Statutes and regulations

MO Insurance Bulletin 2024-05: Application of 20 CSR 500-1.100 (3) Standard Fire Policies

MO Insurance Bulletin 2024-05 · Missouri · Agency guidance

Missouri Department of Commerce and Insurance Bulletins › MO Insurance Bulletin 2024-05: Application of 20 CSR 500-1.100 (3) Standard Fire Policies

In the event that the insurer does not possess a current phone number for the producer, it may include a contact phone number for the insurer that the policyholder can call to obtain information on locating … In the event that the insurer does not possess a current phone number for the producer, it may include a contact phone number for the insurer that the policyholder can call to obtain information on locating

Cannabis-Related Criminal Convictions and Insurance Underwriting

NY Insurance Circular Letter No. 13 (2022) · New York · Agency guidance

New York DFS Insurance Circular Letters › Cannabis-Related Criminal Convictions and Insurance Underwriting

The MRTA repealed Penal Law Article 221, which made the possession, use, and sale of marijuana illegal, and added a new Article 222 to legalize adult-use cannabis (also known as marijuana or recreational … Since the MRTA decriminalized the possession, sale, or use of marijuana and expunged certain cannabis-related criminal convictions, the Department of Financial Services is providing guidance to remind

Bulletin No. 2025-04 House Bills 1808 and 1811 (2025 Session)

OK Bulletin 2025-04 · Oklahoma · Agency guidance

Oklahoma Insurance Department Bulletins › Bulletin No. 2025-04 House Bills 1808 and 1811 (2025 Session)

The physician, pharmacist, or licensed mental health professional shall: 1) Possess a current and valid license in any U.S enrollees with chronic conditions. … The physician, pharmacist, or licensed mental health professional shall: 1) Possess a current and valid license in any U.S. jurisdiction; 2) Have appropriate training, knowledge, or expertise

Changes in Utilization Review Standards for Substance Use Disorder Treatment Pursuant to Chapter 41 of the Laws of 2014

NY Insurance Circular Letter No. 6 (2015) · New York · Agency guidance

New York DFS Insurance Circular Letters › Changes in Utilization Review Standards for Substance Use Disorder Treatment Pursuant to Chapter 41 of the Laws of 2014

Definition of "Clinical Peer Reviewer" Articles 49 defines "clinical peer reviewer" for purposes of utilization review determinations as either a physician who possesses a current and valid non-restricted … license to practice medicine or another health care professional who, where applicable: (1) possesses a current and valid non-restricted license, certificate, or registration or, where no provision for

Allegations of Misconduct by Department of Justice Employees—General Considerations

Justice Manual § 1-4.200 · Federal · Agency guidance

Agency Guidance › DOJ Justice Manual › Title 1: Organization and Functions › 1-4.000 - Standards Of Conduct › Justice Manual § 1-4.200

Under such circumstances, the representing attorneys are prohibited from disclosing in the course of an OPR or OIG investigation (or an OIG audit, inspection, or evaluation) information they possess regarding … In those limited circumstances, a Department attorney who has a good-faith basis for asserting the attorney-client privilege over information requested by OPR or OIG will not face adverse consequences

Implementation of Senate Bill No. 12 – Delaware Pre-authorization Act of 2025

DE Domestic/Foreign Bulletin No. 163 · Delaware · Agency guidance

Delaware Department of Insurance Bulletins › Implementation of Senate Bill No. 12 – Delaware Pre-authorization Act of 2025

determination:  Must be reviewed by a physician who: • Meets the same criteria listed above under “Physician Review Requirements” • Possesses an active, unrestricted license in good standing to practice … :  Must be reviewed by a physician who: • Meets the same criteria listed above under “Physician Review Requirements” • Possesses an active, unrestricted license in good standing to practice medicine

Summary of Legislation Enacted During the 2000 Regular Session of the West Virginia Legislature

WV Informational Letter No. 118 · West Virginia · Agency guidance

West Virginia Offices of the Insurance Commissioner Bulletins and Informational Letters › Summary of Legislation Enacted During the 2000 Regular Session of the West Virginia Legislature

credit report or adverse credit scoring. … credit report or adverse credit scoring.

Unlocatable Patent or Application Files

MPEP § 508.04 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 0500 - Receipt and Handling of Mail and Papers › MPEP § 508.04

If applicant or patentee does not possess any record of the correspondence between the Office and the applicant or patentee for such application, patent, or other proceeding, the applicant or patentee … CFR 1.251 , in such a situation the only certified copy of the patent file that the Office will be able to produce will be a copy of the patent and a copy of the application-as-filed (which may have an adverse

Certification of Independent Review Organizations

IN Bulletin 99 · Indiana · Agency guidance

Indiana Department of Insurance Bulletins › Certification of Independent Review Organizations

review determinations, adverse determinations of medical necessity or determinations that a proposed service is experimental or investigational. … This list shall include a brief description of the nature of any such arrangement. 7) A description of how the organization will: a) Provide licensed review personnel who possess the appropriate training

Acquisitions of Control and Disclaimers of Control

NY Insurance Circular Letter No. 5 (2022) · New York · Agency guidance

New York DFS Insurance Circular Letters › Acquisitions of Control and Disclaimers of Control

Section 1501(a)(2) defines “control” in relevant part as “the possession direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether through the … The Department encourages this informal engagement to avoid delay and other adverse consequences (including penalties under Insurance Law § 1510(a)) should the Superintendent reach a different conclusion

Professional Conduct and Reporting Misconduct

USCIS Policy Manual, Vol. 1, Pt. D, Ch. 5 · Federal · Agency guidance

Agency Guidance › USCIS Policy Manual › Volume 1 - General Policies and Procedures › Part D - Attorneys and Representatives › USCIS Policy Manual, Vol. 1, Pt. D, Ch. 5

which would constitute contempt of court in a judicial proceeding; - Being found guilty of, or pleading guilty or no contest to, a serious crime, in any court of the United States, or of any state, possession … which would constitute contempt of court in a judicial proceeding; - Being found guilty of, or pleading guilty or no contest to, a serious crime, in any court of the United States, or of any state, possession

TEXAS AMUSEMENT RIDE INSURANCE REQUIREMENTS

TDI Commissioner's Bulletin B-0010-10 · Texas · Agency guidance

Texas Department of Insurance Commissioner's Bulletins › TEXAS AMUSEMENT RIDE INSURANCE REQUIREMENTS

Insurance Coverage Requirements Section 2151.101(3) of the Occupations Code and §5.9004 of the Administrative Code require that persons who operate amusement rides possess a combined single limit or split … Failure to comply with the insurance requirements in §2151 or §5.9004 is considered a Class B misdemeanor and may result in adverse action.

Guidelines Memo Concerning Oakwood Healthcare Inc

NLRB General Counsel Memorandum GC 07-05 · Federal · Agency guidance

NLRB General Counsel Memoranda › Guidelines Memo Concerning Oakwood Healthcare Inc

who shall do it, provided that the direction is "responsible."18 Direction is "responsible" if the person performing the oversight is accountable for others' performance of the task, such that some adverse … That is, the asserted supervisors must be subject to discipline or other adverse consequence because of the failure of their crews to meet production goals or because of other shortcomings of their

Conditional Bars for Acts in Statutory Period

USCIS Policy Manual, Vol. 12, Pt. F, Ch. 5 · Federal · Agency guidance

Agency Guidance › USCIS Policy Manual › Volume 12 - Citizenship and Naturalization › Part F - Good Moral Character › USCIS Policy Manual, Vol. 12, Pt. F, Ch. 5

Exception for Single Offense of Simple Possession [27] The conditional bar to GMC for a controlled substance violation does not apply if the violation was for a single offense of simple possession of … See Subsection 3, Exception for Single Offense of Simple Possession [ 12 USCIS-PM F.5(C)(3) ].

Corporate Governance and External Audit Oversight

NJ DOBI Bulletin 2002-25 · New Jersey · Agency guidance

New Jersey Department of Banking and Insurance Bulletins › Corporate Governance and External Audit Oversight

. • Integrity of the members of the Board of Directors and senior management and the possession of the necessary skills and experience. • Appropriate independence of the Board of Directors. reas of corporate … Copies of these reports must be filed with the Department surer in writing any adverse financial condition; that the insurer has materially misstated its financial condition as reported to the Commissioner

Application of AS 21.36.460 to a Consumer's Request that Equifax Prevent New Creditors From Accessing the Consumer's Equifax Credit Report

AK Insurance Bulletin B17-07 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Application of AS 21.36.460 to a Consumer's Request that Equifax Prevent New Creditors From Accessing the Consumer's Equifax Credit Report

Alaskan consumers, through no fault of their own, may be greatly and negatively impacted by the unauthorized access to personal and other information that was in the possession of Equifax and, in response … The division will consider AS 21.36.460 violated if an insurer writing personal insurance in this state takes an adverse action under the statute as a result of a consumer's Equifax security freeze or

Letter confirms the authority of a national bank to purchase and hold auction rate preferred securities for its own account subject to certain representations and conditions.

OCC Interpretive Letter No. 1126 · Federal · Agency guidance

OCC Interpretive Letters › Letter confirms the authority of a national bank to purchase and hold auction rate preferred securities for its own account subject to certain representations and conditions.

regulation prescribe.”4 OCC regulations define the term “investment security” as “a marketable debt obligation that is not predominantly speculative in nature.”5 The Bank represents that the ARPS possess … i.e., the ARPS pay a fixed yield based on a rate or index not under the control of the issuer or purchaser, rank senior to common stock in the event of liquidation, and are cumulative) that the ARPS possess

Letter concludes that the Corporation, the wholly-owned subsidiary of the Bank, may purchase and hold for its own account shares of certain preferred auction rate securities as investment securities for the purposes of 12 C.F.R. Part 1. The letter's conclusions are subject to certain enforceable conditions under 12 U.S.C. § 1818. The Corporation has agreed to not exercise certain voting rights under the securities. The Corporation and the Bank will enter into an operating with the OCC and an indemnification agreement with the Bank's Holding Company. The Corporation has agreed to hold the securities for a limited period of time, after which the Holding Company will be required to repurchase the securities. The Holding Company has agreed to indemnify the Bank against certain potential losses in connection with these purchases. The Bank must seek prior OCC supervisory non-objection before terminating, modifying, or amending the agreements described in the letter.

OCC Interpretive Letter No. 1115 · Federal · Agency guidance

OCC Interpretive Letters › Letter concludes that the Corporation, the wholly-owned subsidiary of the Bank, may purchase and hold for its own account shares of certain preferred auction rate securities as investment securities for the purposes of 12 C.F.R. Part 1. The letter's conclusions are subject to certain enforceable conditions under 12 U.S.C. § 1818. The Corporation has agreed to not exercise certain voting rights under the securities. The Corporation and the Bank will enter into an operating with the OCC and an indemnification agreement with the Bank's Holding Company. The Corporation has agreed to hold the securities for a limited period of time, after which the Holding Company will be required to repurchase the securities. The Holding Company has agreed to indemnify the Bank against certain potential losses in connection with these purchases. The Bank must seek prior OCC supervisory non-objection before terminating, modifying, or amending the agreements described in the letter.

The Securities all possess characteristics commonly associated with debt instruments: fixed yields, priority over equity shareholders in the case of issuer default, and cumulative dividends. … - - 4 1086, the OCC permitted a national bank’s acquisition of perpetual preferred securities that possessed many characteristics of debt, specifically

AZ Regulatory Bulletin 2024-01: 2024 Arizona Insurance and Financial Institutions Laws

AZ Regulatory Bulletin 2024-01 · Arizona · Agency guidance

Arizona Department of Insurance and Financial Institutions Bulletins › AZ Regulatory Bulletin 2024-01: 2024 Arizona Insurance and Financial Institutions Laws

enrollee in a licensed hospital emergency facility after the recent onset of a medical condition that manifests in symptoms of sufficient severity, including severe pain, such that a prudent layperson who possesses … Definition of Adverse Determination – Replaces an adverse decision with an adverse determination.

Guidance (Interpretive Release No. 2004-02) - Unitary Filing of Suspicious Activity and Blocking Reports (Final Rule)

FinCEN Guidance, Guidance (Interpretive Release No. 2004-02) - Unitary Filing of Suspicious Activity and Blocking Reports (Final Rule), 2004-12-23 · Federal · Agency guidance

FinCEN Guidance (alerts, advisories, notices, bulletins, fact sheets) › Guidance (Interpretive Release No. 2004-02) - Unitary Filing of Suspicious Activity and Blocking Reports (Final Rule)

DATES: This ‘‘direct final’’ rule is effective February 22, 2005, unless EPA receives written adverse comment by January 24, 2005. … If written adverse comment is received, EPA will publish a timely withdrawal of the direct final rule in the Federal Register and inform the public that the rule will not take effect.