recognizing an ALJ may discount a “claimant’s subjective complaints . . . if there are inconsistencies in the record as a whole”
How later courts described this case
- recognizing an ALJ may discount a “claimant’s subjective complaints . . . if there are inconsistencies in the record as a whole”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
EL DORADO DIVISION
MICHAEL SHANE WOOD PLAINTIFF
vs. Civil No. 1:22-cv-01067
COMMISSIONER, SOCIAL
SECURITY ADMINISTRATION DEFENDANT
MEMORANDUM OPINION
Michael Shane Wood (“Plaintiff”) brings this action pursuant to § 205(g) of Title II of the
Social Security Act (“The Act”), 42 U.S.C. § 405(g) (2010), seeking judicial review of a final
decision of the Commissioner of the Social Security Administration (“SSA”) denying his
application for Disability Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”)
under Title II and XVI of the Act.
The Parties have consented to the jurisdiction of a magistrate judge to conduct any and all
proceedings in this case, including conducting the trial, ordering the entry of a final judgment, and
conducting all post-judgment proceedings. ECF No. 5. Pursuant to this authority, the Court issues
this memorandum opinion and orders the entry of a final judgment in this matter.
1. Background:
Plaintiff filed his disability applications on October 15, 2020. (Tr. 10).1 In his applications,
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Plaintiff alleges being disabled due to back issues, inability to sit or stand for long periods of time,
neck pain, should pain, depression, and anxiety. (Tr. 37-38, 247). Plaintiff alleged an onset date of
1 The docket numbers for this case are referenced by the designation “ECF No. ___.” The
transcript pages for this case are referenced by the designation “Tr.” and refer to the document
filed at ECF No. 15. These references are to the page number of the transcript itself not the ECF
page number.
September 15, 2020. (Tr. 10). Plaintiff’s applications were denied initially and again upon
reconsideration. Id.
Plaintiff requested an administrative hearing on his denied applications, and this hearing
request was granted. (Tr. 146-206). This hearing was held on November 30, 2021. (Tr. 30-61). At
this hearing, Plaintiff was present, and represented by Matthew Golden. Id. Plaintiff and Vocational
Expert (“VE”), Clifton King testified at the hearing. Id.
Following the administrative hearing, on January 12, 2022, the ALJ entered an unfavorable
decision. (Tr. 10-22). In this decision, the ALJ determined Plaintiff met the insured status of the
Act through December 31, 2024. (Tr. 12, Finding 1). The ALJ also found Plaintiff had not engaged
in substantial gainful activity (“SGA”) since September 15, 2020. (Tr. 12, Finding 2).
The ALJ determined Plaintiff had the severe impairments of degenerative disc disease of the
cervical and lumbar spine. (Tr. 12, Finding 3). Despite being severe, the ALJ determined those
impairments did not meet or medically equal the requirements of any of the Listings of Impairments
in 20 CFR Part 404, Subpart P, Appendix 1 (“Listings”). (Tr. 13, Finding 4).
The ALJ considered Plaintiff’s subjective complaints and determined his RFC. (Tr. 14-20).
The ALJ evaluated Plaintiff’s subjective complaints and found the claimed limitations were not
entirely consistent with the medical evidence and other evidence in the record. Id. The ALJ also
determined Plaintiff retained the RFC to perform sedentary work with additional exertional,
postural, manipulative, and environmental restrictions. Id.
The ALJ then evaluated Plaintiff’s Past Relevant Work (“PRW”). (Tr. 20, Finding 6). The
ALJ determined Plaintiff was not capable of performing his PRW. Id. However, the ALJ found
there were jobs in significant numbers in the national economy that Plaintiff could perform. (Tr.
21, Finding 10). With the help of the VE, the ALJ found Plaintiff could perform the representative
occupations of (1) final assembler optical goods with approximately 2,500 to 2,700 jobs in the
nation, (2) grinding machine operator with approximately 1,500 to 1,800 jobs in the nation, and (3)
addresser with approximately 8,000 jobs in the nation. Id. Based upon this finding, the ALJ
determined Plaintiff had not been disabled from September 15, 2020, through the date of the
decision. (Tr. 22, Finding 11).
On November 29, 2022, Plaintiff filed the present appeal. ECF No. 1. Both Parties have
filed appeal briefs. ECF Nos. 21, 23. This case is now ready for decision.
2. Applicable Law:
In reviewing this case, this Court is required to determine whether the Commissioner’s
findings are supported by substantial evidence on the record as a whole. See 42 U.S.C. § 405(g)
(2010); Ramirez v. Barnhart, 292 F.3d 576, 583 (8th Cir. 2002). Substantial evidence is less than a
preponderance of the evidence, but it is enough that a reasonable mind would find it adequate to
support the Commissioner’s decision. See Johnson v. Apfel, 240 F.3d 1145, 1147 (8th Cir. 2001).
As long as there is substantial evidence in the record that supports the Commissioner’s decision, the
Court may not reverse it simply because substantial evidence exists in the record that would have
supported a contrary outcome or because the Court would have decided the case differently. See
Haley v. Massanari, 258 F.3d 742, 747 (8th Cir. 2001). If, after reviewing the record, it is possible
to draw two inconsistent positions from the evidence and one of those positions represents the
findings of the ALJ, the decision of the ALJ must be affirmed. See Young v. Apfel, 221 F.3d 1065,
1068 (8th Cir. 2000).
It is well-established that a claimant for Social Security disability benefits has the burden of
proving his or her disability by establishing a physical or mental disability that lasted at least one
year and that prevents him or her from engaging in any substantial gainful activity. See Cox v. Apfel,
160 F.3d 1203, 1206 (8th Cir. 1998); 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Act defines
a “physical or mental impairment” as “an impairment that results from anatomical, physiological,
or psychological abnormalities which are demonstrable by medically acceptable clinical and
laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382(3)(c). A plaintiff must show that
his or her disability, not simply his or her impairment, has lasted for at least twelve consecutive
months. See 42 U.S.C. § 423(d)(1)(A).
To determine whether the adult claimant suffers from a disability, the Commissioner uses
the familiar five-step sequential evaluation. He determines: (1) whether the claimant is presently
engaged in a “substantial gainful activity”; (2) whether the claimant has a severe impairment that
significantly limits the claimant’s physical or mental ability to perform basic work activities; (3)
whether the claimant has an impairment that meets or equals a presumptively disabling impairment
listed in the regulations (if so, the claimant is disabled without regard to age, education, and work
experience); (4) whether the claimant has the Residual Functional Capacity (RFC) to perform his or
her past relevant work; and (5) if the claimant cannot perform the past work, the burden shifts to the
Commissioner to prove that there are other jobs in the national economy that the claimant can
perform. See Cox, 160 F.3d at 1206; 20 C.F.R. §§ 404.1520(a)-(f). The fact finder only considers
the plaintiff’s age, education, and work experience in light of his or her RFC if the final stage of this
analysis is reached. See 20 C.F.R. §§ 404.1520, 416.920 (2003).
3. Discussion:
In his appeal brief, Plaintiff claims the ALJ’s disability decision is not supported by
substantial evidence in the record. ECF No. 21. In making this claim, Plaintiff only argues the ALJ
erred in assessing his subjective allegations. Id.
In assessing the subjective allegations of a claimant, the ALJ is required to examine and to
apply the five factors from Polaski v. Heckler, 739 F.2d 1320 (8th Cir. 1984) or from 20 C.F.R. §
404.1529 and 20 C.F.R. § 416.929.2 See Shultz v. Astrue, 479 F.3d 979, 983 (2007). The factors to
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consider are as follows: (1) the claimant’s daily activities; (2) the duration, frequency, and intensity
of the pain; (3) the precipitating and aggravating factors; (4) the dosage, effectiveness, and side
effects of medication; and (5) the functional restrictions. See Polaski, 739 at 1322.
The factors must be analyzed and considered in light of the claimant’s subjective allegations
of pain. See id. The ALJ is not required to methodically discuss each factor as long as the ALJ
acknowledges and examines these factors prior to discounting the claimant’s subjective allegations.
See Lowe v. Apfel, 226 F.3d 969, 971-72 (8th Cir. 2000). As long as the ALJ properly applies these
five factors and gives several valid reasons for finding that the Plaintiff’s subjective allegations are
not entirely valid, the ALJ’s determination is entitled to deference. See id.; Cox v. Barnhart, 471
F.3d 902, 907 (8th Cir. 2006). The ALJ, however, cannot discount Plaintiff’s subjective allegations
“solely because the objective medical evidence does not fully support them [the subjective
complaints].” Polaski, 739 F.2d at 1322.
When discounting a claimant’s allegations of pain, the ALJ must make a specific evaluation
of a claimant’s subjective allegations, articulating the reasons for discrediting the testimony,
addressing any inconsistencies, and discussing the Polaski factors. See Baker v. Apfel, 159 F.3d
1140, 1144 (8th Cir. 1998). The inability to work without some pain or discomfort is not a sufficient
reason to find a Plaintiff disabled within the strict definition of the Act. The issue is not the existence
2 Social Security Regulations 20 C.F.R. § 404.1529 and 20 C.F.R. § 416.929 require the analysis
of two additional factors: (1) “treatment, other than medication, you receive or have received for
relief of your pain or other symptoms” and (2) “any measures you use or have used to relieve your
pain or symptoms (e.g., lying flat on your back, standing for 15 to 20 minutes every hour, sleeping
on a board, etc.).” However, under Polaski and its progeny, the Eighth Circuit has not yet required
the analysis of these additional factors. See Shultz v. Astrue, 479 F.3d 979, 983 (2007). Thus, this
Court will not require the analysis of these additional factors in this case.
of pain, but whether the pain a Plaintiff experiences precludes the performance of substantial gainful
activity. See Thomas v. Sullivan, 928 F.2d 255, 259 (8th Cir. 1991).
In the present action, the ALJ fully complied with Polaski in his evaluation of Plaintiff’s
subjective allegations. (Tr. 14-20). Indeed, the ALJ opinion outlined his subjective allegations and
noted inconsistencies between those allegations and the record. Id. The ALJ also noted his daily
activities and set forth reasons for finding them not as limiting as described by Plaintiff. Id.
Furthermore, the ALJ carefully summarized Plaintiff’s medical records and noted how he was
receiving treatment and medication for his impairments that appeared to be effective. Id. Based
upon the Court’s review, there is no basis for reversal on this issue. See, e.g., Guilliams v. Barnhart,
393 F.3d 798, 801 (8th Cir. 2005) (recognizing an ALJ may discount a “claimant’s subjective
complaints . . . if there are inconsistencies in the record as a whole”).
4. Conclusion:
Based on the foregoing, the undersigned finds that the decision of the ALJ, denying benefits
to Plaintiff, is supported by substantial evidence, and should be affirmed. A judgment incorporating
these findings will be entered pursuant to Federal Rules of Civil Procedure 52 and 58.
ENTERED this 31st day of January 2024.
Barry A. Bryant
/s/
HON. BARRY A. BRYANT
UNITED STATES MAGISTRATE JUDGE