courts may address either prong first depending on the circumstances 22 in the particular case
How later courts described this case
- courts may address either prong first depending on the circumstances 22 in the particular case
- “When the moving party has carried its burden 22 under Rule 56(c), its opponent must do more than simply show that there is some 23 metaphysical doubt as to the material facts”
- for a right to be clearly established, “[t]he contours 4 of the right must be sufficiently clear that a reasonable official would understand that what 5 he is doing violates that right. . . . in the light of pre-existing law[,] the unlawfulness must 6 be apparent”
- “this Court cannot consider factual evidence that [is] only proffered by 15 counsel”
Written by the judges who cited it.
The opinion
1 WO SKC
2
3
4
5
6 IN THE UNITED STATES DISTRICT COURT
7 FOR THE DISTRICT OF ARIZONA
8
9 Anthony Cecil Baker, No. CV 20-01960-PHX-JAT (JZB)
10 Plaintiff,
11 v. ORDER
12
Jarrot J. Tevault, et al.,
13
Defendants.
14
15 Plaintiff Anthony Cecil Baker, who is represented by counsel, brought this civil
16 rights action pursuant to 42 U.S.C. § 1983. Defendant Tevault moves for summary
17 judgment. (Doc. 50.) The Motion is fully briefed. (Doc. 55, 60.)
18 The Court will grant the Motion for Summary Judgment.
19 I. Background
20 This action arises from a November 8, 2019 traffic stop in which Defendant City of
21 Surprise (“Surprise”) Police Officer Jarrot T. Tevault allegedly used excessive force
22 against Plaintiff during a traffic stop in violation of Plaintiff’s Fourth Amendment right to
23 be free from unreasonable seizure and retaliated against Plaintiff by increasing his use of
24 force when Plaintiff questioned Tevault during the stop in violation of Plaintiff’s First
25 Amendment right to free speech. (Doc. 1.)
26 II. Summary Judgment Standard
27 A court must grant summary judgment “if the movant shows that there is no genuine
28 dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
1 Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The
2 movant bears the initial responsibility of presenting the basis for its motion and identifying
3 those portions of the record, together with affidavits, if any, that it believes demonstrate
4 the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323.
5 If the movant fails to carry its initial burden of production, the nonmovant need not
6 produce anything. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Co., Inc., 210 F.3d 1099,
7 1102-03 (9th Cir. 2000). But if the movant meets its initial responsibility, the burden shifts
8 to the nonmovant to demonstrate the existence of a factual dispute and that the fact in
9 contention is material, i.e., a fact that might affect the outcome of the suit under the
10 governing law, and that the dispute is genuine, i.e., the evidence is such that a reasonable
11 jury could return a verdict for the nonmovant. Anderson v. Liberty Lobby, Inc., 477 U.S.
12 242, 248, 250 (1986); see Triton Energy Corp. v. Square D. Co., 68 F.3d 1216, 1221 (9th
13 Cir. 1995). The nonmovant need not establish a material issue of fact conclusively in its
14 favor, First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968); however,
15 it must “come forward with specific facts showing that there is a genuine issue for trial.”
16 Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal
17 citation omitted); see Fed. R. Civ. P. 56(c)(1).
18 At summary judgment, the judge’s function is not to weigh the evidence and
19 determine the truth but to determine whether there is a genuine issue for trial. Anderson,
20 477 U.S. at 249. In its analysis, the court must believe the nonmovant’s evidence and draw
21 all inferences in the nonmovant’s favor. Id. at 255. The court need consider only the cited
22 materials, but it may consider any other materials in the record. Fed. R. Civ. P. 56(c)(3).
23 . . . .
24 . . . .
25 . . . .
26 . . . .
27
28
1 III. Facts1
2 On November 8, 2019, Defendant Surprise Police Officer Tevault and non-
3 Defendant Surprise Police Sergeant Boxberger had just left a call near the 16800 block of
4 West Bell Road in separate vehicles; Tevault was in full police uniform with equipment.
5 (Doc. 51 (Def.’s Statement of Facts (DSOF)) ¶¶ 1−2.) Tevault was travelling eastbound
6 on Bell near State Route 303 in the number 2 lane, and he observed Plaintiff driving in the
7 number 1 lane. (Id. ¶ 3.) According to Tevault, Plaintiff’s vehicle was swerving within
8 the lane and over the lane lines near 16500 West Bell, and based on Tevault’s training and
9 experience, such behaviors are consistent with impaired driving and pose a risk to the driver
10 and the public on the road. (Id. ¶ 3.) Plaintiff disputes that he was weaving. (Pl.’s
11 Controverting Statement of Facts (PCSOF)) ¶ 3.) Traffic then stopped for a red light at the
12 intersection of Bell and 165th Avenue, and Plaintiff’s vehicle was the first vehicle stopped
13 in the number 1 lane, and Tevault’s vehicle was the second vehicle in the number 2 lane.
14 (DSOF ¶ 4.)
15 While at the light, Officer Tevault activated his spotlight into the passenger
16 compartment of Plaintiff’s vehicle and observed that Plaintiff was holding a cellphone to
17 his head. (Id. ¶ 5; Doc. 51-2 (Tevault Dep.) at 25:22−26:4.)2 Plaintiff did not see any
18 lights from Tevault, but he admits he answered a call on his cell phone, which he knew
19 was unlawful while driving in Surprise. (PCSOF ¶ 5.) Upon seeing the cellphone, Tevault
20 used his car’s public address (PA) system to instruct Plaintiff to put the phone down, and
21
22
1 Throughout his Statement of Facts, Defendant Tevault relies on the Surprise Police
23 Department Officer Report of the relevant traffic stop to set forth facts about that incident.
(See Doc. 51-1, Ex. A.) Because this Report, attributed to Defendant, is unsigned and
24
unsworn, Defendant may rely on it as evidence of what the report says but not for the truth
25 of any matters asserted therein. See Fed. R. Evid. 801(c). Accordingly, where Defendant
relies on this Report to show what occurred, the Court will not consider Defendant’s facts
26
unless they are also supported by other, admissible evidence in the record, such as by sworn
27 declaration or deposition testimony or by direct video evidence.
28 2 The parties did not provide the time of day these events occurred, but based on
video evidence of the subsequent traffic stop, it was dark at the time.
1 he did not observe Plaintiff comply or acknowledge Tevault. (DSOF ¶¶ 6−7.) When
2 Tevault did not see Plaintiff put his phone down, he decided to conduct a traffic stop, and
3 just after the light turned green, he activated his emergency lights. (Id. ¶ 8.) At this time,
4 Tevault claims Plaintiff turned on his right turn signal to indicate he was going to pull over
5 on the right, and Plaintiff passed multiple driveways and intersections on the right where
6 he could have pulled off, but Plaintiff did not pull over and then deactivated the signal. (Id.
7 ¶¶ 9, 11.) After following Plaintiff for a quarter mile, Tevault “chirped” his siren and
8 activated an even louder airhorn to get Plaintiff’s attention. (Id. ¶¶ 8, 10.) Plaintiff pulled
9 into the left turn lane at Bell and Sunrise Boulevard, one half mile past 165th Ave., and he
10 stopped in the left turn lane several car lengths back from the intersection and did not
11 proceed, even though the light was green. (DSOF ¶¶ 12−13, 16.)
12 Plaintiff disputes the timing of these events or that he failed to put his phone down
13 or ever turned on his right turn signal while Officer Tevault was behind him. (PCSOF
14 ¶¶ 6−11.) He claims that Tevault did not use his PA to tell Plaintiff to put his phone down
15 at the intersection of Bell and 165th Ave but only did so 100 yards before Plaintiff entered
16 the left turn lane on Bell at Sunrise, and Plaintiff then put his phone down as instructed.
17 (Id. ¶¶ 6−7.) According to Plaintiff, Tevault also did not activate his emergency lights until
18 Plaintiff had already pulled into the left turn lane, and Tevault did not activate his siren or
19 air horn until Plaintiff was already beginning to turn left onto Sunrise. (Id. ¶¶ 6, 8, 10, 11.)
20 Plaintiff also disputes that he stopped in the turn lane and did not turn, even though the
21 light was green, claiming he pulled into the turn lane and stopped at or near the crosswalk,
22 then turned left as soon as the light was green. (PCSOF ¶¶ 12−13.)
23 After Plaintiff pulled into the left turn lane at Bell and Sunrise, Officer Tevault
24 parked behind Plaintiff and waited a few seconds to see if Plaintiff was going to move, then
25 exited his patrol car and approached Plaintiff’s vehicle on foot. (DSOF ¶ 14.) Tevault
26 believed he had activated his Axon body camera but later discovered it was not on. (Id.
27 n.5.) As Tevault approached Plaintiff’s vehicle, Plaintiff pulled away and made the left
28 turn onto Sunrise. (Id. ¶ 15.) Sgt. Boxberger, who was travelling behind Tevault, saw
1 Tevault stop his patrol car in the left turn lane that leads into Sun City Grand, and he could
2 see that the vehicle Tevault was trying to pull over was a maroon SUV. (Doc. 51-1, Ex.
3 C. (Boxberger Decl.) at 15:2−25.) According to Boxberger, the light turned green after
4 Tevault got out of his car, and the SUV Tevault was trying to stop turned north into the
5 Sun City Grand entrance, and Tevault “hustled back to his car, got in his car, and then
6 proceeded with the traffic stop.” (Id. at 16:1−6; DSOF ¶ 16.)
7 Seconds after making the left turn, Plaintiff pulled into the first available parking
8 area off Sunrise and parked in a parking spot near a guard shack at the entrance to the Sun
9 City Grand Community. (PCSOF ¶¶ 16−17.) According to Officer Tevault, when Tevault
10 arrived at the parking lot, he approached Plaintiff’s vehicle quickly, and Plaintiff did not
11 roll down the window. (DSOF ¶ 19.) Tevault grabbed the door handle of Plaintiff’s car
12 and attempted to open the car door, but the door was locked. (Id. ¶ 20.) Tevault did not
13 notice the presence of Plaintiff’s grandson in the vehicle. (Id. ¶ 21.) Plaintiff eventually
14 rolled down his window, and Tevault ordered him out of the car. (Id. ¶ 22.) Tevault
15 grabbed Plaintiff’s left wrist while Plaintiff was still in the car and began to escort Plaintiff,
16 who was 67 years old, 5’10” and weighed 236 pounds, out of the vehicle. (DSOF ¶ 23;
17 Doc. 56 (Pl.’s Additional Statement of Facts (PASOF).)3 Tevault then reached for
18 Plaintiff’s other hand and began to handcuff Plaintiff. (Tevault Dep. at 56:7−57:14.)
19 Plaintiff disputes that he did not roll down his car window right away or that the car
20 door was locked, claiming that, as Tevault approached his vehicle, Plaintiff immediately
21 began rolling down his window and unlocked his car door, and he opened the car door and
22 began to exit as Tevault instructed him to do. (PCSOF ¶¶ 19−20, 22.) While Plaintiff was
23 facing Tevault outside the car, Tevault kneed Plaintiff in his groin, which Plaintiff
24 identified as his inner right thigh, just above the knee, and then spun Plaintiff around
25 against the side of the car. (PCSOF ¶ 24.)4
26
27 3 Tevault is 5’10,’ weighed 195 pounds, and was wearing about 15 pounds of tactical
gear at the time of the incident. (Doc. 51-2, Ex. B. (Tevault Dep.) at 10:1−16.)
28
4 Plaintiff’s support for these facts comes from various sections of Plaintiff’s
1 Officer Tevault claims that, while outside Plaintiff’s car, when he was trying to
2 place Plaintiff in handcuffs, Plaintiff used “defensive resistance by tightening [] his arms
3 and trying to pull away from [Tevault’s] grasp and also trie[d] to turn toward” Tevault.
4 (DSOF ¶ 25; Tevault Dep. at 58:25−59:4.) Plaintiff did not provide any testimony to the
5 contrary as to this incident, but he generally claims that he never resisted Tevault at any
6 time. (PCSOF ¶ 25.)
7 Video from Sgt. Boxberger’s Axon body worn camera (BWC) as Boxberger came
8 onto the scene shows Plaintiff standing just outside the open driver’s side door of his car
9 with his body facing the car and his right side to the camera, and Tevault is standing directly
10 behind him attempting to place Plaintiff’s hands in handcuffs. (PCSOF, Ex. 4 (BWC) at
11 01:42:33−45.) During this time, Plaintiff can be heard on video loudly objecting, “What
12 for?” and “I’ve got my Grandson in there,” and while Plaintiff is yelling, Officer Tevault
13 continues attempting to handcuff him and twice yells, “Stop!” (Id. at 01:42:33−34.) The
14 second time Tevault yells, “Stop,” Plaintiff responds, “Nobody’s doing anything. Will you
15 stop bending my arm? What did I do?” (Id. at 01:42:34−42.) Tevault responds, “You
16 didn’t stop for a police officer,” while at the same time, he applies a handcuff to Plaintiff’s
17 right wrist and pivots toward the left with Plaintiff so that they are both now standing with
18 their backs to the camera, facing the inside of the open car door.
19 As soon as Officer Tevault accuses Plaintiff of failing to stop for a police officer,
20 Plaintiff responds, “I couldn’t stop anywhere, did you want me to stop in the middle of the
21 . . .” and, while he is yelling this, his left hand shoots out to his side, and he lifts it above
22 his head. (Id. at 01:42:45−48.) According to Tevault, when Tevault “almost had the
23 handcuffs on him and was getting ready to put the handcuff on, [Plaintiff] jerked his arm
24 out of [Tevault’s] grasp and had it raised about his head.” (DSOF ¶ 29; Tevault Dep. at
25
26 deposition testimony in which Plaintiff is asked to state what happened outside the car, and
27 he gives a very compressed summary of the entire use-of-force encounter. Plaintiff
testified in relevant part that, “When I got out of the vehicle, he put his hands on me
28 shoulders, brought his knee up into me groin, spun me around, and slapped me up the side
of the car.” (Doc. 56, Ex. 1 (Pl. Dep.) at 22:25−23:2.)
1 65:5−8.)5 Tevault then immediately grabbed Plaintiff by the shoulders and wrapped his
2 right arm around the back and right side of Plaintiff’s head and spun Plaintiff’s upper body
3 completely around while throwing Plaintiff to the ground. (DSOF ¶ 31; BWC at
4 01:42:48−49.) Tevault testified that he “wrapped [his] arm over [Plaintiff’s] shoulder,”
5 with his hand across Plaintiff’s chest, and used Plaintiff’s and his own combined body
6 weight “in a circular motion to my left to throw him off balance and get him onto the
7 ground.” (Tevault Dep. at 71:22−72:1.)6 While being grabbed and thrown to the ground,
8
9
5 Plaintiff claims to dispute this sequence of events, stating that Officer Tevault first
10 released Plaintiff’s left hand to free his own hand to slam Plaintiff into the vehicle, and
Plaintiff then put out his left hand to protect his face from hitting the car door. (PCSOF
11
¶ 29.) In support, Plaintiff relies solely on the BWC footage and the interpretation of
12 counsel regarding what the video shows. (Id.) The opinions of counsel are not evidence.
See Arpin v. Santa Clara Valley Transp. Agency, 261 F.3d 912, 923 (9th Cir. 2001)
13
(“arguments of counsel, however, are not evidence”) (internal quotation marks and citation
14 omitted); Single Chip Systems Corp. v. Intermec IP Corp., 495 F. Supp. 2d 1052, 1062
(S.D. Cal. 2007) (“this Court cannot consider factual evidence that [is] only proffered by
15
counsel”). Additionally, the video clearly shows that Plaintiff pulled out and raised his left
16 hand while he was arguing with Tevault, and it is not clear from the video that Tevault first
let go of Plaintiff’s left hand or pushed Plaintiff. The mere fact that not every action is
17 observable or clear from the video evidence is insufficient to create a genuine issue of
18 material fact regarding Tevault’s first-hand sworn testimony about what occurred. “[T]he
mere existence of some alleged factual dispute between the parties will not defeat an
19 otherwise properly supported motion for summary judgment; the requirement is that there
20 be no genuine issue of material fact.” Scott, 550 U.S. at 380 (quoting Anderson, 477 Us.
at 247−48) (internal quotation marks omitted) (emphases in Anderson); Fed. Rule Civ. P.
21 56(c); see also Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106
S. Ct. 1348, 1356, 89 L. Ed. 2d 538 (1986) (“When the moving party has carried its burden
22
under Rule 56(c), its opponent must do more than simply show that there is some
23 metaphysical doubt as to the material facts”). Plaintiff’s blanket statement that he did not
do anything to resist Tevault at any time during the entire stop also fails to address the
24
particulars of what he was doing at this time and is too conclusory to create a genuine issue
25 of material fact that he did not pull his left arm away from Tevault’s grasp during
handcuffing.
26
27
6 Plaintiff claims to dispute these facts, stating that Tevault “grabbed [him] around
the neck,” lifted him off the ground, and threw him to the pavement. (PCSOF ¶ 31.)
28 Tevault admits to spinning Plaintiff around and using his and Plaintiff’s combined body
weight to knock Plaintiff off balance and throw him to the ground. The only material
1 Plaintiff yelled something like, “What the hell?” and then “What are you doing?” as he hit
2 the ground. (BWC at 01:42:48−50.) Plaintiff landed on his right side and rolled onto his
3 back and then rolled back and forth on the ground with his legs flailing while Tevault bent
4 over him and maintained a hold on Plaintiff’s upper body. (Id. at 01:42:50−53.)
5 Once on the ground, Plaintiff continued to roll over, turned to face Officer Tevault,
6 and resisted Tevault’s efforts to gain control of him, and Tevault was unable to place the
7 handcuffs on Plaintiff. (DSOF ¶¶ 32, 33.)7 Sgt. Boxberger approached while Plaintiff was
8 lying on the ground on his left side loudly yelling objections, and Tevault was gripping
9 Plaintiff’s right shoulder, holding him down. (BWC at 01:43:12.) Boxberger told Plaintiff
10 to “just relax,” and once Boxberger perceived there was no threat, he assisted Plaintiff to
11
dispute, then, is whether Tevault grabbed Plaintiff around the neck or around the right
12 shoulder with his hand on Plaintiff’s chest. Plaintiff once again relies solely on the BWC
evidence and the opinion of counsel to support that Tevault grabbed Plaintiff around the
13
neck. To the extent this fact is material, the actions take place too quickly to be clearly
14 made out on the video. Absent any contrary first-hand account, the video evidence is
therefore insufficient to create a genuine issue of material fact regarding Tevault’s sworn
15
testimony. In any case, the video shows that Tevault’s sudden grab and take-down of
16 Plaintiff are all part of one continuous movement that culminates in Tevault bringing
Plaintiff to the ground, so to the extent Plaintiff suggests Tevault locked his arm around
17 Plaintiff’s neck or lifted Plaintiff off the ground as distinct uses of force rather than parts
18 of a single, rapid takedown maneuver, this is unsupported by the evidence.
19 7 Plaintiff disputes that he did these things, but he relies solely on the video evidence,
which speaks for itself and does not materially controvert Tevault’s deposition testimony,
20
and on a single deposition statement that he never resisted Tevault at any time. (PSCOF
21 ¶¶ 32, 33.) Plaintiff’s blanket statement that he never resisted Tevault over the entire course
of this encounter fails to account for what he was doing at any given time and is too
22
conclusory to create a genuine issue of material fact that he did not resist Tevault’s attempts
23 to maintain control of him while on the ground. See Taylor v. List, 880 F.2d 1040, 1045
(9th Cir. 1989); Soremekun v. Thrifty Payless, Inc., 509 F.3d 978, 984 (9th Cir. 2007)
24 (“[c]onclusory, speculative testimony in affidavits and moving papers is insufficient to
25 raise genuine issues of fact and defeat summary judgment”); Nilsson v. City of Mesa, 503
F.3d 947, 952 n.2 (9th Cir. 2007) (“a conclusory, self-serving affidavit, lacking detailed
26 facts and any supporting evidence, is insufficient to create a genuine issue of material
27 fact”). Plaintiff also disputes that Officer Tevault was unable to affix handcuffs to him
while on the ground, but the testimony he relies on from Tevault only relates to Sgt.
28 Boxberger’s decision to take Plaintiff into custody without handcuffs and does not
controvert that Tevault had already tried unsuccessfully to handcuff Plaintiff.
1 his feet, asked Plaintiff if he had any weapons on him, to which Plaintiff replied, “No, I
2 don’t!,” and Boxberger permitted Plaintiff to sit on the curb unhandcuffed. (Boxberger
3 Dep. at 32:24−33:5; BWC at 01:43:37−49.) Tevault was unaware of Sgt. Boxberger’s
4 presence until after he took Plaintiff to the ground. (DSOF ¶34.)
5 Officer Tevault cited Plaintiff for failing to stop for a police officer/vehicle and
6 failure to stay in a single lane pursuant to Arizona Revised Statutes §§ 28-1595(A) and 28-
7 729.1. (DSOF ¶ 37.) Plaintiff did not request medical attention on the scene, but he later
8 went to the hospital and was diagnosed with a contusion/bruise, and the hospital provided
9 recommendations for home care. (Id. ¶ 39; Doc. 51-5at 3−4.)
10 A City of Surprise Police Department Investigation of this incident subsequently
11 made findings against Officer Tevault regarding his use of force and failure to turn on his
12 body camera. (PASOF ¶ 56.)8
13 IV. Count One: Fourth Amendment Excessive-Use-of-Force
14 A. Legal Standards
15 1 Fourth Amendment
16 A claim that law enforcement officers used excessive force during an arrest is
17 analyzed under the Fourth Amendment and its “reasonableness” standard. Graham v.
18 Connor, 490 U.S. 386, 395 (1989). This inquiry requires a “careful balancing of the nature
19 and quality of the intrusion on the individual’s Fourth Amendment interest against the
20 countervailing governmental interests.” Id.
21
22
23 8 In PASOF ¶ 56, Plaintiff asserts, based solely on Officer Tevault’s deposition
statements, that Tevault was found to have violated Surprise Police Department Policy
24 requiring officers to use only force that is objectively reasonable and necessary under the
25 circumstances. Plaintiff has not proffered any copies of Surprise Police Department
policies or the investigative report from this incident showing the specific policy provisions
26 Tevault allegedly violated or the nature of the findings against him. The deposition
27 evidence Plaintiff relies on shows that Tevault was found to have violated a requirement
that officers must take steps to deescalate a situation if possible and a requirement that they
28 turn on their body cameras and that Tevault disagreed with the first finding but admitted to
the camera violation. (Doc. 56 (Tevault Dep) at 62:20−64:13.)
1 To determine whether a Fourth Amendment violation has occurred, the court
2 conducts a three-step analysis, assessing (1) the nature of force inflicted; (2) the
3 governmental interests at stake, which involves assessing factors such as the severity of the
4 crime, the threat posed by the suspect, and whether the suspect was resisting arrest (the
5 “Graham factors”); and (3) whether the force used was necessary. Espinosa v. City &
6 Cnty. of San Francisco, 598 F.3d 528, 537 (9th Cir. 2010) (citing Graham, 490 U.S. at
7 396−97, and Miller v. Clark Cnty., 340 F.3d 959, 964 (9th Cir. 2003)). “Ultimately,
8 [courts] must balance the force that was used by the officers against the need for such force
9 to determine whether the force used was “greater than is reasonable under the
10 circumstances.” Espinosa, 598 F.3d at 537.
11 “The reasonableness of a particular use of force must be judged from the perspective
12 of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.”
13 Graham, 490 U.S. at 396 (1989) (citing Terry v. Ohio, 392 U.S. 1, 20−22 (1968)). This is
14 because “[t]he calculus of reasonableness must embody allowance for the fact that police
15 officers are often forced to make split-second judgments—in circumstances that are tense,
16 uncertain, and rapidly evolving—about the amount of force that is necessary in a particular
17 situation.” Graham, 490 U.S. at 396−97.
18 At the summary judgment stage, once the court has “determined the relevant set of
19 facts and drawn all inferences in favor of the nonmoving party to the extent supportable by
20 the record,” the question of whether or not an officer’s actions were objectively reasonable
21 under the Fourth Amendment is a “pure question of law.” Scott v. Harris, 550 U.S. 372,
22 381 n.8 (2007). But an officer is not entitled to summary judgment if the evidence, viewed
23 in the nonmovant’s favor, could support a finding of excessive force. Smith v. City of
24 Hemet, 394 F.3d 689, 701 (9th Cir. 2005). Because the excessive force balancing test is
25 “inherently fact specific, the determination whether the force used to effect an arrest was
26 reasonable under the Fourth Amendment should only be taken from the jury in rare cases.”
27 Green v. City and Cnty. of San Francisco, 751 F.3d 1039, 1049 (9th Cir. 2014) (internal
28 quotation marks omitted); see Smith, 394 F.3d at 701 (excessive force cases often turn on
1 credibility determinations, and the excessive force inquiry “nearly always requires a jury
2 to sift through disputed factual contentions, and to draw inferences therefrom”) (quotation
3 omitted).
4 Where video evidence is available, the court “should [] view[] the facts in the light
5 depicted by the videotape.” Scott, 550 U.S at 380−81. This does not mean, however, that
6 courts no longer take the nonmovant’s version of the facts as true where video evidence,
7 seen in a light most favorable to the nonmoving party, leaves room for genuine dispute.
8 Courts must still draw all reasonable inferences in the nonmovant’s favor. Williams v. Las
9 Vegas Metro. Police Dep’t, No. 2:13-CV-1340-GMN-NJK, 2016 WL 1169447, at *4 (D.
10 Nev. Mar. 22, 2016) (“[t]he existence of the video does not change the usual rules of
11 summary judgment: in general, the court will draw all reasonable inferences from the video
12 in plaintiff’s favor”) (citing Blankenhorn v. City of Orange, 485 F.3d 463, 468 n.1 (9th Cir.
13 2007)).
14 2. Qualified Immunity
15 Government officials enjoy qualified immunity from civil damages unless their
16 conduct violates “clearly established statutory or constitutional rights of which a reasonable
17 person would have known.” Harlow v. Fitzgerald , 457 U.S. 800, 818 (1982). In deciding
18 if qualified immunity applies, the Court must determine: (1) whether the facts alleged show
19 the defendant’ s conduct violated a constitutional right; and (2) whether that right was
20 clearly established at the time of the violation. Pearson v. Callahan, 555 U.S. 223, 230-
21 32, 235-36 (2009) (courts may address either prong first depending on the circumstances
22 in the particular case).
23 Whether a right was clearly established must be determined “in light of the specific
24 context of the case, not as a broad general proposition.” Saucier v. Katz, 533 U.S. 194, 201
25 (2001). The plaintiff has the burden to show that the right was clearly established at the
26 time of the alleged violation. Sorrels v. McKee, 290 F.3d 965, 969 (9th Cir. 2002); Romero
27 v. Kitsap County, 931 F.2d 624, 627 (9th Cir. 1991). Thus, “the contours of the right must
28 be sufficiently clear that at the time the allegedly unlawful act is [under]taken, a reasonable
1 official would understand that what he is doing violates that right;” and “in the light of pre-
2 existing law the unlawfulness must be apparent.” Mendoza v. Block, 27 F.3d 1357, 1361
3 (9th Cir. 1994) (quotations omitted). Therefore, regardless of whether the constitutional
4 violation occurred, the officer should prevail if the right asserted by the plaintiff was not
5 “clearly established” or the officer could have reasonably believed that his particular
6 conduct was lawful. Romero, 931 F.2d at 627.
7 B. Discussion
8 Defendant argues he is entitled to summary judgment on Plaintiff’s excessive-use-
9 of-force claim based on qualified immunity because there was no Fourth Amendment
10 violation, and Officer Tevault’s use of force did not violate clearly established law.
11 (Doc. 50 at 11, 13.)
12 1. Fourth Amendment Analysis
13 Regarding the nature of the force used, Defendant argues that “taking Plaintiff to
14 the ground and using a control technique to contain the situation was minimal.” (Id. at 12.)
15 Plaintiff disputes this and argues that the force used on Plaintiff, who was 67 years old at
16 the time, by kneeing him in the groin, slamming him into the car door, placing him in a
17 headlock, and then lifting him up and slamming him onto the pavement, was “far from
18 trivial” and that district courts in this Circuit have found similar uses of force intermediate
19 or severe. (Doc. 55 at 8.)
20 In Carr v. County of San Diego, the district court found that, taken together, the
21 actions of five officers tasing a subject three times, pushing him to the ground with a hand
22 at the base of his neck, holding him down with their collective weight, and kneeing him in
23 the side of the face was not an “insubstantial intrusion” but was an “intermediate” use of
24 force. No. 19-CV-1139 JLS (MDD), 2021 WL 4244596, at *14 (S.D. Cal. Sept. 17, 2021).
25 In Roberson v. City of Hawthorne, the court assessed a use of force that involved “placing
26 a subject in a headlock, throwing him against the wall and then to the ground, and then
27 putting weight on his neck [and] his lower backside,” and opined that, even though these
28 actions took place quickly, “a violent tackle, especially focused on the head and neck area,
1 need not take long to be severe.” No. CV196913DMGJPRX, 2021 WL 852124 (C.D. Cal.
2 Jan. 29, 2021). On the other hand, the Ninth Circuit has described the use of a leg-sweep
3 maneuver to trip a subject and take him to the ground in a controlled manner as a “modest
4 deployment of force.” O’Doan v. Sanford, 991 F.3d 1027, 1037 (9th Cir. 2021).
5 Crediting Plaintiff’s supported version of the facts and construing the facts and
6 video evidence in Plaintiff’s favor, the nature of the force Officer Tevault employed
7 consisted of a single officer, the same height but of a slighter build than Plaintiff, pulling
8 Plaintiff’s hands together behind his back in an attempt to apply handcuffs, kneeing
9 Plaintiff from behind in the inner thigh, and at the same time, pushing him toward an open
10 car door and using a controlled take-down maneuver to spin him around by his upper body
11 and throw him to the ground. While not trivial, this use of force consisted mainly of a
12 single, controlled takedown, which did not involve any of the additional uses of force—
13 such as tasing, a knee blow to the face, and being pushed or held down at the neck—
14 employed by the officers in Carr and Roberson, and therefore constitutes a modest use of
15 force. See O’Doan, 991 F.3d at 1037 (“The reverse reap throw maneuver that Officer
16 Sanford used—a tripping technique that knocked O’Doan off balance and allowed Sanford
17 to bring O’Doan to the ground—[] involved a modest deployment of force.”)
18 Whether such force was reasonable in relation to the government interests at stake
19 requires assessing such factors as the severity of the suspected crime, the threat posed by
20 Plaintiff at the time, and whether Plaintiff was resisting arrest. Espinosa, 598 F.3d at 537;
21 Graham, 490 U.S. at 396−97.
22 Regarding the seriousness of the crime, Defendant acknowledges that Plaintiff was
23 initially observed committing only minor traffic offenses, which Defendant argues
24 including using a cellphone while driving, in violation of Surprise Ordinance § 54-8
25 (2018); failure to stay in a single lane, in violation of Arizona Revised Statutes § 28-729;
26 and failure to stop for a police vehicle, in violation of Arizona Revised Statutes § 28-
27 775(A)(2). (Doc. 50 at 11.) But Defendant argues Plaintiff was also suspected of driving
28 while impaired, in violation of Arizona Revised Statutes § 28-1381—a more dangerous
1 offense that creates a hazard to public safety—and unlawful flight from a police officer, in
2 violation of Arizona Revised Statutes § 28-622.01, a felony offense. (Doc. 50 at 11.)
3 Defendant further argues that Plaintiff posed a threat to Officer Tevault when he raised his
4 left arm and twice attempted to turn towards Tevault while Tevault was trying to place
5 handcuffs on him. (Id.) As to whether Plaintiff was resisting arrest, Defendant argues that
6 a reasonable officer could have believed that Plaintiff had already engaged in conduct that
7 suggested he would further attempt to resist or flee when he stopped his car in the left turn
8 lane at Bell and Sunrise and then accelerated after Tevault had already exited his patrol
9 vehicle and was approaching Plaintiff’s car on foot. (Id.)
10 Taking Plaintiff’s supported version of the disputed facts as true, Plaintiff was not
11 weaving while driving, and apart from using a cellphone, there was no cause to believe he
12 was driving while impaired. He also did not fail to pull over for a police officer because,
13 based on Plaintiff’s account, he had already pulled into the left turn lane at Bell and Sunrise
14 before Officer Tevault activated his lights and siren, and he pulled his car all the way up to
15 the light and waited for it to turn green, then completed his left turn and pulled into the first
16 available parking area. (PCSOF ¶¶ 6−11.) Still, Plaintiff admits he was using his cellphone
17 while driving, which he knew was a traffic violation, and it is undisputed that Tevault
18 exited his car in the left turn lane behind Plaintiff and approached Plaintiff’s vehicle, but
19 Plaintiff did not roll down his window or acknowledge Tevault and instead pulled away,
20 turning onto Sunrise, though Plaintiff claims he never saw Tevault approach his car.
21 Based on these facts, Plaintiff had violated a city traffic ordinance by using a
22 cellphone while driving but was not weaving or driving impaired, and he did not fail to
23 pull over for a police officer. Additionally, a reasonable officer in Officer Tevault’s
24 position could have reasonably, albeit mistakenly, believed that Plaintiff had intentionally
25 fled from a police officer when Plaintiff made a left turn onto Sunrise instead of remaining
26 stopped in the turn lane while Tevault was approaching his car on foot, resulting in a more
27 serious offense. See Blankenhorn, 485 F.3d at 475 (“Ultimately, . . . our inquiry is not
28
1 whether Blankenhorn was trespassing. Rather, it is whether a reasonable officer had
2 probable cause to think he could have been.”) (emphasis in original).
3 As to whether Plaintiff was resisting arrest, Officer Tevault testified that, after
4 Tevault ordered/pulled Plaintiff out of his car and attempted to apply handcuffs on him,
5 Plaintiff used “defensive resistance by tightening [] his arms and trying to pull away from
6 [Tevault’s] grasp and also trie[d] to turn toward” Tevault. (DSOF ¶ 25; Tevault Dep. at
7 58:25−59:4.) The video shows that, at the time Sgt. Boxberger arrived on the scene,
8 Tevault was already trying to apply handcuffs to Plaintiff, which he continued to do for at
9 least 12 more seconds, during which time Tevault twice yelled, “stop!” (BWC at
10 1:42:31−44.) At one point, Plaintiff, who was verbally agitated and continuously yelling,
11 said more calmly, “will you stop bending my arm,” and turned his head over his right
12 shoulder. (Id. at 01:42:37−44.) This evidence, while not definitive as to whether Plaintiff
13 was tightening his arms or trying to pull away, does not materially conflict with Tevault’s
14 account. Plaintiff, also, does not offer any sworn testimony about what he was doing at
15 the time to materially controvert Defendant’s supported facts.
16 Officer Tevault also testified, and the video shows, that while Tevault was still
17 trying to handcuff Plaintiff, Plaintiff turned to the left and jerked his left hand out to the
18 side, away from Tevault’s grasp, and raised it above his head. (Id. at 01:42:40−43.)
19 Plaintiff claims to dispute these facts, but he relies solely on the speculative, unsupported
20 arguments of counsel that Plaintiff pulled his left hand to the side and raised it above his
21 head to protect himself because Tevault had first released his left hand and pushed him
22 face-first toward the open driver’s side door of the car. (PCSOF ¶ 29)9 The video does
23
24 9 Plaintiff’s most relevant deposition testimony regarding these facts is that, once
25 outside the car, Plaintiff closed the car door, then stood “face-to-face” with Officer Tevault,
who “put his hands on me shoulders. He kneed me in the groin. He swung me around, so
26 I had me back to him. I collided with the car when he swung me around. He - - he basically
27 kicked me legs from under me and put me on the floor.” (Doc. 56, Ex 1 (Pl.’s Dep.) at
43:6−10.) Plaintiff has not provided any first-hand sworn testimony about the moment he
28 raised his left hand, purportedly because Tevault pushed him toward the open car door, and
the testimony he provided at his deposition is both insufficiently detailed to account for
1 show Plaintiff lurching forward and momentarily hitting his left hand on the car door, and
2 Tevault admits that he pushed Plaintiff, but according to Tevault, this happened only after
3 Plaintiff first pulled his hand away. (Doc. 51-2, Ex. B (Tevault Dep.) at 64:6−8, 79:23,
4 69:19−71:6.) Although the Court must resolve any genuine disputes of material fact in
5 Plaintiff’s favor, absent any direct testimony from Plaintiff about these events, Plaintiff’s
6 conclusory statement that he never resisted at any time and counsel’s speculation regarding
7 why Plaintiff pulled his hand away are insufficient to create a genuine issue of material
8 fact concerning Tevault’s sworn testimony about what took place. See Soremekun, 509
9 F.3d at 984 (“[c]onclusory, speculative testimony in affidavits and moving papers is
10 insufficient to raise genuine issues of fact and defeat summary judgment” ); Nilsson, 503
11 F.3d at 952 n.2 (“a conclusory, self-serving affidavit, lacking detailed facts and any
12 supporting evidence, is insufficient to create a genuine issue of material fact”); Arpin v.
13 Santa Clara Valley Transp. Agency, 261 F.3d 912, 922 (9th Cir. 2001) (“Aside from
14 Arpin’s conclusory statement that she ‘did not resist arrest in any way,’ Arpin does not
15 refute Officer Stone’s report that she stiffened her arm and attempted to pull it away . . . .
16 Arprin’s conclusory allegations unsupported by factual data are insufficient to defeat the
17 County Defendants’ summary judgment motion.”).
18 In summary, a reasonable officer in Officer Tevault’s position could have
19 reasonably believed that, in addition to committing a minor traffic offense, Plaintiff had
20 attempted to flee from a police officer, was both passively and actively resisting
21 handcuffing, and posed a potential flight risk. Taken together, these factors support at least
22 a modest government interest at stake in detaining Plaintiff.
23
24
25
26 many of the actions seen on video, including Officer Tevault’s prolonged attempt to
27 handcuff Plaintiff, and contradicts the video evidence in many respects, including that
Plaintiff claimed to be facing Tevault when Tevault swung him around, slammed him into
28 the car, and kicked his legs out from under him, and that the car door was closed rather
than open in front of him at the time.
1 Finally, the Court must consider whether the force Officer Tevault employed when
2 attempting to handcuff Plaintiff and throwing him to the ground was proportional or
3 reasonably related to the need for force to gain control over Plaintiff at the time.
4 As an initial matter, Plaintiff has not alleged that Officer Tevault did not have the
5 authority to arrest him based on probable cause that he had committed a crime. Moreover,
6 as discussed, a reasonable officer in Tevault’s position could have believed that Plaintiff
7 had committed a minor traffic violation and had additionally fled from a police officer—a
8 more serious offense—thereby permitting him to make an arrest. See Bingham v. City of
9 Manhattan Beach, 341 F.3d 939, 952 (9th Cir. 2003) overruled on other grounds by
10 Edgerly v. City & Cnty. of San Francisco, 599 F.3d 946, 956 n. 14 (9th Cir.2010) (Where
11 any potential crime is supported by probable cause, the arrest is justified). Moreover, under
12 Arizona law, Plaintiff was required to comply with Tevault’s attempts to arrest him, even
13 if he believed the arrest was unjustified. State v. Hatton, 568 P.2d 1040, 1046 (Ariz. 1977)
14 (“one deeming himself illegally arrested can reasonably be asked to submit peaceably to
15 arrest by a police officer,” relying, instead, on legal remedies to challenge his detention or
16 prosecution).
17 Because it is undisputed that Officer Tevault had probable cause to arrest Plaintiff,
18 Tevault was also permitted to use some degree of physical force to do so. Graham, 490
19 U.S. at 396 (citing Terry v. Ohio, 392 U.S. 1, 22–27 (1968)) (“the right to make an arrest .
20 . . necessarily carries with it the right to use some degree of physical coercion or threat
21 thereof to effect it”). In this case, the modest degree of force Tevault used to attempt to
22 handcuff Plaintiff and then grab, spin, and slam Plaintiff to the ground in a controlled hold
23 after Plaintiff stiffened his arms and pulled his left hand away was proportional to the
24 modest government interests at stake at the time. See Washington v. Lambert, 98 F.3d
25 1181, 1189 (9th Cir. 1996) (citing cases for the proposition that physically intrusive
26 techniques to gain compliance are objectively reasonable “where the suspect is
27 uncooperative or takes action at the scene that raises a reasonable possibility of danger or
28 flight”); Arpin, 261 F.3d 912, 918, 921 (twisting an arrestee’s arm behind her back with
1 enough force to lift her off the ground was reasonable when the arrestee stiffened her arms
2 to resist handcuffing). The Ninth Circuit has also found in unreported cases that the use of
3 a controlled take-down maneuver on a non-compliant traffic stop suspect was objectively
4 reasonable. See Kuhlken v. City of San Diego, 764 F. App’x 612, 614 (9th Cir. 2019)
5 (unreported) (take down of a suspect who resisted an officer’s efforts to detain her and
6 refused to provide identification was objectively reasonable); Bennett v. Gow, 345 F. App’x
7 286, 287 (9th Cir. 2009) (unreported) (take down of a suspect who walked away from
8 police, refused to turn over his license, and twisted away to resist handcuffing was
9 objectively reasonable).
10 Plaintiff argues that Officer Tevault’s use of force was unreasonable because
11 Plaintiff had violated only a minor traffic ordinance, he did not know Tevault had attempted
12 to approach his vehicle on foot, and he did not actively resist arrest at any time. (Doc. 55
13 at 10.) These arguments are unavailing because the Court must consider the perspective
14 of a reasonable officer on the scene at the time, and a reasonable officer in Officer Tevault’s
15 position could have concluded that Plaintiff was attempting to flee when Plaintiff resumed
16 driving and turned onto Sunrise while Tevault was stopped behind him and approaching
17 his vehicle on foot. Plaintiff’s assertions that he never actively resisted Tevault at any time
18 are also unavailing because they are based only on a single, conclusory statement of
19 Plaintiff regarding the entire incident and the speculation of counsel as to why Plaintiff
20 pulled his left arm away and raised it above his head during Tevault’s attempts to handcuff
21 him. While Tevault described Plaintiff’s initial conduct of stiffening his arms and turning
22 toward Tevault during handcuffing as “passive resistance,” Plaintiff has not genuinely
23 disputed that he did these things or that he progressed to active resistance by jerking his
24 left hand away and raising it above his head. Although such resistance may not have been
25 overtly dangerous or extreme, Tevault’s response of taking Plaintiff to the ground through
26 a single, controlled take-down maneuver was also not extreme, and there is no evidence
27 Tevault employed greater force than was reasonably necessary to take control of Plaintiff.
28
1 Plaintiff also argues that this use of force was unreasonable because Officer Tevault
2 had less intrusive means available to him to address the situation, including that he could
3 have explained to Plaintiff the nature of the traffic stop and permitted Plaintiff to exit his
4 vehicle voluntarily before going “hands on,” and he could have explained the
5 circumstances to Plaintiff before trying to place him in handcuffs. (Id.) Plaintiff also points
6 to the results of the Surprise Police Department’s internal investigation, finding, in part,
7 that Tevault violated the Department’s use-of-force policy, as supporting that Tevault’s use
8 of force was objectively unreasonable under the circumstances. (Id. at 11.)10
9 These arguments are also unavailing because, inferring in Plaintiff’s favor that
10 other, less intrusive measures, such as explaining the reason for the stop before going
11 “hands on,” would have deescalated the situation, police officers are not constitutionally
12 required to use the least amount of force available in tense, potentially volatile situations.
13 Scott v. Henrich, 39 F.3d 912, 915 (9th Cir. 1994) (“Requiring officers to find and choose
14 the least intrusive alternative would require them to exercise superhuman judgment. . . .
15 [and] would inevitably induce tentativeness by officers, and thus deter police from
16 protecting the public and themselves. . . . [when acting] under stress and subject to the
17 exigencies of the moment.”). By the same token, Tevault’s failure to do more to deescalate
18 the encounter—even if this constituted a violation of internal police department policy and
19 training—does not on its own equate to a Fourth Amendment violation. For Fourth
20 Amendment purposes, “[t]he ‘reasonableness’ of a particular use of force must be judged
21 from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision
22 of hindsight. . . . “Not every push or shove, even if it may later seem unnecessary in the
23
24 10 Plaintiff asserts, without evidence, that the investigation concluded that Officer
25 Tevault violated Department policy by “failing to use force that is objectively reasonable
and necessary under the circumstances.” (Doc. 55 at 11.) As previously noted, the only
26 evidence Plaintiff cites regarding the Surprise Police Department’s internal investigation
27 is Tevault’s deposition testimony, stating without elaboration that officers are required to
attempt to deescalate a situation when possible and that the investigation made findings
28 against him. Plaintiff does not cite any evidence showing which Department policies
Tevault allegedly violated or the nature of the findings against him.
1 peace of a judge’s chambers,” violates the Fourth Amendment. Graham, 490 U.S. at 396
2 (citations omitted).
3 Based on the above, Officer Tevault’s use of force in attempting to handcuff
4 Plaintiff and then resorting to an abrupt but controlled take-down maneuver when Plaintiff
5 went from passively to actively resisting was reasonably related to the government interests
6 at stake at the time and did not constitute a Fourth Amendment violation. Tevault is
7 therefore entitled to summary judgment on the ground that there was no constitutional
8 violation.
9 In the alternative, even if this use of force was objectively unreasonable in relation
10 to the need for force at the time, Officer Tevault would be entitled to qualified immunity
11 because Plaintiff fails to show that Tevault’s use of force violated any clearly established
12 rights of which a reasonable officer would have known at the time.
13 Plaintiff relies on Blankenhorn v. City of Orange, for the proposition that “gang-
14 tackling without first attempting a less violent means of arresting a relatively calm trespass
15 suspect—especially one who had been cooperative in the past and was at the moment not
16 actively resisting arrest—was a violation of that person’s Fourth Amendment rights.” 485
17 F.3d 463, 481 (2006). In Blankenhorn, the court found, based on the suspect’s testimony
18 and video evidence, that a reasonable jury could conclude the arresting officer “never tried
19 to handcuff Blankenhorn, and Blankenhorn did not actively resist being handcuffed, before
20 [three other officers] gang-tackled him.” Id. at 478–79. These facts do not squarely govern
21 the facts presented here, where it is clear from the video evidence that Plaintiff was not
22 “relatively calm,” but was yelling and highly agitated, and Officer Tevault tried
23 unsuccessfully for more than 12 seconds to handcuff Plaintiff before he employed a higher
24 degree of force, including throwing Plaintiff to the ground. Tevault’s actions also did not
25 involve a gang-tackle, but a single-officer’s controlled takedown. Based on these material
26 differences, the facts in Blankenhorn, are too distinct from those presented here to have
27 made clear to a reasonable officer at the time of Plaintiff’s arrest that Tevault’s use of force
28 violated Plaintiff’s Fourth Amendment rights. See Kisela v. Hughes, 138 S. Ct. 1148, 1153
1 (2018) (“police officers are entitled to qualified immunity unless existing precedent
2 ‘squarely governs’ the specific facts at issue.”) (internal citation omitted); Anderson v.
3 Creighton, 483 U.S. 635, 640 (1987) (for a right to be clearly established, “[t]he contours
4 of the right must be sufficiently clear that a reasonable official would understand that what
5 he is doing violates that right. . . . in the light of pre-existing law[,] the unlawfulness must
6 be apparent”).
7 The other cases Plaintiff relies on also do not speak to the right at issue in this
8 instance. Meredith v. Erath involved IRS agents’ encounter with a non-suspect protesting
9 the agents’ search of an office building, where the individual loudly demanded several
10 times to see a search warrant, and an agent “grabbed her by her arms, forcibly threw her to
11 the ground, and, twisting her arms, handcuffed her,” which the court found was
12 “objectively unreasonable and a violation of the Fourth Amendment.” 342 F.3d 1057, 1061
13 (9th Cir. 2003). Santos v. Gates involved an officer “taking a passive individual to the
14 ground with force sufficient to break his back” when the individual failed to comply with
15 an order to put his hands on his head and, instead, dropped his hands to his sides. 287 F.3d
16 846, 854 (9th Cir. 2002). Like Blankenhorn, these cases also do not speak to the
17 circumstances presented here and would not have placed it beyond dispute to all reasonable
18 officers that Officer Tevault’s controlled takedown of Plaintiff while Plaintiff was yelling
19 and both passively and actively resisting being handcuffed, including by jerking his hand
20 away, violated clearly established law.
21 Because Plaintiff has not shown that Officer Tevault’s use of force during Plaintiff’s
22 arrest violated clearly established law of which a reasonable officer would have known,
23 Tevault is also entitled to qualified immunity on this basis. Romero, 931 F.2d at 627. The
24 Court will grant summary judgment to Tevault on Plaintiff’s Fourth Amendment
25 excessive-use-of-force claim.
26 . . . .
27 . . . .
28 . . . .
1 V. Count Two: First Amendment Retaliation
2 A. Legal Standard
3 “[T]he First Amendment prohibits government officials from subjecting an
4 individual to retaliatory actions, including criminal prosecutions, for speaking out.
5 Hartman v. Moore, 547 U.S. 250, 256 (2006) (internal citations omitted). Accordingly,
6 “[t]he First Amendment protects a significant amount of verbal criticism and challenge
7 directed at police officers.” City of Houston, Tex. v. Hill, 482 U.S. 451, 461 (1987). “The
8 freedom of individuals to oppose or challenge police action verbally without thereby
9 risking arrest is one important characteristic by which we distinguish ourselves from a
10 police state.” Id at 463. “Thus, while police, no less than anyone else, may resent having
11 obscene words and gestures directed at them, they may not exercise the awesome power at
12 their disposal to punish individuals for conduct that is not merely lawful, but protected by
13 the First Amendment.” Duran v. City of Douglas, Ariz., 904 F.2d 1372, 1378 (9th Cir.
14 1990).
15 A viable First Amendment retaliation claim contains five basic elements: (1) an
16 assertion that an official took some adverse action against an individual (2) because of
17 (3) that individual’s protected conduct, the action (4) chilled the individual’s exercise of
18 his constitutional rights, and (5) the action did not advance a legitimate state interest.
19 Rhodes v. Robinson, 408 F.3d 559, 567−68 (9th Cir.2005).
20 As to causation, the plaintiff has the burden of demonstrating that the exercise of
21 his First Amendment rights was a substantial or motivating factor behind the defendant’s
22 conduct. Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 287 (1977);
23 Soranno’s Gasco, Inc. v. Morgan, 874 F.2d 1310, 1314 (9th Cir. 1989). To make this
24 showing, “[i]t is not enough to show that an official acted with a retaliatory motive and that
25 the plaintiff was injured—the motive must cause the injury. Specifically, it must be a ‘but-
26 for’ cause, meaning that the adverse action against the plaintiff would not have been taken
27 absent the retaliatory motive.” Nieves v. Bartlett, 139 S. Ct. 1715, 1722 (2019) (citing
28 Hartman, 547 U.S. at 260); see also Ford v. City of Yakima, 706 F.3d 1188, 1193 (9th Cir.
1 2013), abrogated in part on other grounds by Nieves, 139 S. Ct. at 1721−25 (the plaintiff
2 must be able to prove that the officer’s desire to chill his speech was a “but-for cause” of
3 the allegedly unlawful conduct).
4 B. Discussion
5 Defendant does not dispute that the first, third, and fourth prongs of Plaintiff’s First
6 Amendment retaliation claim are met: (1) that Officer Tevault took adverse actions against
7 Plaintiff, (3) that Plaintiff engaged in protected conduct when he questioned Tevault, and
8 (4) that Tevault’s action of throwing Plaintiff to the ground while Plaintiff was speaking
9 chilled Plaintiff’s protected speech. (See Doc. 50 at 15−16.) Instead, Defendant appears
10 to argue that Plaintiff’s claim fails on the second and fifth prongs: (2) that Tevault’s adverse
11 actions were “because of” Plaintiff’s exercise of his First Amendment rights, and (5) that
12 these allegedly retaliatory actions did not advance a legitimate state interest. (Id.)
13 As to causation, Defendant claims that the video shows Officer Tevault took
14 Plaintiff to the ground immediately after Plaintiff raised his left hand while resisting
15 handcuffing, and there is no evidence he did so because of the content of Plaintiff’s speech
16 at the time. (Id. at 16.) Defendant argues that there is no evidence of a retaliatory motive,
17 and there is clear evidence that Officer Tevault’s use of force was due to Plaintiff’s lack of
18 physical cooperation. (Id.)
19 Plaintiff argues that there is sufficient evidence to show that Plaintiff’s protected
20 speech was the but-for cause of Officer Tevault’s increase of force against him when
21 Plaintiff was attempting to explain himself and was questioning Tevault’s implied
22 expectation that he stop in the middle of the road. (Doc. 55 at 14.) He maintains that,
23 viewing the video evidence in the light most favorable to Plaintiff, “Tevault escalated his
24 use of force against [Plaintiff] after [Plaintiff] verbally challenged and questioned Tevault’s
25 actions.” (Id. at 14−15.)
26 Plaintiff does not dispute, however, that Officer Tevault’s escalation of force from
27 initially trying to handcuff Plaintiff to throwing Plaintiff forcefully to the ground while
28 Plaintiff was in mid-speech also corresponded with the moment Plaintiff pulled his left
1 | hand away and raised it above his head. Therefore, even if Tevault was motivated, in part,
by Plaintiffs verbal opposition to Tevault’s actions at the time, this showing would not be
3 | enough to establish that Plaintiff's speech was the but-for cause of the sudden take-down.
4| Plaintiff cannot prevail on his retaliation claim absent a showing that the adverse action
5 | would not have taken place “absent the retaliatory motive.” Nieves, 139 S. Ct. at 1722.
6| Put another way, “action colored by some degree of bad motive does not amount to a
7 | constitutional tort if that action would have been taken anyway.” Hartman v. Moore, 547
8) U.S. 250, 260 (2006). Absent this required showing, Plaintiff's retaliation claim fails as a
9| matter of law.
10 Relatedly, Plaintiff's retaliation claim fails as a matter of law on the final prong—
11 | that the action did not serve a legitimate state interest. Rhodes, 408 F.3d at 568. The Court
has already found that Officer Tevault’s sudden takedown of Plaintiff the moment Plaintiff
13 | pulled his left hand away and lifted it above his head was rationally related to a legitimate
government interest in taking control of Plaintiff who was resisting handcuffing at that
15 | time. Because Plaintiff cannot show that his speech was the but-for cause of this takedown
16 | orthat Tevault’s actions did not serve a legitimate state interest, Plaintiff's retaliation claim
necessarily fails, and the Court will grant summary judgment to Tevault on this claim.
ITIS ORDERED:
19 (1) The reference to the Magistrate Judge is withdrawn as to Defendants’
20 | Motion for Summary Judgment (Doc. 50).
21 (2) Defendants’ Motion for Summary Judgment (Doc. 50) is granted, and the
action is terminated with prejudice. The Clerk of Court must enter judgment accordingly.
23 Dated this 12th day of October, 2022.
24
25 a 3
26
7 _ James A. Teil Org
Senior United States District Judge
28