“[W]e may take notice of proceedings in other courts, both within and without the 1 federal judicial system, if those proceedings have a direct relation to matters at issue”
How later courts described this case
- “[W]e may take notice of proceedings in other courts, both within and without the 1 federal judicial system, if those proceedings have a direct relation to matters at issue”
Written by the judges who cited it.
The opinion
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8 UNITED STATES DISTRICT COURT
9 FOR THE EASTERN DISTRICT OF CALIFORNIA
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11 MONRELL D. MURPHY No. 2: 21-cv-1789 TLN KJN P
12 Plaintiff,
13 v. FINDINGS AND RECOMMENDATIONS
14 C. PIERCE, et al.,
15 Defendants.
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17 Plaintiff, a state prisoner, proceeds without counsel and with a civil rights action pursuant
18 to 42 U.S.C. § 1983. Pending before the court is defendants’ motion to revoke plaintiff’s in
19 forma pauperis status pursuant to 28 U.S.C. § 1915(g) ,which is fully briefed. For the reasons
20 stated herein, the undersigned recommends that defendants’ motion be denied.
21 Background
22 At the time plaintiff filed this action on September 28, 2021, plaintiff was housed at the
23 California Correctional Institution in Tehachapi, California. In his original complaint, plaintiff
24 alleged defendants Pierce, Lopez and Lebeck used excessive force on plaintiff on February 21,
25 2020, while plaintiff was housed at California State Prison, Sacramento, and alleged defendant
26 Pierce was deliberately indifferent to plaintiff’s serious mental health needs, and that defendants
27 Pierce and Lebeck retaliated against plaintiff. Subsequently, plaintiff was transferred to High
28 Desert State Prison.
1 Governing Standards
2 The Prison Litigation Reform Act of 1995 (“PLRA”) permits a federal court to authorize
3 the commencement and prosecution of any suit without prepayment of fees by a person who
4 submits an affidavit indicating that the person is unable to pay such fees. However, a prisoner
5 may not proceed in forma pauperis
6 if the prisoner has, on 3 or more prior occasions, while incarcerated
or detained in any facility, brought an action or appeal in a court of
7 the United States that was dismissed on the grounds that it is
frivolous, malicious, or fails to state a claim upon which relief may
8 be granted, unless the prisoner is under imminent danger of serious
physical injury.
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10 28 U.S.C. § 1915(g). Such rule, known as the “three strikes rule,” was “designed to filter out the
11 bad claims [filed by prisoners] and facilitate consideration of the good.” Coleman v. Tollefson,
12 575 U.S. 532, 535 (2015) (quoting Jones v. Bock, 549 U.S. 199, 204 (2007)).
13 Once a prisoner has sustained three strikes, section 1915(g) prohibits the pursuit of any
14 subsequent in forma pauperis civil action or appeal in federal court unless the prisoner “makes a
15 plausible allegation that [he] faced ‘imminent danger of serious physical injury’ at the time of
16 filing.” Andrews v. Cervantes, 493 F.3d 1047, 1051-52 (9th Cir. 2007) (quoting 28 U.S.C.
17 § 1915(g)). “[T]he PLRA [also] requires a nexus between [any] alleged imminent danger and the
18 violations of law alleged in the prisoner’s complaint.” Ray v. Lara, 31 F.4th 692, 700 (9th Cir.
19 April 11, 2022). Thus, to qualify for an exception, “a three-strikes prisoner must allege imminent
20 danger of serious physical injury that is both fairly traceable to unlawful conduct alleged in his
21 complaint and redressable by the court.” Id. at 701.
22 Discussion
23 Did Plaintiff Sustain Three Strikes?
24 Defendants argue that plaintiff is a serial litigant, and three of his prior lawsuits were
25 dismissed for failure to state a claim upon which relief may be granted and/or for frivolity. (ECF
26 No. 50-1 at 2.) The undersigned grants defendant’s request for judicial notice and discusses
27 plaintiff’s prior cases below. See, e.g., Bennett v. Medtronic, Inc., 285 F.3d 801, 803 n.2 (9th
28 Cir. 2002) (“[W]e may take notice of proceedings in other courts, both within and without the
1 federal judicial system, if those proceedings have a direct relation to matters at issue”) (internal
2 quotation omitted).
3 1. Murphy v. Caden, Case No. 5:03-cv-1366 (N.D. Cal.) (ECF No. 50-1 at 4.) Plaintiff
4 does not contest that this case counts as a strike. (ECF No. 51.) Indeed, it was dismissed on July
5 21, 2005, for failure to state a cognizable claim under § 1983 and for failure to prosecute, with
6 leave to amend, but plaintiff failed to file an amended complaint, despite being granted an
7 extension of time to do so. (ECF No. 50-2 at 58-76.) As argued by defendants, this case counts
8 as a § 1915(g) strike. See Harris v. Mangum, 863 F.3d 1133, 1143 (9th Cir. 2017).
9 2. Murphy v. Diaz, Case No. 2:19-cv-1422 (E.D. Cal.). Plaintiff does not contest that this
10 case counts as a strike. (ECF No. 51.) On June 10, 2021, this case was dismissed for failure to
11 state a claim (ECF No. 50-2 at 105-06) and therefore constitutes a strike.
12 3. Murphy v. Diaz, No. 2:19-cv-5034 (C.D. Cal.) (hereafter “Diaz”). In this case, filed in
13 July of 2019, plaintiff claimed that correctional officer defendants misclassified staff complaints
14 as ordinary appeals. (ECF No. 50-2 at 119-252 (Defts.’ Ex. 14).) On May 11, 2022, the
15 magistrate judge found plaintiff was attempting to obtain “the proverbial second bite of the
16 apple,” by pursuing claims arising from the same facts alleged in Murphy v. S. Kern, Case No.
17 2:18-cv-10150 FLA (ADS) (C.D. Cal. Dec. 6, 2018) (hereafter “Kern”), which were subsequently
18 released according to a settlement agreement, and recommended that the motion for judgment on
19 the pleadings be granted. (ECF No. 50-2 at 253-51 (Defts.’ Ex. 16).) On September 16, 2022,
20 the district court adopted the findings and recommendations and entered judgment. (ECF No. 50-
21 2 at 262-65 (Defts.’ Ex. 16).)
22 The Parties’ Arguments
23 Here, defendants argue that the dismissal in Diaz should be considered a strike because
24 the plaintiff’s failure to file the action in good faith equates to a finding of frivolity. (ECF No.
25 50-1 at 5.) Defendants also argue that the dismissal in Diaz should be considered a strike on the
26 grounds that it fails to state a claim upon which relief may be granted. (ECF No. 50-1 at 6.)
27 Finally, defendants contend that although the dismissal in Diaz was the result of a motion for
28 judgment on the pleadings rather than the initial screening order or a motion to dismiss, the
1 outcome is the same. (ECF No. 50-1 at 6.) (citing see Knapp v. Hogan, 738 F.3d 1106, 1109 (9th
2 Cir. 2013), and El-Shaddai v. Zamora, 833 F.3d 1036, 1042 (9th Cir. 2016); see also, e.g., Evans
3 v. Brown, 2018 WL 3219418, at *3 (N.D. Cal. July 2, 2018) (counting case dismissed on motion
4 for judgment on the pleadings as a strike).)
5 In opposition, plaintiff argues that he did not suffer a dismissal of his claims in Diaz but
6 rather received an adjudication on the pleadings as evidenced by the entry of judgment on
7 September 16, 2022. (ECF No. 51 at 2.) He points out that the district judge made express
8 findings:
9 Plaintiff’s reliance on [Cal. Civ. Code] Section 1668 is unavailing,
however, because the statute voids only those contracts that waive
10 liability for future violations of the law. [citations omitted] (“We
are not aware of any case law applying section 1668 to torts where
11 all elements are past events. . . . . the weight of authority recogniz[e]
that section 1668 applies only to concurrent or future torts.”); . . . .
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13 (ECF No. 50-2 at 264.) Plaintiff argues that because the application of section 1668 is a contested
14 question of law, this case cannot be characterized as frivolous or malicious. (ECF No. 51 at 2.)
15 Further, plaintiff contends that Diaz was not filed in bad faith because his Kern case was
16 filed first, then he filed Diaz, then Kern was settled, and then Diaz was dismissed due to the
17 preclusive effect of the settlement agreement in Kern. Such timing distinguishes plaintiff’s
18 circumstances from those cited by defendants where the plaintiffs filed claims precluding suit
19 after the prior case was settled because the preclusive effect of the Kern settlement did not occur
20 until the Kern case was settled, with a broad release, which did not take place until after plaintiff
21 filed the Diaz case.
22 In addition, plaintiff argues that the order adjudicating the motion for judgment on the
23 pleadings was based on evidentiary grounds, as it was in El-Shaddai, because claim preclusion
24 analysis looks to the intent of the parties rather than to general principles of claim preclusion, and
25 plaintiff objects that the order granting the motion for judgment on the pleadings does not state
26 that the dismissal was granted because the case was frivolous, malicious, or failed to state a claim,
27 as the court required in El-Shaddei.
28 ////
1 In reply, defendants point out that the district court’s order in Diaz demonstrates there was
2 no contested question of law based on Section 1668, because Section 1668 “voids only those
3 contracts that waive liability for future violations of the law, and the broad waiver in Kern only
4 applied to past conduct. Defendants contend that the timing of the Kern settlement is not relevant
5 because the claims in both cases arose from the “same string of events” (and named common
6 defendants), and thus Diaz was frivolous at the time of filing, whether or not plaintiff later settled
7 Kern. (ECF No. 52 at 4.) Finally, defendants contend that plaintiff misstates the law in
8 connection with his argument that because Diaz was dismissed on a motion for judgment on the
9 pleadings, which considered the settlement agreement in Kern, such case cannot count as a strike.
10 (ECF No. 52 at 4.) While the procedure used to obtain a dismissal is considered, defendants
11 argue it is not dispositive.
12 Discussion
13 The undersigned is not required to decide whether or not Diaz constitutes a strike because
14 Diaz was not dismissed until September 16, 2022, after the instant action was filed on September
15 28, 2021. Tagle v. Anderson, 2017 WL 11440990, at *1 (9th Cir. May 18, 2017) (reversing
16 district court’s decision denying in forma pauperis status because the three prior dismissals relied
17 upon by the district court were dismissed after Tagle filed the instant litigation in the district
18 court); see 28 U.S.C. § 1915(g) (forbidding prisoners from proceeding in forma pauperis “if the
19 prisoner has, on 3 or more prior occasions, . . . brought an action or appeal in a court of the
20 United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a
21 claim upon which relief may be granted”) (emphasis added). While defendants are correct that
22 plaintiff filed Diaz before he filed the instant action, the Diaz case was not dismissed until after
23 plaintiff filed this action. Therefore, Diaz cannot count as a strike under § 1915(g) because it was
24 not dismissed prior to the filing of this action.
25 Plaintiff’s Surreply
26 In plaintiff’s reply, plaintiff claimed that defendants’ motion was moot because plaintiff
27 has now paid the court’s filing fee. The financial department of the court confirms that plaintiff
28 has paid the court’s filing fee in full.
1 |} Orders and Recommendations
2 Accordingly, IT IS HEREBY ORDERED that defendants’ request for judicial notice
3 || (ECF No. 50-2) is granted.
4 Further, IT IS RECOMMENDED that defendants’ motion to revoke plaintiff's in forma
5 || pauperis status (ECF No. 50) be denied.
6 These findings and recommendations are submitted to the United States District Judge
7 || assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days
8 | after being served with these findings and recommendations, any party may file written
9 || objections with the court and serve a copy on all parties. Such a document should be captioned
10 | “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the
11 || objections shall be filed and served within fourteen days after service of the objections. The
12 || parties are advised that failure to file objections within the specified time may waive the right to
13 || appeal the District Court’s order. Martinez v. YIst, 951 F.2d 1153 (9th Cir. 1991).
14 | Dated: December 13, 2023
Aectl Aharon
16 KENDALL J. NE
UNITED STATES MAGISTRATE JUDGE
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