recognizing that deference is warranted where the ALJ’s credibility determination is supported by good reasons and substantial evidence
How later courts described this case
- recognizing that deference is warranted where the ALJ’s credibility determination is supported by good reasons and substantial evidence
- the “ALJ, in 6 determining a claimant’s credibility in a social security disability benefits case, need not explicitly discuss each Polaski factor; it is sufficient if he acknowledges and considers those factors before discounting the claimant’s complaints”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
HOT SPRINGS DIVISION
GERALD WILCHIE PLAINTIFF
vs. Civil No. 6:18-cv-06044
NANCY A. BERRYHILL DEFENDANT
Acting Commissioner, Social Security Administration
MEMORANDUM OPINION
Gerald Wilchie (“Plaintiff”) brings this action pursuant to § 205(g) of Title II of the Social
Security Act (“The Act”), 42 U.S.C. § 405(g) (2010), seeking judicial review of a final decision of
the Commissioner of the Social Security Administration (“SSA”) denying his applications for
Disability Insurance Benefits (“DIB”), Supplemental Security Income (“SSI”), and a period of
disability under Titles II and XVI of the Act.
The Parties have consented to the jurisdiction of a magistrate judge to conduct any and all
proceedings in this case, including conducting the trial, ordering the entry of a final judgment, and
conducting all post-judgment proceedings. ECF No. 8. Pursuant to this authority, the Court issues
this memorandum opinion and orders the entry of a final judgment in this matter.
1. Background:
Plaintiff protectively filed his disability applications on July 8, 2015. (Tr. 15). In these
applications, Plaintiff alleges being disabled due to osteoarthritis, diabetes, gout, neuropathy,
stomach ulcers, depression, anxiety, high blood pressure, and asthma. (Tr. 249). Plaintiff alleges
an onset date of May 1, 2015. (Tr. 15). His disability applications were denied initially and again
upon reconsideration. (Tr. 60-130).
Plaintiff requested an administrative hearing on his denied applications, and this hearing
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request was granted. (Tr. 36-59). Plaintiff’s administrative hearing was held on January 23, 2017
in Little Rock, Arkansas. Id. At this hearing, Plaintiff was present and was represented by Jennifer
Whittle. Id. Plaintiff and Vocational Expert (“VE”) Myrtle Johnson testified at this hearing. Id.
On April 28, 2017, after the administrative hearing, the ALJ entered an unfavorable decision
denying Plaintiff’s disability applications. (Tr. 17-28). The ALJ found Plaintiff met the insured
status requirements of the Act through December 31, 2019. (Tr. 17, Finding 1). The ALJ
determined Plaintiff had the following severe impairments: diabetes mellitus, ischemic heart disease,
degenerative disc disease, coronary artery disease, hypertension, gastroparesis, anxiety, and
depression. (Tr. 17-18, Finding 3). The ALJ also determined Plaintiff did not have an impairment
or combination of impairments that meet or medically equal the requirements of any of the Listings
of Impairments in Appendix 1 to Subpart P of Regulations No. 4 (“Listings”). (Tr. 18-19, Finding
4).
In this decision, the ALJ evaluated Plaintiff’s subjective complaints and determined his
Residual Functional Capacity (“RFC”). (Tr. 19-26, Finding 5). First, the ALJ evaluated Plaintiff’
subjective complaints and found they were not entirely credible. Id. Second, the ALJ determined
Plaintiff had the following RFC:
After careful consideration of the entire record, the undersigned finds that the
claimant has the residual functional capacity to perform light work as defined in 20
CFR 404.1567(b) and 416.967(b) except the claimant could perform no work
requiring frequent balancing, climbing or hazards. He would require a cane in his
dominant upper extremity to ambulate away from the workstation. The claimant is
able to perform work where interpersonal contact is incidental to the work performed,
incidental is defined as interpersonal contact requiring a limited degree of interaction
such as meeting and greeting the public, answering simple questions, accepting
payment and making change; complexity of tasks can be learned by demonstration
or repetition with 30 days, few variables, little judgment; supervision required is
simple, direct and concrete.
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Id.
The ALJ determined Plaintiff was forty-seven (47) years old, which is defined as a “younger
individual” under 20 C.F.R. § 404.1563(c) (2008) and 20 C.F.R. § 416.963(c) (2008), on his alleged
disability onset date. (Tr. 26, Finding 7). The ALJ determined Plaintiff had at least a high school
education and was able to communicate in English. (Tr. 26, Finding 8).
The ALJ then evaluated Plaintiff’s Past Relevant Work (“PRW”) and found Plaintiff was
unable to perform any of his PRW. (Tr. 26, Finding 6). The ALJ also considered whether Plaintiff
retained the capacity to perform other work existing in significant numbers in the national economy.
(Tr. 27, Finding 10). The VE testified at the administrative hearing regarding this issue. Id. Based
upon that testimony, the ALJ found Plaintiff retained the capacity to perform work as a garment
bagger with 117,000 such jobs in the nation economy and price tagger with 285,000 such jobs in the
national economy. Id. Based upon this finding, the ALJ determined Plaintiff had not been under
a disability, as defined by the Act, from May 1, 2015 through the date of his decision or through
April 28, 2017. (Tr. 27, Finding 11).
Plaintiff sought review with the Appeals Council. On March 3, 2018, the Appeals Council
denied this request for review. (Tr. 1-6). On May 9, 2018, Plaintiff filed a Complaint in this case.
ECF No. 1. Both Parties have filed appeal briefs and have consented to the jurisdiction of this Court.
ECF Nos. 8, 15-16.
2. Applicable Law:
In reviewing this case, this Court is required to determine whether the Commissioner’s
findings are supported by substantial evidence on the record as a whole. See 42 U.S.C. § 405(g)
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(2010); Ramirez v. Barnhart, 292 F.3d 576, 583 (8th Cir. 2002). Substantial evidence is less than
a preponderance of the evidence, but it is enough that a reasonable mind would find it adequate to
support the Commissioner’s decision. See Johnson v. Apfel, 240 F.3d 1145, 1147 (8th Cir. 2001).
As long as there is substantial evidence in the record that supports the Commissioner’s decision, the
Court may not reverse it simply because substantial evidence exists in the record that would have
supported a contrary outcome or because the Court would have decided the case differently. See
Haley v. Massanari, 258 F.3d 742, 747 (8th Cir. 2001). If, after reviewing the record, it is possible
to draw two inconsistent positions from the evidence and one of those positions represents the
findings of the ALJ, the decision of the ALJ must be affirmed. See Young v. Apfel, 221 F.3d 1065,
1068 (8th Cir. 2000).
It is well-established that a claimant for Social Security disability benefits has the burden of
proving his or her disability by establishing a physical or mental disability that lasted at least one
year and that prevents him or her from engaging in any substantial gainful activity. See Cox v. Apfel,
160 F.3d 1203, 1206 (8th Cir. 1998); 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Act defines
a “physical or mental impairment” as “an impairment that results from anatomical, physiological,
or psychological abnormalities which are demonstrable by medically acceptable clinical and
laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382(3)(c). A plaintiff must show that
his or her disability, not simply his or her impairment, has lasted for at least twelve consecutive
months. See 42 U.S.C. § 423(d)(1)(A).
To determine whether the adult claimant suffers from a disability, the Commissioner uses
the familiar five-step sequential evaluation. He determines: (1) whether the claimant is presently
engaged in a “substantial gainful activity”; (2) whether the claimant has a severe impairment that
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significantly limits the claimant’s physical or mental ability to perform basic work activities; (3)
whether the claimant has an impairment that meets or equals a presumptively disabling impairment
listed in the regulations (if so, the claimant is disabled without regard to age, education, and work
experience); (4) whether the claimant has the Residual Functional Capacity (RFC) to perform his
or her past relevant work; and (5) if the claimant cannot perform the past work, the burden shifts to
the Commissioner to prove that there are other jobs in the national economy that the claimant can
perform. See Cox, 160 F.3d at 1206; 20 C.F.R. §§ 404.1520(a)-(f). The fact finder only considers
the plaintiff’s age, education, and work experience in light of his or her RFC if the final stage of this
analysis is reached. See 20 C.F.R. §§ 404.1520, 416.920 (2003).
3. Discussion:
In his appeal brief, Plaintiff claims the ALJ’s decision is not supported by substantial
evidence in the record. ECF No. 15 at 1-21. Indeed, the only claim Plaintiff raises is that the ALJ
erred in assessing his subjective complaints. Id. Thus, the Court will only address this issue.
In assessing the credibility of a claimant, the ALJ is required to examine and to apply the five
factors from Polaski v. Heckler, 739 F.2d 1320 (8th Cir. 1984) or from 20 C.F.R. § 404.1529 and
20 C.F.R. § 416.929.1 See Shultz v. Astrue, 479 F.3d 979, 983 (2007). The factors to consider are
as follows: (1) the claimant’s daily activities; (2) the duration, frequency, and intensity of the pain;
(3) the precipitating and aggravating factors; (4) the dosage, effectiveness, and side effects of
1 Social Security Regulations 20 C.F.R. § 404.1529 and 20 C.F.R. § 416.929 require the analysis
of two additional factors: (1) “treatment, other than medication, you receive or have received for relief of
your pain or other symptoms” and (2) “any measures you use or have used to relieve your pain or
symptoms (e.g., lying flat on your back, standing for 15 to 20 minutes every hour, sleeping on a board,
etc.).” However, under Polaski and its progeny, the Eighth Circuit has not yet required the analysis of
these additional factors. See Shultz v. Astrue, 479 F.3d 979, 983 (2007). Thus, this Court will not
require the analysis of these additional factors in this case.
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medication; and (5) the functional restrictions. See Polaski, 739 at 1322.
The factors must be analyzed and considered in light of the claimant’s subjective complaints
of pain. See id. The ALJ is not required to methodically discuss each factor as long as the ALJ
acknowledges and examines these factors prior to discounting the claimant’s subjective complaints.
See Lowe v. Apfel, 226 F.3d 969, 971-72 (8th Cir. 2000). As long as the ALJ properly applies these
five factors and gives several valid reasons for finding that the Plaintiff’s subjective complaints are
not entirely credible, the ALJ’s credibility determination is entitled to deference. See id.; Cox v.
Barnhart, 471 F.3d 902, 907 (8th Cir. 2006). The ALJ, however, cannot discount Plaintiff’s
subjective complaints “solely because the objective medical evidence does not fully support them
[the subjective complaints].” Polaski, 739 F.2d at 1322.
When discounting a claimant’s complaint of pain, the ALJ must make a specific credibility
determination, articulating the reasons for discrediting the testimony, addressing any
inconsistencies, and discussing the Polaski factors. See Baker v. Apfel, 159 F.3d 1140, 1144 (8th
Cir. 1998). The inability to work without some pain or discomfort is not a sufficient reason to find
a Plaintiff disabled within the strict definition of the Act. The issue is not the existence of pain, but
whether the pain a Plaintiff experiences precludes the performance of substantial gainful activity.
See Thomas v. Sullivan, 928 F.2d 255, 259 (8th Cir. 1991).
In the present action, the Court finds the ALJ fully complied with the requirements of
Polaski. The ALJ considered Plaintiff’s subjective complaints, medical records, daily activities,
medication, aggravating factors, and functional limitations. (Tr. 19-26). In his opinion, the ALJ
engaged in a thorough review of a majority the Polaski factors. Id. This was all the ALJ was
required to do. See Strongson v. Barnhart, 361 F.3d 1066, 1072 (8th Cir. 2004) (the “ALJ, in
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determining a claimant’s credibility in a social security disability benefits case, need not explicitly
discuss each Polaski factor; it is sufficient if he acknowledges and considers those factors before
discounting the claimant’s complaints”). Upon review, the Court cannot find a basis for reversal on
this issue. See Guilliams v. Barnhart, 393 F.3d 798, 801 (8th Cir. 2005) (recognizing that deference
is warranted where the ALJ’s credibility determination is supported by good reasons and substantial
evidence).
4. Conclusion:
Based on the foregoing, the undersigned finds that the decision of the ALJ, denying benefits
to Plaintiff, is supported by substantial evidence and should be AFFIRMED. A judgment
incorporating these findings will be entered pursuant to Federal Rules of Civil Procedure 52 and 58.
ENTERED this 4th day of March 2019.
/s/ Barry A. Bryant
HON. BARRY A. BRYANT
UNITED STATES MAGISTRATE JUDGE
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