discussing 13 “under color of state law”
How later courts described this case
- discussing 13 “under color of state law”
- noting that “the Fourth Amendment continues to protect an arrestee during the 10 second custodial stage, post-arrest but pre-arraignment”
- holding that 8 pro se complaints should continue to be liberally construed after Iqbal
- “Just as the Fourth Amendment does not require a police 2 officer to use the least intrusive method of arrest, neither does it require an officer to provide 3 what hindsight reveals to be the most effective medical care for an arrested suspect.”
Written by the judges who cited it.
The opinion
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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JAMES EDWARD WALLACE, Case No. 1:21-cv-01275-DAD-EPG
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Plaintiff,
11 FINDINGS AND RECOMMENDATIONS,
v. RECOMMENDING THAT THIS CASE
12 PROCEED ONLY ON PLAINTIFF’S
ACOSTA, et al., EXCESSIVE-FORCE AND MEDICAL-
13 NEEDS CLAIMS AGAINST DEFENDANT
Defendants. ACOSTA
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(ECF No. 9)
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OBJECTIONS, IF ANY, DUE WITHIN
16 TWENTY-ONE DAYS
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Plaintiff James Edward Wallace is a pretrial detainee and proceeds pro se and in forma
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pauperis in this civil rights action filed pursuant to 42 U.S.C. § 1983. (ECF Nos. 1, 3, 9). This
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matter is before the Court for screening of Plaintiff’s first amended complaint.
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I. BACKGROUND
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Plaintiff filed his initial complaint on August 23, 2021, bringing excessive force,
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medical needs, and due process claims against the Lemoore Police Department and Lemoore
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Police Officer Acosta. (ECF No. 1). On September 28, 2021, the Court entered a screening
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order, concluding that Plaintiff stated an excessive-force claim against Defendant Acosta but
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that no other claims should proceed past the screening stage. (ECF No. 8). The screening order
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gave Plaintiff thirty days to either file a first amended complaint, notify the Court in writing
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1 that he did not want to file an amended complaint and instead wanted to proceed only on his
2 excessive-force claim against Defendant Acosta, or notify the Court in writing that he wanted
3 to stand on his complaint. On October 25, 2021, Plaintiff filed a first amended complaint,
4 which is now before the Court for screening.
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For the reasons given below, the Court will recommend that this case proceed on
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Plaintiff’s excessive-force and medical-needs claims against Defendant Acosta and that the
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claims against Defendant Lemoore Police Department be dismissed for failure to state a claim
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upon which relief may be granted. Plaintiff has twenty-one days from the date of service of
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these findings and recommendations to file his objections.
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II. SCREENING REQUIREMENT
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The Court is required to screen complaints brought by prisoners seeking relief against a
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governmental entity or officer or employee of a governmental entity. 28 U.S.C. § 1915A(a).
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The Court must dismiss a complaint or portion thereof if the prisoner has raised claims that are
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legally “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or
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that seek monetary relief from a defendant who is immune from such relief. 28 U.S.C.
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§ 1915A(b)(1), (2).
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As Plaintiff is proceeding in forma pauperis, the Court also screens the complaint under
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28 U.S.C. § 1915. (ECF No. 4). “Notwithstanding any filing fee, or any portion thereof, that
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may have been paid, the court shall dismiss the case at any time if the court determines that the
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action or appeal fails to state a claim upon which relief may be granted.” 28 U.S.C.
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§ 1915(e)(2)(B)(ii).
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A complaint is required to contain “a short and plain statement of the claim showing
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that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are not
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required, but “[t]hreadbare recitals of the elements of a cause of action, supported by mere
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conclusory statements, do not suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell
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Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). A plaintiff must set forth “sufficient
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factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Id.
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1 (quoting Twombly, 550 U.S. at 570). The mere possibility of misconduct falls short of meeting
2 this plausibility standard. Id. at 679. While a plaintiff’s allegations are taken as true, courts
3 “are not required to indulge unwarranted inferences.” Doe I v. Wal-Mart Stores, Inc., 572 F.3d
4 677, 681 (9th Cir. 2009) (citation and internal quotation marks omitted). Additionally, a
5 plaintiff’s legal conclusions are not accepted as true. Iqbal, 556 U.S. at 678.
6 Pleadings of pro se plaintiffs “must be held to less stringent standards than formal
7 pleadings drafted by lawyers.” Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010) (holding that
8 pro se complaints should continue to be liberally construed after Iqbal).
9 III. SUMMARY OF PLAINTIFF’S FIRST AMENDED COMPLAINT
10 In his first amended complaint, Plaintiff alleges as follows. On July 28, 2021, after
11 Plaintiff “was already detained and in cuffs [and] apprehended by authorities,” Acosta and
12 other officers “pinned Plaintiff to the floor while another peace officer tazed [him].”1 (ECF No.
13 9, p. 5). “This incident left Plaintiff in excruciating pain which caused his asthma to spike.” (Id.
14 at 5-6). “Plaintiff was also slammed and suffered injuries to his face bleeding and shoulder.”
15 (Id. at 6).
16 “All officer[s] at the scene ignored [Plaintiff’s] injuries.” (Id.). Plaintiff asked “Acosta
17 to take [him] to the hospital” because he was “bleeding and . . . could not breath[e].” (Id.).
18 Plaintiff’s asthma spiked because of “[t]he shock from the tazer.” (Id.). However, no officers
19 did anything except place him in a police car and Acosta took him to the Lemoore Police
20 Department, “ignoring [his] medical problems.” (Id.).
21 Based on these allegations, the Court concludes that Plaintiff intends to bring claims of
22 excessive force and denial of treatment for his medical needs.
23 IV. ANALYSIS OF PLAINTIFF’S COMPLAINT
24 A. Section 1983
25 The Civil Rights Act under which this action was filed provides as follows:
26 Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes
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28 1 Minor alterations, such as omitting punctuation and correcting misspellings, have been made to quoted
portions of Plaintiff’s first amended complaint without indicating each specific change.
to be subjected, any citizen of the United States or other person within the
1 jurisdiction thereof to the deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to the party injured in an
2 action at law, suit in equity, or other proper proceeding for redress . . . .
3 42 U.S.C. § 1983. “[Section] 1983 ‘is not itself a source of substantive rights,’ but merely
4 provides ‘a method for vindicating federal rights elsewhere conferred.’” Graham v. Connor,
5 490 U.S. 386, 393-94 (1989) (quoting Baker v. McCollan, 443 U.S. 137, 144 n.3 (1979)); see
6 also Chapman v. Houston Welfare Rights Org., 441 U.S. 600, 618 (1979); Hall v. City of Los
7 Angeles, 697 F.3d 1059, 1068 (9th Cir. 2012); Crowley v. Nevada, 678 F.3d 730, 734 (9th Cir.
8 2012); Anderson v. Warner, 451 F.3d 1063, 1067 (9th Cir. 2006).
9 To state a claim under section 1983, a plaintiff must allege that (1) the defendant acted
10 under color of state law, and (2) the defendant deprived him of rights secured by the
11 Constitution or federal law. Long v. County of Los Angeles, 442 F.3d 1178, 1185 (9th Cir.
12 2006); see also Marsh v. County of San Diego, 680 F.3d 1148, 1158 (9th Cir. 2012) (discussing
13 “under color of state law”). A person deprives another of a constitutional right, “within the
14 meaning of § 1983, ‘if he does an affirmative act, participates in another’s affirmative act, or
15 omits to perform an act which he is legally required to do that causes the deprivation of which
16 complaint is made.’” Preschooler II v. Clark County Sch. Bd. of Trs., 479 F.3d 1175, 1183 (9th
17 Cir. 2007) (quoting Johnson v. Duffy, 588 F.2d 740, 743 (9th Cir. 1978)). “The requisite causal
18 connection may be established when an official sets in motion a ‘series of acts by others which
19 the actor knows or reasonably should know would cause others to inflict’ constitutional
20 harms.” Preschooler II, 479 F.3d at 1183 (quoting Johnson, 588 F.2d at 743). This standard of
21 causation “closely resembles the standard ‘foreseeability’ formulation of proximate cause.”
22 Arnold v. Int’l Bus. Mach. Corp., 637 F.2d 1350, 1355 (9th Cir. 1981); see also Harper v. City
23 of Los Angeles, 533 F.3d 1010, 1026 (9th Cir. 2008).
24 A plaintiff must demonstrate that each named defendant personally participated in the
25 deprivation of his rights. Iqbal, 556 U.S. at 676-77. In other words, there must be an actual
26 connection or link between the actions of the defendants and the deprivation alleged to have
27 been suffered by the plaintiff. See Monell v. Dep’t of Soc. Servs. of City of N.Y., 436 U.S. 658,
28 691, 695 (1978).
1 B. Excessive Force
2 Because the circumstances of the complaint indicate that Plaintiff was being arrested
3 around the time of the use-of-force incident, the Fourth Amendment provides the relevant
4 standard for Plaintiff’s excessive-force claim. Graham, 490 U.S. at 394 (“Where, as here, the
5 excessive force claim arises in the context of an arrest or investigatory stop of a free citizen, it
6 is most properly characterized as one invoking the protections of the Fourth Amendment,
7 which guarantees citizens the right ‘to be secure in their persons . . . against unreasonable . . .
8 seizures’ of the person.”); see also Pierce v. Multnomah County, Oregon, 76 F.3d 1032, 1042
9 (9th Cir. 1996) (noting that “the Fourth Amendment continues to protect an arrestee during the
10 second custodial stage, post-arrest but pre-arraignment”).
11 Such excessive-force claims are “properly analyzed under the Fourth Amendment’s
12 ‘objective reasonableness’ standard.” Graham, 490 U.S. at 388. “Determining whether the
13 force used to effect a particular seizure is ‘reasonable’ under the Fourth Amendment requires a
14 careful balancing of the nature and quality of the intrusion on the individual’s Fourth
15 Amendment interests against the countervailing governmental interests at stake.” Id. at 396
16 (internal quotation marks and internal citations omitted). The Supreme Court has cautioned that
17 this reasonableness inquiry should not be approached mechanically but “its proper application
18 requires careful attention to the facts and circumstances of each particular case, including the
19 severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the
20 officers or others, and whether he is actively resisting arrest or attempting to evade arrest by
21 flight.” Id. As for the objective component of the inquiry, “the question is whether the officers’
22 actions are ‘objectively reasonable’ in light of the facts and circumstances confronting them,
23 without regard to their underlying intent or motivation.” Id. at 397.
24 In his complaint, Plaintiff alleges that Officer Acosta and other officers pinned him to
25 the floor “while another peace officer tazed [him].”2 (ECF No. 9, p. 5). Plaintiff alleges he “was
26 also slammed and suffered injuries,” to his shoulder and his face, including bleeding. (Id. at 6).
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28 2 Although Plaintiff mentions other officers in his complaint, Acosta is the only officer that Plaintiff
named as a Defendant and Plaintiff has not asserted any claims against any other officers.
1 Such allegations sufficiently state, for purposes of screening, an excessive-force claim against
2 Officer Acosta.
3 However, Plaintiff fails to state an excessive force claim against the only other
4 Defendant named in the complaint, the Lemoore Police Department. A county or other local
5 governmental entity may be liable for a constitutional deprivation where the plaintiff can
6 “satisfy the requirements for municipality liability established by Monell and its progeny.”
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Mendiola-Martinez v. Arpaio, 836 F.3d 1239, 1247 (9th Cir. 2016). Under Monell, an entity
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defendant cannot be held liable for a constitutional violation solely because it employs a
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tortfeasor. 436 U.S. at 691. An entity defendant can only be held liable for injuries caused by
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the execution of its policy or custom or by those whose edicts or acts may fairly be said to
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represent official policy. Id. at 694. “In addition, a local governmental entity may be liable if it
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has a ‘policy of inaction and such inaction amounts to a failure to protect constitutional
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rights.’” Lee v. City of Los Angeles, 250 F.3d 668, 681 (9th Cir. 2001) (quoting Oviatt v.
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Pearce, 954 F.2d 1470, 1474 (9th Cir. 1992)). “Since Iqbal, courts have repeatedly rejected
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conclusory Monell allegations that lack factual content from which one could plausibly infer
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Monell liability.” See, e.g., Rodriguez v. City of Modesto, 535 Fed. App’x 643, 646 (9th Cir.
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18 2013) (affirming district court’s dismissal of Monell claim based only on conclusory allegations
19 and lacking factual support).
20 Here, Plaintiff fails to state a cognizable claim against Defendant Lemoore Police
21 Department because Plaintiff does not allege that Defendant Lemoore Police Department had
22 any policy or custom that led to a deprivation of his constitutional rights. See Taylor v. W.
23 Sacramento Police Dep’t, No. CIV S-11-0502 EFB P, 2011 WL 2144486, at *2 (E.D. Cal. May
24 31, 2011) (dismissing claim against a police department where “Plaintiff ha[d] not alleged that
25 he was unconstitutionally arrested pursuant to an official policy or custom”).
26 C. Medical Needs
27 The Ninth Circuit concluded in Tatum v. City and County of San Francisco that the
28 Fourth Amendment requires an arrestee to receive objectively reasonable care. See Tatum, 441
1 F.3d 1090, 1098 (9th Cir. 2006) (“Just as the Fourth Amendment does not require a police
2 officer to use the least intrusive method of arrest, neither does it require an officer to provide
3 what hindsight reveals to be the most effective medical care for an arrested suspect.”) (internal
4 citation omitted). While the Ninth Circuit has not defined exactly what constitutes objectively
5 reasonable medical care, it has concluded that “police officers [must] seek the necessary
6 medical attention for a detainee when he or she has been injured while being apprehended by
7 either promptly summoning the necessary medical help or by taking the injured detainee to a
8 hospital.” Id. at 1099 (quoting Maddox v. City of Los Angeles, 792 F.2d 1408, 1415 (9th
9 Cir.1986)). A district court has summarized as follows what is, at a minimum, required under
10 Tatum:
11 The critical holding of that case, therefore, is that when an arresting officer
realizes that an arrestee requires medical attention, he is not required “to provide
12 what hindsight reveals to be the most effective medical care,” but he is required
to promptly summon some sort of appropriate care. Failure to do anything is a
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violation of the arrestee’s Fourth Amendment rights—evidence “that the officers
14 ignored [an arrestee’s] deteriorating medical condition” is reason to deny
qualified immunity.
15
B.P. v. Cty. of San Bernardino, No. EDCV 19-1243-JGB-SPX, 2019 WL 7865177, at *3 (C.D.
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Cal. Nov. 14, 2019) (alteration in original and internal citations to Tatum omitted).
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Here, Plaintiff states that all officers at the scene “ignored [his] injuries.” (ECF No. 9, p.
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6). Specifically, he asked “Acosta to take him to hospital [as he] was bleeding and . . . could not
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breath.” (Id.). Plaintiff’s asthma spiked because of the “shock from the tazer.” (Id.). However,
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Acosta ignored Plaintiff’s medical problems and took Plaintiff to the Lemoore Police
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Department. (Id.). Such allegations sufficiently state, for purposes of screening, a medical-
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needs claim against Officer Acosta.
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However, like his first claim, Plaintiff fails to state a cognizable claim against
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Defendant Lemoore Police Department because Plaintiff does not allege that Defendant
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Lemoore Police Department had any policy or custom that led to a deprivation of his
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constitutional rights. See Taylor, 2011 WL 2144486, at *2.
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1 V. CONCLUSION AND RECOOMENDATIONS
2 The Court has screened Plaintiff's first amended complaint and finds that the following
3 claims should proceed past screening: Plaintiff's excessive-force and medical-needs claims
4 || against Defendant Acosta. However, the claims against Defendant Lemoore Police Department
5 || should be dismissed for failure to state a claim upon which relief may be granted.
6 The Court previously explained to Plaintiff the deficiencies in his initial complaint,
7 || provided Plaintiff with relevant legal standards, and provided Plaintiff an opportunity to amend
8 || his complaint. As Plaintiff filed his first amended complaint with the benefit of the information
9 || provided by the Court, it appears that further leave to amend would be futile.
10 Accordingly, based on the foregoing, it is HEREBY RECOMMENDED that:
11 1. This case proceed on Plaintiff's excessive-force and medical-needs claims
12 against Defendant Acosta;
13 2. All claims against Defendant Lemoore Police Department be dismissed for
14 failure to state a claim upon which relief may be granted; and
15 3. The Clerk of Court be directed to terminate Defendant Lemoore Police
16 Department be from the docket;
17 These findings and recommendations will be submitted to the United States District
18 || Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(1). Within
19 || twenty-one (21) days after being served with these findings and recommendations, Plaintiff
20 || may file written objections with the Court. The document should be captioned “Objections to
21 || Magistrate Judge’s Findings and Recommendations.” Plaintiff is advised that failure to file
22 || objections within the specified time may result in the waiver of rights on appeal. Wilkerson □□□
23 || Wheeler, 772 F.3d 834, 838-39 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394
24 |} (9th Cir. 1991)).
5 IT IS SO ORDERED.
26 |! Dated: _ November 12, 2021 [Je hey
7 UNITED STATES MAGISTRATE JUDGE
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