“[A] prisoner in state custody cannot 10 use a § 1983 action to challenge the fact or duration of his confinement. He must seek federal 11 habeas corpus relief (or appropriate state relief) instead.”
How later courts described this case
- “[A] prisoner in state custody cannot 10 use a § 1983 action to challenge the fact or duration of his confinement. He must seek federal 11 habeas corpus relief (or appropriate state relief) instead.”
- allegations of prison overcrowding alone are insufficient to state a claim under the Eighth 4 Amendment.
- double-celling of inmates by 5 itself does not inflict unnecessary or wanton pain or constitute grossly disproportionate 6 punishment in violation of Eighth Amendment
- prisoner's claims for injunctive relief generally become moot upon 16 transfer
Written by the judges who cited it.
The opinion
1
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5
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8 UNITED STATES DISTRICT COURT
9 EASTERN DISTRICT OF CALIFORNIA
10
11 BRANDON ALEXANDER Case No. 1:21-cv-01748-JLT-BAM (PC)
FERNANDEZ, et al.,
12 SCREENING ORDER GRANTING
Plaintiff, PLAINTIFF LEAVE TO FILE AMENDED
13 COMPLAINT
v.
14 (ECF No. 1)
MARTIN GAMBOA, et al.,
15 THIRTY (30) DAY DEADLINE
Defendants.
16
17
Plaintiff Brandon Alexander Fernandez (“Plaintiff”) is a state prisoner proceeding pro se
18
and in forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983. Plaintiff’s
19
complaint, filed on December 9, 2021, is before the Court for screening. (Doc. 1.)
20
I. Screening Requirement and Standard
21
The Court is required to screen complaints brought by prisoners seeking relief against a
22
governmental entity and/or against an officer or employee of a governmental entity. 28 U.S.C.
23
§ 1915A(a). Plaintiff’s complaint, or any portion thereof, is subject to dismissal if it is frivolous
24
or malicious, if it fails to state a claim upon which relief may be granted, or if it seeks monetary
25
relief from a defendant who is immune from such relief. 28 U.S.C. §§ 1915A(b).
26
A complaint must contain “a short and plain statement of the claim showing that the
27
pleader is entitled to relief . . . .” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are not
28
1 required, but “[t]hreadbare recitals of the elements of a cause of action, supported by mere
2 conclusory statements, do not suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell
3 Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). While a plaintiff’s allegations are taken as
4 true, courts “are not required to indulge unwarranted inferences.” Doe I v. Wal-Mart Stores, Inc.,
5 572 F.3d 677, 681 (9th Cir. 2009) (internal quotation marks and citation omitted).
6 To survive screening, Plaintiff’s claims must be facially plausible, which requires
7 sufficient factual detail to allow the Court to reasonably infer that each named defendant is liable
8 for the misconduct alleged. Iqbal, 556 U.S. at 678 (quotation marks omitted); Moss v. U.S. Secret
9 Serv., 572 F.3d 962, 969 (9th Cir. 2009). The sheer possibility that a defendant acted unlawfully
10 is not sufficient, and mere consistency with liability falls short of satisfying the plausibility
11 standard. Iqbal, 556 U.S. at 678 (quotation marks omitted); Moss, 572 F.3d at 969.
12 II. Plaintiff’s Allegations
13 Plaintiff is currently housed at California State Prison. The events in the complaint are
alleged to have occurred while Plaintiff was housed in Avenal State Prison (”Avenal”). Plaintiff
14
names as defendants: (1) Martin Gamboa, Warden, (2) Kathleen Allison, Secretary of the
15
Department of Corrections and Rehabilitation, (3) Gavin Newsom, Governor, and (4) Does 1-
16
10,000.
17
Plaintiff alleges that Defendants subject Plaintiff and other inmates to cruel and unusual
18
punished by forcing Plaintiff into illegal housing configuration and unlawful conditions that
19
caused the spread of Covid 19 to 99% of inmates at Avenal. Long term damages have resulted to
20
inmates at Avenal and Avenal had time to protect inmates, but instead created a harmful living
21
environment that accelerated the spread of the disease. Plaintiff, and others, filed a class action
22
602 appeal with over 300 signatures of participating inmates to ask for protection or for early
23
release because of overcrowding that was causing the problem. Overcrowding was the reason the
24
disease was spreading, along with the housing configuration. The appeal was denied and
25
everything the inmates claimed would happen did happen.
26
Plaintiff brings this action on behalf of himself and over 300 class members.1 On April
27
28 1 In the complaint, Plaintiff refers to actions or conduct by “Plaintiffs” which appears to be
1 21, 2020, Plaintiff put in an emergency appeal for release and to reduce the population below
2 100% of capacity. All actions and inactions by Defendant throughout the pandemic have been
3 criminally negligent resulting in 8 deaths at Avenal and 80 death state wide. Every defendant had
4 the legal authority to release and reduce inmates under emergency legal provisions, but failed to
5 do so. Instead they piece-mealed release of low risk offenders and delayed releases. Each
6 Defendant was fully aware of the devastation that would be caused by the virus and were warned
7 by experts and lawsuits if they did not take preventative measures to release or reduce the
8 population. They said they were “doing everything” except thinning the population.
9 Plaintiff stated in the 602 that the inmates were forced to house in 8-man double bunks
10 which increased the population density in dorms instead of decreasing the population. The appeal
11 response was delayed until June 3, 2020, and was partially granted, but stated that no
12 departmental policy was violated.
13 In April, Avenal began mass testing inmates on Facility 5 due to outbreaks on other yards.
Inmates in Facility 5 did not test positive, “which is why Plaintiffs became concerned of
14
becoming infected due to the negligence taking place by CDCR’s handling of the situation.”
15
Within 3 weeks of filing the 602 appeal, Avenal went from zero cases to 799 cases, an
16
explosive outbreak. From June 4, 2020 to the present, Avenal suffered the worst Covid outbreak
17
with 2900 total infections and 8 deaths, out of 3400 inmates. The Plaintiffs in the 602 all tested
18
positive.
19
Plaintiff alleges that overcrowding is the primary cause of the Eighth Amendment
20
constitutional violation along with Defendant’s strategy to circumvent the CDC’s
21
recommendation to release inmates below 50% of capacity. Defendants have created a deliberate
22
indifference to their safety and welfare.
23
Facts of deliberate indifference are as follows: 8 people per dorm without ability to social
24
distance; merely shifting bodies from emptied single bunks in each upper tier and two bunks at
25
26
27 allegations based on the entire class. As explained, infra, Plaintiff cannot proceed via class
claims. Any amended complaint should state factual allegations specific to Plaintiff and no other
28 inmate.
1 the bottom tier; no emergency evacuation plans; no emergency tents; creating emergency crisis
2 units in the gymnasium only after 90% infection rate; delayed providing masks; N95 masks only
3 after 90% of inmate population had become infected; staff refused to wear N95 masks; no proper
4 PPE; no testing; social distancing impossible due to overcrowding; hand sanitizers and soap
5 dispensers only after infections occurred; required staff to work even though infected and not
6 enough recovery time; suspended visitation which forced more phone interactions in the common
7 areas; caused anxiety by limiting inmate movement; Governor suspended all transfers instead of
8 releasing inmates; Avenal “shuffled” inmates from dorm to dorm; and no staff testing.
9 Defendants cannot guarantee that Plaintiff will not get sick from a different strain of
10 Covid and the conditions at Avenal have created a perfect breeding ground for the virus and
11 Plaintiff will get sick.
12 As remedies, Plaintiff seek injunctive relief enjoining and restraining Defendants from
13 engaging in the policies, practices and conduct complained of in this complaint and to
immediately reduce Avenal to 50% or less of designed capacity in compliance with Center of
14
Disease Control recommendations. Plaintiff seeks declaratory relief and compensatory and
15
punitive damages. Plaintiff also sees appointment of counsel.
16
III. Appointment of Counsel
17
Plaintiff has asked to be appointed counsel Plaintiff does not have a constitutional right
18
to appointed counsel in this action, Rand v. Rowland, 113 F.3d 1520, 1525 (9th Cir. 1997), rev’d
19
in part on other grounds, 154 F.3d 952, 954 n.1 (9th Cir. 1998), and the court cannot require an
20
attorney to represent plaintiff pursuant to 28 U.S.C. § 1915(e)(1). Mallard v. U.S. Dist. Court for
21
the S. Dist. of Iowa, 490 U.S. 296, 298 (1989). However, in certain exceptional circumstances the
22
court may request the voluntary assistance of counsel pursuant to section 1915(e)(1). Rand, 113
23
F.3d at 1525.
24
Without a reasonable method of securing and compensating counsel, the Court will seek
25
volunteer counsel only in the most serious and exceptional cases. In determining whether
26
“exceptional circumstances exist, a district court must evaluate both the likelihood of success on
27
the merits [and] the ability of the [plaintiff] to articulate his claims pro se in light of the
28
1 complexity of the legal issues involved.” Id. (internal quotation marks and citations omitted).
2 The Court has considered Plaintiff’s request, but does not find the required exceptional
3 circumstances. Even if it is assumed that Plaintiff is not well versed in the law and that he has
4 made serious allegations which, if proved, would entitle him to relief, his case is not exceptional.
5 This Court is faced with similar cases filed by prisoners who are proceeding pro se. These
6 litigants also must conduct legal research, answer discovery requests, and litigate their cases
7 without the assistance of counsel.
8 Furthermore, at this stage in the proceedings, the Court cannot make a determination that
9 Plaintiff is likely to succeed on the merits. As discussed below, Plaintiff has failed to state a
10 cognizable claim Finally, based on a review of the record in this case, the Court finds that
11 Plaintiff can adequately articulate his claims.
12 Based on the foregoing, Plaintiff’s motion to appoint counsel is HEREBY DENIED,
13 without prejudice.
IV. Discussion
14
Plaintiff’s complaint fails to comply with Federal Rule of Civil Procedure 8 and fails to
15
state a cognizable claim under 42 U.S.C. § 1983. Because he is proceeding pro se, Plaintiff will
16
be granted leave to amend his complaint to the extent that he can do so in good faith. To assist
17
Plaintiff, the Court provides the pleading and legal standards that appear relevant to his claims.
18
A. Plaintiff Cannot Represent Other Inmates
19
It appears that Plaintiff is seeking to bring this action on behalf of other inmates. A pro se
20
inmate cannot represent anyone other than himself in a conditions of confinement suit. “A litigant
21
appearing in propria persona has no authority to represent anyone other than himself.” Russell v.
22
United States, 308 F.2d 78, 79 (9th Cir. 1962); see also McShane v. United States, 366 F.2d 286,
23
288 (9th Cir. 1966) (privilege to appear without counsel is personal to the litigant). “Although a
24
non-attorney may appear in propria persona in his own behalf, that privilege is personal to him.
25
He has no authority to appear as an attorney for others than himself.” C.E. Pope Equity Trust v.
26
U.S., 818 F.2d 696, 697 (9th Cir. 1987) (citations omitted). “[A]n inmate does not have standing
27
to sue on behalf of his fellow prisoners. Rather, the prisoner must allege a personal loss and seek
28
1 to vindicate a deprivation of his own constitutional rights.” Weaver v. Wilcox, 650 F.2d 22, 27
2 (3rd Cir. 1981) (citations omitted). Thus, “[i]t is plain error to permit [an] imprisoned litigant who
3 is unassisted by counsel to represent his fellow inmates in a class action.” Oxendine v. Williams,
4 509 F.2d 1405, 1407 (4th Cir. 1975) (citation omitted).
5 For these reasons, the Court must construe this action as an individual civil rights suit
6 brought by Plaintiff alone.
7 B. Federal Rule of Civil Procedure 8
8 Pursuant to Federal Rule of Civil Procedure 8, a complaint must contain “a short and plain
9 statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a). Detailed
10 factual allegations are not required, but “[t]hreadbare recitals of the elements of a cause of action,
11 supported by mere conclusory statements, do not suffice.” Iqbal, 556 U.S. at 678 (citation
12 omitted). Plaintiff must set forth “sufficient factual matter, accepted as true, to ‘state a claim to
13 relief that is plausible on its face.’” Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 570,
127 S.Ct. at 1974). While factual allegations are accepted as true, legal conclusions are not. Id.;
14
see also Twombly, 550 U.S. at 556–557.
15
Although Plaintiff's complaint is relatively short, it is not a plain statement of his claims.
16
As a basic matter, the complaint does not clearly state what happened, when it happened or who
17
was involved. Plaintiff’s allegations must be based on facts as to what happened and not
18
conclusions. Plaintiff lumps all defendants together in the alleged wrongful acts. In particular,
19
Plaintiff attributes all issues to the named defendants, but does not state what each person did or
20
did not do which violated his constitutional rights. If Plaintiff files an amended complaint, it
21
should be a short and plain statement of his claims, identifying what happened, when it happened
22
and who was involved. Fed. R. Civ. P. 8.
23
C. Linkage Requirement
24
The civil rights statute requires that there be an actual connection or link between the
25
actions of the defendants and the deprivation alleged to have been suffered by plaintiff. See
26
Monell v. Department of Social Services, 436 U.S. 658 (1978); Rizzo v. Goode, 423 U.S. 362
27
(1976). The Ninth Circuit has held that “[a] person ‘subjects' another to the deprivation of a
28
1 constitutional right, within the meaning of section 1983, if he does an affirmative act, participates
2 in another's affirmative acts or omits to perform an act which he is legally required to do that
3 causes the deprivation of which complaint is made.” Johnson v. Duffy, 588 F.2d 740, 743 (9th
4 Cir. 1978) (citation omitted). Plaintiff lumps all defendants into all of the allegations. In order to
5 state a claim for relief under section 1983, plaintiff must link each named defendant, including
6 Doe Defendants, with some affirmative act or omission that demonstrates a violation of Plaintiff's
7 federal rights.
8 D. Supervisor Liability
9 Insofar as Plaintiff is attempting to sue Defendants Warden, Secretary, Governor, or any
10 other defendant, based solely upon his supervisory role, he may not do so. Liability may not be
11 imposed on supervisory personnel for the actions or omissions of their subordinates under the
12 theory of respondeat superior. Iqbal, 556 U.S. at 676–77; Simmons v. Navajo Cty., Ariz., 609 F.3d
13 1011, 1020–21 (9th Cir. 2010); Ewing v. City of Stockton, 588 F.3d 1218, 1235 (9th Cir. 2009);
Jones v. Williams, 297 F.3d 930, 934 (9th Cir. 2002).
14
Supervisors may be held liable only if they “participated in or directed the violations, or
15
knew of the violations and failed to act to prevent them.” Taylor v. List, 880 F.2d 1040, 1045 (9th
16
Cir. 1989); accord Starr v. Baca, 652 F.3d 1202, 1205–06 (9th Cir. 2011); Corales v. Bennett,
17
567 F.3d 554, 570 (9th Cir. 2009). “The requisite causal connection may be established when an
18
official sets in motion a ‘series of acts by others which the actor knows or reasonably should
19
know would cause others to inflict’ constitutional harms.” Corales v. Bennett, 567 F.3d at 570.
20
Supervisory liability may also exist without any personal participation if the official implemented
21
“a policy so deficient that the policy itself is a repudiation of the constitutional rights and is the
22
moving force of the constitutional violation.” Redman v. Cty. of San Diego, 942 F.2d 1435, 1446
23
(9th Cir. 1991) (citations and quotations marks omitted), abrogated on other grounds by Farmer
24
v. Brennan, 511 U.S. 825 (1970).
25
To prove liability for an action or policy, the plaintiff “must...demonstrate that his
26
deprivation resulted from an official policy or custom established by a...policymaker possessed
27
with final authority to establish that policy.” Waggy v. Spokane County Washington, 594 F.3d
28
1 707, 713 (9th Cir.2010). When a defendant holds a supervisory position, the causal link between
2 such defendant and the claimed constitutional violation must be specifically alleged. See Fayle v.
3 Stapley, 607 F.2d 858, 862 (9th Cir. 1979); Mosher v. Saalfeld, 589 F.2d 438, 441 (9th Cir.
4 1978). Vague and conclusory allegations concerning the involvement of supervisory personnel in
5 civil rights violations are not sufficient. See Ivey v. Board of Regents, 673 F.2d 266, 268 (9th Cir.
6 1982).
7 It is unclear the conduct Plaintiff alleges the Warden and other Defendants engaged in that
8 violated his constitutional right. Plaintiff has failed to allege direct participation in the alleged
9 violations. Plaintiff talks about failings in masking, social distancing, overcrowding in dorms,
10 prison movement, and other deficiencies. Plaintiff has failed to allege the causal link between
11 such defendant and the claimed constitutional violation which must be specifically alleged. He
12 does not make a sufficient showing of any personal participation, direction, or knowledge on
13 these defendants’ part regarding any other prison officials' actions. Plaintiff has not alleged that
these defendants personally participated in the alleged deprivations.
14
In addition, it is unclear what the policy is that is purportedly at issue. Plaintiff has failed
15
to “demonstrate that his deprivation resulted from an official policy or custom established by
16
a...policymaker possessed with final authority to establish that policy.” Plaintiff claims that
17
inmates were not released to reduce overcrowding, but as explained below, Plaintiff does not
18
have a constitutional right to early release. Plaintiff has failed to allege facts demonstrating that
19
each of the policies are themselves repudiations of Plaintiff’s constitutional rights. Plaintiff has
20
not sufficiently pled a cognizable claim of supervisory liability based on a constitutionally
21
deficient policy. Because supervisory defendants may not generally be held liable under a
22
respondeat superior theory, Plaintiff will be provided an opportunity to amend to allege facts
23
showing the supervisor defendants participated in a constitutional violation through their own
24
conduct or established an unconstitutional policy. See Willard v. Cal. Dep't of Corr. & Rehab.,
25
No. 14-0760, 2014 WL 6901849, at *4 (E.D. Cal. Dec. 5, 2014) (“To premise a supervisor's
26
alleged liability on a policy promulgated by the supervisor, plaintiff must identify a specific
27
policy and establish a ‘direct causal link’ between that policy and the alleged constitutional
28
1 deprivation.”).
2 E. Habeas Corpus – Early Release
3 The Court notes that is unclear what relief Plaintiff seeks in the instant proceeding and
4 whether Plaintiff seeks early release.
5 To the extent that Plaintiff is attempting to challenge the validity of his conviction and his
6 incarceration, the exclusive method for asserting that challenge is by filing a petition for writ of
7 habeas corpus. It has long been established that state prisoners cannot challenge the fact or
8 duration of their confinement in a section 1983 action, and that their sole remedy lies in habeas
9 corpus relief. Wilkinson v. Dotson, 544 U.S. 74, 78 (2005) (“[A] prisoner in state custody cannot
10 use a § 1983 action to challenge the fact or duration of his confinement. He must seek federal
11 habeas corpus relief (or appropriate state relief) instead.”). The Supreme Court has never held
12 there is a constitutional right to early release from a term of imprisonment. See Heck v.
13 Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994) (in order to state a claim for
damages for an allegedly unconstitutional conviction or term of imprisonment, or for other harm
14
caused by actions whose unlawfulness would render a conviction or sentence invalid, a plaintiff
15
asserting a violation of 42 U.S.C. § 1983 must prove that the conviction or sentence has been
16
reversed or declared invalid.); see Preiser v. Rodriguez, 411 U.S. 475, 500, 93 S.Ct. 1827, 36
17
L.Ed.2d 439 (1973) (“[W]hen a state prisoner is challenging the very fact or duration of his
18
physical imprisonment, and the relief he seeks is a determination that he is entitled to immediate
19
release or a speedier release from that imprisonment, his sole federal remedy is a writ of habeas
20
corpus.”).
21
F. Deliberate Indifference to Conditions of Confinement
22
Plaintiff presents his Eighth Amendment claims as conditions of confinement claims
23
rather than a deliberate indifference to serious medical needs.2 He challenges the spread of
24
25 2 His allegations do not demonstrate that he is challenging any medical care provided. Plaintiff
fails to allege facts about his medical care which demonstrate deliberate indifference. Deliberate
26
indifference is shown by “(a) a purposeful act or failure to respond to a prisoner’s pain or possible
27 medical need, and (b) harm caused by the indifference.” Wilhelm v. Rotman, 680 F.3d 1113, 1122
(9th Cir. 2012). The requisite state of mind is one of subjective recklessness, which entails more
28 than ordinary lack of due care. Snow v. McDaniel, 681 F.3d 978, 985 (9th Cir. 2012), overruled in
1 COVID due to the overcrowded conditions and movement of inmates.
2 Conditions of confinement may, consistent with the Constitution, be restrictive and harsh.
3 See Rhodes v. Chapman, 452 U.S. 337, 347 (1981); Morgan v. Morgensen, 465 F.3d 1041, 1045
4 (9th Cir. 2006); Osolinski v. Kane, 92 F.3d 934, 937 (9th Cir. 1996); Jordan v. Gardner, 986 F.2d
5 1521, 1531 (9th Cir. 1993) (en banc). Prison officials must, however, provide prisoners with
6 “food, clothing, shelter, sanitation, medical care, and personal safety.” Toussaint v. McCarthy,
7 801 F.2d 1080, 1107 (9th Cir. 1986), abrogated in part on other grounds by Sandin v. Connor,
8 515 U.S. 472 (1995); see also Johnson v. Lewis, 217 F.3d 726, 731 (9th Cir. 2000); Hoptowit v.
9 Ray, 682 F.2d 1237, 1246 (9th Cir. 1982); Wright v. Rushen, 642 F.2d 1129, 1132-33 (9th Cir.
10 1981).
11 Two requirements must be met to show an Eighth Amendment violation. Farmer, 511
12 U.S. at 834. “First, the deprivation must be, objectively, sufficiently serious." Id. (internal
13 quotation marks and citation omitted). Second, “prison officials must have a sufficiently culpable
state of mind,” which for conditions of confinement claims, “is one of deliberate indifference.”
14
Id. (internal quotation marks and citation omitted). Prison officials act with deliberate
15
indifference when they know of and disregard an excessive risk to inmate health or safety. Id. at
16
837. The circumstances, nature, and duration of the deprivations are critical in determining
17
whether the conditions complained of are grave enough to form the basis of a viable Eighth
18
Amendment claim. Johnson v. Lewis, 217 F.3d 726, 731 (9th Cir. 2006). Mere negligence on the
19
part of a prison official is not sufficient to establish liability, but rather, the official's conduct must
20
have been wanton. Farmer, 511 U.S. at 835; Frost v. Agnos, 152 F.3d 1124, 1128 (9th Cir. 1998).
21
Extreme deprivations are required to make out a conditions of confinement claim, and
22
only those deprivations denying the minimal civilized measure of life's necessities are sufficiently
23
grave to form the basis of an Eighth Amendment violation. Farmer, 511 U.S. at 834; Hudson v.
24
McMillian, 503 U.S. 1, 9 (1992). The circumstances, nature, and duration of the deprivations are
25
critical in determining whether the conditions complained of are grave enough to form the basis
26
of a viable Eighth Amendment claim. Johnson, 217 F.3d at 731. Second, the prison official must
27
28 part on other grounds, Peralta v. Dillard, 744 F.3d 1076, 1082-83 (9th Cir. 2014).
1 “know[ ] of and disregard[ ] an excessive risk to inmate health or safety....” Farmer, 511 U.S. at
2 837. Thus, a prison official may be held liable under the Eighth Amendment for denying humane
3 conditions of confinement only if he knows that inmates face a substantial risk of harm and
4 disregards that risk by failing to take reasonable measures to abate it. Id. at 837-45.
5 It is clear that COVID-19 poses a substantial risk of serious harm. See Plata v. Newsom,
6 445 F.Supp.3d 557, 559 (N.D. Cal. Apr. 17, 2020) (“[N]o one questions that [COVID-19] poses a
7 substantial risk of serious harm” to prisoners.). However, in order to state a cognizable Eighth
8 Amendment claim against the warden, and the other defendants named, Plaintiff must provide
9 more than generalized allegations that the warden and other defendants have not done enough
10 regarding overcrowding or prison movement or housing assignment to control the spread. See
11 Booth v. Newsom, No. 2:20-cv-1562 AC P, 2020 WL 6741730, at *3 (E.D. Cal. Nov. 17, 2020);
12 see Blackwell v. Covello, No. 2:20-CV-1755 DB P, 2021 WL 915670, at *3 (E.D. Cal. Mar. 10,
13 2021) (failure to state a claim against warden for failure to adequately control the spread of
COVID-19 in the prison); Benitez v. Sierra Conservation Ctr., Warden, No. 1:21-CV-00370
14
BAM(PC), 2021 WL 4077960, at *5 (E.D. Cal. Sept. 8, 2021), report and recommendation
15
adopted, No. 1:21-CV-00370 NONE BAM(PC), 2021 WL 4593841 (E.D. Cal. Oct. 6, 2021)
16
(Failed to state a claim on allegations that overcrowding/lack of distance between inmates has
17
exacerbated the conditions leading to transmission of COVID. Plaintiff alleges that there is no
18
way to socially distance, among other conditions.); Sanford v. Eaton, No. 1:20-CV-00792
19
BAM(PC), 2021 WL 3021447, at *7 (E.D. Cal. July 16, 2021), report and recommendation
20
adopted in part, rejected in part, No. 1:20-CV-00792 NONE BAM(PC), 2022 WL 168530 (E.D.
21
Cal. Jan. 19, 2022 (in order to state a cognizable Eighth Amendment claim against the warden,
22
associate wardens and any other defendants named, Plaintiff must provide more than generalized
23
allegations that the warden, associate wardens and other defendants have not done enough
24
regarding overcrowding to control the spread.)
25
As an initial matter, the Court notes that overcrowding, by itself, is not a constitutional
26
violation. Doty v. County of Lassen, 37 F.3d 540, 545 n.1 (9th Cir. 1994); Hoptowit v. Ray, 682
27
F.2d at 1248-49 (noting that overcrowding itself not Eighth Amendment violation but can lead to
28
1 specific effects that might violate Constitution), abrogated in part on other grounds by Sandin v.
2 Conner, 515 U.S. 472 (1995); See Balla v. Idaho State Bd. of Corr., 869 F.2d 461, 471 (9th Cir.
3 1989) (allegations of prison overcrowding alone are insufficient to state a claim under the Eighth
4 Amendment.); see also Rhodes v. Chapman, 452 U.S. at 348-49 (double-celling of inmates by
5 itself does not inflict unnecessary or wanton pain or constitute grossly disproportionate
6 punishment in violation of Eighth Amendment). An overcrowding claim is cognizable only if the
7 plaintiff alleges that crowding has caused an increase in violence, has reduced the provision of
8 other constitutionally required services, or has reached a level rendering the institution no longer
9 fit for human habitation. See Balla, 869 F.2d at 471; See, e.g., Akao v. Shimoda, 832 F.2d 119,
10 120 (9th Cir. 1987) (per curiam) (as amended) (reversing district court's dismissal of claim that
11 overcrowding caused increased stress, tension, and communicable disease among inmate
12 population); Toussaint v. Yockey, 722 F.2d 1490, 1492 (9th Cir. 1984) (affirming that Eighth
13 Amendment violation may occur as result of overcrowded prison conditions causing increased
violence, tension, and psychiatric problems).
14
Plaintiff alleges that the overcrowding has exacerbated the conditions leading to
15
transmission of COVID. Plaintiff alleges that there is no way to socially distance, among other
16
problems. The Court recognizes that “[p]risons present unique concerns regarding the spread of
17
this virus; by their very nature, prisons are confined spaces unsuited for ‘social distancing.’”
18
Evdokimow v. Doll, No. 4:21-CV-00261, 2021 WL 767554, at *6 (M.D. Pa. Feb. 26, 2021).
19
Nevertheless, CDC guidelines specifically contemplate that individuals will be confined within
20
prisons during the duration of this pandemic. See Interim Guidance on Management of
21
Coronavirus Disease 2019 (COVID-19) in Correctional and Detention Facilities, Centers for
22
Disease Control and Prevention, https://www.cdc.gov/coronavirus/2019-
23
ncov/community/correction-detention/guidance-correctional-detention.html (last visited March 4,
24
2022).
25
The transmissibility of the COVID-19 virus in conjunction with Plaintiff's living
26
conditions, which he alleges were overcrowded, among other ills, are sufficient to satisfy the
27
objective prong, i.e., that Plaintiff was “incarcerated under conditions posing a substantial risk of
28
1 serious harm.” The pertinent question in determining whether Plaintiff states a claim is whether
2 Defendants and unnamed defendants’ actions demonstrated deliberate indifference to that risk of
3 harm. The key inquiry is not whether Defendants perfectly responded, complied with every CDC
4 guideline, or whether their efforts ultimately averted the risk; instead, the key inquiry is whether
5 they “responded reasonably to the risk.” See Stevens v. Carr, No. 20-C-1735, 2021 WL 39542, at
6 *4 (E.D. Wis. Jan. 5, 2021); accord Benitez, v. Sierra Conservation Center, 1:21-CV-00370
7 BAM (PC), 2021 WL 4077960, at *5 (E.D. Cal. Sept. 8, 2021) (same); Sanford v. Eaton, No.
8 1:20-CV-00792 BAM (PC), 2021 WL 3021447, at *8 (E.D. Cal. July 16, 2021) (same).
9 Plaintiff details the many measures implemented in order to protect the inmates from the
10 risks of contracting COVID-19, including quarantine isolation designations, testing, and housing
11 movement. Plaintiff appears to challenge the housing assignments. Plaintiff finds fault with how
12 the Warden and other Defendants responded. The actions of Defendants may not have been
13 effective or a “perfect response,” but Plaintiff does not adequately allege that they were
deliberately indifferent to the spread of the disease. The numerous efforts undertaken demonstrate
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that Defendants were engaged in active conduct to manage the spread of the virus. Even if the
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response at Avenal has been inadequate, “it has not disregarded a known risk or failed to take any
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steps to address the risk.” Wilson, 961 F.3d at 843 (6th Cir. 2020); Sanford v. Eaton, No. 1:20-CV-
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00792 BAM (PC), 2021 WL 3021447, at *8 (E.D. Cal. July 16, 2021) (failure to state a claim
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where defendants were trying “alternatives” to manage the situation.); Benitez, v. Sierra
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Conservation Center, 1:21-CV-00370 BAM (PC), 2021 WL 4077960, at *5 (E.D. Cal. Sept. 8,
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2021) (same).
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Moreover, Plaintiff fails to attribute any specific conduct to these defendants, other than
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that they were supervisors. Plaintiff’s conclusory allegations that they “knew or should of
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known” of failure to mask and lack of social distancing are insufficient. As explained, supra,
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supervisor liability is insufficient to state a cognizable claim against these defendants. The Court
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is not discounting Plaintiff’s concerns about contracting COVID-19. His concerns are valid and
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significant. However, the allegations in the complaint do not suggests that Defendants
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disregarded the risk Plaintiff faced. Accordingly, he fails to state a claim against them. He will be
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1 granted leave to amend.
2 G. Declaratory Relief
3 To the extent Plaintiff's complaint seeks a declaratory judgment, it is unnecessary. “A
4 declaratory judgment, like other forms of equitable relief, should be granted only as a matter of
5 judicial discretion, exercised in the public interest.” Eccles v. Peoples Bank of Lakewood Village,
6 333 U.S. 426, 431 (1948). “Declaratory relief should be denied when it will neither serve a useful
7 purpose in clarifying and settling the legal relations in issue nor terminate the proceedings and
8 afford relief from the uncertainty and controversy faced by the parties.” United States v.
9 Washington, 759 F.2d 1353, 1357 (9th Cir. 1985). If this action reaches trial and the jury returns a
10 verdict in favor of Plaintiff, then that verdict will be a finding that Plaintiff's constitutional rights
11 were violated. Accordingly, a declaration that any defendant violated Plaintiff's rights is
12 unnecessary.
13 H. Injunctive Relief
Insofar as Plaintiff seeks injunctive relief against officials, any such request is now moot
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because Plaintiff is no longer housed at that facility. See Andrews v. Cervantes, 493 F.3d 1047,
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1053 n.5 (9th Cir. 2007) (prisoner's claims for injunctive relief generally become moot upon
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transfer) (citing Johnson v. Moore, 948 F.2d 517, 519 (9th Cir. 1991) (per curiam) (holding
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claims for injunctive relief “relating to [a prison's] policies are moot” when the prisoner has been
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moved and “he has demonstrated no reasonable expectation of returning to [the prison]”)).
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Further, requests for prospective relief are further limited by 18 U.S.C. § 3626(a)(1)(A) of
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the Prison Litigation Reform Act [“PLRA”], which requires that the Court find the “relief
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[sought] is narrowly drawn, extends no further than necessary to correct the violation of the
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Federal right, and is the least intrusive means necessary to correct the violation of the Federal
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right.” In cases brought by prisoners involving conditions of confinement, any injunction “must
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be narrowly drawn, extend no further than necessary to correct the harm the court finds requires
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preliminary relief, and be the least intrusive means necessary to correct the harm.” 18 U.S.C. §
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3626(a)(2). Moreover, where, as here, “a plaintiff seeks a mandatory preliminary injunction that
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goes beyond maintaining the status quo pendente lite, ‘courts should be extremely cautious’ about
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1 issuing a preliminary injunction and should not grant such relief unless the facts and law clearly
2 favor the plaintiff.” Committee of Central American Refugees v. I.N.S., 795 F.2d 1434, 1441 (9th
3 Cir. 1986), quoting Martin v. International Olympic Committee, 740 F.2d 670, 675 (9th Cir.
4 1984).
5 I. Unknown Defendants
6 The use of John Does in pleading practice is generally disfavored – but is not prohibited.
7 See Gillespie v. Civiletti, 629 F.2d 637, 642 (9th Cir. 1980); Wakefield v. Thompson, 177 F.3d
8 1160, 1163 (9th Cir. 1999); Lopes v. Viera, 543 F.Supp.2d 1149, 1152 (E.D. Cal. 2008).
9 However, Plaintiff is hereby advised that the court cannot order service of a Doe defendant
10 because the United States Marshal cannot serve a Doe defendant. Plaintiff will be required to
11 identify him or her with enough information to locate the defendant for service of process.
12 Plaintiff will be given the “ ‘opportunity through discovery to identify the unknown (Doe)
13 defendants.’ ” Crowley v. Bannister, 734 F.3d 967, 978 (9th Cir. 2013) (quoting Gillespie, 629
F.2d at 642). Once the identify of a Doe defendant is ascertained, plaintiff must file a motion to
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amend his complaint only to identify the identified Doe defendant so that service by the United
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States Marshal can be attempted. However, the court will recommend that any Doe defendant
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plaintiff fails to identify during the course of discovery be dismissed from this action.
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III. Conclusion and Order
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Plaintiff’s complaint fails to comply with Federal Rule of Civil Procedure 8 and fails to
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state a cognizable claim under 42 U.S.C. § 1983. As Plaintiff is proceeding pro se, the Court will
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grant Plaintiff an opportunity to amend his complaint to cure the identified deficiencies to the
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extent he is able to do so in good faith. Lopez v. Smith, 203 F.3d 1122, 1130 (9th Cir. 2000).
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Plaintiff’s amended complaint should be brief, Fed. R. Civ. P. 8(a), but it must state what
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each named defendant did that led to the deprivation of Plaintiff’s constitutional rights, Iqbal, 556
24
U.S. at 678-79, 129 S.Ct. at 1948-49. Although accepted as true, the “[f]actual allegations must
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be [sufficient] to raise a right to relief above the speculative level . . . .” Twombly, 550 U.S. at 555
26
(citations omitted).
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Additionally, Plaintiff may not change the nature of this suit by adding new, unrelated
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1 claims in his amended complaint. George v. Smith, 507 F.3d 605, 607 (7th Cir. 2007) (no
2 “buckshot” complaints).
3 Finally, Plaintiff is advised that an amended complaint supersedes the original complaint.
4 Lacey v. Maricopa Cty., 693 F.3d 896, 927 (9th Cir. 2012). Therefore, Plaintiff’s amended
5 complaint must be “complete in itself without reference to the prior or superseded pleading.”
6 Local Rule 220.
7 Based on the foregoing, it is HEREBY ORDERED that:
8 1. Plaintiff’s motion to appoint counsel is HEREBY DENIED, without prejudice.
9 2. The Clerk’s Office shall send Plaintiff a complaint form;
10 3. Within thirty (30) days from the date of service of this order, Plaintiff shall file an
11 amended complaint curing the deficiencies identified by the Court in this order (or file a notice of
12 voluntary dismissal); and
13 4. If Plaintiff fails to file an amended complaint in compliance with this order,
the Court will recommend dismissal of this action, with prejudice, for failure to obey a
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court order and for failure to state a claim.
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IT IS SO ORDERED.
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18 Dated: March 4, 2022 /s/ Barbara A. McAuliffe _
UNITED STATES MAGISTRATE JUDGE
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