Statutes and regulations

FDIC Final Rule Revises and Codifies Policy to Allow Greater Employment Opportunities for Individuals with Certain Minor Criminal Offenses on Their Records

FDIC FIL-72-2020 · Federal · Agency guidance

FDIC Financial Institution Letters › FDIC Final Rule Revises and Codifies Policy to Allow Greater Employment Opportunities for Individuals with Certain Minor Criminal Offenses on Their Records

. 4809. 15 12 U.S.C. 4802(a). 16 12 U.S.C. 4802. 17 5 U.S.C. 801 et seq. 18 5 U.S.C. 801(a)(3). 19 5 U.S.C. 804(2). … As described previously, the rule incorporates and revises the current content of the SOP into the FDIC’s regulations 16 12 U.S.C. 4802. 17 5 U.S.C. 801 et seq. 18 5 U.S.C. 801(a)(3). 19 5 U.S.C.

Capital Standards

FDIC FIL-46-2004 · Federal · Agency guidance

FDIC Financial Institution Letters › Capital Standards

There are approximately 18 sponsoring banking organization for purposes of this interim final rule, and all of them are well over that asset size threshold. … 3909; 15 U.S.C. 6801 and 6805.

ANTI-MONEY LAUNDERING MEASURES

FDIC FIL-92-2002 · Federal · Agency guidance

FDIC Financial Institution Letters › ANTI-MONEY LAUNDERING MEASURES

See 31 U.S.C. 5312(a)(2). … The Program must be a part of the bank’s anti-money laundering program required under the regulations implementing 31 U.S.C. 5318(h), 12 U.S.C. 1818(s), and 12 U.S.C. 1786(q)(1).

ANTI-MONEY LAUNDERING MEASURES

FDIC FIL-135-2002 · Federal · Agency guidance

FDIC Financial Institution Letters › ANTI-MONEY LAUNDERING MEASURES

The definition of ‘‘money laundering’’ has been revised to mean an activity criminalized by 18 U.S.C. 1956 or 1957. … (b) Terrorist activity means an act of domestic terrorism or international terrorism as those terms are defined in 18 U.S.C. 2331.

No-action postion with respect to Part 43 and Part 45 reporting, as well as related sections of Parts 38 and 39, for binary options executed on or pursuant to the rules of QCX, LLC and cleared through QC Clearing LLC.

CFTC Letter No. 25-28 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › No-action postion with respect to Part 43 and Part 45 reporting, as well as related sections of Parts 38 and 39, for binary options executed on or pursuant to the rules of QCX, LLC and cleared through QC Clearing LLC.

Id. at 2. 6 Id. 7 7 U.S.C. § 1a(47). 8 Request at 3. 9 Id. at 2 (footnote omitted). 10 7 U.S.C. § 6c(b). 11 Commodity Options, 77 Fed. … Swap Agreement Recordkeeping, 77 FR 48207, 48236 (Aug at 3. 9 Id. at 2 (footnote omitted). 10 7 U.S.C. § 6c(b). 11 Commodity Options, 77 Fed.

Time-Limited No-Action Relief: Request that Certain Swaps Not Be Considered in Calculating Aggregate Gross Notional Amount for Purposes of the Swap Dealer De Minimis Exception for Persons Engaging in Floor Trader Acti...

CFTC Letter No. 12-60 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Time-Limited No-Action Relief: Request that Certain Swaps Not Be Considered in Calculating Aggregate Gross Notional Amount for Purposes of the Swap Dealer De Minimis Exception for Persons Engaging in Floor Trader Acti...

No. 111-203, 124 Stat. 1376 (2010). 5 7 U.S.C. § 1a(49). 6 7 U.S.C. § 1a(49)(D). 7 See Entity Definition Rules, supra note 1. 8 Id. at 30744 e considered for the purpose of determining whether the … No. 111-203, 124 Stat. 1376 (2010). 5 7 U.S.C. § 1a(49). 6 7 U.S.C. § 1a(49)(D). 7 See Entity Definition Rules, supra note 1. 8 Id. at 30744.

Complex Structured Finance Activities

FDIC FIL-52-2004 · Federal · Agency guidance

FDIC Financial Institution Letters › Complex Structured Finance Activities

Roy, Special Counsel, at (202) 942–0073, Division of Market Regulation, Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549–1001. SUPPLEMENTARY INFORMATION: I. … Board: In accordance with section 3506 of the Paperwork Reduction Act of 1995 (44 U.S.C.

Regulatory Capital Standards Deduction of Goodwill Net of Associated Deferred Tax Liability

FDIC FIL-144-2008 · Federal · Agency guidance

FDIC Financial Institution Letters › Regulatory Capital Standards Deduction of Goodwill Net of Associated Deferred Tax Liability

PART 9003—ELIGIBILITY FOR PAYMENTS ■18.The authority citation for part 9003 continues to read as follows: Authority: 26 U.S.C. 9003 and 9009(b). § 9003.1 [Amended] ■19. … , 6801 and 6805; 31 U.S.C. 5318; 42 U.S.C. 4012a, 4104a, 4104b, 4106, and 4128

Implementation of the Maine Long-Term Care Partnership Program

ME Insurance Bulletin 362 · Maine · Agency guidance

Maine Bureau of Insurance Bulletins › Implementation of the Maine Long-Term Care Partnership Program

The checklist includes provisions based on each of the model law provisions referenced in 42 U.S.C. § 1396p(b)(1)(C)(iii)(III). … On December 18, 2008, the Secretary promulgated regulation 45 CFR Part 144 Subchapter B, effective April 17, 2009, which enacted the reporting requirements for insurers that issue qualified long-term

Extension of Time-Limited No-Action Relief to Eurex Clearing with Regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and Implementing Regulations Thereunder.

CFTC Letter No. 14-27 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Extension of Time-Limited No-Action Relief to Eurex Clearing with Regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and Implementing Regulations Thereunder.

is limited to IRS and Index CDS currently accepted for clearing by Eurex Clearing and identified in the attachment to this letter; 4 7 U.S.C … See Statement of the Commission concerning CME Rule 1001 (March 6, 2013), page 6, available at: http://www.cftc.gov/ucm/groups/public/@newsroom/documents/file/statementofthecommission.pdf.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B01-02 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

Implementation of the Maine Long-Term Care Partnership Program

ME Insurance Bulletin 368 · Maine · Agency guidance

Maine Bureau of Insurance Bulletins › Implementation of the Maine Long-Term Care Partnership Program

The checklist includes provisions based on each of the model law provisions referenced in 42 U.S.C. § 1396p(b)(1)(C)(iii)(III). … On December 18, 2008, the Secretary promulgated regulation 45 CFR Part 144 Subchapter B, effective April 17, 2009, which enacted the reporting requirements for insurers that issue qualified long-term

Risk-Based Capital Standards Final Rule on Advanced Capital Adequacy Framework—Basel II; Establishment of a Risk-Based Capital Floor

FDIC FIL-48-2011 · Federal · Agency guidance

FDIC Financial Institution Letters › Risk-Based Capital Standards Final Rule on Advanced Capital Adequacy Framework—Basel II; Establishment of a Risk-Based Capital Floor

See section 171 of the Act, 12 U.S.C. 5371.  16 See 12 U.S.C. 24(Seventh) and 12 U.S.C. 29 (national banks); 12 U.S.C. § 335; and 12 U.S.C. 1831a(a) (state nonmember banks).  9 against the proposed … . 1842(c); 1843(j); and 3105(d)(3)(B), (j)(2).   21 See 12 U.S.C. 3103 (a)(3)(B)(i).  22 12 U.S.C. 1843(l)(3).

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B98-08 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B99-09 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

White List of Eligible Surplus Lines Insurers

AK Insurance Bulletin B02-21 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › White List of Eligible Surplus Lines Insurers

U.S.C 1033. … U.S.C 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B04-03 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

White List for Surplus Lines

AK Insurance Bulletin B00-05 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › White List for Surplus Lines

U.S.C 1033. … U.S.C 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B02-04 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B01-11 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.