Statutes and regulations

ECONOMIC GROWTH AND REGULATORY PAPERWORK REDUCTION ACT

FDIC FIL-53-2003 · Federal · Agency guidance

FDIC Financial Institution Letters › ECONOMIC GROWTH AND REGULATORY PAPERWORK REDUCTION ACT

L. 103– 325, Sept. 23, 1994, 12 U.S.C. 4803) (CDRI). … VerDate Jan<31>2003 18:48 Jun 13, 2003 Jkt 200001 PO 00000 Frm 00028 Fmt 4702 Sfmt 4702 E:\FR\FM\16JNP1.SGM 16JNP1

DEPOSITORY INSTITUTION REPORTS

FDIC FIL-42-2015 · Federal · Agency guidance

FDIC Financial Institution Letters › DEPOSITORY INSTITUTION REPORTS

However, a private company that elects the goodwill accounting alternative in ASU 2014-02 is not required to adopt the accounting alternative for identifiable intangible assets in ASU 2014-18. … discussed in a later section of these Supplemental Instructions), is permitted to use private company accounting alternatives issued by the FASB when preparing its Call Reports, except as provided in 12 U.S.C

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B10-03 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C. 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B10-05 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C. 1033.

Proposed Interagency Guidance on Third-Party Relationships: Risk Management

FDIC FIL-50-2021 · Federal · Agency guidance

FDIC Financial Institution Letters › Proposed Interagency Guidance on Third-Party Relationships: Risk Management

Affiliate relationships are also subject to sections 23A and 23B of the Federal Reserve Act (12 U.S.C. 371c and 12 U.S.C. 371c-1)) as implemented in Regulation W (12 CFR Part 223). s, services provided … (SSAE 18)?

Simplification of Living Trust Rules

FDIC FIL-14-2004 · Federal · Agency guidance

FDIC Financial Institution Letters › Simplification of Living Trust Rules

FDIC Advisory Opinion 94– 32 (May 18, 1994). … It will not involve any new collections of information pursuant to the Paperwork Reduction Act (44 U.S.C. 3501 et seq.).

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B11-02 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C. 1033.

Registration Relief for Certain Persons.

CFTC Letter No. 12-15 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Registration Relief for Certain Persons.

are required to register solely by virtue of their involvement with swaps (“Swap Persons”)5 or with the transition of certain contracts by the 1 7 U.S.C … with NFA a registration application, including as appropriate, Forms 7-R and 8-R, as well as a fingerprint card for each of its principals and APs (collectively, an “Application for Registration”).18

Community Reinvestment Act Joint Notice of Proposed Rulemaking

FDIC FIL-21-2005 · Federal · Agency guidance

FDIC Financial Institution Letters › Community Reinvestment Act Joint Notice of Proposed Rulemaking

. 1691 et seq.) or Fair Housing Acts (42 U.S.C. 3601 et seq.); evidence of illegal referral practices in violation of section 8 of the Real Estate Settlement Procedures Act (12 U.S.C. 2607); evidence … Ownership and Equity Protection Act (15 U.S.C. 1639); and evidence of unfair or deceptive credit practices in violation of section 5 of the Federal Trade Commission Act (15 U.S.C. 45(a)(1)).6 We

Credit Risk Retention: Final Rule

FDIC FIL-55-2014 · Federal · Agency guidance

FDIC Financial Institution Letters › Credit Risk Retention: Final Rule

No. 111–176, at 128 (2010). 18 See id. 19 See id. 20 See, e.g., Viral V. … See 15 U.S.C. 1602(cc)(5) and 1639c(i).

CAPITAL STANDARDS

FDIC FIL-15-2000 · Federal · Agency guidance

FDIC Financial Institution Letters › CAPITAL STANDARDS

The authority citation for part 208 continues to read as follows: Authority: 12 U.S.C. 24, 36, 92(a), 93(a), 248(a), 248(c), 321–338a, 371d, 461, 481–486, VerDate 07<MAR>2000 18:54 Mar 07, 2000 Jkt 190000 … . 78b, 78l(b), 78l(g), 78l(i), 78o–4(c)(5), 78q, 78q–1, and 78w; 31 U.S.C. 5318; 42 U.S.C. 4012a, 4104a, 4104b, 4106, and 4128. 2.

DEPOSITORY INSTITUTION REPORTS

FDIC FIL-30-2015 · Federal · Agency guidance

FDIC Financial Institution Letters › DEPOSITORY INSTITUTION REPORTS

However, a private company that elects the goodwill accounting alternative in ASU 2014-02 is not required to adopt the accounting alternative for identifiable intangible assets in ASU 2014-18. … discussed in a later section of these Supplemental Instructions), is permitted to use private company accounting alternatives issued by the FASB when preparing its Call Reports, except as provided in 12 U.S.C

Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations.

CFTC Letter No. 13-55 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations.

The confirmation of all terms shall take place at the same time as execution . . . ’’). 18 Staff reminds SEFs that they may utilize third party service providers to report swap data to an SDR on behalf … the recordkeeping requirements of Part 45, registered entities, including SEFs must obtain a valid CICI.24 21 Section 45.6 22 Section 45.10. 23 44 U.S.C

BANK REPORTS

FDIC FIL-126-2002 · Federal · Agency guidance

FDIC Financial Institution Letters › BANK REPORTS

SUMMARY: In accordance with the requirements of the Paperwork Reduction Act of 1995 (44 U.S.C. … General Description of Reports These information collections are mandatory: 12 U.S.C. 161 (for national banks), 12 U.S.C. 324 (for state member banks), 12 U.S.C. 1817 (for insured state nonmember commercial

Extension of no-action relief letter 21-24 that was issued to ensure the continued availability, following Brexit of no-action positions under certain existing CFTC comparability determinations and exemption orders or...

CFTC Letter No. 22-16 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Extension of no-action relief letter 21-24 that was issued to ensure the continued availability, following Brexit of no-action positions under certain existing CFTC comparability determinations and exemption orders or...

lrfederalregister/documents/file/2013- 30981a.pdf. 4 Comparability Determination for the European Union: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (October 18 … execution facility … is subject to comparable, comprehensive supervision and regulation on a consolidated basis by … the appropriate governmental authorities in the home country of the facility.” 7 U.S.C

FOREIGN ASSETS CONTROL ACT

FDIC FIL-38-2003 · Federal · Agency guidance

FDIC Financial Institution Letters › FOREIGN ASSETS CONTROL ACT

Part 536, and Sec tion 203 of the In ter na - tional Emer gency Eco nomic Powers Act, as amended, 50 U.S.C. 1702. … Part 536, and Sec tion 203 of the In ter na tional Emer gency Eco nomic Powers Act, as amended, 50 U.S.C. 1702.

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule and Market Risk Capital Rule

FDIC FIL-32-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule and Market Risk Capital Rule

See 12 U.S.C. 5371(b)(4)(C). 21 See 12 U.S.C. 5371(b)(5)(A). … . 5384. 68 See 12 U.S.C. 5384. 69 12 U.S.C. 1821.

Teleconference for Community Banks on the Interim Final Capital Rule

FDIC FIL-36-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Teleconference for Community Banks on the Interim Final Capital Rule

See 12 U.S.C. 5371(b)(4)(C). 21 See 12 U.S.C. 5371(b)(5)(A). … . 5384. 68 See 12 U.S.C. 5384. 69 12 U.S.C. 1821.

Extension of no-action position in 22-16 issued to ensure the continued availability, following Brexit, of no-action positions under certain existing CFTC comparability determinations and exemption orders originally i...

CFTC Letter No. 24-11 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Extension of no-action position in 22-16 issued to ensure the continued availability, following Brexit, of no-action positions under certain existing CFTC comparability determinations and exemption orders originally i...

lrfederalregister/documents/file/2013- 30981a.pdf. 4 Comparability Determination for the European Union: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (October 18 … execution facility … is subject to comparable, comprehensive supervision and regulation on a consolidated basis by … the appropriate governmental authorities in the home country of the facility.” 7 U.S.C

Consolidated Reports of Condition and Income

FDIC FIL-9-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Consolidated Reports of Condition and Income

General Description of Reports These information collections are mandatory: 12 U.S.C. 161 (for national banks), 12 U.S.C. 324 (for state member banks), 12 U.S.C. 1817 (for insured state nonmember … commercial and savings banks), and 12 U.S.C. 1464 (for federal and state savings associations).