Raul Cervantes Valenzuela v. V. Torres

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UNITED STATES DISTRICT COURT

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CENTRAL DISTRICT OF CALIFORNIA

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10 RAUL CERVANTES VALENZUELA, Case No. CV 19-7559-CJC (KK)

11 Plaintiff,

12 v. ORDER DISMISSING SECOND

AMENDED COMPLAINT WITH

13 V. TORRES, ET AL., LEAVE TO AMEND

14 Defendants.

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17 I.

18 INTRODUCTION

19 Plaintiff Raul Cervantes Valenzuela (“Plaintiff” or “Cervantes”), proceeding

20 pro se and in forma pauperis, filed a Second Amended Complaint (“SAC”) pursuant

21 to 42 U.S.C. § 1983 (“Section 1983”). As discussed below, the Court dismisses the

22 SAC with leave to amend.

23 II.

24 BACKGROUND

25 On August 29, 2019, Cervantes, currently an inmate at California State Prison –

26 Sacramento (“CSP-SAC”), constructively filed1 a complaint (“Complaint”) pursuant

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Under the “mailbox rule,” when a pro se inmate gives prison authorities a

1 to Section 1983 and the Americans with Disabilities Act (“ADA”) against defendants

2 V. Torres, D. Moisa, and Sgt. Villalobos (“Defendants”). ECF Docket No. (“Dkt.”)

3 1, Compl. The Complaint alleged “false charges, retaliation, assault and battery, [and]

4 failure to prevent assault and battery (ADA)” claims arising out of an incident on

5 April 13, 2019 while Cervantes was an inmate at California State Prison – Los Angeles

6 County in Lancaster, California (“CSP-LAC”). Id.

7 On October 18, 2019, the Court dismissed the Complaint with leave to amend,

8 finding it (a) failed to specify the capacity in which each defendant was sued and the

9 requested relief; (b) failed to state a Fourteenth Amendment due process claim against

10 defendant Torres for “false charges”; (c) failed to state a First Amendment retaliation

11 claim against defendants Moisa and Villalobos; and (d) failed to state a claim under the

12 ADA. Dkt. 17, ODLA Compl.

13 On October 24, 2019, Cervantes constructively filed a First Amended

14 Complaint (“FAC”) against Defendants in their individual capacity. Dkt. 18, FAC.

15 The FAC appeared to allege First and Eighth Amendment claims arising out of

16 incidents on October 21, 2019 and an unspecified date. Dkt. 18, FAC.

17 On December 5, 2019, the Court dismissed the FAC with leave to amend,

18 finding it (a) failed to state an Eighth Amendment claim against defendant Villalobos;

19 and (b) failed to state a First Amendment retaliation claim against any defendant.

20 Dkt. 26, ODLA FAC.

21 On January 22, 2020, Cervantes constructively filed the instant SAC against

22 Defendants in their individual capacity. Dkt. 37, SAC. The SAC appears to allege an

23 Eighth Amendment deliberate indifference claim against defendant Torres, an Eighth

24 Amendment excessive force claim against defendant Moisa, and a failure to protect

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26 omitted); Douglas v. Noelle, 567 F.3d 1103, 1107 (9th Cir. 2009) (stating the “mailbox

rule applies to § 1983 suits filed by pro se prisoners”). While Cervantes did not date

27 the Complaint, see Compl. at 4, 17, it is marked as received by the Court on August

29, 2019. In the absence of a date indicating when Cervantes gave prison authorities

1 claim against defendant Villalobos. Id. Specifically, the SAC sets forth the following

2 allegations:

3 On April 13, 2019, Cervantes was calling for assistance from defendant Torres

4 because he “was to have a seizure.” Id. at 4. Defendant Torres “knew [Cervantes’]

5 immediate medical care” and “the failure to summon medical care deliberate

6 indifference caus[ed] Cervantes to fall on top of his walker cutting [his] face and

7 forehead.” Id.

8 On April 15, 2019, defendant Moisa grabbed Cervantes’ “right hand twisted

9 and cuff[ed] [him] up and knocked down [his] epilepsy helmet off [his] head and

10 thr[e]w [him] against a wall three times” despite the fact that Cervantes was not

11 “breaking any institutional rules or attacking or being violent in any manner.” Id.

12 Cervantes sustained cuts from hitting the wall which required stitches, and defendant

13 Moisa “provok[ed] an epileptic attack” and caused him to spend a day and a night at

14 “Pamedale Regional Hospital.” Id. at 5.

15 Last, Cervantes states defendant Villalobos is liable “for not preventing the

16 attack when he was supervisor when it was obvious and foreseeability the c/o Moisa

17 was attacking [Cervantes] without a reason . . . .” Id.

18 Cervantes seeks compensatory and punitive damages. Id.

19 III.

20 STANDARD OF REVIEW

21 Where a plaintiff is incarcerated and/or proceeding in forma pauperis, a court

22 must screen the complaint under 28 U.S.C. §§ 1915 and 1915A and is required to

23 dismiss the case at any time if it concludes the action is frivolous or malicious, fails to

24 state a claim on which relief may be granted, or seeks monetary relief against a

25 defendant who is immune from such relief. 28 U.S.C. §§ 1915(e)(2)(B), 1915A; see

26 Barren v. Harrington, 152 F.3d 1193, 1194 (9th Cir. 1998).

27 Under Federal Rule of Civil Procedure 8 (“Rule 8”), a complaint must contain a

1 Fed. R. Civ. P. 8(a)(2). In determining whether a complaint fails to state a claim for

2 screening purposes, a court applies the same pleading standard as it would when

3 evaluating a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6). See

4 Watison v. Carter, 668 F.3d 1108, 1112 (9th Cir. 2012).

5 A complaint may be dismissed for failure to state a claim “where there is no

6 cognizable legal theory or an absence of sufficient facts alleged to support a

7 cognizable legal theory.” Zamani v. Carnes, 491 F.3d 990, 996 (9th Cir. 2007). In

8 considering whether a complaint states a claim, a court must accept as true all of the

9 material factual allegations in it. Hamilton v. Brown, 630 F.3d 889, 892-93 (9th Cir.

10 2011). However, the court need not accept as true “allegations that are merely

11 conclusory, unwarranted deductions of fact, or unreasonable inferences.” In re

12 Gilead Scis. Sec. Litig., 536 F.3d 1049, 1055 (9th Cir. 2008). Although a complaint

13 need not include detailed factual allegations, it “must contain sufficient factual matter,

14 accepted as true, to state a claim to relief that is plausible on its face.” Cook v.

15 Brewer, 637 F.3d 1002, 1004 (9th Cir. 2011) (quoting Ashcroft v. Iqbal, 556 U.S. 662,

16 678, 129 S. Ct. 1937, 173 L. Ed. 2d 868 (2009)). A claim is facially plausible when it

17 “allows the court to draw the reasonable inference that the defendant is liable for the

18 misconduct alleged.” Id. The complaint “must contain sufficient allegations of

19 underlying facts to give fair notice and to enable the opposing party to defend itself

20 effectively.” Starr v. Baca, 652 F.3d 1202, 1216 (9th Cir. 2011).

21 “A document filed pro se is ‘to be liberally construed,’ and a ‘pro se complaint,

22 however inartfully pleaded, must be held to less stringent standards than formal

23 pleadings drafted by lawyers.’” Woods v. Carey, 525 F.3d 886, 889-90 (9th Cir. 2008).

24 However, liberal construction should only be afforded to “a plaintiff’s factual

25 allegations,” Neitzke v. Williams, 490 U.S. 319, 330 n.9, 109 S. Ct. 1827, 104 L. Ed. 2d

26 339 (1989), and a court need not accept as true “unreasonable inferences or assume

27 the truth of legal conclusions cast in the form of factual allegations,” Ileto v. Glock

1 If a court finds the complaint should be dismissed for failure to state a claim,

2 the court has discretion to dismiss with or without leave to amend. Lopez v. Smith,

3 203 F.3d 1122, 1126-30 (9th Cir. 2000). Leave to amend should be granted if it

4 appears possible the defects in the complaint could be corrected, especially if the

5 plaintiff is pro se. Id. at 1130-31; see also Cato v. United States, 70 F.3d 1103, 1106

6 (9th Cir. 1995). However, if, after careful consideration, it is clear a complaint cannot

7 be cured by amendment, the court may dismiss without leave to amend. Cato, 70

8 F.3d at 1107-11; see also Moss v. U.S. Secret Serv., 572 F.3d 962, 972 (9th Cir. 2009).

9 IV.

10 DISCUSSION

11 A. CERVANTES FAILS TO STATE AN EIGHTH AMENDMENT

12 CLAIM AGAINST DEFENDANT VILLALOBOS

13 1. Applicable Law

14 The Eighth Amendment right to be free from cruel and unusual punishment

15 prohibits prison officials from using excessive force against prisoners. Clement v.

16 Gomez, 298 F.3d 898, 903 (9th Cir. 2002). “[A] prison official can violate a prisoner’s

17 Eighth Amendment rights by failing to intervene” in another official’s use of

18 excessive force. Robins v. Meecham, 60 F.3d 1436, 1441 (9th Cir. 1995) (denying

19 defendants’ motion for summary judgment where prison officials failed to intervene

20 when another official fired a shotgun at inmates) (citing Del Raine v. Williford, 32

21 F.3d 1024, 1038 (7th Cir. 1994) (“A failure of prison officials to act in such

22 circumstances suggests that the officials actually wanted the prisoner to suffer the

23 harm.”) (additional citations omitted)).

24 Vicarious liability, however, does not apply to Section 1983 actions, rather, “a

25 plaintiff must plead that each Government-official defendant, through the official’s

26 own individual actions, has violated the Constitution.” Iqbal, 556 U.S. at 676. Hence,

27 a defendant may be held liable as a supervisor only “if there exists either (1) his or her

1 connection between the supervisor’s wrongful conduct and the constitutional

2 violation.” Starr, 652 F.3d at 1207 (internal quotation marks and citations omitted).

3 2. Analysis

4 Here, Cervantes appears to allege an Eighth Amendment claim against

5 defendant Villalobos, claiming Villalobos is liable “for not preventing the attack when

6 he was supervisor when it was obvious and foreseeability the c/o Moisa was attacking

7 [Cervantes] without a reason . . . .” SAC at 5. These alleged facts fail to state a claim.

8 First, to the extent Cervantes is alleging defendant Villalobos failed to intervene

9 during defendant Moisa’s use of force, Cervantes fails to allege any facts

10 demonstrating defendant Villalobos was even present during the attack. Despite

11 Cervantes’ conclusory allegation that it was “obvious” and foreseeable that Moisa

12 attacked Cervantes, Cervantes fails to allege facts demonstrating defendant Villalobos

13 witnessed, could have prevented, and failed to intervene in the alleged assault.

14 Robins, 60 F.3d at 1441

15 Second, to the extent Cervantes alleges defendant Villalobos is responsible for

16 the actions of defendant Moisa under a supervisory liability theory, this claim also

17 fails. Cervantes fails to allege facts to infer any personal involvement by defendant

18 Villalobos, or a causal connection between defendant Villalobos’s conduct and the

19 alleged assault by defendant Moisa. See Starr, 652 F.3d at 1207. Cervantes’

20 conclusory allegations against defendant Villalobos are, thus, insufficient to establish

21 individual liability under Section 1983.

22 Accordingly, Cervantes’ Eighth Amendment failure to protect claim against

23 defendant Villalobos is subject to dismissal.

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1 B. CERVANTES FAILS TO STATE AN EIGHTH AMENDMENT

2 DELIBERATE INDIFFERENCE CLAIM AGAINST DEFENDANT

3 TORRES

4 1. Applicable Law

5 Prison officials or private physicians under contract to treat inmates “violate

6 the Eighth Amendment if they are ‘deliberately indifferent to a prisoner’s serious

7 medical needs.’” Peralta v. Dillard, 744 F.3d 1076, 1081 (9th Cir. 2014) (quoting

8 Estelle v. Gamble, 429 U.S. 97, 104, 97 S. Ct. 285, 50 L. Ed. 2d 251 (1976) (alterations

9 omitted)); see also Farmer v. Brennan, 511 U.S. 825, 828, 114 S. Ct. 1970, 128 L. Ed.

10 2d 811 (1994); West v. Atkins, 487 U.S. 42, 54, 108 S. Ct. 2250, 101 L. Ed. 2d 40

11 (1988). To assert a deliberate indifference claim, a prisoner plaintiff must allege the

12 defendant (1) deprived him of an objectively serious medical need, and (2) acted with

13 a subjectively culpable state of mind. Wilson v. Seiter, 501 U.S. 294, 297, 111 S. Ct.

14 2321, 115 L. Ed. 2d 271 (1991).

15 “A medical need is serious if failure to treat it will result in significant injury or

16 the unnecessary and wanton infliction of pain.” Peralta, 744 F.3d at 1081 (citations

17 and internal quotation marks omitted). “A prison official is deliberately indifferent to

18 [a serious medical] need if he knows of and disregards an excessive risk to inmate

19 health.” Id. at 1082 (citation and internal quotation marks omitted). This “requires

20 more than ordinary lack of due care.” Colwell v. Bannister, 763 F.3d 1060, 1066 (9th

21 Cir. 2014) (citations and internal quotation marks omitted). The “official must both

22 be aware of facts from which the inference could be drawn that a substantial risk of

23 serious harm exists, and he must also draw the inference.” Farmer, 511 U.S. at 837.

24 “Deliberate indifference may appear when prison officials deny, delay, or

25 intentionally interfere with medical treatment, or it may be shown by the way in which

26 prison physicians provide medical care.” Id. (citation and internal quotation marks

27 omitted). In either case, however, the indifference to the inmate’s medical needs must

1 judgment or opinion do not rise to the level of a constitutional violation. Jackson v.

2 McIntosh, 90 F.3d 330, 332 (9th Cir. 1996) (internal citations omitted) cert. denied,

3 519 U.S. 1029, 117 S. Ct. 584, 136 L. Ed. 2d 514 (1996).

4 2. Analysis

5 Here, the SAC fails to state an Eighth Amendment deliberate indifference

6 claim against defendant Torres.

7 Cervantes alleges he was “to have a seizure” and was calling for defendant

8 Torres. SAC at 4. Cervantes does not state whether he did, in fact, have a seizure or

9 what other symptoms he was experiencing. Even assuming Cervantes had a serious

10 medical need, however, Cervantes fails to allege defendant Torres intentionally acted

11 with a culpable state of mind. Although Cervantes alleges defendant Torres “knew

12 [Cervantes’] immediate medical care,” there are no allegations indicating how she

13 would be aware of a serious medical need from Cervantes simply “calling for” her.

14 Farmer, 511 U.S. at 837. Thus, Cervantes fails to allege facts demonstrating

15 defendant Torres knew of but disregarded an excessive risk to Cervantes’ health.

16 Peralta, 744 F.3d at 1081

17 Accordingly, Cervantes’ Eighth Amendment deliberate indifference claim

18 against defendant Torres is subject to dismissal.

19 V.

20 LEAVE TO FILE THIRD AMENDED COMPLAINT

21 For the foregoing reasons, the SAC is subject to dismissal. As the Court is

22 unable to determine whether amendment would be futile, leave to amend is granted.

23 See Lucas v. Dep’t of Corr., 66 F.3d 245, 248 (9th Cir. 1995) (per curiam). Plaintiff is

24 advised that the Court’s determination herein that the allegations in the SAC are

25 insufficient to state a particular claim should not be seen as dispositive of that claim.

26 Accordingly, while the Court believes Plaintiff has failed to plead sufficient factual

27 matter in his pleading, accepted as true, to state a claim to relief that is viable on its

1 However, if Plaintiff asserts a claim in his Third Amended Complaint that has been

2 found to be deficient without addressing the claim’s deficiencies, then the Court,

3 pursuant to the provisions of 28 U.S.C. § 636, ultimately will submit to the assigned

4 district judge a recommendation that such claim be dismissed with prejudice for

5 failure to state a claim, subject to Plaintiff’s right at that time to file Objections with

6 the district judge as provided in the Local Rules Governing Duties of Magistrate

7 Judges.

8 Additionally, Plaintiff has been ordered “not [to] include new defendants or

9 allegations that are not reasonably related to the claims asserted in the Complaint.”

10 Dkt. 17 at 11; Dkt. 26 at 9. Plaintiff is expressly cautioned that if he chooses to file a

11 Third Amended Complaint, he may not change the nature of this suit by adding new,

12 unrelated claims and any attempt to do so will result in an order striking the Third

13 Amended Complaint. See George v. Smith, 507 F.3d 605, 607 (7th Cir. 2007) (no

14 “buckshot” complaints).

15 Accordingly, IT IS ORDERED THAT within twenty-one (21) days of the

16 service date of this Order, Plaintiff choose one of the following three options:

17 1. Plaintiff may file a Third Amended Complaint to attempt to cure the

18 deficiencies discussed above. The Clerk of Court is directed to mail Plaintiff a blank

19 Central District civil rights complaint form to use for filing the Third Amended

20 Complaint, which the Court encourages Plaintiff to use.

21 If Plaintiff chooses to file a Third Amended Complaint, he must clearly

22 designate on the face of the document that it is the “Third Amended Complaint,” it

23 must bear the docket number assigned to this case, and it must be retyped or

24 rewritten in its entirety, preferably on the court-approved form. Plaintiff shall not

25 include new defendants or allegations that are not reasonably related to the claims

26 asserted in the SAC. In addition, the Third Amended Complaint must be complete

27 without reference to the Complaint, FAC, SAC, or any other pleading, attachment, or

1 An amended complaint supersedes the preceding complaint. Ferdik v.

2 Bonzelet, 963 F.2d 1258, 1262 (9th Cir. 1992). After amendment, the Court will treat

3 all preceding complaints as nonexistent. Id. Because the Court grants Plaintiff

4 leave to amend as to all his claims raised here, any claim raised in a preceding

5 complaint is waived if it is not raised again in the Third Amended Complaint.

6 Lacey v. Maricopa Cty., 693 F.3d 896, 928 (9th Cir. 2012).

7 The Court advises Plaintiff that it generally will not be well-disposed toward

8 another dismissal with leave to amend if Plaintiff files a Third Amended Complaint

9 that continues to include claims on which relief cannot be granted. “[A] district

10 court’s discretion over amendments is especially broad ‘where the court has already

11 given a plaintiff one or more opportunities to amend his complaint.’” Ismail v. Cty.

12 of Orange, 917 F. Supp. 2d 1060, 1066 (C.D. Cal. 2012); see also Ferdik, 963 F.2d at

13 1261. Thus, if Plaintiff files a Third Amended Complaint with claims on which

14 relief cannot be granted, the Third Amended Complaint will be dismissed

15 without leave to amend and with prejudice.

16 2. Alternatively, Plaintiff may file a notice with the Court that he intends to

17 stand on the allegations in his SAC. If Plaintiff chooses to stand on the SAC despite

18 the deficiencies in the claims identified above, then the Court will submit a

19 recommendation to the assigned district judge that the deficient claims discussed

20 in this Order be dismissed with prejudice for failure to state a claim, subject to

21 Plaintiff’s right at that time to file Objections with the district judge as provided in the

22 Local Rules Governing Duties of Magistrate Judges. If the assigned district judge

23 accepts the findings and recommendations of the undersigned Magistrate Judge and

24 dismisses the deficient claims discussed in this Order, the Court will issue a separate

25 order regarding service of any claims remaining in the SAC at that time.

26 3. Finally, Plaintiff may voluntarily dismiss the action without prejudice,

27 pursuant to Federal Rule of Civil Procedure 41(a). The Clerk of Court is directed to

1 mail Plaintiff a blank Notice of Dismissal Form, which the Court encourages Plaintiff

2 to use if he chooses to voluntarily dismiss the action.

3 Plaintiff is explicitly cautioned that failure to timely respond to this

4 Order will result in this action being dismissed without prejudice for failure to

5 prosecute and/or obey Court orders pursuant to Federal Rule of Civil

6 Procedure 41(b).

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8 Dated: March 13, 2020

9 HONORABLE KENLY KIYA KATO

United States Magistrate Judge

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