“A court's 17 equitable power lies only over the merits of the case or controversy before it. When a plaintiff 18 seeks injunctive relief based on claims not pled in the complaint, the court does not have the 19 authority to issue an injunction”
How later courts described this case
- “A court's 17 equitable power lies only over the merits of the case or controversy before it. When a plaintiff 18 seeks injunctive relief based on claims not pled in the complaint, the court does not have the 19 authority to issue an injunction”
- “A plaintiff seeking a preliminary injunction must 28 establish that he is likely to succeed on the merits, that he is likely to suffer irreparable harm in 1 the absence of preliminary relief, that the balance of equities tips in his favor, and that an 2 injunction is in the public interest”
- a federal court may issue an injunction only if it has personal jurisdiction 12 over the parties; it may not attempt to determine the rights of persons not before the court
Written by the judges who cited it.
The opinion
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8 UNITED STATES DISTRICT COURT
9 EASTERN DISTRICT OF CALIFORNIA
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11 ALLEN HAMMLER, Case No. 1:19-cv-00616-DAD-SKO (PC)
12 Plaintiff,
FINDINGS AND RECOMMENDATIONS
13 v. TO DENY PLAINTIFF’S MOTION FOR
INJUNCTIVE RELIEF
14 J. HERNANDEZ,
(Doc. No. 44)
15 Defendant.
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17 Plaintiff Allen Hammler is a state prisoner proceeding pro se and in forma pauperis in this
18 civil rights action pursuant to 42 U.S.C. § 1983 action.
19 On June 28, 2022, Plaintiff filed a document titled “Motion for Order(s) Re Access to
20 Phone and Legal Aide.” (Doc. 44.) Defendant J. Hernandez filed an objection to Plaintiff’s
21 motion. (Doc. 45.) Plaintiff filed a reply. (Doc. 46.)
22 I. DISCUSSION
23 The undersigned construes Plaintiff’s filing as a motion for injunctive relief and addresses
24 the motion accordingly.
25 A. The Parties’ Submissions
26 In his motion, Plaintiff seeks an order directing California Department of Corrections and
27 Rehabilitation (CDCR) Secretary Kathleen Allison “and her Agents having custody of Plaintiff”
28 to assign a litigation coordinator to assist Plaintiff with access “to the necessary tools to submit all
1 mandated and endeavored submissions,” contending the law librarian at his institution
2 “continually denie[s] him any and all services.” (Doc. 44 at 1-2.) Plaintiff contends this has been
3 an issue since October 29, 2021, through the present. (Id. at 2.) Plaintiff also seeks an order of this
4 Court granting him access to the pay phone in the common area for “[o]ne [h]our twice a week at
5 any time between the Hours of 8:00 am. and 5:00 pm. that Staff Deems Viable, First on Mondays
6 and again on Following Thursdays….” (Id.) Plaintiff submits a declaration (id. at 3-4) and points
7 and authorities, citing to Ake v. Oklahoma, 470 U.S. 68 (1985) (id. at 5).
8 Defendant objects to Plaintiff’s motion, contending the Court cannot enjoin the actions of
9 non-party individuals, Plaintiff’s request does not relate to his complaint, and Plaintiff provides
10 no authority in support of his motion. (Doc. 45 at 2-3.)
11 In his reply, Plaintiff contends that because defense counsel did not raise any objection to
12 Plaintiff’s request for phone access, Defendant is “[i]n essence waiving Argument.” (Doc. 46 at
13 1.) Plaintiff states that because his motion “in that aspect is unchallenged,” he “would withdraw
14 the Motion as it related to Library access” in favor of the Court granting Plaintiff “the needed
15 Phone access.” (Id.) Plaintiff states phone access “can be used to have Paralegals” perform
16 clerical tasks such as copying and coordinating and submitting documents. (Id. at 2.)
17 B. Applicable Legal Standards
18 “A preliminary injunction is an extraordinary remedy never awarded as of right.” 1 Winter
19 v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 24 (2008) (citation omitted). “A plaintiff seeking a
20 preliminary injunction must establish that he is likely to succeed on the merits, that he is likely to
21 suffer irreparable harm in the absence of preliminary relief, that the balance of equities tips in his
22 favor, and that an injunction is in the public interest.” Id. at 20.
23 Federal courts are courts of limited jurisdiction and in considering a request for
24 preliminary injunctive relief, the Court is bound by the requirement that as a preliminary matter, it
25 have before it an actual case or controversy. City of L.A. v. Lyons, 461 U.S. 95, 102 (1983);
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1 “The standard for a [temporary restraining order] is the same as for a preliminary injunction.” Rovio
27 Entm’t Ltd. v. Royal Plush Toys, Inc., 907 F. Supp. 2d 1086, 1092 (N.D. Cal. 2012) (citing Stuhlbarg Int’l
Sales Co. v. John D. Brush & Co., 240 F.3d 832, 839 n.7 (9th Cir. 2001) (citation omitted).
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1 Valley Forge Christian Coll. v. Ams. United for Separation of Church & State, Inc., 454 U.S.
2 464, 471 (1982). If the Court does not have an actual case or controversy before it, it has no
3 power to hear the matter in question. Id. Requests for prospective relief are further limited by 18
4 U.S.C. § 3626(a)(1)(A) of the Prison Litigation Reform Act, which requires that the Court find
5 the “relief [sought] is narrowly drawn, extends no further than necessary to correct the violation
6 of the Federal right, and is the least intrusive means necessary to correct the violation of the
7 Federal right.” The pendency of this action does not give the Court jurisdiction over prison
8 officials in general. Summers v. Earth Island Inst., 555 U.S. 488, 491-93 (2009); Mayfield v.
9 United States, 599 F.3d 964, 969 (9th Cir. 2010). The Court's jurisdiction is limited to the parties
10 in this action and to the viable legal claims upon which this action is proceeding. Summers, 555
11 U.S. at 491-93; Mayfield, 599 F.3d at 969.
12 A “federal court may issue an injunction [only] if it has personal jurisdiction over the
13 parties and subject matter jurisdiction over the claim; it may not attempt to determine the rights of
14 persons not before the court.” Zepeda v. U.S. I.N.S., 753 F.2d 719, 727 (9th Cir. 1983). “[A]n
15 injunction must be narrowly tailored ‘to affect only those persons over which it has power,’ . . .
16 and to remedy only the specific harms shown by the plaintiffs, rather than ‘to enjoin all possible
17 breaches of the law.’” Price v. City of Stockton, 390 F.3d 1105, 1117 (9th Cir. 2004) (quoting
18 Zepeda, 753 F.2d at 727, 728 n.1).
19 Under the All Writs Act, federal courts “may issue all writs necessary or appropriate in
20 aid of their respective jurisdictions and agreeable to the usages and principles of law.” 28 U.S.C.
21 § 1651(a). “The power conferred by the Act extends, under appropriate circumstances, to persons
22 who, though not parties to the original action or engaged in wrongdoing, are in a position to
23 frustrate the implementation of a court order or the proper administration of justice, and
24 encompasses even those who have not taken any affirmative action to hinder justice.” United
25 States v. New York Tel. Co., 434 U.S. 159, 174 (1977) (footnote & citations omitted). However,
26 “injunctive relief under the All Writs Act is to be used sparingly and only in the most critical and
27 exigent circumstances,” and only “if the legal rights at issue are indisputably clear.” Brown v.
28 Gilmore, 533 U.S. 1301, 1303 (2001) (citations & internal quotation marks omitted).
1 C. Analysis
2 Plaintiff seeks an order directing the CDCR Secretary to direct staff at the Substance
3 Abuse Treatment Facility (SATF) in Corcoran to provide him with legal aid and access to the law
4 library, and phone privileges. This Court, however, lacks personal jurisdiction over the CDCR
5 Secretary and individuals employed at SATF because none of those individuals are named in
6 Plaintiff’s complaint.
7 Plaintiff’s operative second amended complaint concerns only Defendant Hernandez, a
8 “Psych-Tech” at California State Prison, Corcoran. (See Doc. 21 at 2; see also Doc. 25 at 3 [Order
9 Adopting F&Rs; action to proceed only as to Defendant Hernandez].) The operative complaint
10 does not name CDCR Secretary Kathleen Sullivan or any employee at SATF. See Zepeda v. U.S.
11 I.N.S., 753 F.2d at 727 (a federal court may issue an injunction only if it has personal jurisdiction
12 over the parties; it may not attempt to determine the rights of persons not before the court); Price
13 v. City of Stockton, 390 F.3d at 1117. The Court's jurisdiction is limited to the parties in this
14 action and to the viable legal claims upon which this action is proceeding. Summers, 555 U.S. at
15 491-93 (the pendency of an action does not give a court jurisdiction over prison officials in
16 general); Mayfield, 599 F.3d at 969. Because this Court’s jurisdiction is limited to Defendant
17 Hernandez—the only named defendant in this action—it has no jurisdiction over the CDCR
18 Secretary or personnel at SATF.
19 Plaintiff also cites to the All Writs Act as a basis for injunctive relief. The All Writs Act
20 permits the court to use injunctive relief against persons who are not parties to the action when it
21 is necessary for the court to exercise or preserve its jurisdiction. Plum Creek Lumber Co. v.
22 Hutton, 608 F.2d 1283, 1289 (9th Cir. 1979). Yet, the use of an injunction against non-parties is
23 also heavily disfavored. Zenith Radio Corp. v. Hazeltine Research, Inc., 395 U.S. 100, 110
24 (1969).
25 Here, Plaintiff simply states “where this instant matter is already before the Court it is
26 necessary and appropriate For the Court to via the All Writs Act issue the needed Orders.” (Doc.
27 44 at 5, emphasis in original.) He makes no attempt to demonstrate how the All Writs Act is
28 necessary in this case. The mere fact an action is pending before the Court does not favor
1 application of the All Writs Act permitting the use of injunctive relief. Nor does the Court find
2 the circumstances present here to be “critical and exigent” and the rights at issue “indisputably
3 clear” such that injunctive relief pursuant to the All Writs Act would be appropriate. Brown v.
4 Gilmore, 533 U.S. at 1303. This matter has not been set for trial, nor has a discovery and
5 scheduling order issued. Plaintiff has already filed an opposition (Doc. 37) to Defendant’s
6 pending motion to dismiss (Doc. 36). The time for Plaintiff to file a reply to Defendant’s
7 opposition (Doc. 43) to his own motion for summary judgment (Doc. 42) has also passed.
8 Therefore, Plaintiff does not face any imminent filing deadlines. Defendant’s motion to dismiss
9 and Plaintiff’s motion for summary judgment will be decided in due course. Simply stated, there
10 are no “critical and exigent” circumstances warranting relief pursuant to the All Writs Act.
11 Plaintiff’s contentions in the instant motion are also unrelated to the allegations in his
12 operative complaint. In his complaint, Plaintiff alleges that the use of “tainted” alcohol pads,
13 provided by Defendant Hernandez to treat Plaintiff’s rash, violate his Rastafarian faith. (See Doc.
14 23 at 3-4 [factual recitation], 5-6 [analysis of claim].) This Court does not have the authority to
15 issue an injunction on matters that are not related to the claims pled in the complaint. See Pac.
16 Radiation Oncology, LLC v. Queen's Med. Ctr., 810 F.3d 631, 633 (9th Cir. 2015) (“A court's
17 equitable power lies only over the merits of the case or controversy before it. When a plaintiff
18 seeks injunctive relief based on claims not pled in the complaint, the court does not have the
19 authority to issue an injunction”).
20 Even assuming arguendo that Plaintiff’s contention that Defendant waived any objection
21 to injunctive relief regarding Plaintiff’s access to the telephone was correct, the Court cannot
22 issue an order providing injunctive relief because it lacks jurisdiction over the CDCR Secretary
23 and SATF personnel. Even liberally construing Plaintiff’s motion to conclude Plaintiff is likely to
24 suffer irreparable harm in the absence of access to the legal aid and phone privileges he seeks,
25 Plaintiff cannot prevail.
26 Plaintiff’s motion addresses only three of the four necessary factors required to obtain
27 injunctive relief. See Winter, 555 U.S. at 20 (“A plaintiff seeking a preliminary injunction must
28 establish that he is likely to succeed on the merits, that he is likely to suffer irreparable harm in
1 the absence of preliminary relief, that the balance of equities tips in his favor, and that an
2 injunction is in the public interest”). Plaintiff has made no attempt to show he is likely to succeed
3 on the merits of his claim, that the balance of equities tips in his favor, or that the injunction he
4 seeks is in the public interest. Winter, 555 U.S. at 20.
5 Finally, Plaintiff’s reliance upon Ake v. Oklahoma is misplaced. Briefly stated, in Ake,
6 Petitioner Ake was charged with first degree murder and faced the death penalty if convicted at
7 trial. Ake, 470 U.S. at 70-72. The Supreme Court held that when a defendant makes a preliminary
8 showing that his sanity was a significant factor at trial, it is error to deny psychiatric assistance to
9 an indigent defendant. Id. at 74. The Ake decision is simply not applicable to a civil rights action
10 where a plaintiff is seeking injunctive relief. In sum, Plaintiff is not entitled to injunctive relief.
11 II. CONCLUSION AND RECOMMENDATIONS
12 For the reasons set forth above, the Court RECOMMENDS that Plaintiff’s motion for
13 injunctive relief (Doc. 44) be DENIED.
14 These Findings and Recommendations will be submitted to the district judge assigned to
15 this case, pursuant to 28 U.S.C. § 636(b)(l). Within 14 days of the date of service of these
16 Findings and Recommendations, Plaintiff may file written objections with the Court. The
17 document should be captioned, “Objections to Magistrate Judge’s Findings and
18 Recommendations.” Failure to file objections within the specified time may result in waiver of
19 rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) (citing Baxter v.
20 Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)).
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IT IS SO ORDERED.
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23 Dated: August 1, 2022 /s/ Sheila K. Oberto .
UNITED STATES MAGISTRATE JUDGE
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