holding that because the appellant did not object to the trial court’s failure to conduct a on-the-record colloquy regarding the appellant’s waiver of his right to testify, his claim of error was waived on appeal
How later courts described this case
- holding that because the appellant did not object to the trial court’s failure to conduct a on-the-record colloquy regarding the appellant’s waiver of his right to testify, his claim of error was waived on appeal
- trial court will not be found to have abused its discretion unless record discloses judgment exercised is manifestly unreasonable, or result of partiality, prejudice, bias, or ill-will
- stating that it was “beyond question that permitting the prosecution to send [plea agreements] out with the jury during deliberations impermissibly bolstered [the witnesses] credibility” which, in turn, violated the defendant’s right to a fair trial
- holding that the appellant’s claim that the “trial court improperly relied on factors derived from a prior decertification hearing” raised a substantial question
Written by the judges who cited it.
The opinion
J-S10009-24
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
MIZZON UNIQUE GRANDINETTI :
:
Appellant : No. 512 WDA 2023
Appeal from the Judgment of Sentence Entered August 9, 2022
In the Court of Common Pleas of Cambria County Criminal Division at
No(s): CP-11-CR-0000135-2021
BEFORE: OLSON, J., KING, J., and LANE, J.
MEMORANDUM BY OLSON, J.: FILED: June 18, 2024
Appellant, Mizzon Unique Grandinetti, appeals from the judgment of
sentence entered August 9, 2022, as made final by the denial of his
post-sentence motion on March 23, 2023. We affirm.
“This case arises out of the homicide of Barron Grumbling that occurred
in Johnstown[,] Pennsylvania on or about May 1, 2017.” Trial Court Opinion,
3/29/23, at 1. On February 24, 2021, Appellant was charged in relation to
Grumbling’s death. “A jury trial [proceeded from January 25, 2022 until
January 29, 2022]” but resulted in a mistrial. Id. “Following certain pre-trial
conferences, a second jury trial was held on June 8, 2022 [through] June 10,
2022.” Id. On June 10, 2022, the jury found Appellant guilty of first-degree
J-S10009-24
murder.1 On August 9, 2023, the trial court sentenced Appellant to life
imprisonment without the possibility of parole.2 This timely appeal followed.3
____________________________________________
1 18 Pa.C.S.A. § 2502(a).
2 At the time of the offense, Appellant was 16-years-old. As such, Appellant
met the criteria of a juvenile homicide offender whose sentence for
first-degree murder is fixed by 18 Pa.C.S.A. § 1102.1, which directs the trial
court to exercise its discretion pursuant to certain statutory factors in imposing
a sentence where the minimum punishment starts at 35 years and extends to
life without the possibility of parole.
3 On August 10, 2022, trial counsel filed a motion to withdraw as counsel. In
his motion, trial counsel indicated that he was only retained for trial but that
Appellant wished to file an appeal and could not afford privately-retained
appellate counsel. As such, trial counsel requested leave to withdraw and
asked the trial court to appoint appellate counsel. On August 15, 2022, the
trial court granted trial counsel leave to withdraw and appointed Andrew
Skala, Esquire, as appellate counsel. That same day, the trial court sua sponte
granted Appellant a 21-day extension to file a post-sentence motion. On
August 26, 2022, Attorney Skala filed a motion to withdraw as counsel, citing
a conflict of interest. Thus, that day, the trial court granted Attorney Skala
leave to withdraw, appointed Christy Foreman, Esquire as substitute counsel,
and issued, sua sponte, a 30-day extension for Appellant to file a post-
sentence motion. On September 19, 2022, Attorney Foreman requested an
extension of time to file a post-sentence motion, which the trial court granted
on September 21, 2022. In particular, the trial court directed Attorney
Foreman to file a post-sentence motion on Appellant’s behalf on or before
October 25, 2022. Appellant, through Attorney Foreman, filed a post-
sentence motion on October 24, 2022, as well as a motion for leave to file an
amended post-sentence motion nunc pro tunc. On October 27, 2022, the trial
court granted Appellant leave to file an amended post-sentence motion nunc
pro tunc. Appellant filed an amended post-sentence motion nunc pro tunc, as
permitted by the trial court, on November 23, 2022. The trial court then
scheduled a hearing on Appellant’s post-sentence motion. In recognition of
the fact that the trial court scheduled the hearing on Appellant’s post-sentence
motion after 120 days of its filing, which would result in Appellant’s
post-sentence motion being denied by operation of law before the hearing
took place, Appellant filed a 30-day extension request, seeking to extend the
time that the trial court had to decide the post-sentence motion pursuant to
(Footnote Continued Next Page)
-2-
J-S10009-24
____________________________________________
Pa.R.Crim.P. 720(B)(3)(b). The trial court granted Appellant’s request and,
as such, extended the time for deciding Appellant’s post-sentence motion to
March 23, 2023. Ultimately, on March 29, 2023, the trial court issued an order
denying Appellant’s post-sentence motion. A notice of appeal was then filed
on April 17, 2023.
A notice of appeal must be filed within 30 days of the entry of the challenged
order. See Pa.R.A.P. 903(a). If a timely post-sentence motion is filed, an
appeal must be taken within 30 days of the entry of the order deciding the
motion. See Pa.R.Crim.P. 720(A)(2)(a). If made within 10 days of the
issuance of a judgment of sentence, a request for an extension of time to file
a post-sentence motion may toll the appeal period. See Commonwealth v.
Horst, 481 A.2d 677 (Pa. Super. 1984). In general, a trial court only has 120
days to decide a post-sentence motion and, if it fails to decide a motion within
that time, the post-sentence motion is denied by operation of law. See
Pa.R.Crim.P. 720(B)(3)(a). If a post-sentence motion is denied by operation
of law, the clerk of courts must enter an order deeming the motion denied on
behalf of the trial court and serve copies on the parties. See Pa.R.Crim.P.
720(B)(3)(c). Upon request, however, a trial court may, “for good cause
shown,” grant one 30-day extension of the 120-day decision period. See
Pa.R.Crim.P. 720(B)(3)(b).
Herein, the trial court sua sponte granted an extension request on August 15,
2022, which was within 10 days of Appellant’s judgment of sentence. Because
the subsequent extension requests were granted within the extended filing
periods, we conclude that Appellant’s post-sentence motion, filed on October
24, 2022, was timely filed. In addition, we conclude that, because Appellant’s
counsel made a timely request under Pa.R.Crim.P. 720(b)(3)(a) for an extra
30 days of time to decide Appellant’s motion, and the trial court properly
granted Appellant’s request, the trial court was permitted to issue a ruling on
Appellant’s post-sentence motion within 150 days of its filing, i.e., on or before
March 23, 2023. In this instance, however, the trial court did not issue its
order denying Appellant’s post-sentence motion until March 29, 2023 and, as
such, the motion was still denied by operation of law on March 23, 2023. A
review of the record, however, reveals that the clerk of courts failed to enter
an order deeming Appellant’s post-sentence motion denied by operation of
law. In addition, it is apparent that, despite the clerk’s failure, Appellant filed
a timely notice of appeal on April 17, 2023. Based upon the foregoing, we
conclude that Appellant’s appeal is timely and will address the merits of his
claims.
-3-
J-S10009-24
Appellant raises the following issues on appeal:4
1. [Whether the] trial court erred in denying Appellant’s motion
for reconsideration of sentence [when] the court failed to
adequately consider the mitigating factors when imposing
the sentence of life imprisonment in this matter and
improperly relied on evidence related to other potential
homicides?
2. [Whether the] trial court erred in denying Appellant’s motion
for judgment of acquittal as Appellant is innocent and the
evidence in this matter was insufficient to sustain Appellant’s
conviction for [criminal homicide?]
3. [Whether the] trial court erred in denying Appellant’s motion
for a new trial as the verdict was against the weight of the
evidence[?]
4. [Whether the] trial court erred in permitting multiple
“affiant” law enforcement officers to remain in the
[courtroom] in violation of the sequestration order, thereby
tainting their testimony in violation of [] Appellant’s
constitutional rights, thus warranting [a new trial?]
5. [Whether the] trial court erred in not granting the jury’s
request during deliberations to review the [tape-recorded]
interview of witness [Daekwon] Coleman, which had been
entered into evidence, thus warranting the grant of a new
trial[?]
6. [Whether the] trial court erred in permitting Detective
[Mark] Britton to testify at trial regarding the conclusions of
the forensic evidence when he was not qualified as an expert
in the field of forensics, and such error warrants the grant of
a new trial[?]
7. [Whether the] trial court erred in permitting Detective
Britton to testify at trial regarding [Daekwon] Coleman’s
credibility when [the court] failed to give a limiting
instruction to the jury after [the detective’s] credibility
statement was entered on the record before the jury, and
such error warrants the grant of a new trial[?]
____________________________________________
4 We have reordered Appellant’s issues for ease of discussion and disposition.
-4-
J-S10009-24
8. [Whether the] trial court erred in failing to give a No Adverse
Inference Jury Instruction during its final instructions to the
jury in violation of Appellant’s constitutional rights thus
warranting the grant of a new trial[?]
9. [Whether the] trial court erred in failing to conduct a colloquy
with [Appellant] regarding his decision to testify and call
character witnesses, thus warranting the grant of a new
trial[?]
Appellant’s Brief at 7-8 (unnecessary capitalization omitted) (cleaned-up).
In his first issue, Appellant raises a challenge to the discretionary
aspects of his sentence.
This Court previously explained:
It is well-settled that “the right to appeal a discretionary aspect
of sentence is not absolute.” Commonwealth v. Dunphy, 20
A.3d 1215, 1220 (Pa. Super. 2011). Rather, where an appellant
challenges the discretionary aspects of a sentence, we should
regard his[, or her,] appeal as a petition for allowance of appeal.
Commonwealth v. W.H.M., 932 A.2d 155, 162 (Pa. Super.
2007). As we stated in Commonwealth v. Moury, 992 A.2d
162 (Pa. Super. 2010):
An appellant challenging the discretionary aspects of
his[, or her,] sentence must invoke this Court's
jurisdiction by satisfying a four-part test:
We conduct a four-part analysis to determine:
(1) whether appellant [] filed a timely notice of
appeal, see Pa.R.A.P. 902 and 903; (2) whether
the issue was properly preserved at sentencing
or in a motion to reconsider and modify sentence,
see Pa.R.Crim.P. 720; (3) whether appellant's
brief has a fatal defect, [see] Pa.R.A.P. 2119(f);
and (4) whether there is a substantial question
that the sentence appealed from is not
appropriate under the Sentencing Code, 42
Pa.C.S.A. § 9781(b).
[Moury, 992 A.2d] at 170 [(citation omitted)].
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J-S10009-24
Commonwealth v. Hill, 210 A.3d 1104, 1116 (Pa. Super. 2019) (original
brackets omitted).
Herein, Appellant filed a timely notice of appeal, preserved his
sentencing challenge in his post-sentence motion, and included a Rule 2119(f)
concise statement in his appellate brief. See Appellant's Brief at 28-30. Thus,
we turn to whether Appellant raised a substantial question. A substantial
question exists when an appellant presents a colorable argument that the
sentence imposed is either (1) “inconsistent with a specific provision of the
[s]entencing [c]ode” or (2) is “contrary to the fundamental norms which
underlie the sentencing process.” Commonwealth v. Mastromarino, 2 A.3d
581, 585 (Pa. Super. 2010) (citation omitted), appeal denied, 14 A.3d 825
(Pa. 2011). This Court will not look beyond the statement of questions
involved and the prefatory Rule 2119(f) statement to determine whether a
substantial question exists. Commonwealth v. Radecki, 180 A.3d 441, 468
(Pa. Super. 2018) (citation omitted). Moreover, for purposes of determining
what constitutes a substantial question, “we do not accept bald assertions of
sentencing errors,” but rather require an appellant to “articulat[e] the way in
which the court's actions violated [sentencing norms or] the sentencing code.”
Commonwealth v. Malovich, 903 A.2d 1247, 1252 (Pa. 2006).
In Appellant’s 2119(f) statement, he contends that the trial court abused
its discretion by imposing a sentence of life without the possibility of parole.
In particular, Appellant claims that, in so doing, the trial court overly relied
upon improper factors and failed to consider important mitigating factors.
-6-
J-S10009-24
Both of Appellant’s claims raise a substantial question, warranting review.
See Commonwealth v. Schroat, 272 A.3d 523, 527 (Pa. Super. 2022)
(juvenile homicide defendant raised substantial question in alleging that trial
court failed to consider relevant mitigating factors when imposing life without
possibility of parole); see also Commonwealth v. Seagraves, 103 A.3d
839, 842 (Pa. Super. 2014) (holding that the appellant’s claim that the “trial
court improperly relied on factors derived from a prior decertification hearing”
raised a substantial question). Because Appellant raises a substantial
question, we shall proceed to the merits of his discretionary sentencing
challenge.
Appellant argues that the trial court, in fashioning his sentence,
improperly relied upon unsubstantiated and uncharged offenses, as well as
hearsay statements pertaining to other homicides that were never subjected
to cross-examination. See Appellant’s Brief at 33-34. In addition, Appellant
claims that the trial court failed to consider other mitigating factors such as
his good behavior while incarcerated, the fact that he “was a child born in
prison,” spent “most of his childhood in and out of the [Office of Children,
Youth and Families] system,” and was a “victim of neglect with no father and
a mother routinely incarcerated.” Id. at 36-37.
With respect to our standard of review, we have held that “sentencing
is a matter vested in the sound discretion of the sentencing judge, whose
judgment will not be disturbed absent an abuse of discretion.”
-7-
J-S10009-24
Commonwealth v. Ritchey, 779 A.2d 1183, 1185 (Pa. Super. 2001). This
Court has held:
[A]n abuse of discretion is more than a mere error of judgment;
thus, a sentencing court will not have abused its discretion
unless the record discloses that the judgment exercised was
manifestly unreasonable, or the result of partiality, prejudice,
bias or ill-will. In more expansive terms, our Court [has
explained]: An abuse of discretion may not be found merely
because an appellate court might have reached a different
conclusion, but requires a result of manifest unreasonableness,
or partiality, prejudice, bias, or ill-will, or such lack of support
so as to be clearly erroneous.
The rationale behind such broad discretion and the
concomitantly deferential standard of appellate review is that
the sentencing court is in the best position to determine the
proper penalty for a particular offense based upon an evaluation
of the individual circumstances before it.
Moury, 992 A.2d at 169–170 (internal citation and brackets omitted).
In fashioning a sentencing scheme for a juvenile homicide offender, our
Supreme Court instructed trial courts to consider the sentencing requirements
codified in 18 Pa.C.S.A. § 1102.1. Subsection 1102.1 provides, in relevant
part, as follows.
(a) First degree murder.--A person who has been convicted
after June 24, 2012, of a murder of the first degree, first degree
murder of an unborn child or murder of a law enforcement
officer of the first degree and who was under the age of 18 at
the time of the commission of the offense shall be sentenced as
follows:
(1) A person who at the time of the commission of the
offense was 15 years of age or older shall be
sentenced to a term of life imprisonment without
parole, or a term of imprisonment, the minimum of
which shall be at least 35 years to life.
-8-
J-S10009-24
(2) A person who at the time of the commission of the
offense was under 15 years of age shall be sentenced
to a term of life imprisonment without parole, or a
term of imprisonment, the minimum of which shall be
at least 25 years to life.
(b) Notice.--Reasonable notice to the defendant of the
Commonwealth's intention to seek a sentence of life
imprisonment without parole under subsection (a) shall be
provided after conviction and before sentencing.
***
(d) Findings.--In determining whether to impose a sentence of
life without parole under subsection (a), the court shall consider
and make findings on the record regarding the following:
(1) The impact of the offense on each victim, including oral
and written victim impact statements made or submitted
by family members of the victim detailing the physical,
psychological and economic effects of the crime on the
victim and the victim's family. A victim impact statement
may include comment on the sentence of the defendant.
(2) The impact of the offense on the community.
(3) The threat to the safety of the public or any individual
posed by the defendant.
(4) The nature and circumstances of the offense committed
by the defendant.
(5) The degree of the defendant's culpability.
(6) Guidelines for sentencing and resentencing adopted by
the Pennsylvania Commission on Sentencing.
(7) Age-related characteristics of the defendant, including:
(i) Age.
(ii) Mental capacity.
(iii) Maturity.
(iv) The degree of criminal sophistication exhibited
by the defendant.
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J-S10009-24
(v) The nature and extent of any prior delinquent or
criminal history, including the success or failure of
any previous attempts by the court to rehabilitate
the defendant.
(vi) Probation or institutional reports.
(vii) Other relevant factors.
18 Pa.C.S.A. § 1102.1(a)(b) and (d).
Importantly, it is well-settled that “[a] sentencing court may consider
any legal factor” while making its determination of the sentence to be
imposed. Commonwealth v. Bowen, 975 A.2d 1120, 1122 (Pa. Super.
2009) (citation omitted). Moreover, we previously determined:
In deciding whether a trial judge considered only permissible
factors in sentencing a defendant, an appellate court must, of
necessity, review all of the judge's comments. Moreover, in
making this determination it is not necessary that an appellate
court be convinced that the trial judge in fact relied upon an
erroneous consideration; it is sufficient to render a sentence
invalid if it reasonably appears from the record that the trial
court relied in whole or in part upon such a factor.
Commonwealth v. Scott, 860 A.2d 1029, 1030 (Pa. Super. 2004) (internal
quotations and citations omitted). “[W]here the sentencing judge had the
benefit of a pre-sentence investigation report (“PSI”), it will be presumed that
he or she was aware of the relevant information regarding the defendant's
character and weighed those considerations along with mitigating statutory
factors.” Commonwealth v. Clemat, 218 A.3d 944, 960 (Pa. Super. 2019).
Our review of the sentencing transcript reveals no abuse of discretion
on the part of the trial court. First, it is apparent that, in fashioning Appellant’s
sentence, the trial court painstakingly considered each of the seven factors
- 10 -
J-S10009-24
listed in Subsection 1102.1(d). See N.T. Sentencing Hearing, 8/9/22, at
41-49. In its 1925(a) opinion, the trial court summarized its consideration of
Subsection 1102.1(d)’s factors as follows:
At the time of sentencing, this [c]ourt explored the seven
factors found in 18 Pa.C.S.A. § 1102.1(d) on the record. As to
the first factor, this [c]ourt considered both the statements
made by the family of [Barron] Grumbling, as well as those
made by [Appellant’s] family. Specifically, this [c]ourt
referenced the sense of loss from [Barron] Grumbling’s family,
stating “from listening to these people, they [are] crushed.” As
to the second factor, impact on the community, this [c]ourt
referenced [that] the shooting occurred on the street. While no
eyewitnesses of the shooting itself, several people heard it and
were looking out of windows within seconds. This [c]ourt
further emphasized that this was, for a time, one of several
unsolved murders of young people in the City of Johnstown.
While [Appellant] was in prison on other charges subsequent to
the murder, no arrests were made on this homicide for years.
The [e]ffect on the community “was that they were concerned,
in fact, probably were in fear, of not knowing if the perpetrator
was still at large.” This [c]ourt next considered the threat to the
safety of the public or any individual. This [c]ourt found that[,]
not only would the public at large have to fear [Appellant], but
this [c]ourt had specific concern for two individuals,
specifically[,] Daekwon Coleman and Alonya Chatman. A brief
portion of a letter from [Alonya] Chatman was read into the
record were [she] expressed fear for her life due to her
testimony in this matter. Factors four and five pertain to the
nature of the offense and [Appellant’s] culpability. This [c]ourt
found that Barron Grumbling was shot three times, and there
was testimony that [Appellant] killed him and did so in an
intentional way. The sixth factor calls for the guidelines for
sentencing as adopted by the Pennsylvania Commission on
Sentencing. Specifically, the standard range was 438 months
to life and the mitigated range 420 months.
Finally, this [c]ourt considered factors and characteristics
related to the age of [Appellant]. This court considered the
mental capacity of [Appellant], namely a lack of medical
restrictions or evidence of any neuropsychological deficits. As
well, this [c]ourt noted that [Appellant] appeared mature
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J-S10009-24
beyond his stated years from the [c]ourt’s personal
observations. As to the degree of criminal sophistication, this
[c]ourt noted [Appellant’s] ability to avoid apprehension for
[three] years as well as the fact that this was a planned murder
by [Appellant]. The nature and extent of prior delinquent or
criminal history was also considered. Briefly, this included a
juvenile record beginning when [Appellant] was nine years old
with an offense pertaining to possession of a BB gun. On the
record, this [c]ourt reviewed [Appellant’s] extensive, escalating
criminal history.
Trial Court Opinion, 3/29/23, at 4-5 (internal citations omitted).
Second, a review of the record indicates that, in contrast to Appellant’s
claims, the trial court considered Appellant’s troubled upbringing as well as
his behavior while incarcerated as mitigating factors. Indeed, the trial court
specifically stated:
And I did consider mitigating factors. I considered the
testimony of [the] folks that came forward, the relatives. I
looked at the PSI, and I considered that. So appropriately
brought out by [counsel, Appellant] did not have a childhood
like he had, that I had, that [the District Attorney] had. Now,
does that excuse what he did?
I also considered in his favor the fact that while incarcerated,
[Appellant] has completed a batterers group, did that on
November [2, 2021]; and violence prevention and modern
intensity program on February [23, 2022]. So when you look
at how he grew up, what chance he had, and the fact that he
did, once in jail for an extended sentence as an adult prior to
being arrested on these charges, he did make some attempts
and I give him credit for that. However, that does not outweigh
the whole history of [Appellant] from the time he was nine years
old.
N.T. Sentencing Hearing, 8/9/22, at 47-48.
Finally, a review of the record as well as the trial court’s 1925(a) opinion
confirms that the trial court considered allegations that, in addition to the
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J-S10009-24
killing of Barron Grumbling, Appellant allegedly committed “two other
homicides for which he has not been arrested.” Id. at 5; see also N.T.
Sentencing, 8/9/23, at 48. This information was provided to the court by the
Commonwealth. In particular, the Commonwealth submitted as an exhibit
Alonya Chatman’s testimony at another jury trial, wherein she stated that
Appellant confessed to murdering a woman because he believed she was a
“snitch.” Id. at 6 (Commonwealth’s Exhibit 3). In addition, the
Commonwealth submitted as an exhibit Alonya Chatman’s grand jury
testimony, wherein she claimed she witnessed Appellant murder another
individual. Id. (Commonwealth’s Exhibit 4). Importantly, the trial court was
permitted to consider such evidence. Bowen, 975 A.2d at 1122 (explaining
that a court may consider “any legal factor” while making its determination of
the sentence to be imposed). Our review confirms that, in contrast to
Appellant’s claims, the trial court did not significantly rely on the
aforementioned allegations while imposing his sentence. Instead, “the
allegations were taken in concert with the rest of [Appellant’s] history and
factors in order to better understand his background, conduct, and the
circumstances effecting his behavior.” Trial Court Opinion, 3/29/23, at 5
(citation omitted). Because the trial court simply considered these allegations
in conjunction with the PSI report, as well as each of the seven factors listed
in Subsection 1102.1(d), it cannot be said to have committed an abuse of
discretion.
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Based on the totality of the circumstances, and because Appellant's
sentence complies with subsection 1102.1(a) and the precedents of our
Supreme Court, we find no grounds on which to award relief to Appellant.
In his second issue, Appellant contends that the Commonwealth failed
to present sufficient evidence to support his conviction for first-degree
murder. In particular, Appellant claims the Commonwealth failed to
demonstrate that he, in fact, killed Barron Grumbling. We disagree.
Our standard of review is as follows:
The standard we apply in reviewing the sufficiency of evidence
is whether, viewing all the evidence admitted at trial in the light
most favorable to the verdict winner, there is sufficient evidence
to enable the fact[-]finder to find every element of the crime
beyond a reasonable doubt. In applying the above test, we may
not weigh the evidence and substitute our judgment for that of
the fact-finder. In addition, we note that the facts and
circumstances established by the Commonwealth may not
preclude every possibility of innocence. Any doubts regarding
a defendant's guilt may be resolved by the fact-finder unless
the evidence is so weak and inconclusive that as a matter of law
no probability of fact may be drawn from the combined
circumstances. The Commonwealth may sustain its burden of
proving every element of the crime beyond a reasonable doubt
by means of wholly circumstantial evidence. Moreover, in
applying the above test, the entire record must be evaluated
and all evidence actually received must be considered. Finally,
the trier of fact while passing upon the credibility of witnesses
and the weight of the evidence produced, is free to believe all,
part or none of the evidence.
Commonwealth v. Lambert, 795 A.2d 1010, 1014–1015 (Pa. Super. 2002)
(internal citations and quotation omitted).
Our Supreme Court previously explained:
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J-S10009-24
Evidence is sufficient to sustain a conviction of first-degree
murder when the Commonwealth establishes that (1) a person
was unlawfully killed; (2) the person accused did the killing;
and (3) the accused acted with specific intent to kill. An
intentional killing is one committed by means of poison, lying in
wait, or by any other kind of willful, deliberate, and
premeditated action. The use of a deadly weapon on a vital
part of the body is sufficient to establish the specific intent to
kill.
Commonwealth v. Rega, 933 A.2d 997, 1009 (Pa. 2007) (internal citations
omitted).
The trial court herein addressed Appellant’s claim as follows.
Bearing [the aforementioned] standards in mind, th[e court is
satisfied that the evidence presented at trial, viewed in the light
most favorable to the Commonwealth as the verdict winner,
was sufficient to sustain [Appellant’s] conviction of first-degree
murder. Turning to the specific elements of the evidence, there
can be no question that the first element was met. Barron
Grumbling was killed by gunshot wounds to the head and chest.
In fact, [Appellant] stipulated that Barron Grumbling was killed
and the manner of death was homicide. [Appellant] primarily
contests the second element of first[-]degree murder, that he
was responsible for the death of Barron Grumbling.
The evidence at trial included numerous lay witnesses that were
at or near the area of the murder the night of May 1, 2017. One
such witness, Constance Kralik, testified that she heard multiple
gun shots and observed two young black males wearing dark
red hooded sweatshirts. She also testified that one individual
was noticeably shorter than the other. The jury further heard
from Daekwon Coleman, a friend of [Appellant]. [] Coleman
testified as to the history between different groups living in the
Johnstown area, and how these groups interacted with each
other. Specifically, the individuals living in Prospect, such as
[Appellant], or Coopersdale, as Barron Grumbling [did],
sometimes “did [not] get along very well.” [In addition],
Coleman testified that Coopersdale [sic] had robbed
[Appellant’s] cousin, “Baby Sheik.” … Coleman further testified
that he was in fact present with [Appellant] the night of the
murder. [] Coleman testified that he, [Appellant], and Barron
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Grumbling were walking together when [Appellant] stopped,
saying he had to tie his shoe. [] Coleman then testified that he
heard a gunshot, and turned to see [Appellant] holding a gun,
and watched him shoot Barron Grumbling twice. Per []
Coleman, he and [Appellant] then ran away in the same
direction. It is important to note that Daekwon Coleman is
5’10” tall and [Appellant] is 5’5”, which corroborates the
testimony of Constance Kralick. Finally, the Commonwealth
called Alonya Chatman, [Appellant’s] ex-girlfriend. [] Chatman
testified that [Appellant] in fact confessed to her that []he shot
“B.G.”, which was a nickname that Barron Grumbling went by.
As to the third element, whether [Appellant] acted with the
specific intent to kill, th[e court] takes note of the fact that
specific intent to kill may be inferred from the use of a deadly
weapon on a vital part of the body. In this particular case, the
evidence showed that Barron Grumbling died of gunshot
wounds to the chest and head. Both the chest and head are
vital areas of the body and a gun is a deadly weapon. Using
those pieces of evidence, the specific intent to kill may be
inferred.
Taking all of the evidence in the light most favorable to the
Commonwealth, th[e court] finds the evidence submitted by the
Commonwealth is sufficient to sustain a conviction for
first-degree murder.
Trial Court Opinion, 3/29/23, at 7-8 (internal citations omitted). We adopt
this aspect of the trial court reasoning as our own. As such, we conclude that
the Commonwealth presented sufficient evidence to sustain Appellant’s
conviction for first-degree murder.
In his third issue, Appellant clams that the verdict was against the
weight of the evidence. Appellant challenges the credibility of the testimony,
namely, that of Daekwon Coleman and Alonya Chatman, and other evidence
proffered by the Commonwealth to support its contention that Appellant
murdered Barron Grumbling. When considering a challenge to the weight of
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the evidence offered in support of a criminal conviction, our standard of review
is well settled.
The essence of appellate review for a weight claim appears to
lie in ensuring that the trial court's decision has record support.
Where the record adequately supports the trial court, the trial
court has acted within the limits of its discretion.
A motion for a new trial based on a claim that the verdict is
against the weight of the evidence is addressed to the discretion
of the trial court. A new trial should not be granted because of
a mere conflict in the testimony or because the judge on the
same facts would have arrived at a different conclusion. Rather,
the role of the trial judge is to determine that notwithstanding
all the facts, certain facts are so clearly of greater weight that
to ignore them or to give them equal weight with all the facts is
to deny justice.
An appellate court's standard of review when presented with a
weight of the evidence claim is distinct from the standard of
review applied by the trial court. Appellate review of a weight
claim is a review of the exercise of discretion, not of the
underlying question of whether the verdict is against the weight
of the evidence.
Commonwealth v. Windslowe, 158 A.3d 698, 712 (Pa. Super. 2017)
(quotations omitted), appeal denied, 171 A.3d 1286 (Pa. 2017). “To
successfully challenge the weight of the evidence, a defendant must prove the
evidence is ‘so tenuous, vague and uncertain that the verdict shocks the
conscience of the court.’” Id. (citations and internal quotations omitted).
The entirety of Appellant's argument challenges the credibility of the
Commonwealth's witnesses’ testimony. We conclude that the trial court did
not abuse its discretion in denying Appellant's challenge to the weight of the
evidence. The jury heard the evidence introduced at trial and was free to
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determine the weight of the evidence and testimony. It is the fact-finder's
duty to assess credibility and we may not substitute our judgment for the
jury's findings. Moreover, the evidence was not so tenuous, vague and
uncertain that the verdict shocked the conscious of the court. Accordingly,
Appellant's weight of the evidence claim fails.
In his fourth issue, Appellant argues that the trial court committed an
error of law by allowing multiple law enforcement officers to remain in the
courtroom at counsel’s table for the duration of Appellant’s trial. More
specifically, Appellant claims that, because the trial court allowed Detective
Britton, Agent Ryan Caputo and Agent Moore5 to remain in the courtroom,
they all heard each other’s evidence, which “tainted their testimony” to
Appellant’s “detriment.” Appellant’s Brief at 44-45. We disagree.
We previously explained:
This Court's standard of review for a trial court's decision on
sequestration of witnesses is abuse of discretion.
Commonwealth v. Atwell, 785 A.2d 123, 125 (Pa. Super.
2001). We will not reverse a trial judge's decision to grant or
deny sequestration absent a clear abuse of discretion.
Commonwealth v. Pursell, 724 A.2d 293, 310 (Pa. 1999).
Moreover, an appellant must demonstrate that he or she was
actually prejudiced by a trial judge's sequestration order before
any relief may be warranted. See id. at 310 (holding that an
appellant's failure to show prejudice rendered meritless his
ineffectiveness claim against counsel who failed to object to the
presence of a police witness after trial court ordered a
sequestration of witnesses); Commonwealth v. Albrecht,
511 A.2d 764, 773 (Pa. 1986) (holding that an appellant's
failure to show prejudice rendered meritless his argument that
____________________________________________
5 Agent Moore’s first name is not of record.
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the trial court erred by not sequestering a Commonwealth
expert witness). “[A] request for sequestration must be specific
and supported by a showing that the interests of justice require
it. The purpose of sequestration is to prevent a witness from
molding his testimony with that presented by other witnesses.”
Commonwealth v. Counterman, 719 A.2d 284, 299 (Pa.
1998) (citation omitted).
Further, Rule 615 of the Pennsylvania Rules of Evidence
provides:
At the request of a party or on its own motion, the court
may order witnesses sequestered so that they cannot learn
of the testimony of other witnesses. This section does not
authorize sequestration of the following:
(1) a party who is a natural person or the guardian
of a party who is a minor or an incapacitated person;
(2) an officer or employee of a party which is not a
natural person (including the Commonwealth)
designated as its representative by its attorney; or
(3) a person whose presence is shown by a party to
be essential to the presentation of the party's cause.
Pa.R.E. 615.
The Comment to Rule 615 explains that the parenthetical
phrase relating to “the Commonwealth” in subsection (2) “is
meant to make clear that in a criminal case, the prosecution
has a right to have the law enforcement agent primarily
responsible for investigating the case at the counsel table to
assist in presenting the case, even though the agent will be a
witness.” Id., cmt. (1998).
Commonwealth v. Stevenson, 894 A.2d 759, 767 (Pa. Super. 2006)
(parallel citations omitted), overruled on other grounds by Commonwealth
v. Hicks, 208 A.3d 916 (Pa. 2019).
Upon review, we conclude that Appellant’s claim fails – and does so for
two reasons. First, Detective Britton, Agent Caputo and Agent Moore were
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noted by the Commonwealth as the “affiants,” who were “involved in the
investigation together” and, as such, were assisting the Commonwealth in its
presentation of the case. N.T. Trial, 6/8/22, at 35. Hence, pursuant to Pa.R.E.
615, all three were permitted to be “at the counsel table to assist in presenting
the case,” even if they were also witnesses during the trial. Pa.R.E. 615, cmt.
Second, Appellant utterly fails to demonstrate that the trial court’s ruling
resulted in prejudice. On appeal, Appellant asserts that permitting the officers
to “remain in the courtroom through[out] the entire proceedings would have
tainted their testimony to the detriment of Appellant.” Appellant’s Brief at 45.
Not only is Appellant’s claim nothing more than a bald assertion, it is also
belied by the record. Indeed, as noted by the trial court, “only two of the
non-sequestered witnesses/affiants testified at trial,” namely, Detective
Britton and Agent Caputo. Trial Court Opinion, 3/29/23, at 11. Detective
Britton testified first and “focused on the investigative steps taken by police.”
Id. Agent Caputo, on the other hand, “focused primarily on the [tele]phone
records seized in the case.” Id. The officers’ testimony, therefore, did not
overlap and, in turn, cannot be considered “tainted” to Appellant’s detriment.
Based upon the foregoing, we conclude that Appellant’s claim lacks merit.
In his fifth issue, Appellant contends that the trial court abused its
discretion in denying the jury’s request, during deliberations, to review
Daekwon Coleman’s tape-recorded interview with police. We disagree.
This Court explained:
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Pursuant to Pennsylvania Rule of Criminal Procedure 646,
“[u]pon retiring, the jury may take with it such exhibits as the
trial judge deems proper, except as provided in paragraph (C)
[delineating which materials the jury shall not be permitted to
have].” Pa.R.Crim.P. 646. “The recognized reason for
excluding certain items from the jury's deliberations is to
prevent the jury from placing undue emphasis or credibility on
the material sent back with the jury and de-emphasizing or
discrediting other items not in the room with the jury.”
Commonwealth v. Creary, 201 A.3d 749, 753 (Pa. Super.
2018).
When considering materials that are not expressly prohibited
under section 646(C), the question of “[w]hether an exhibit
should be allowed to go out with the jury during its deliberation
is within the sound discretion of the trial judge.”
Commonwealth v. Barnett, 50 A.3d 176, 194 (Pa. Super.
2012). This decision “cannot be overturned absent an abuse of
discretion.” Id. See also Commonwealth v. Lane, 424 A.2d
1325, 1328 (Pa. 1981) (trial court will not be found to have
abused its discretion unless record discloses judgment
exercised is manifestly unreasonable, or result of partiality,
prejudice, bias, or ill-will).
Commonwealth v. Wallace, 244 A.3d 1261, 1272 (Pa. Super. 2021)
(parallel citations and emphasis omitted).
In this instance, the jury made various requests during deliberations.
First, the jury requested photographs that were admitted into evidence of the
scene of the murder, as well as those taken from Constance Kralick’s window.
Neither the Commonwealth nor the defense objected to the order allowing the
jury to view such evidence. Second, the jury asked to listen to Coleman’s
tape-recorded interview with the police, which was admitted into evidence, as
well as the transcripts of the interview, which were provided to the jury to
“follow along” with the interview. N.T. Trial, 6/10/22, at 73. The
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Commonwealth objected to providing the jury with such information, while the
defense did not. The exchange proceeded as follows.
[Commonwealth]: Your Honor, as it relates – I [am] going to
jump to the transcripts first, if you do [not] mind. As it relates
to the transcript, I think it was the Commonwealth’s
understanding all along that the transcript was prepared to aid
the jury in understanding the interview as it was being played
as the [court] and of course counsel knows in the previous trial
in this matter, the jurors expressed post-trial that they had real
difficulty understanding what was in that. So creating the
transcript . . . allow[ed the jury] to follow along. Having said
that, it was prepared for that purpose only. I believe, Your
Honor, you, specifically told them that was [not] the evidence,
that [it] was simply to aid in their understanding of the
evidence. The evidence was the taped conversation.
So speaking to that, the Commonwealth’s objection remains as
it relates that, that would be – frankly, it would be like asking
another witness to come in and repeat their testimony. So it
gives the possibility of it getting more influence or less. That
jury only wanting to listen to a portion of it, again, not the whole
thing, I do [not] believe it [is] appropriate in this circumstance
to turn over either of those things to the jury. It [is] their
recollection that controls.
***
[Defense counsel]: Your Honor, it [is] clear that this case is
going to hinge on the credibility of Daekwon Coleman. These
tape-recorded statements while somewhat mumbled and there
is some overtalking, he [is] not speaking a foreign language. I
do believe that the jurors, if listening to that tape recorded
statement, would be able to understand it in the absence of the
transcript.
The [c]ourt gave an instruction on prior inconsistent
statements, I believe, that it would aid the jury in their
deliberations. Clearly they [are] asking for it. I understand the
practice in this county. I can tell the [c]ourt from practicing in
several other counties in the Commonwealth, I [have] never
admitted exhibits of a prior tape-recorded statement of a
witness, when asked for, that request be rejected by the
[c]ourt. So I would ask that the recording, the [audio] be
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provided to the jury. They clearly want it. It clearly would aid
them in their deliberations.
Id. at 73-75
Thereafter, the trial court made the following statement:
[I will a]gain reference [the] section of the Pennsylvania Bench
Book of Criminal Proceedings, Third Edition, which says this is
in the discretion of the [c]ourt, and I would note under [S]ection
96.02, it says: In part, the Supreme Court has suggested that
the practice of allowing written and tape-recorded statements
to go with the jury should not be followed and they cite three
cases[,] Commonwealth v. Hall, 565 A.2d 144 [Pa. 1989];
Commonwealth v. Riggins, 386 A.2d 520 [Pa. 1978], and
Commonwealth v. Baker, 353 A.2d 406 [Pa. 1976].
However, there [is] another reference that a trial court’s
decision to allow the jury to listen to an audio tape of the
victim[’s] trial testimony during deliberations did not constitute
a violation of the expressed language of Pennsylvania Rule of
Criminal Procedure 646[(C)(1)], forbidding sending out any
portion of the transcript with the jury citing Commonwealth
v. Williams[,] 959 A.2d 1272 [Pa. 2008].
Based upon my reading of these sections, first of all, I agree
with the Commonwealth when I permitted [the] defense to give
the jurors a copy of the transcript of [] Coleman’s interview by
the police. I cautioned them that they should view this the
same way they viewed their notes that they took and . . .
specifically that their notes are not evidence, that it was an aid,
and should not have been considered evidence. I also in
listening to the tape and having the transcript in front of me
noted that[,] although it was done by an official court reporter,
it was [not] totally verbatim. There were words missing, not in
my opinion, that those words changed what the witness []
Coleman was saying[, it just] was [not one hundred percent]
accurate.
However, my view is that it should not go out under these rules
and I will not send either the transcript or the [audio] to the
jurors and I [will] note an exception by [defense counsel] to my
ruling.
Id. at 75-76 (emphasis added).
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The trial court did not abuse its discretion in denying the jury’s request
to listen to Coleman’s tape-recorded interview with police. Indeed, there is
no evidence of record that the court’s decision was “manifestly unreasonable,
or the result of bias, prejudice, ill-will or partiality.” Commonwealth v.
Bricker, 581 A.2d 147, 156 (Pa. 1990). To the contrary, it appears that the
court simply sought to ensure the jury’s determination of Coleman’s credibility
was based upon nothing more than their perception of his tape-recorded
interview with police as presented during trial. Id. at 155 (stating that it was
“beyond question that permitting the prosecution to send [plea agreements]
out with the jury during deliberations impermissibly bolstered [the witnesses]
credibility” which, in turn, violated the defendant’s right to a fair trial). As
such, no relief is due.
In his sixth issue, Appellant argues that the trial court erred in
permitting the Commonwealth to introduce “the conclusions found by forensic
scientists as to the gunshot residue [], DNA, fingerprint and serology tests
performed” through Detective Britton, as opposed to individuals who
conducted said tests or authored the various reports. Appellant’s Brief at 46.
Appellant claims that, in so doing, the trial court permitted Detective Britton,
a lay witness, to introduce “scientific evidence” in “direct violation of
Appellant’s constitutional rights.” Id. at 47.
We initially highlight the following undisputed facts to provide
background to Appellant’s claim. First, during Detective Britton’s testimony,
the Commonwealth asked him about the multiple expert reports, including a
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gunshot analysis report, a trace evidence report, two serology reports, a DNA
analysis report, and a latent fingerprint report. Second, in response to the
Commonwealth’s questions, Detective Britton read the conclusions of each of
the aforementioned reports to the jury, even though he was not the author of
said reports or proffered as an expert in such matters. See N.T. Trial, 6/8/23,
at 16-26. Third, the trial court admitted the following into evidence following
testimony by Detective Britton: (1) the two serology reports
(Commonwealth’s Exhibits 23 and 24); (2) the DNA analysis report
(Commonwealth’s Exhibit 25); and (3) the latent fingerprint report
(Commonwealth’s Exhibit 26). See id. at 38.
The trial court herein addressed Appellant’s claim of error in its 1925(a)
opinion. In so doing, the trial court admitted that “on the first day of trial,
Detective Britton read the conclusions of reports such as gunshot residue
analysis, serology, DNA analysis, and latent fingerprints.” Trial Court Opinion,
3/29/23, at 12. The trial court, however, reasoned that Appellant’s Sixth
Amendment right of confrontation was not violated because Detective Britton
did not read the “opinion[s] of [the various] expert[s]” to “establish the factual
or evidentiary basis for those reports.” Id. at 13. Instead, Detective Britton
read from the expert reports to “illuminate [to] the jury as to how [he]
proceeded in the investigation, and why he took the steps he did.” Id. Hence,
per the trial court, the expert reports were admitted for “a purpose other than
establishing the truth of the matter asserted,” namely, the investigative
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officer’s “course of conduct.” Commonwealth v. Dargan, 897 A.2d 496,
500 (Pa. Super. 2006).
Whether Appellant’s confrontation rights were violated is a pure
question of law; therefore, our standard of review is de novo and our scope of
review is plenary. Commonwealth v. Yohe, 79 A.3d 520, 530 (Pa. 2013),
cert. denied, 572 U.S. 1135 (2014).6
This Court recently stated:
The Confrontation Clause applies to witnesses against the
accused — in other words — those who bear testimony. See
Crawford v. Washington, 541 U.S. 36, 54 (2004) (defining
testimonial statements as, inter alia, “ex parte in-court
testimony or its functional equivalent”). The focus of the
Confrontation Clause is testimonial hearsay. Crawford, 541
U.S. at 51-52. The Crawford Court made clear that the use of
testimonial statements is not barred by the Confrontation
Clause “for purposes other than establishing the truth of the
matter asserted.” Id. In fact, this Court has long-recognized:
“A statement admitted for a purpose other than establishing the
truth of the matter asserted — such as, in this case, the
investigating officers’ course of conduct — does not violate the
Confrontation Clause.” [] Dargan, 897 A.2d [at] 500[.]
Commonwealth v. Agnew, 299 A.3d 1001, 1007 (Pa. Super. 2023) (parallel
citations omitted).
In Commonwealth v. Brown, 185 A.3d 316 (Pa. 2018), our Supreme
Court provided an overview of the United States Supreme Court’s and
____________________________________________
6 Although the admission of expert testimony is subject to an abuse of
discretion standard of review, Commonwealth v. Watson, 945 A.2d 174,
176 (Pa. Super. 2008) (citation omitted), an error of law constitutes an abuse
of discretion. Nat'l Cas. Co. v. Kinney, 90 A.3d 747, 753 (Pa. Super. 2014)
(citation omitted). Thus, we ultimately employ a de novo standard of review.
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Pennsylvania court’s application of the Confrontation Clause in cases “in which
the challenged statements or affidavits took the form of scientific or forensic
reports or certificates.” Id. at 325. It stated:
In Melendez–Diaz [v. Massachusetts], the Court considered
a Massachusetts trial court's admission into evidence at a
criminal trial for drug trafficking of certificates reporting the
forensic analysis of the composition and quantity of substances
seized from the defendant. 557 U.S. 305 (2009). As required
by Massachusetts law, the certificates were sworn to before a
notary public and were offered into evidence at trial as prima
facie evidence the substance seized was a specific quantity of
cocaine. Id. at 308. The defendant objected on the basis of
Crawford, claiming the analyst who prepared the certificates
was required to testify if the certificates were to be admitted
into evidence. The objection was overruled, the defendant was
convicted of cocaine distribution and his conviction was upheld
on appeal. The High Court granted certiorari to determine
whether the defendant's Sixth Amendment rights had been
violated.
The Court held “[t]he ‘certificates’ are functionally identical to
live, in-court testimony, doing ‘precisely what a witness does
on direct examination,’ ” and thus were “testimonial” in nature.
Id. at 310–[3]11, quoting Davis[ v. Washington,], 547 U.S.
[822,] 830 [(2006)]. Moreover, the Court held admission of the
certificates of analysis without the author's live testimony
violated the Confrontation Clause because the certificates fell
into the “core class of testimonial statements” identified in
Crawford. Melendez–Diaz, 557 U.S. at 310. Significantly,
the certificates of analysis were “‘made under circumstances
which would lead an objective witness reasonably to believe
that the statement would be available for use at a later trial,’”
and under Massachusetts law, the “sole purpose” of the
certificates was to provide evidence about the composition and
quantity of the analyzed substance. Id. at 311, quoting
Crawford, 541 U.S. at 52.
The Court rejected the state's argument the certificates were
admissible without supporting testimony because they simply
reflected “the resul[t] of neutral, scientific testing”; the Court
held this argument was “little more than an invitation to return
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to our overruled decision in Roberts, which held that evidence
with ‘particularized guarantees of trustworthiness’ was
admissible notwithstanding the Confrontation Clause.”
Melendez–Diaz, 557 U.S. at 317, quoting Ohio v. Roberts,
448 U.S. [56,] 66 [(1980)]. The Court reiterated, “To be sure,
the Clause's ultimate goal is to ensure reliability of evidence,
but it is a procedural rather than a substantive guarantee. It
commands, not that evidence be reliable, but that reliability be
assessed in a particular manner: by testing in the crucible of
cross-examination[.]” Id., quoting Crawford, 541 U.S. at
61-62.
In Bullcoming[ v. New Mexico, 564 U.S. 647 (2011)],
decided two years after Melendez–Diaz, the High Court
reviewed the admissibility of a [blood alcohol content (“BAC”)]
report authored and signed by a non-testifying analyst. The
report was introduced at trial for the substantive purpose of
proving the truth of the matter asserted by its out-of-court
author, namely, that the defendant had a BAC level of 0.21,
which was the central question at the defendant's trial, and was
dispositive of his guilt. The report was introduced through the
testimony of a surrogate analyst. The New Mexico Supreme
Court held the surrogate's testimony was adequate to satisfy
the requirements of the Confrontation Clause. The issue before
the High Court was “whether the Confrontation Clause permits
the prosecution to introduce a forensic laboratory report
containing a testimonial certification—made for the purpose of
proving a particular fact—through the in-court testimony of a
scientist who did not sign the certification or perform or observe
the test reported in the certification.” Bullcoming, 564 U.S. at
652. The High Court ruled the Confrontation Clause precludes
such practice, holding “the Clause does not tolerate dispensing
with confrontation simply because the court believes that
questioning one witness about another's testimonial statements
provides a fair enough opportunity for cross-examination.” Id.
at 662. [See also Commonwealth v. Bartin–Martin, 5 A.3d
363 (Pa. Super. 2010), appeal denied, 30 A.3d 486 (Pa. 2011)
(same)].
***
Shortly after Bullcoming, the High Court decided Williams v.
Illinois, [567 U.S. 50 (2012)] a divided opinion in which the
Court sought to further refine its articulation of the primary
purpose test under the alternate factual scenario envisioned
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only hypothetically in Bullcoming by Justice Sotomayor.
Williams involved a rape prosecution in which an expert
testified she obtained a DNA profile report from an independent
lab based on a semen specimen taken from a vaginal swab of
the victim. The lab report was not introduced into evidence.
The expert testified she compared the DNA profile contained in
the lab report to the defendant's recorded DNA profile and
concluded it was a match. The defendant challenged the
expert's testimony which relied upon the lab report on the basis
the report's admission without testimony from its author
violated the Confrontation Clause.
The plurality opinion, authored by Justice Alito, joined by Chief
Justice Roberts, Justice Kennedy and Justice Breyer, relied in
part on F.R.E. 703 and held, “[o]ut-of-court statements that are
related by the expert solely for the purpose of explaining the
assumptions on which that opinion rests are not offered for their
truth and thus fall outside the scope of the Confrontation
Clause.” Williams, 567 U.S. at 58. Alternatively, the plurality
applied the primary purpose test to conclude the underlying lab
report was itself non-testimonial, and thus beyond the reach of
the Confrontation Clause, because the report did not identify
the defendant, was not inherently inculpatory, and was created
“before any suspect was identified.” Id. The plurality opined
the “report is very different from the sort of extrajudicial
statements, such as affidavits, depositions, prior testimony,
and confessions, that the Confrontation Clause was originally
understood to reach.” Id. The report “was sought not for the
purpose of obtaining evidence to be used against petitioner,
who was not even under suspicion at the time, but for the
purpose of finding a rapist who was on the loose.” Id. The
plurality thus opined the lab report differed from the certificates
of analysis and BAC reports in Melendez–Diaz and
Bullcoming, which were created for the sole purpose of
providing evidence against a particular defendant and were
used to establish the truth of the matter asserted. The plurality
concluded the defendant's Sixth Amendment confrontation right
was not violated and explained:
This conclusion is entirely consistent with Bullcoming and
Melendez–Diaz. In those cases, the forensic reports
were introduced into evidence, and there is no question
that this was done for the purpose of proving the truth of
what they asserted: in Bullcoming that the defendant's
[BAC] exceeded the legal limit and in Melendez–Diaz
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that the substance in question contained cocaine. Nothing
comparable happened here.
Id. at 79.
***
Turning to our own jurisprudence, this Court addressed whether
the admission of a toxicology report in a DUI case violated the
defendant's rights under the Confrontation Clause in Yohe. The
defendant's blood sample was tested three times by several
analysts from one lab using two different methods, as per
routine lab practice. Dr. Blum, a toxicologist, and the assistant
lab director responsible for the lab's quality assurance controls,
received the raw data from the analysts who performed the
tests, reviewed the demographic information, verified the
appropriate tests were conducted, evaluated the chain of
custody, and compared the individual test results to arrive at a
BAC result which he set forth in a toxicology report summarizing
the test results. Yohe, 79 A.3d at 523–[5]24. Dr. Blum signed
the report electronically, certifying its content and his own
participatory role in reviewing the data and ensuring its
accuracy. Id. at 524. At Yohe's trial, the report showing his
BAC to be .159 was admitted into evidence through Dr. Blum's
expert testimony. Yohe objected to the admission of the report
and to Dr. Blum's testimony on the basis they violated his right
to confrontation because the specific lab technicians who
actually performed the tests did not testify. The objections
were overruled, and Yohe was convicted of DUI and sentenced.
On post-sentence motions, however, the trial court held the
toxicology report was a testimonial statement requiring
production at trial of the analysts who actually performed the
underlying tests so that the defendant could confront them. Id.
at 525–[5]26. The Commonwealth appealed to the Superior
Court, arguing Dr. Blum was in fact the analyst who derived the
actual BAC result from his comparison of the readings of the
underlying tests conducted under differing methods. The
Superior Court agreed Dr. Blum (rather than the original lab
technicians) was the witness the defendant had a right to
confront, and reversed the grant of a new trial.
On appeal, this Court analyzed the relevant precedent from the
High Court, viewing “with caution” the “fragmented” decision in
Williams where there was no single rationale to explain the
result which garnered a majority. [Yohe,] 79 A.3d at 536. …
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[Ultimately,] this Court considered whether Dr. Blum's
toxicology report was testimonial by comparing it to “the facts
of the testimonial statements considered in Melendez–Diaz
and Bullcoming[,]” id. at 537, and easily concluded the
toxicology report was testimonial. Id. The Court then
considered whether Dr. Blum was the appropriate analyst to
appear at trial for purposes of protecting Yohe's rights under
the Confrontation Clause. The Court noted Dr. Blum had
extensive supervisory involvement in utilizing the information
supplied by his subordinates and highlighted his unique role as
the only individual who engaged in the critical comparative
analysis of the results of the various tests performed to
determine the defendant's actual BAC. Id. at 540. The Court
surmised the facts distinguished the case from Bullcoming
where the surrogate witness had no opinion concerning the
defendant's BAC, “[r]ather the testifying witness merely read
the analyst's report into evidence and offered no independent
opinion about the defendant's [BAC].” Id. at 541, citing
Bullcoming, 564 U.S. at 662. Thus, the Yohe Court
determined the defendant's rights under the Confrontation
Clause were not violated because the “author” of the toxicology
report was the analyst who testified at trial and was available
for cross-examination. Id.
Id. at 325–329 (parallel citations omitted).
In Brown, supra, our Supreme Court addressed whether the admission
of an autopsy report violated the defendant’s rights under the Confrontation
Clause when the report’s author did not appear as a witness during trial. In
that case, Darnell Brown was charged with, inter alia, murder, following the
shooting death of the victim, Cory Morton. Importantly, following Morton’s
death, Dr. Marion Osbourne of the Philadelphia Medical Examiner’s Officer
performed an autopsy and prepared a report detailing his findings. By the
time of Brown’s trial, however, Dr. Osbourne “was no longer employed by the
Medical Examiner’s Officer” and, as such, “he was not called as a witness.”
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Id. at 318. Instead, over defense counsel’s objection, Dr. Osburne’s “report
of the victim’s autopsy was admitted into evidence” and, the Commonwealth
called Dr. Albert Chu of the Philadelphia Medical Examiner’s Officer, “who had
not been present at the autopsy, to provide expert testimony based on the
portions of the autopsy report as well as autopsy photographs.” Id. at
318-319. After a jury convicted Brown of third-degree murder, as well as
other offenses, he appealed, “arguing the trial court erred by permitting Dr.
Chu to testify about the victim’s cause and manner of death based on Dr.
Osbourne’s autopsy report.” Id. at 320.
On appeal, the Supreme Court first considered “whether the challenged
autopsy report . . . was testimonial in nature such that Brown’s Sixth
Amendment right to confront the witness against him was violated by its
admission as trial.” Id. at 329. The Court noted that, in Pennsylvania,
autopsy reports are required “in all cases of sudden, violent, and suspicious
deaths, or deaths by other than natural causes” to “determine whether the
death occurred as the result of a criminal act.” Id. It further noted that the
coroner or medical examiner authoring the report must “consult and advise
the local district attorney to the extent practicable.” Id. Based upon the
foregoing, the Court concluded that the autopsy “in this case was testimonial.”
Id. The Court further concluded that, “under the Crawford, Melendez-Diaz,
Bullcoming and Yohe precedents, the report could properly be introduced
into evidence without Dr. Osbourne's accompanying testimony only if Dr.
Osbourne was unavailable and Brown ‘had a prior opportunity to
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cross-examine’ him.” Id. (citation omitted). Because Brown did not have
such an opportunity, the Court summarily concluded that “the admission of
Dr. Osbourne’s report into evidence at Brown’s trial was error.” Id. The
Court, however, went on to analyze and determine that the trial court’s error
was “harmless” because the “autopsy report was merely cumulative of Dr.
Chu’s independent opinion regarding the cause of death which was properly
admissible.” Id. at 330.
We are troubled by the circumstances of this case, as well as the trial
court’s reasoning. It is important to note that, not only did Detective Britton
read, verbatim, the conclusions of multiple expert reports, the trial court also
admitted four of the expert reports (two serology reports, the DNA analysis
report, and the latent fingerprint report) into evidence following Detective
Britton’s testimony, even though he did not author said reports. To the
contrary, Tina R. Smith of the Pennsylvania State Police Bureau of Forensic
Services Greensburg Laboratory authored both serology reports
(Commonwealth’s Exhibits 23 and 24); Timony Gavel of the Pennsylvania
State Police Bureau of Forensic Services Greensburg Laboratory authored the
DNA analysis report (Commonwealth’s Exhibit 25); and Randy J. Mocello of
the Pennsylvania State Police Bureau of Forensic Services Greensburg
Laboratory authored the latent fingerprint report (Commonwealth’s Exhibit
26). It is almost beyond question that each of the respective expert reports
fall “into the ‘core class of testimonial statements’” because they were “made
under circumstances which would lead an objective witness reasonably to
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believe that the statement would be available for use during at a later trial”
and were “functionally identical to live, in-court testimony.” Brown, 185 A.3d
at 325 (citation omitted). Hence, under Crawford, Melendez-Diaz,
Bullcoming, Yohe, and Brown, the expert reports could only be introduced
into evidence without the accompanying testimony of Tina R. Smith, Timothy
Gavel, and Randy J. Mocello if they were unavailable and Appellant had a prior
opportunity to cross-examine them. There is no indication that any of the
aforementioned individuals were unavailable or that Appellant previously
cross-examined them. Hence, the admission of the serology reports, the DNA
analysis report, and the latent fingerprint report during Detective Britton’s
testimony appears to be an error.
We note that, in justifying its decision, the trial court found that the
experts’ conclusions, as relayed by Detective Britton, were not offered for the
truth of the matter asserted, but to explain the officer’s “course of conduct.”
Dargan, 897 A.2d at 500. In our view, the trial court’s rationale stretches
the course of conduct jurisprudence beyond its reach. For example, Detective
Britton did not simply relay the substance of the reports to explain the course
of his investigation, he offered verbatim recitation of the reports and,
ultimately, the trial court admitted the reports without testimony from their
specific authors. The trial court, therefore, failed to recognize that, unlike
previous case law, Detective Britton’s testimony involved express review of
each conclusion prepared by highly qualified individuals – experts - not, for
example, information provided by a confidential informant. See Agnew, 299
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A.3d at 1007-1008 (holding that the Commonwealth presented text message
between the confidential informant and the appellant “to explain [an
investigator’s] course of conduct” and, as such, “the texts were admitted, not
for their truth” and the appellant’s “claim of a Confrontation Clause violation
[] merit[ed] no relief”); see also Dargan, 897 A.2d at 499-502 (same).
Hence, a level of reliability, formality and expertise accompanied Detective
Britton’s testimony due to its very subject matter. Moreover, the trial court
completely ignored the fact that the various reports, prepared by different
experts, were admitted into evidence following the testimony of Detective
Britton, a lay witness, who could not be cross-examined about the contents of
the documents, a key procedural safeguard guaranteed by the Confrontation
Clause.
Notwithstanding the foregoing, we are constrained to conclude that
Appellant is not entitled to relief because he failed to raise an objection to
Detective Britton’s testimony at trial. Indeed, a detailed review of the certified
record reveals the following.
On the first day of Appellant’s trial, Detective Britton testified in the
morning and was recalled in the afternoon. During his redirect examination,
Detective Britton initially explained that, on the night of the murder, officers
arrested Colemen “approximately six blocks away” from the crime scene,
wearing a red sweatshirt, with a firearm. N.T. Trial, 6/8/23, at 12. The
officers then took Coleman in for questioning and proceeded to investigate
Coleman’s potential involvement. To do so, Detective Britton testified that “a
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gunshot residue kit was performed on [] Coleman’s hands.” Id. at 13-14.
Then, Detective Britton was provided with a trace evidence report
(Commonwealth’s Exhibit 22), issued from the Pennsylvania State Police
Bureau of Forensic Services in Harrisburg, Pennsylvania, and authored by
Albert T. Lattanzi, Jr. Id. at 16. Upon questioning, Detective Britton read the
“result or [] conclusion of [the] report to the jury.” Id. At that time, defense
counsel objected, stating:
Your Honor, I can [not] cross-examine this witness on this
information if this witness’ position is he believed based on his
investigation that –
[] I would [not] be able to specifically reference [] that
conclusion because he is not an expert. He can say based on
my investigation I believe A, B, and C so I did X, Y, and Z, but
for him to specifically reference an expert report when he [is]
not an expert, I can [not] cross-examine him based on those
findings because he is not an expert.
Id. at 17-18. After a brief discussion, counsel withdrew his objection and
stated that “[a]s long as [it is] made clear through the questioning that
[Detective Britton] is not an expert and this was [not] his conclusion . . . I
[am] fine with it.” Id. at 18. Thereafter, Detective Britton’s examination
continued wherein he read into evidence the conclusions of the two serology
reports, the DNA analysis report, and the latent fingerprint report. See id. at
20-24. Appellant’s counsel did not object to any of the questions raised
regarding these expert reports, nor did he object when Detective Britton read
the conclusions of these expert reports.
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Finally, Detective Britton was asked about a report authored by Gesuele
Burello, a corporal with the firearm and tool mark division of the Greensburg
Regional Crime Lab. More specifically, the Commonwealth asked Detective
Britton the following question: “Detective, in your experience[,] is it unusual
to not have a DNA result or a fingerprint result from a lab analysis?” Id. at
25. At that time, defense counsel objected saying that the question “[c]all[ed]
for testimony from an expert.” Id. A side bar conversation was held and
defense counsel again stated that his “standing objection [was] that [the
answer to the Commonwealth’s question] require[d] expert testimony.” Id.
at 27. The court then instructed the Commonwealth to rephrase the question.
Id. The Commonwealth obliged and no subsequent objection was raised. Id.
Later, the trial court admitted the two serology reports (Commonwealth’s
Exhibits 23 and 24), the DNA analysis report (Commonwealth’s Exhibit 25)
and the latent fingerprint report (Commonwealth’s Exhibit 26) into evidence.
It is apparent, therefore, that Appellant’s counsel only objected twice
during Detective Britton’s testimony. In particular, counsel objected when
Detective Britton read the conclusion of the trace evidence report. Counsel,
however, ultimately withdrew this objection and proceeded to allow Detective
Britton to read the conclusions of the serology reports, the DNA analysis
report, and the latent fingerprint report. Then, Appellant’s counsel lodged
another objection during Detective Britton’s discussion of the firearm and tool
mark report, but only on the basis that the question posed called for an expert
opinion. At no time did Appellant’s counsel raise a specific objection rooted in
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a claim that Detective Britton’s testimony regarding the various conclusions
of the forensic or scientific reports violated his constitutional rights, i.e., the
Confrontation Clause of the Sixth Amendment of the United States’
Constitution. Appellant’s counsel also did not object to the trial court’s
admission of the two serology reports, the DNA analysis report, or the latent
fingerprint report into evidence. See N.T. Trial, 6/8/23, at 38.7 Appellant
admitted as such in his post-sentence motion. See Appellant’s Amended
Post-Sentence Motions Nunc Pro Tunc, 11/23/22, at 3 (arguing that trial
counsel was “ineffective for failing to lodge a continuing objection to Detective
Britton being permitted to testify regarding the conclusions of the forensic
evidence when he was not qualified as an expert in the field of forensics”).
Accordingly, this issue is waived. See Commonwealth v. Konias, 136 A.3d
1014, 1021-1022 (Pa. Super. 2016) (“‘In order to preserve an issue for
review, a party must make a timely and specific objection at trial.’ Moreover,
‘[a] party complaining, on appeal, of the admission of evidence in the court
below will be confined to the specific objection there made.’”) (citations
omitted); Commonwealth v. Houck, 102 A.3d 443, 451 (Pa. Super. 2014)
(“[T]he failure to make a timely and specific objection before the trial court at
the appropriate stage of the proceedings will result in waiver of the issue.”).
____________________________________________
7 We note that the Commonwealth did not introduce into evidence the trace
evidence report (Commonwealth’s Exhibit 22) or the firearm and tool mark
report during Detective Britton’s testimony (Commonwealth’s Exhibit 27).
Instead, the Commonwealth presented the expert testimony of the authors of
both reports the next day and, during their expert testimony, introduced their
reports into evidence. See N.T. Trial, 6/9/23, at 4-45.
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In his seventh issue, Appellant claims that the trial court committed an
error of law by failing to issue a limiting instruction after Detective Britton
“made various statements during his testimony” discussing “the credibility of
the Commonwealth’s [] witness, Daekwon Coleman.” Appellant’s Brief at 48.
Appellant, however, failed to request a limiting instruction following Detective
Britton’s testimony regarding Coleman’s credibility. Appellant admitted to this
failure in his post-sentence motion. See Appellant’s Amended Post-Sentence
Motions Nunc Pro Tunc, 11/23/22, at 3-4 (arguing that trial counsel was
ineffective for failing to request a limiting/curative instruction and/or mistrial
when Detective Britton testified about the witness Coleman’s credibility after
said statements were entered on the record during trial). As such, this issue
is waived. See Commonwealth v. Bryant, 855 A.2d 726, 739 (Pa. 2004)
(“Failure to request a cautionary instruction upon the introduction of evidence
constitutes a waiver of a claim of trial court error in failing to issue a cautionary
instruction.”).
In his eighth issue, Appellant argues that the trial court erroneously
failed to issue a “No Adverse Inference Charge” to the jury at the close of trial
after Appellant “did not testify or call any witness” and, as such, “did not
provide a defense to the charges for which he was on trial.” Appellant’s Brief
at 53. A review of the record, however, reveals that Appellant did not raise
an objection to the trial court’s jury instructions, which Appellant admitted in
his post-sentence motion. See Appellant’s Amended Post-Sentence Motions
Nunc Pro Tunc, 11/23/22, at 4-5 (arguing that trial counsel “was ineffective
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for failing to request a No Adverse Inference Jury Instruction in violation of
[Appellant’s] constitutional rights”). As such, this claim is also waived. See
Commonwealth v. Shamsud—Din, 995 A.2d 1224, 1226 (Pa. Super. 2010)
(reiterating that failure to object to a jury instruction constitutes waiver of a
challenge to an error in the instruction).
In his final issue, Appellant claims that the trial court committed an error
of law by “fail[ing] to conduct a colloquy with Appellant . . . regarding his
decision on whether to testify or call character witnesses.” Appellant’s Brief
at 54. Appellant, however, neither objected to the trial court’s failure nor
requested the trial court to engage in an on-the-record colloquy. Appellant
admitted to this failure in his post-sentence motion. See Appellant’s Amended
Post-Sentence Motions Nunc Pro Tunc, 11/23/22, at 5 (arguing that trial
counsel “was ineffective for failing to request the [t]rial [c]ourt [to] conduct a
colloquy with [Appellant] regarding his decision to testify and call a character
witnesses”). Thus, this issue is waived. See Commonwealth v. Duffy, 832
A.2d 1132, 1137 (Pa. Super. 2003) (holding that because the appellant did
not object to the trial court’s failure to conduct a on-the-record colloquy
regarding the appellant’s waiver of his right to testify, his claim of error was
waived on appeal).
Because Appellant’s first five claims lack merit, and because issues six
through nine were not properly preserved before the trial court, Appellant is
not entitled to relief in this direct appeal. Accordingly, we affirm Appellant’s
judgment of sentence.
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Judgment of sentence affirmed.
Judge King joins.
Judge Lane files a Concurring Memorandum which Judge King joins.
DATE: 06/18/2024
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