Statutes and regulations

Deposit Insurance Assessments

FDIC FIL-12-2009 · Federal · Agency guidance

FDIC Financial Institution Letters › Deposit Insurance Assessments

These losses are in addition to the $18 billion for the estimated costs of failures for 2008. … These losses are in addition to the $18 billion for the estimated costs of failures for 2008.

Copyright Restoration under the URAA

U.S. Copyright Office, Circular 38B · Federal · Agency guidance

Agency Guidance › U.S. Copyright Office Circulars › U.S. Copyright Office, Circular 38B

[Section 514 of the URAA as found in 17 U.S.C. section 104a(e)(2)(B) of the URAA] Direct notice can be served on a reliance party at any time after copyright in the work is restored. … S. copyright law at 17 U.S.C. section 104A, 109 (b). The URAA also adds a new chapter 11 to title 17 and a new section 2319A to title 18. 2.

IBEW Local 134 Summit Design + Build) (13-CC-225655)

NLRB Division of Advice Memorandum, Case No. 13-CC-225655 (IBEW Local 134 Summit Design + Build)) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › IBEW Local 134 Summit Design + Build) (13-CC-225655)

Retail Clerks Local 1001 (Safeco Title Ins. Co.), 447 U.S. 607, 607 (1980)). … United Furniture Workers, 337 F.2d 936, 940 (2d Cir. 1964)). 48 Id. 49 Id. at 817-18 & n.30 (citing Trinity Maintenance, 312 NLRB at 743; Jeddo Coal Co., 334 NLRB at 686). 50 Id. at 817-18

The staff letter confirms that, for purposes of applying the position limits set forth in CFTC Regulation 150.2, when an institutional investor qualifies for the Regulation 150.4(b)(1) exemption from position aggregat...

CFTC Letter No. 18-12 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › The staff letter confirms that, for purposes of applying the position limits set forth in CFTC Regulation 150.2, when an institutional investor qualifies for the Regulation 150.4(b)(1) exemption from position aggregat...

COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5000 Facsimile: (202) 418-5521 www.cftc.gov Division of Market Oversight CFTC Letter No. 18 … covers Commission designated contract markets and (although not currently applicable to Institutional Investor) swap execution facilities. 8 See Commodity Exchange Act (“CEA”) Section 1a(11), 7 U.S.C

Affidavit of Support Under Section 213A of the INA

USCIS Policy Manual, Vol. 8, Pt. G, Ch. 6 · Federal · Agency guidance

Agency Guidance › USCIS Policy Manual › Volume 8 - Admissibility › Part G - Public Charge Ground of Inadmissibility › USCIS Policy Manual, Vol. 8, Pt. G, Ch. 6

[50] See 42 U.S.C. 413 . INA 212(a)(4)(C) . See INA 212(a)(4)(E)(i) . See Section 804 of the Violence Against Women Reauthorization Act of 2013 (VAWA 2013), Pub. … See 8 U.S.C. 1641(c) . [87] See Section 1703 of the National Defense Authorization Act, Pub.

Staff Advisory Concerning Commodity Trading Advisors and Swaps

CFTC Letter No. 13-79 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Staff Advisory Concerning Commodity Trading Advisors and Swaps

Moreover, 65 See supra note 15. 66 15 U.S.C. § 78o-4(e)(4)(C). Section 78o-4(e) of the Exchange Act states as follows: “Definitions. … Moreover, 65 See supra note 15. 66 15 U.S.C. § 78o-4(e)(4)(C). Section 78o-4(e) of the Exchange Act states as follows: “Definitions.

Applicability

USCIS Policy Manual, Vol. 8, Pt. G, Ch. 3 · Federal · Agency guidance

Agency Guidance › USCIS Policy Manual › Volume 8 - Admissibility › Part G - Public Charge Ground of Inadmissibility › USCIS Policy Manual, Vol. 8, Pt. G, Ch. 3

See 8 U.S.C. 1641(c) . [57] See Section 1703 of the National Defense Authorization Act, Pub. … The list of “qualified aliens” included in this exemption is described in 8 U.S.C. 1641(c) . See 8 CFR 212.23(b) .

Letter discusses whether participation in a revolving loan program (RLP) would be viewed favorably for purposes of the Community Reinvestment Act regulations, 12 C.F.R. part 25. (09/09/96)

OCC Interpretive Letter No. 746 · Federal · Agency guidance

OCC Interpretive Letters › Letter discusses whether participation in a revolving loan program (RLP) would be viewed favorably for purposes of the Community Reinvestment Act regulations, 12 C.F.R. part 25. (09/09/96)

Office of the Comptroller of the Currency Federal Deposit Insurance Corporation Federal Reserve Board Office of Thrift Supervision Interpretive Letter #746 October 1996 12 U.S.C. 2901 September … “Community development” includes, among other things, activities 18 that promote “economic development” by financing businesses that meet the size specifications in regulations governing the SBA’s small

Notice of Proposed Rulemaking on Resolution Plans Required for Insured Depository Institutions with $100 Billion or More in Total Assets

FDIC FIL-46-2023 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Proposed Rulemaking on Resolution Plans Required for Insured Depository Institutions with $100 Billion or More in Total Assets

12 U.S.C. § 1823(c)(4). 15 The valuation capabilities requirement described above would not apply to Group B CIDIs. … OCC 200,040,500 18 MORGAN STANLEY BANK, N.A. OCC 197,268,500 19 MANUFACTURERS AND TRADERS TRUST COMPANY FR 200,990,176 20 KEYBANK N.A.

No-Action Relief from Required Clearing for Swaps Resulting from Multilateral Portfolio Compression Exercises

CFTC Letter No. 13-01 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › No-Action Relief from Required Clearing for Swaps Resulting from Multilateral Portfolio Compression Exercises

418-5430 Facsimile: (202) 418-5547 aradhakrishnan@cftc.gov a Ananda Radhakrishnan Director Division of Clearing and Risk CFTC Letter No. 13-01 No-Action March 18 … No. 111-203, 124 Stat. 1376 (2010). 6 7 U.S.C. § 2(h)(1)(A). 7 See Clearing Requirement Determination, 77 FR at 74336-37 (establishing Commission regulation 50.4, which sets forth the classes of

Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments Commission (ASIC)

CFTC Letter No. 14-117 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments Commission (ASIC)

-located persons may create the requisite connection under CEA section 2(i) for purposes of the SEF/DCM registration requirement. 18 7 U.S.C. § 7b … -located persons may create the requisite connection under CEA section 2(i) for purposes of the SEF/DCM registration requirement. 18 7 U.S.C. § 7b

Guidelines for Insurance Sales by Banks

VT Insurance Bulletin #117 · Vermont · Agency guidance

Vermont DFR Insurance Bulletins › Guidelines for Insurance Sales by Banks

The ability of banks to sell annuities originates in other federal authority, and so continues to be subject to Banking Bulletin No 18. … The ability of banks to sell annuities originates in other federal authority, and so continues to be subject to Banking Bulletin No 18.

DSIO is providing relief to swap dealers from registration de minimis requirements, uncleared swap margin rules, business conduct requirements, confirmation, documentation, and reconciliation requirements, and certain...

CFTC Letter No. 20-23 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › DSIO is providing relief to swap dealers from registration de minimis requirements, uncleared swap margin rules, business conduct requirements, confirmation, documentation, and reconciliation requirements, and certain...

At n.7, explained that Supplement 64 was released by ISDA on March 30, 2020 and allows parties to specify an Agreed Discount Rate in swaptions. 18 ARRC Recommendations for Swaptions Impacted by the … )(A)(xi) of the CEA, 7 U.S.C 1a(18)(A)(xi).

Berger Realty Group and Robert Berger, Individually (13-CA-210885)

NLRB Division of Advice Memorandum, Case No. 13-CA-210885 (Berger Realty Group and Robert Berger, Individually) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › Berger Realty Group and Robert Berger, Individually (13-CA-210885)

Nothing in the Act 3 See Atelier Condominium & Cooper Square Realty, 361 NLRB 966, 968 n.13, 999- 1001 (2014) (finding the lawsuit filed by two individual supervisors attributable to their joint employers … The General Counsel does not necessarily agree with the standard for enjoining ongoing lawsuits articulated in Milum Textile Services. 18 Kolegas v.

Bona Fide Determinations

USCIS Policy Manual, Vol. 3, Pt. B, Ch. 6 · Federal · Agency guidance

Agency Guidance › USCIS Policy Manual › Volume 3 - Humanitarian Protection and Parole › Part B - Victims of Trafficking › USCIS Policy Manual, Vol. 3, Pt. B, Ch. 6

USCIS does not accept or process motions to reopen or reconsider, appeals, [18] or requests to re-apply for deferred action and a BFD EAD. … Footnotes [1] See 22 U.S.C. 7105(b)(1)(E)(i)(II)(aa) .

Allocation of Capacity on New Merchant Transmission Projects and New Cost-Based, Participant-Funded Transmission Projects & Priority Rights To New Participant-Funded Transmission (Proposed Policy Statement)

140 FERC ¶ 61,061 · Federal · Agency guidance

FERC Policy Statements › Allocation of Capacity on New Merchant Transmission Projects and New Cost-Based, Participant-Funded Transmission Projects & Priority Rights To New Participant-Funded Transmission (Proposed Policy Statement)

140 FERC ¶ 61,061 UNITED STATES OF AMERICA FEDERAL ENERGY REGULATORY COMMISSION 18 CFR Parts 2 and 35 [Docket Nos. … Commission will restrain merchant transmission developers from exercising market power.25 22 Duke Energy Corporation March 29, 2012 Comments at 7-8; 16 U.S.C

Notice of Proposed Rulemaking to Impose a Long-Term Debt Requirement for Certain Insured Depository Institutions

FDIC FIL-45-2023 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Proposed Rulemaking to Impose a Long-Term Debt Requirement for Certain Insured Depository Institutions

See 12 U.S.C. 1821(d)(11)(A). as selling the IDI in pieces over time, or to effectuate a spin-off of parts of the IDI’s operations or business lines. … Pettway General Counsel 18 CONTACTS: CISR: Jenny G. Traille, Acting Senior Deputy Director Andrew J. Felton, Deputy Director, Systemic Risk Branch Ryan P.

National Ass’n of Gov’t Employees, Local R14-139 (EDP Enterprises) (14-CB-227097)

NLRB Division of Advice Memorandum, Case No. 14-CB-227097 (National Ass’n of Gov’t Employees, Local R14-139 (EDP Enterprises)) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › National Ass’n of Gov’t Employees, Local R14-139 (EDP Enterprises) (14-CB-227097)

considering it cannot initiate its own proceedings.17 Thus, “[a]ny coercion used to discourage, retard, or defeat that access [to the Board] is beyond the legitimate interests of a labor organization.”18 … fining a dissident member who filed a Board charge for violating an exhaustion-of-internal-remedies provision). 16 Id. at 424. 17 Id. at 424 (internal quotation marks and citations omitted). 18

Consideration of Applicant’s Rebuttal Arguments and Evidence

MPEP § 2145 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 2100 - Patentability › MPEP § 2145

For applications subject to pre-AIA 35 U.S.C. 102 , the relevant time is "at the time of the invention". See MPEP § 2150 et seq. … Many of the court decisions discussed in this section involved applications or patents subject to pre-AIA 35 U.S.C. 102 .

Time Limited No Action relief from regulation 23.105(p) for certain alternative financial reporting by SDs subject to the capital requirements of a prudential regulator.

CFTC Letter No. 21-18 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Time Limited No Action relief from regulation 23.105(p) for certain alternative financial reporting by SDs subject to the capital requirements of a prudential regulator.

Regulatory Background 1 The term “prudential regulator” is defined by section 1a(39) (7 U.S.C. 1a(39)) of the Commodity Exchange Act (“CEA”) (7 U.S.C. 1a et. seq.) to mean the Board of Governors of the … For more information, visit http://www.sifma.org. 3 The term “prudential regulator” is defined by section 1a(39) (7 U.S.C. 1a(39)) of the Commodity Exchange Act (“CEA”) (7 U.S.C. 1a et. seq.) to mean