pursuant to this Protective Order that is admitted into evidence becomes public and will be presumptively
21 available to all members of the public, including the press, unless compelling reasons supported by specific
22 factual findings to proceed otherwise are made to the trial judge in advance of the trial. See Kamakana v.
23 City and County of Honolulu, 447 F.3d 1172, 1180 81 (9th Cir. 2006) (distinguishing a “good cause”
24 showing for sealing documents produced in discovery from “compelling reasons” standard when merits
25 related documents are part of court record). Accordingly, the terms of this Protective Order do not extend
26 beyond the commencement of the trial. All parties reserve the right to separately seek a Court order
27 regarding the confidentiality of any records at that time and do not waive any such objections by signing
28 this Stipulation and Proposed Protective Order.
1 VI. DESIGNATING PROTECTED MATERIAL
2 A. Exercise of Restraint and Care in Designating Material for Protection
3 1. Each Party or Non Party that designates information or items for protection under this Order must
4 take care to limit any such designation to specific material that qualifies under the appropriate
5 standards. The Designating Party must designate for protection only those parts of material,
6 documents, items, or oral or written communications that qualify so that other portions of the
7 material, documents, items, or communications for which protection is not warranted are not swept
8 unjustifiably within the ambit of this Order.
9
10 2. If it comes to a Designating Party’s attention that information or items that it designated for
11 protection do not qualify for protection, that Designating Party must promptly notify all other Parties
12 that it is withdrawing the inapplicable designation.
13 B. Manner and Timing of Designations
14 1. Except as otherwise provided in this Order (see, e.g., Section B(2)(b) below), or as otherwise
15 stipulated or ordered, Disclosure or Discovery Material that qualifies for protection under this Order
16 must be clearly so designated before the material is disclosed or produced.
17 2. Designation in conformity with this Order requires the following:
18 a. For information in documentary form (e.g., paper or electronic documents, but excluding transcripts
19 of depositions or other pretrial or trial proceedings), that the Producing Party affix at a minimum,
20 the legend “CONFIDENTIAL” (hereinafter “CONFIDENTIAL legend”), to each page that contains
21 protected material. If only a portion or portions of the material on a page qualifies for protection, the
22 Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate
23 markings in the margins).
24 b. A Party or Non Party that makes original documents available for inspection need not designate
25 them for protection until after the inspecting Party has indicated which documents it would like
26 copied and produced. During the inspection and before the designation, all of the material made
27 available for inspection shall be deemed “CONFIDENTIAL.” After the inspecting Party has
28 identified the documents it wants copied and produced, the Producing Party must determine which
1 documents, or portions thereof, qualify for protection under this Order. Then, before producing the
2 specified documents, the Producing Party must affix “CONFIDENTIAL legend” to each page that
3 contains Protected Material. If only a portion or portions of the material on a page qualifies for
4 protection, the Producing Party also must clearly identify the protected portion(s) (e.g., by making
5 appropriate markings in the margins).
6 c. For testimony given in depositions, that the Designating Party identify the Disclosure or Discovery
7 Material on the record, before the close of the deposition all protected testimony.
8 d. For information produced in form other than document and for any other tangible items, that the
9 Producing Party affix in a prominent place on the exterior of the container or containers in which
10 the information is stored the legend “CONFIDENTIAL.” If only a portion or portions of the
11 information warrants protection, the Producing Party, to the extent practicable, shall identify the
12 protected portion(s).
13 C. Inadvertent Failure to Designate
14 1. If corrected within 30 days of the time any inadvertent failure to designate qualified information or
15 items, then such failure does not, standing alone, waive the Designating Party’s right to secure
16 protection under this Order for such material. Upon timely correction of a designation, the Receiving
17 Party must make reasonable efforts to assure that the material is treated in accordance with the
18 provisions of this Order.
19 VII. CHALLENGING CONFIDENTIALITY DESIGNATIONS
20 A. Timing of Challenges
21 1. Any party or Non Party may challenge a designation of confidentiality at any time that is
22 consistent with the Court’s Scheduling Order.
23 B. Meet and Confer
24 1. The Challenging Party shall initiate the dispute resolution process under Local Rule 251 et seq.
25 C. The burden of persuasion in any such challenge proceeding shall be on the Designating
26 Party. Unless the Designating Party has waived or withdrawn the confidentiality
27 designation, all parties shall continue to afford the material in question the level of
28
1 protection to which it is entitled under the Producing Party’s designation until the Court
2 rules on the challenge.
3 VIII. ACCESS TO AND USE OF PROTECTED MATERIAL
4 A. Basic Principles
5 1. A Receiving Party may use Protected Material that is disclosed or produced by another Party or
6 by a Non Party in connection with this Action only for prosecuting, defending, or attempting to
7 settle this Action. Such Protected Material may be disclosed only to the categories of persons
8 and under the conditions described in this Order. When the Action has been terminated, a
9 Receiving Party must comply with the provisions of Section XIV below.
10 2. Protected Material must be stored and maintained by a Receiving Party at a location and in a
11 secure manner that ensures that access is limited to the persons authorized under this Order.
12 B. Disclosure of “CONFIDENTIAL” Information or Items
13 1. Unless otherwise ordered by the Court or permitted in writing by the Parties, a Party may disclose
14 any information or item designated “CONFIDENTIAL” only to:
15 a. The Outside Counsel of Record in this Action, as well as employees of said Outside Counsel of
16 Record to whom it is reasonably necessary to disclose the information for this Action;
17 b. The officers, directors, and employees (including House Counsel) of the Party to whom
18 disclosure is reasonably necessary for this Action;
19 c. Experts (as defined in this Order) of the Party to whom disclosure is reasonably necessary for
20 this Action and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit
21 A);
22 d. The Court and its personnel;
23 e. Court reporters and their staff;
24 f. Professional jury or trial consultants, mock jurors, and Professional Vendors to whom disclosure
25 is reasonably necessary for this Action and who have signed the “Acknowledgment and
26 Agreement to be Bound” attached as Exhibit A hereto;
27 g. The author or recipient of a document containing the information or a custodian or other person
28 who otherwise possessed or knew the information;
1 h. During their depositions, witnesses, and attorneys for witnesses, in the Action to whom
2 disclosure is reasonably necessary provided: (i) the deposing party requests that the witness sign
3 the “Acknowledgment and Agreement to Be Bound;” and (ii) they will not be permitted to keep
4 any confidential information unless they sign the “Acknowledgment and Agreement to Be
5 Bound,” unless otherwise agreed by the Designating Party or ordered by the Court. Pages of
6 transcribed deposition testimony or exhibits to depositions that reveal Protected Material may be
7 separately bound by the court reporter and may not be disclosed to anyone except as permitted
8 under this Stipulated Protective Order; and
9 i. Any mediator or settlement officer, and their supporting personnel, mutually agreed upon by any
10 of the parties engaged in settlement discussions.
11 IX. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN
12 OTHER LITIGATION
13 A. If a Party is served with a subpoena or a court order issued in other litigation that compels
14 disclosure of any information or items designated in this Action as “CONFIDENTIAL,” that
15 Party must:
16 1. Promptly notify in writing the Parties. Such notification shall include a copy of the subpoena or
17 court order;
18 2. Promptly notify in writing the party who caused the subpoena or order to issue in the other
19 litigation that some or all of the material covered by the subpoena or order is subject to this
20 Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and
21 3. Cooperate with respect to all reasonable procedures sought to be pursued by the Parties whose
22 Protected Material may be affected.
23 B. If a Party timely seeks a protective order, the Party served with the subpoena or court order
24 shall not produce any information designated in this action as “CONFIDENTIAL” before a
25 determination by the Court from which the subpoena or order issued, unless the Party has
26 obtained the other Party’s permission. The Party seeking protection shall bear the burden and
27 expense of seeking protection in that court of its confidential material and nothing in these
28
1 provisions should be construed as authorizing or encouraging another Party in this Action to
2 disobey a lawful directive from another court.
3 X. A NON PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED IN THIS
4 LITIGATION
5 A. The terms of this Order are applicable to information produced by a Non Party in this Action and
6 designated as “CONFIDENTIAL.” Such information produced by Non Parties in connection with
7 this litigation is protected by the remedies and relief provided by this Order. Nothing in these
8 provisions should be construed as prohibiting a Non Party from seeking additional protections.
9 B. In the event that a Party is required, by a valid discovery request, to produce a Non Party’s
10 confidential information in its possession, and the Party is subject to an agreement with the Non
11 Party not to produce the Non Party’s confidential information, then the Party shall:
12 1. Promptly notify in writing the Requesting Party and the Non Party that some or all of the information
13 requested is subject to a confidentiality agreement with a Non Party;
14 2. Promptly provide the Non Party with a copy of the Stipulated Protective Order in this Action, the
15 relevant discovery request(s), and a reasonably specific description of the information requested;
16 and
17 3. Make the information requested available for inspection by the Non Party, if requested.
18 C. If the Non Party fails to seek a protective order from this court within 14 days of receiving the notice
19 and accompanying information, the Receiving Party may produce the Non Party’s confidential
20 information responsive to the discovery request. If the Non Party timely seeks a protective order, the
21 Receiving Party shall not produce any information in its possession or control that is subject to the
22 confidentiality agreement with the Non Party before a determination by the court. Absent a court
23 order to the contrary, the Non Party shall bear the burden and expense of seeking protection in this
24 court of its Protected Material.
25 XI. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL
26 A. If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected Material
27 to any person or in any circumstance not authorized under this Stipulated Protective Order, the
28 Receiving Party must immediately (1) notify in writing the Designating Party of the unauthorized
1 disclosures, (2) use its best efforts to retrieve all unauthorized copies of the Protected Material, (3)
2 inform the person or persons to whom unauthorized disclosures were made of all the terms of this
3 Order, and (4) request such person or persons to execute the “Acknowledgment and Agreement to
4 be Bound” that is attached hereto as Exhibit A.
5 XII. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED
6 MATERIAL
7 A. When a Producing Party gives notice to Receiving Parties that certain inadvertently produced material
8 is subject to a claim of privilege or other protection, the obligations of the Receiving Parties are those
9 set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This provision is not intended to modify
10 whatever procedure may be established in an e discovery order that provides for production without
11 prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar as the parties reach
12 an agreement on the effect of disclosure of a communication or information covered by the attorney
13 client privilege or work product protection, the parties may incorporate their agreement in the Stipulated
14 Protective Order submitted to the Court.
15 XIII. MISCELLANEOUS
16 A. Right to Further Relief
17 1. Nothing in this Order abridges the right of any person to seek its modification by the
18 Court in the future.
19 B. Right to Assert Other Objections
20 1. By stipulating to the entry of this Protective Order, no Party waives any right it otherwise would
21 have to object to disclosing or producing any information or item on any ground not addressed in
22 this Stipulated Protective Order. Similarly, no Party waives any right to object on any ground to
23 use in evidence of any of the material covered by this Protective Order.
24 C. Filing Protected Material
25 1. A Party that seeks to file under seal any Protected Material must comply with Local Rule 141.
26 Protected Material may only be filed under seal pursuant to a court order authorizing the sealing of
27 the specific Protected Material at issue. If a Party’s request to file Protected Material under seal is
28
1 denied by the Court, then the Receiving Party may file the information in the public record unless
2 otherwise instructed by the Court.
3 XIV. FINAL DISPOSITION
4 A. After the final disposition of this Action, as defined in Section V, within sixty (60) days of a written
5 request by the Designating Party, each Receiving Party must return all Protected Material to the
6 Producing Party or destroy such material with the exception of juvenile case file materials to which
7 the particular party was a party in the underlying action. As used in this subdivision, “all Protected
8 Material” includes all copies, abstracts, compilations, summaries, and any other format reproducing
9 or capturing any of the Protected Material. Notwithstanding this provision, Counsel are entitled to
10 retain an archival copy of all pleadings, motion papers, trial, deposition, and hearing transcripts,
11 legal memoranda, correspondence, deposition and trial exhibits, expert reports, attorney work
12 product, and consultant and expert work product, even if such materials contain Protected Material.
13 Any such archival copies that contain or constitute Protected Material remain subject to this
14 Protective Order as set forth in Section V.
15
16 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.
17
18 Dated: April 4, 2024 /s/ Shawn A. McMillan
Shawn A. McMillan, Esq.
19
Attorney for Plaintiff
20
21 Dated: April 4, 2024 /s/ Alison J. Southard
William E. Camy, Esq.
22
Alison J. Southard, Esq.
23 Attorneys for Defendants Stephanie
Brazil, Sarah Pederson (also sued as
24 “Sarah Cornett”), Michael Keating, and
Tracy Panuke
25
26
27
28
1 ORDER
2 Pursuant to the parties’ stipulation, IT IS SO ORDERED.
3 IT IS FURTHER ORDERED THAT:
4 1. Requests to seal documents shall be made by motion before the same judge who will decide
5 the matter related to that request to seal.
6 2. The designation of documents (including transcripts of testimony) as confidential pursuant to
7 this order does not automatically entitle the parties to file such a document with the court under seal.
8 Parties are advised that any request to seal documents in this district is governed by Local Rule 141. In
9 brief, Local Rule 141 provides that documents may only be sealed by a written order of the court after a
10 specific request to seal has been made. L.R. 141(a). However, a mere request to seal is not enough under
11 the local rules. In particular, Local Rule 141(b) requires that “[t]he ‘Request to Seal Documents’ shall set
12 forth the statutory or other authority for sealing, the requested duration, the identity, by name or category,
13 of persons to be permitted access to the document, and all relevant information.” L.R. 141(b).
14 3. A request to seal material must normally meet the high threshold of showing that “compelling
15 reasons” support secrecy; however, where the material is, at most, “tangentially related” to the merits of
16 a case, the request to seal may be granted on a showing of “good cause.” Ctr. for Auto Safety v. Chrysler
17 Grp., LLC, 809 F.3d 1092, 1096-1102 (9th Cir. 2016); Kamakana v. City and County of Honolulu, 447
18 F.3d 1172, 1178-80 (9th Cir. 2006).
19 4. Nothing in this order shall limit the testimony of parties or non-parties, or the use of certain
20 documents, at any court hearing or trial – such determinations will only be made by the court at the hearing
21 or trial, or upon an appropriate motion.
22 5. With respect to motions regarding any disputes concerning this protective order which the
23 parties cannot informally resolve, the parties shall follow the procedures outlined in Local Rule 251.
24 Absent a showing of good cause, the court will not hear discovery disputes on an ex parte basis or on
25 shortened time.
26 6. The parties may not modify the terms of this Protective Order without the court’s approval. If
27 the parties agree to a potential modification, they shall submit a stipulation and proposed order for the
28 court’s consideration.
1 7. Pursuant to Local Rule 141.1(f), the court will not retain jurisdiction over enforcement of the
2 terms of this Protective Order after the action is terminated.
3 8. Any provision in the parties’ stipulation that is in conflict with anything in this order is hereby
4 DISAPPROVED.
5 DATED: April 9, 2024 /s/ DEBORAH BARNES
UNITED STATES MAGISTRATE JUDGE
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1 EXHIBIT A
2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
3 I, _______________ [print or type full name], of _____________ [print or type full address], declare under
4 penalty of perjury that I have read in its entirety and understand the Stipulated Protective Order that was
5 issued by the United States District Court for the Eastern District of California on [DATE] in the case of
6 [insert formal name of the case and the number and initials assigned to it by the Court]. I agree to comply
7 with and to be bound by all the terms of this Stipulated Protective Order and I understand and acknowledge
8 that failure to so comply could expose me to sanctions and punishment in the nature of contempt. I solemnly
9 promise that I will not disclose in any manner any information or item that is subject to this Stipulated
10 Protective Order to any person or entity except in strict compliance with the provisions of this Order.
11 I further agree to submit to the jurisdiction of the United States District Court for the Eastern District of
12 California for the purpose of enforcing the terms of this Stipulated Protective Order, even if such
13 enforcement proceedings occur after termination of this action. I hereby appoint ___________ [print or
14 type full name] of ____________ [print or type full address and telephone number] as my California agent
15 for service of process in connection with this action or any proceedings related to enforcement of this
16 Stipulated Protective Order.
17 Date: _________________
18 City and State where sworn and signed: ____________________
19
20 Printed Name: _______________________
21 Signature: ___________________________
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s
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