Statutes and regulations
Current law, with the source and date behind it.
1,427 results
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SR 14-9 · Federal · Agency guidance
Federal Reserve SR/CA Letters › Incorporation of Federal Reserve Policies into the Savings and Loan Holding Company Supervision Program
expectations for condition, performance, and activities of SLHCs on a consolidated basis and already form the basis for the Federal Reserve’s established risk-based supervision program for 1 See 12 U.S.C … SR 99-18 Assessing Capital Adequacy in Relation to Risk at Large Banking Organizations and Others with Complex Risk Profiles Superseded by SR 15-18, “Federal Reserve Supervisory Assessment of Capital
In forcecompiled textSnapshot as of Aug 14, 2026CFTC Letter No. 11-03 · Federal · Agency guidance
CFTC Staff Letters (2008-present) › No-Action Relief Request of Bursa Malaysia Derivatives Berhad in Connection with the Offer and Sale in the United States of its Futures Contract based on the FTSE Kuala Lumpur Composite Index.
Philipp letter at 13. 17 The exchange rate on May 19, 2011 was 3.03 Malaysian Ringgit (MYR) per 1 U.S Dollar (USD), http://www.bloomberg.com/personal-finance/calculators/currency-converter/ 18 … Philipp letter at 13. 17 The exchange rate on May 19, 2011 was 3.03 Malaysian Ringgit (MYR) per 1 U.S Dollar (USD), http://www.bloomberg.com/personal-finance/calculators/currency-converter/ 18
In forcecompiled textSnapshot as of Aug 14, 2026Final Rule on Special Assessment Pursuant to Systemic Risk Determination
FDIC FIL-58-2023 · Federal · Agency guidance
FDIC Financial Institution Letters › Final Rule on Special Assessment Pursuant to Systemic Risk Determination
See 12 U.S.C. 1841(k). … See 12 U.S.C. 1841(k).
In forcecompiled textSnapshot as of Aug 14, 2026Implementation Of Act 2293 Of 2005 For Closed Blocks Of Business On January 1, 2007
AR Insurance Bulletin 8-2006 · Arkansas · Agency guidance
Arkansas Insurance Department Bulletins and Directives › Implementation Of Act 2293 Of 2005 For Closed Blocks Of Business On January 1, 2007
1904 · (501) 371-2600 · (501) 371-2618 fax · www.insurance.arkansas.gov Information (800) 282-9134 · Consumer Services (800) 852-5494 · Seniors (800) 224-6330 · Criminal Inv. (866) 660-0888 December 18 … income, long-term care, hospital indemnity, specified disease, or other limited benefit health insurance; (ii) Automobile medical payment insurance; (iii) A Medicare supplemental policy as defined in 42 U.S.C
In forcecompiled textSnapshot as of Aug 14, 2026FinCEN Guidance, Guidance to Encourage Financial Institutions’ Youth Savings Programs and Address Related Frequently Asked Questions, 2015-02-24 · Federal · Agency guidance
FinCEN Guidance (alerts, advisories, notices, bulletins, fact sheets) › Guidance to Encourage Financial Institutions’ Youth Savings Programs and Address Related Frequently Asked Questions
, 12 U.S.C. 4001 et seq.; 12 CFR Part 229 (Regulation CC). 7 Truth in Savings Act, 12 U.S.C. 4301 et seq.; 12 CFR Part 1030 (Regulation DD). 8 Federal Trade Commission Act, Section 5, 15 U.S.C. 45(a) … Students,” OCC Community Developments Insights report (April 2009), available at http://www.occ.gov/topics/community- affairs/publications/insights/insights-school-based-bank-savings-programs.pdf. 18
In forcecompiled textSnapshot as of Aug 14, 2026CFTC Letter No. 10-06 · Federal · Agency guidance
CFTC Staff Letters (2008-present) › The Division of Clearing and Intermediary Oversight took a CPO registration no-action position with respect to the independent trustees of a commodity pool where the independent trustees had no authority to perform CP...
respect to sales of Shares in the Fund’s initial public offering, provided that the information required to be contained in the Disclosure Document is maintained and kept current on the “D” website;18 … -39 (Division granted a CPO an exemption to keep pool books and records with the pool’s administrator and its distributor, neither of which was thereby deemed to be acting as a CPO of the pool). 18
In forcecompiled textSnapshot as of Aug 14, 2026Identity Theft and Pretext Calling
SR 01-11 (SUP) · Federal · Agency guidance
Federal Reserve SR/CA Letters › Identity Theft and Pretext Calling
See 12 U.S.C. 505. … Several of the comments suggested the proposed effective date be extended for 12 to 18 months.
In forcecompiled textSnapshot as of Aug 14, 2026Pursuit of Claims Against Individuals
Justice Manual § 4-3.100 · Federal · Agency guidance
Agency Guidance › DOJ Justice Manual › Title 4: Civil › 4-3.000 - Compromising And Closing › Justice Manual § 4-3.100
Sells Engineering, Inc. , 463 U.S. 418 (1983); see also 18 U.S.C. § 3322 (permitting disclosure of grand jury materials to government attorneys pursuing FIRREA civil penalty actions). … Similarly, care should be taken to use the fruits of Civil Investigative Demands only as permitted by the authorizing statute, e.g. , 31 U.S.C. § 3733, et seq .
In forcecompiled textSnapshot as of Aug 14, 2026CFTC Letter No. 23-01 · Federal · Agency guidance
CFTC Staff Letters (2008-present) › Revision of CFTC Staff Letter No. 13-70, regarding certain duties imposed on swap dealers (SDs) and major swap participants (MSPs) pursuant to the Commission’s Business Conduct Standards with Counterparties, as well a...
Letter 13-70), the Commission has issued exemptions from swap execution facility registration to facilities for the trading or processing of swaps from the European Union,16 Singapore,17 and Japan.18 … Specifically, according to ISDA, these swaps are sufficiently standardized so as to obviate the need for material risk, characteristics, incentives, and mid 20 7 U.S.C. § 7a-1(h). 21 On August 18, 2015
In forcecompiled textSnapshot as of Aug 14, 2026Issuance of Final Rule on Loans in Areas Having Special Flood Hazards—Private Flood Insurance
FDIC FIL-8-2019 · Federal · Agency guidance
FDIC Financial Institution Letters › Issuance of Final Rule on Loans in Areas Having Special Flood Hazards—Private Flood Insurance
See 42 U.S.C. 4012a(b)(1). … Section-by-Section Analysis of the Final Rule 18 See 42 U.S.C. 4012a(b)(7). 19 The Agencies’ rules define “designated loan” to mean “a loan
In forcecompiled textSnapshot as of Aug 14, 2026NJ DOBI Bulletin 2024-03 · New Jersey · Agency guidance
New Jersey Department of Banking and Insurance Bulletins › Expansion of Unwinding Special Enrollment Period; Six-Month Guaranteed Issue Right for Medicare Supplement Plans
On March 18, 2020, the Federal government passed the Families First Coronavirus Response Act ("FFCRA") in response to the COVID-19 pandemic, which included a condition that permitted states to provide … See 42 U.S.C. § 1395ss(d)(3)(B)(iii). The six-month guaranteed issue period to purchase a Medicare Supplement plan has closed or will soon close for these individuals.
In forcecompiled textSnapshot as of Aug 14, 2026Securities Activities of Banks Exceptions and Exemptions for Banks from the Definition of "Broker"
FDIC FIL-89-2008 · Federal · Agency guidance
FDIC Financial Institution Letters › Securities Activities of Banks Exceptions and Exemptions for Banks from the Definition of "Broker"
See 29 U.S.C. 1001 et seq.; DOL Advisory Opinion 2003– 09A (June 25, 2003) (discussing conditions under which a directed trustee may receive 12b–1 fees under ERISA). … , 78j, 78j–1, 78k, 78k–1, 78l, 78m, 78n, 78o, 78p, 78q, 78s, 78u–5, 78w, 78x, 78ll, 78mm, 80a– 20, 80a–23, 80a–29, 80a–37, 80b–3, 80b–4, 80b–11, and 7201 et seq.; and 18 U.S.C. 1350, unless otherwise
In forcecompiled textSnapshot as of Aug 14, 2026CFTC Letter No. 08-01 · Federal · Agency guidance
CFTC Staff Letters (2008-present) › The Division of Clearing and Intermediary Oversight granted exemptive relief from certain of the Part 4 regulations to the registered CPO of a commodity pool, whose shares the CPO intended to publicly offer and to lis...
The Act is found at 7 U.S.C. §1, et seq. (2000), and also may be accessed through the Commission’s website, at: http://www.cftc.gov/cftc/cftclawreg.htm. 5 Unlike a typical ETF, however, the Fund … The Act is found at 7 U.S.C. §1, et seq. (2000), and also may be accessed through the Commission’s website, at: http://www.cftc.gov/cftc/cftclawreg.htm. 5 Unlike a typical ETF, however, the Fund
In forcecompiled textSnapshot as of Aug 14, 2026CFTC Letter No. 21-13 · Federal · Agency guidance
CFTC Staff Letters (2008-present) › No-action relief from specified Part 39 regulations applicable to derivatives clearing organizations due to CX Clearinghouse, L.P.'s fully-collateralized clearing model.
I (2021). 3 7 U.S.C. § 7a-1. 4 7 U.S.C. § 1a(9). … See CFTC Amended Order of Registration (Aug. 3, 2018), available at https://www.cftc.gov/sites/default/files/2018-08/AmendedOrderofDCORegistrationforCXlearinghouse8-3-18.pdf. U.S.
In forcecompiled textSnapshot as of Aug 14, 2026Waiver of Joint Filing Requirement
USCIS Policy Manual, Vol. 6, Pt. I, Ch. 5 · Federal · Agency guidance
Agency Guidance › USCIS Policy Manual › Volume 6 - Immigrants › Part I - Family-Based Conditional Permanent Residents › USCIS Policy Manual, Vol. 6, Pt. I, Ch. 5
[18] See 8 CFR 216.5(a)(1)(ii) . [19] See Chapter 4, Joint Petitions and Individual Filing Requests, Section B, Deceased Petitioning Spouse [ 6 USCIS-PM I.4(B) ]. … [44] See 8 U.S.C. 1367(a)(2) . See 8 CFR 216.5(e)(3)(viii) .
In forcecompiled textSnapshot as of Aug 14, 2026Guideline Memorandum Concerning Frontpay
NLRB General Counsel Memorandum GC 00-01 · Federal · Agency guidance
NLRB General Counsel Memoranda › Guideline Memorandum Concerning Frontpay
ADEA and Title VII;[1] the Family and Medical Leave Act and the Disabilities Act;[2] the Surface Transportation Assistance Act;[3] the Rehabilitation Act;[4] the Pregnancy Discrimination Act;[5] 42 U.S.C … Union Carbide Corp., 742 F.2d 724, 727 (2nd Cir. 1984). 18 Whittlesey v. Union Carbide Corp., 742 F.2d at 728, fn. 21. 19 U.S.E.E.O.C. v. Century Broadcasting Corp., 957 F.2d at 1464. 20 Blim v.
In forcecompiled textSnapshot as of Aug 14, 2026CFTC Letter No. 25-48 · Federal · Agency guidance
CFTC Staff Letters (2008-present) › QCX LLC, d/b/a Polymarket US, and QC Clearing LLC, d/b/a Polymarket Clearing (collectively, “Polymarket”) requested to amend Staff Letter 25-28. Staff Letter 25-28 granted Polymarket’s request for a no-action position...
Id. at 2. 10 Id. at 1-2. 11 7 U.S.C. § 1a(47). 12 Original Request at 3. 13 Id. at 2 (footnote omitted). 14 7 U.S.C. § 6c(b). 15 Commodity Options, 77 Fed. … . § 32.2. 3 The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”)17 amended the CEA by adding a definition of “swap.”18 The Dodd-Frank Act required the Commission and
In forcecompiled textSnapshot as of Aug 14, 2026173 FERC ¶ 61,237 · Federal · Agency guidance
FERC Policy Statements › Proposed Policy Statement Revising FERC’s Policy Statement on Natural Gas and Electric Price Indices News Release
. 717(b)-717(d); Natural Gas Policy Act of 1978, 15 U.S.C. 3431(a)(1)(A)-3431(a)(1)(D); 16 U.S.C. 824(b)-824(f) 11 See, e.g., Northern Natural Gas Co., 104 FERC ¶ 61,182, at P 10 (2003) (Northern … CFR 35.41; 18 CFR 284.288(a); 18 CFR 284.403(a); Initial Policy Statement, 104 FERC ¶ 61,121 at P 37.
In forcecompiled textSnapshot as of Aug 14, 2026CFTC Letter No. 08-19 · Federal · Agency guidance
CFTC Staff Letters (2008-present) › Thailand Futures Exchange Pcls Request for No-Action Relief in Connection with the Offer and Sale in the United States of its Futures Contract Based on the SET50 Index Futures Contract.
Appendix A (Procedures). 9 7 U.S.C. § 1 et seq. 10 Appendix E of Pub. L. … and as set forth in the letter, attachments, facsimiles and electronic mail cited above, we have determined that the SET50, and TFEX’s futures contract based thereon, conform to these requirements.18
In forcecompiled textSnapshot as of Aug 14, 2026Letter approved a national bank to enter into a joint venture (09/28/98)
OCC Interpretive Letter No. 842 · Federal · Agency guidance
OCC Interpretive Letters › Letter approved a national bank to enter into a joint venture (09/28/98)
Laws Ann. § [ ]. 10 See generally, Accounting Principles Board, Op. 18 § 19 (1971) 11 (equity method of accounting for investments in common stock). Interpretive Letter No. 692, supra. 3. … Twelve U.S.C 85,645 (March 14, 1988); Interpretive Letter No. 380, supra.
In forcecompiled textSnapshot as of Aug 14, 2026
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