Statutes and regulations

References to federal statutes.

Haw. Rev. Stat. § 485A-103 · Hawaii · Statutes

Division 2 › Title 26 › Chapter 485A › Section 485A-103

of 1940" (15 U.S.C. 80a-1 et seq.), "Investment Advisers Act of 1940" (15 U.S.C. 80b-1 et seq.), "Employee Retirement Income Security Act of 1974" (29 U.S.C. 1001 et seq.), "National Housing Act" (12 … U.S.C. 1701 et seq.), "Commodity Exchange Act" (7 U.S.C. 1 et seq.), "Internal Revenue Code" (26 U.S.C. 1 et seq.), "Securities Investor Protection Act of 1970" (15 U.S.C. 78aaa et seq.), "Securities Litigation

Loans to executive officers, directors, principal shareholders and affiliates.

Haw. Rev. Stat. § 412:5-303 · Hawaii · Statutes

Division 2 › Title 22 › Chapter 412 › Section 412:5-303

No bank shall make any loan or extension of credit in violation of section 18(j) of the Federal Deposit Insurance Act, 12 U.S.C. §1828(j) or, if the bank is a member of the Federal Reserve System, in violation … of sections 22(g), 22(h), 23A or 23B of the Federal Reserve Act, 12 U.S.C. §§375a, 375b, 371c and 371c-1.

Loans and extensions of credit to executive officers, directors, principal shareholders and affiliates.

Haw. Rev. Stat. § 412:6-304 · Hawaii · Statutes

Division 2 › Title 22 › Chapter 412 › Section 412:6-304

No savings bank shall make any loan or extension of credit in violation of section 18(j) of the Federal Deposit Insurance Act, 12 U.S.C. §1828(j).

Definitions.

Haw. Rev. Stat. § 431:10D-653 · Hawaii · Statutes

Division 2 › Title 24 › Chapter 431 › Section 431:10D-653

include: (1) Any policy or certificate of life insurance that provides a death benefit under an employee benefit plan: (A) Subject to the federal Employee Retirement Income Security Act of 1974 (29 U.S.C … . 1001, et. seq.), as periodically amended; or (B) Under any federal employee benefit program; (2) Any policy or certificate of life insurance that is used to fund a pre-need funeral contract or prearrangement

Notice filing.

Haw. Rev. Stat. § 485A-302 · Hawaii · Statutes

Division 2 › Title 26 › Chapter 485A › Section 485A-302

(a) With respect to a federal covered security, as defined in section 18(b)(2) of the Securities Act of 1933 (15 U.S.C. 77r(b)(2)), that is not otherwise exempt under sections 485A-201 to 485A-203, the … (d) With respect to a security that is a federal covered security under section 18(b)(4)(D) of the Securities Act of 1933 (15 U.S.C. 77r(b)(4)(D)), a rule adopted under this chapter may require a notice

Agent registration requirement and exemptions.

Haw. Rev. Stat. § 485A-402 · Hawaii · Statutes

Division 2 › Title 26 › Chapter 485A › Section 485A-402

of subsection (a): (1) An individual who represents a broker-dealer in effecting transactions in this State limited to those described in section 15(i)(3) of the Securities Exchange Act of 1934 (15 U.S.C … (b)(3) or 18(b)(4)(D) of the Securities Act of 1933 (15 U.S.C. 77r(b)(3) or 77r(b)(4)(D)) is not exempt if the individual is compensated in connection with the agent's participation by the payment of commissions

Duties of council.

Haw. Rev. Stat. § 202-2 · Hawaii · Statutes

Division 1 › Title 13 › Chapter 202 › Section 202-2

In accordance with P.L. 113-128 (29 U.S.C. section 3111), the workforce development council shall assist the governor in: (1) The development, implementation, and modification of the state plan consistent … development boards and other similar organizations; (17) Carrying out required functions and duties related to workforce development of any advisory body required or made optional by federal legislation; (18

Definitions.

Haw. Rev. Stat. § 485A-102 · Hawaii · Statutes

Division 2 › Title 26 › Chapter 485A › Section 485A-102

"Federal covered security" means a security that is, or upon completion of a transaction will be, a covered security under section 18(b) of the Securities Act of 1933 (15 U.S.C. 77r(b)), or rules or regulations … The term shall not include a tender offer that is subject to section 14(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78n(d)).

Exempt transactions.

Haw. Rev. Stat. § 485A-202 · Hawaii · Statutes

Division 2 › Title 26 › Chapter 485A › Section 485A-202

security if the guarantor of the security files reports with the Securities and Exchange Commission under the reporting requirements of section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C … the offeror is aware has not been issued by the commissioner under this chapter and an audit, inspection, or proceeding that may culminate in a stop order is not known by the offeror to be pending; (18