STATE PERSONNEL BOARD RULES AND PERSONNEL DIRECTOR'S ADMINISTRATIVE PROCEDURES

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Code of Colorado Regulations › 100,800 Department of Personnel and Administration › 801 State Personnel Board and State Personnel Director › 4 CCR 801-1

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Department of Personnel and Administration

State Personnel Board and State Personnel Director

STATE PERSONNEL BOARD RULES AND PERSONNEL DIRECTOR’S

ADMINISTRATIVE PROCEDURES

4 CCR 801-1

[Editor’s Notes follow the text of the rules at the end of this CCR Document.]

The purpose of the State Personnel Board Rules and Director's Administrative

Procedures is to establish a comprehensive system of rules and procedures for

employees within the state personnel system. In order to distinguish the Board from the

Director’s Procedures, rules promulgated by the State Personnel Board are noted as

“Board Rules”. Rules adopted by the Board and procedures adopted by the Director

require the formal rulemaking process defined in the Administrative Procedures Act.

Pursuant to § 24-50-101(3)(b), C.R.S., it is the duty of the State Personnel Board to

provide fair and timely resolution of the cases before it. Pursuant to § 24-50-101(3)(c),

C.R.S., it is the duty of the State Personnel Director to establish the general criteria for

adherence to the merit principles and for fair treatment of individuals within the state

personnel system.

Preamble

This version reflects changes to Chapter 1: modify definition for punctuation, Chapter 3:

add a premium pay option, and a performance rating that may result in pay adjustments

being withheld, add time records to be approved timely, Chapter 5: clarify make whole

and modify reasons for leave, and Chapter 8: clarify reasons for Director’s appeals.

Code of Colorado Regulations

Secretary of State

State of Colorado

reflects changes to Chapter 1: modify definition for punctuation, Chapter 3:

add a premium pay option, and a performance rating that may result in pay adjustments

being withheld, add time records to be approved timely, Chapter 5: clarify make whole

and modify reasons for leave, and Chapter 8: clarify reasons for Director’s appeals.

Code of Colorado Regulations

Secretary of State

State of Colorado

CODE OF COLORADO REGULATIONS

4 CCR 801-1

State Personnel Board and State Personnel Director

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Chapter 1

Organization, Responsibilities, Ethics, Payroll Deduction, and

Definitions

Authority for rules promulgated in Chapter 1, Organization, Responsibilities, Ethics,

Payroll Deduction, and Definitions, is found in State of Colorado Constitution Article XII,

Sections 13, 14 and 15, State of Colorado Revised Statutes (C.R.S.) §§24-50-103, 24-

50-104(8), 24-50-112.5, 24-50-116, 24-50-117, 24-50-124, 24-50-128, 24-50-129, 24-

50-130, 24-50-132, 24-50-145, 24-2-103, 24-6-402, 24-31-301-104, 24-30-2103, 24-30-

2105, 24-50.3-105, 24-50.3-105, 24-50.5-103, 24-72-201, -204.5, 25-75-112, and 24-

18-101 through 205, Title 24 Article 18, Part 1, Code of Ethics, Title 24, Article 50: 24-

50-101, 24-50-102, 24-50-103, 24-50-104, 24-50-109.5, 24-50-112.5, 24-50-114, 24-50-

116, 24-50-123, 24-50- 124, 24-50-125, 24-50-125.3, 24-50-125.4, 24-50-126, 24-50-

128, 24-50-129, 24-50-130, 24-50-134, 24-50-135, 24-50-137, 24-50-141, 24-50-203,

24-50-503, 24-50-507, 24-50-1104. Board rules are identified by cites beginning with

“Board Rule.” (01/01/2021)

General Principle

Board Rule 1-1.

The purpose of the rules promulgated herein by the Colorado State

Personnel Board (hereafter “Board”) and the Colorado State Personnel Director’s

(hereafter “Director”) administrative procedures is to provide a sound,

comprehensive system of human resources management for the employees

within the state personnel system

tes beginning with

“Board Rule.” (01/01/2021)

General Principle

Board Rule 1-1.

The purpose of the rules promulgated herein by the Colorado State

Personnel Board (hereafter “Board”) and the Colorado State Personnel Director’s

(hereafter “Director”) administrative procedures is to provide a sound,

comprehensive system of human resources management for the employees

within the state personnel system. This system recognizes employee rights,

values the differing roles and relevant contributions of various stakeholders,

allows reasonable discretion for departments to establish their own operating

practices, and ensures the Board rules and Director’s administrative procedures

(hereinafter “rules”) complement each other. It is the intent of the Board and the

Director to adopt the minimum rules necessary to ensure the least cumbersome

process possible for administering the state personnel system while meeting

legal requirements.

State Personnel Board

Board Rule 1-2. Certified state employees in the State Personnel System shall be

eligible to elect members of the Board in accordance with C.R.S. § 24-50-103

and this Rule.

A.

Eligibility to serve as a Board Member.

1.

State Personnel Board Members shall be qualified state electors in the

State of Colorado.

2.

State Personnel Board Members shall not be officers or employees of the

State of Colorado or of any state employee organization.

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B.

Eligibility to vote for Board Members and to sign a nomination petition. Only

certified state employees are eligible to vote for Board Members and to sign a

nomination petition.

C.

Nomination Process.

1.

For an expiring term, the Board Director shall initiate the nomination

process no later than sixty (60) days prior to the expiration of an elected

member’s term. For any other elected member vacancy, the Board

Director shall initiate the nomination process no later than thirty (30) days

after the date of the vacancy.

2

or Board Members and to sign a

nomination petition.

C.

Nomination Process.

1.

For an expiring term, the Board Director shall initiate the nomination

process no later than sixty (60) days prior to the expiration of an elected

member’s term. For any other elected member vacancy, the Board

Director shall initiate the nomination process no later than thirty (30) days

after the date of the vacancy.

2.

To initiate the nomination process, the Board Director shall announce the

process for nominating candidates and the deadline for making

nominations.

3.

Candidates for election to the Board shall be nominated by any of the

following three methods:

a.

Nomination by Petition: Employees may nominate a candidate by

providing a petition signed by not less than fifty (50) certified state

employees by the deadline established by the Board Director. To

be valid, the nomination petition must include each certified state

employee’s full name, employee identification number, state email

address (if any), the name of the Department or Institution where

the employee works, and the employee’s signature.

b.

Personnel Director Nomination: The Colorado State Personnel

Director may nominate a candidate by providing written notice to

the Board Director by the deadline established by the Board

Director.

c.

Certified Employee Organization Nomination: The certified

employee organization as defined by C.R.S. § 24-50-1102(1) may

nominate a candidate by providing written notice to the Board

Director by the deadline established by the Board Director.

D.

Information from Departments and Institutions.

1.

Departments and Institutions shall provide the Board with a designated

contact person. The designated contact person shall facilitate

transmission of the Board’s election announcements and shall ensure the

Board receives a current list of certified state employees.

2.

Departments and Institutions shall provide the Board a list of their certified

state employees within thirty (30) days of the Board Director initiating the

nomination process

he Board with a designated

contact person. The designated contact person shall facilitate

transmission of the Board’s election announcements and shall ensure the

Board receives a current list of certified state employees.

2.

Departments and Institutions shall provide the Board a list of their certified

state employees within thirty (30) days of the Board Director initiating the

nomination process. The list shall include the employee’s full name,

employee identification number, state email address (if any), and the

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employee’s date of certification. The list shall be in a searchable electronic

document.

E.

Determination of eligible candidates and next steps.

1.

The Board Director shall review the nominations to determine the total

number of eligible candidates.

2.

Uncontested election. If only one eligible candidate is nominated across

all nominating methods, the Board Director shall announce that the

election is uncontested and the candidate is deemed elected.

3.

Contested election. If more than one eligible candidate is nominated

across all nominating methods, the Board Director shall proceed to the

voting process.

4.

Failure of Nomination. If no eligible candidate is nominated across the

three nominating methods, the Board Director shall reinitiate the

Nomination Process. In this situation: (a) candidates seeking Nomination

by Petition only need to obtain five nominating signatures from certified

state employees; and (b) a fourth nomination method shall be added to

the existing methods; specifically, the Board Chair may also nominate a

candidate for election to the Board.

F.

Voting Process.

1.

To initiate voting, the Board Director shall announce: (a) the names of the

candidates; (b) instructions for voting; and (c) the deadline for completing

voting.

2.

Voting shall be completed in accordance with the Board Director’s

instructions by the deadline

dded to

the existing methods; specifically, the Board Chair may also nominate a

candidate for election to the Board.

F.

Voting Process.

1.

To initiate voting, the Board Director shall announce: (a) the names of the

candidates; (b) instructions for voting; and (c) the deadline for completing

voting.

2.

Voting shall be completed in accordance with the Board Director’s

instructions by the deadline. To ensure eligibility to vote, certified state

employees shall provide their full name, employee identification number,

state email address (if any), and the name of the Department or Institution

where they work.

3.

The Board Director shall count the votes of certified state employees.

The Board Director may retain a third-party election vendor to count the

votes and to assist with other aspects of running the election. The

candidate with the most votes is elected. Following the count, the Board

Director shall announce the election results.

G.

Contesting the Election. A certified employee may contest the Board election

pursuant to C.R.S. § 24-50-103(3)(c) only after the following:

1.

Providing written notice of the specific grounds for contesting the election.

Such notice shall be given to the Board no later than ten (10) days after

the Board announces the election results.

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2.

Allowing at least twenty-one (21) days for the Board to cure the alleged

invalid election.

Board Rule 1-3.

The Board’s director, or other person with written delegation, is the

agent for service of process for any action involving the Board.

Board Rule 1-4.

The Board shall meet as often as necessary to conduct its

business, or at such other times as may be determined by the Board chairperson

or a majority of the Board. Reasonable notice of any regular or special meeting

shall be given to the Board members, interested parties, and the public as

provided in §24-6-402, C.R.S., or successor statute.

Board Rule 1-5

ion involving the Board.

Board Rule 1-4.

The Board shall meet as often as necessary to conduct its

business, or at such other times as may be determined by the Board chairperson

or a majority of the Board. Reasonable notice of any regular or special meeting

shall be given to the Board members, interested parties, and the public as

provided in §24-6-402, C.R.S., or successor statute.

Board Rule 1-5.

Unless otherwise ordered, all materials to be considered by the

Board at its monthly meeting shall be received in the Board’s office at least

fourteen (14) calendar days before the meeting. The party shall provide the

original and nine (9) copies of all materials to be considered by the Board, except

as otherwise provided in these rules.

State Personnel Director

1-6.

The Director, under a current written delegation, may delegate certain Director’s

powers to heads of principal departments and presidents of institutions of higher

education (hereafter “department”). Such delegated power is discretionary and

subject to the Director’s review. Law and the Director specify powers that shall

not be delegated outside the Department of Personnel.

1-7.

The Director may delegate any and all powers, duties, and functions to the

Division of Human Resources in the Department of Personnel.

Appointing Authority

1-8.

Executive directors of principal departments and presidents of institutions of

higher education (hereafter “department” and “department head”) are appointing

authorities for their own offices and division directors. Division directors as

defined by law are appointing authorities for their respective divisions. An

appointing authority may delegate in writing any and all human resource

functions, including the approval of further delegation beyond the initial designee

tions of

higher education (hereafter “department” and “department head”) are appointing

authorities for their own offices and division directors. Division directors as

defined by law are appointing authorities for their respective divisions. An

appointing authority may delegate in writing any and all human resource

functions, including the approval of further delegation beyond the initial designee.

In the area of corrective, disciplinary, or other actions that have an adverse effect

on base pay, status, or tenure, each department shall establish a written

document specifying the appointing authority for each individual employee and

this information shall be made available to the employee.

1-9.

Appointing authority powers include, but are not limited to: hiring and evaluating

performance; determining the amount and type of any non-base incentive within

policies issued by the Director and the department’s written plan; defining a job;

administering corrective/disciplinary action; determining work hours including

meal periods and breaks, and safe conditions and tools of employment;

identifying positions to be created or abolished; assigning employees to

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positions; determining work location; and accountability for any other

responsibilities in rule. (7/1/07)

1-10. Appointing authorities have a duty to ensure employees are oriented to the

workplace, including communicating requirements and rights. (04/01/2020)

1-11. All appointing authorities, managers, and supervisors are accountable for

compliance with these rules and all applicable laws, including implementation of

policy directives, executive orders, Partnership Agreement, and State Entity

Agreement, if applicable. (07/01/2025)

Employee Activities

Board Rule 1-12.

Employees are required to know and adhere to personnel rules,

laws, and executive orders governing their employment

ies, managers, and supervisors are accountable for

compliance with these rules and all applicable laws, including implementation of

policy directives, executive orders, Partnership Agreement, and State Entity

Agreement, if applicable. (07/01/2025)

Employee Activities

Board Rule 1-12.

Employees are required to know and adhere to personnel rules,

laws, and executive orders governing their employment. Departments are

required to make those rules, laws, and executive orders available to employees.

Board Rule 1-13.

No employee is allowed to engage in any outside employment or

other activity that is directly incompatible with the duties and responsibilities of

the employee’s state position, including any business transaction, private

business relationship, or ownership. The employee is not allowed to accept

outside compensation for performance of state duties. This includes acceptance

of any fee, compensation, gift, reward, gratuity, expenses, or other thing of

monetary value that could result in preferential treatment, impediment of

governmental efficiency or economy, loss of complete independence and

impartiality, decision making outside official channels, and disclosure or use of

confidential information acquired through state employment. Incompatibility

includes reasonable inference that the above has occurred, may occur, or has

any other adverse effect on the public’s confidence in the integrity of state

government.

A.

If the employee receives any such form of compensation that cannot be

returned, it is to be immediately turned over to the appropriate state official

as state property except for the following. The employee may accept

awards from non-profit organizations for meritorious public contributions.

Honoraria or expenses for papers, demonstrations, and appearances

made with approval of the appointing authority may also be kept if the

activity occurs during a holiday, leave, a scheduled day off, or outside

normal work hours.

B

appropriate state official

as state property except for the following. The employee may accept

awards from non-profit organizations for meritorious public contributions.

Honoraria or expenses for papers, demonstrations, and appearances

made with approval of the appointing authority may also be kept if the

activity occurs during a holiday, leave, a scheduled day off, or outside

normal work hours.

B.

An employee shall give advance notice to the appointing authority and

take necessary steps to avoid any direct conflict between the employee’s

state position and outside employment or other activity.

Board Rule 1-14.

Employees may engage in outside employment with advance

written approval from the appointing authority. The appointing authority shall

base approval on whether the outside employment interferes with the

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performance of the state job or is inconsistent with the interests of the state,

including raising criticism or appearance of a conflict.

A.

An employee may be retained by a different department through a

personal services contract to perform a different function consistent with

the requirements of Chapter 10, Personal Services Agreements.

B.

A personal services contract involving an employee shall not be used to

evade overtime.

1-15. Employment with more than one (1) department is commonly referred to as dual

employment. An employee may be employed by and receive compensation from

more than one (1) department with advance written approval of both appointing

authorities. There shall be a written agreement between the appointing

authorities that specifies the terms and conditions of the arrangement, including

any overtime considerations, prior to the start of any work assignment outside of

the first department. For further information, refer to Chapter 3, Compensation.

(07/01/2025)

Board Rule 1-16.

It is the duty of state employees to protect and conserve state

property

shall be a written agreement between the appointing

authorities that specifies the terms and conditions of the arrangement, including

any overtime considerations, prior to the start of any work assignment outside of

the first department. For further information, refer to Chapter 3, Compensation.

(07/01/2025)

Board Rule 1-16.

It is the duty of state employees to protect and conserve state

property. No employee shall use state time, property, equipment, or supplies for

private use or any other purpose not in the interests of the State of Colorado.

Board Rule 1-17.

Employees may participate in political activities subject to state and

federal laws. No state time or property may be used for this purpose.

Board Rule 1-18.

Employees have the right to associate, self-organize, and

designate representatives of their choice. Membership in any employee

organization or union is not a condition of state employment. No employee may

be coerced into joining or not joining and solicitation of members shall not occur

during work hours without the approval of the appointing authority. The

employee’s representative may confer, with prior consent from the supervisor, on

employment matters during work hours. Such conferences should be scheduled

to minimize disruption to productivity and the general work environment. A

supervisor’s consent shall not be unreasonably withheld.

Board Rule 1-19.

An employee may voluntarily and knowingly waive, in writing, all

rights under the state personnel system, except where prohibited by state or

federal law.

By law, the State Personnel Board has exclusive jurisdiction over claims

regarding, but not limited to, the following matters: 1) Disciplinary Actions as

defined by Board Rule 6-12; 2) Actions that adversely affect an employee’s pay,

status, or tenure as identified by C.R.S. § 24-50-125(5); and 3) Claims under the

State Employee Protection Act (a/k/a Whistleblower Act) by a classified state

employee. Employees who pursue these claims must do so before the State

Personnel Board.

, but not limited to, the following matters: 1) Disciplinary Actions as

defined by Board Rule 6-12; 2) Actions that adversely affect an employee’s pay,

status, or tenure as identified by C.R.S. § 24-50-125(5); and 3) Claims under the

State Employee Protection Act (a/k/a Whistleblower Act) by a classified state

employee. Employees who pursue these claims must do so before the State

Personnel Board.

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In circumstances where an employee or an applicant may waive their rights

under the state personnel system, the waiver must: 1) Be made in writing; 2) Be

signed by the employee or applicant; 3) Indicate it is knowing and voluntary; 4)

Advise employees and applicants of their rights under the Colorado Constitution

at Article XII, Section 13 and under the State Personnel System Act, including

rights to appeal to the Board; and 5) Notify an employee or applicant that they

may obtain information regarding the State Personnel Board on the Board’s

website (spb.colorado/gov).

Records

Board Rule 1-20.

The Board and the Director shall maintain records of personnel

activities that have legal, administrative, or historical value in accordance with

statute. Legal value is defined as a Board appeal record less than twenty (20)

years old or the statement of basis and purpose for a rule that is in effect or was

in effect during the past five (5) years. Administrative value is defined as a record

that is less than five (5) years old and summarizes department cost efficiencies,

including staffing and workload statistics. Historical value is defined as a record

documenting a major change in the function of the Board or the Department of

Personnel.

1-21. Departments shall maintain official records in written or electronic form. Access

to records is governed by §24-72-201, C.R.S, et seq

record

that is less than five (5) years old and summarizes department cost efficiencies,

including staffing and workload statistics. Historical value is defined as a record

documenting a major change in the function of the Board or the Department of

Personnel.

1-21. Departments shall maintain official records in written or electronic form. Access

to records is governed by §24-72-201, C.R.S, et seq. Each department shall

have an authorized records custodian who is accountable for the maintenance,

access and confidentiality, and disposition of all records required by state and

federal law. The Division of Human Resources shall have access to records

required for the monitoring of delegated authorities and other official duties.

1-22. Personnel files must be shared with other departments when requested for a

reference check of a former or current employee no later than five (5) business

days from the date of request. When an employee transfers or reinstates to a

different department, all official employee records shall be forwarded to the new

department within ten (10) business days of the date of the request. Failure to

forward these records may result in liability for violation of these rules and any

applicable laws. (07/01/2025)

1-23. Official Personnel File. Each employee’s official personnel file shall include the

following and be retained ten (10) years after separation: a separate record of all

employment actions; most current application information; corrective/disciplinary

action information unless rescinded by the Board or further appeal or removed by

the appointing authority; final annual performance evaluations for at least the

past three (3) years; grievance and other dispute information; letters of

recommendation, reference, or commendation as requested; and, any other

information desired by the appointing authority. An employee shall be given a

copy of any information placed in the personnel file, except for reference checks.

(7/1/07)

d by

the appointing authority; final annual performance evaluations for at least the

past three (3) years; grievance and other dispute information; letters of

recommendation, reference, or commendation as requested; and, any other

information desired by the appointing authority. An employee shall be given a

copy of any information placed in the personnel file, except for reference checks.

(7/1/07)

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1-24. Medical Records. Any medical information on the employee or a family member

shall be maintained in a separate, confidential medical file with limited access in

accordance with law.

1-25. Selection Records. Selection records shall be kept for two (2) years after

expiration of the eligible list, except when notified of a charge of discrimination. In

such a case, the record is maintained until the charge is resolved. The content of

selection records shall include all related information up to the establishment of

the eligible list. (3/30/13)

Human Resource Innovation Programs

Board Rule 1-26.

A written statement of each Human Resource Innovation Program

(HRIP) implemented by the agency shall be submitted by the head of the agency

to the State Personnel Board or State Personnel Director, as appropriate, at

1525 Sherman Street, Denver, CO, 80203, commensurate with the

implementation of each HRIP. The description shall indicate the following:

A.

In developing the HRIP, input was obtained from both management and

non-management employees in the department; and,

B.

The HRIP complies with the Colorado Constitution, statutes, and rules.

The Board shall forward HRIPs within the Director’s jurisdiction to the Director.

After review, the Director will issue a written consultation. The Board will review

each HRIP within the Board’s jurisdiction at the next regularly scheduled public

Board meeting and issue a written consultation

mployees in the department; and,

B.

The HRIP complies with the Colorado Constitution, statutes, and rules.

The Board shall forward HRIPs within the Director’s jurisdiction to the Director.

After review, the Director will issue a written consultation. The Board will review

each HRIP within the Board’s jurisdiction at the next regularly scheduled public

Board meeting and issue a written consultation.

Each department head is responsible for updating the statement and submitting

any modifications or revisions of the HRIP to the Board or Director

commensurate with such changes. (1/01/15)

Definitions

1-27. Advisor. Individual who assists a party during a grievance or the performance

management dispute resolution process by explaining the process, helping

identify the issues, preparing documents, and attending meetings. (7/1/07)

1-28. Allocation. Assignment of an individual position to the proper class.

1-29. Announcement. The published notice for a position or class that will be filled on

the basis of merit and fitness.

1-30. Applicant. An individual who applies for employment in the state personnel

system.

1-31. Applicant Pool. A group of individuals who have applied for employment in the

state personnel system.

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1-32. Base Pay. An employee’s salary without premium pay. Synonymous with base

salary.

Board Rule 1-32.1. Certified. The status of an employee who has successfully

completed a probationary period or a trial service period. (3/15/11)

1-33. Class. A group of positions whose essential character (general nature of the work

and responsibilities) warrants the same pay grade, title, and similar qualifications

for entry into the class.

1-34. Class Conversion. Automatic movement of a current title and grade to a new title

and grade.

1-35. Class Description. The official written description of a class series and its levels

as issued by the Department of Personnel.

1-36. Class Placement

haracter (general nature of the work

and responsibilities) warrants the same pay grade, title, and similar qualifications

for entry into the class.

1-34. Class Conversion. Automatic movement of a current title and grade to a new title

and grade.

1-35. Class Description. The official written description of a class series and its levels

as issued by the Department of Personnel.

1-36. Class Placement. Portion of a system maintenance study in which all affected

positions are individually placed in the proper new class.

1-37. Class Series. A group of classes engaged in the same kind of occupational work

but representing different levels.

1-37.1 Comparative Analysis. A process that utilizes professionally accepted standards

that compares specific job-related knowledge, skills, abilities, behaviors and

other competencies. Such a process may be numeric or non-numeric. (3/30/13)

1-38. Competencies. Observable, measurable patterns of knowledge, skills and

abilities, behaviors, and other characteristics that employees need to

successfully perform work-related tasks.

1-38.1.

Conditional Appointments. A temporary appointment to a permanent

position approved by the Appointing Authority. The appointment applies to a

current certified employee who is qualified and temporarily promotes into a

permanent vacancy for which no eligible list exists. (04/01/2020)

1-38.2.

Conditions of Employment. Conditions of employment refer to

requirements of a position such as passing a criminal background check,

meeting travel demands, regularly lifting a specified amount of weight, driving

requirements and driver’s license requirements. Conditions of employment may

be based on job analysis and may be documented in the position description.

Note: Conditions of employment apply to a position, whereas minimum

qualifications apply to a job class. This definition is not applicable to the Colorado

Partnership for Quality Jobs and Services Act, 24-50-Part 11. (01/01/2021)

1-38.3.

Critical Positions

nts and driver’s license requirements. Conditions of employment may

be based on job analysis and may be documented in the position description.

Note: Conditions of employment apply to a position, whereas minimum

qualifications apply to a job class. This definition is not applicable to the Colorado

Partnership for Quality Jobs and Services Act, 24-50-Part 11. (01/01/2021)

1-38.3.

Critical Positions. Positions departments determine as critical to their

operations. Employees in critical positions can be FLSA exempt or nonexempt

and can be expected to work and/or remain at their worksite in delayed start,

early release, or closure situations. (04/01/2020)

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Board Rule 1-39.

Day. Calendar day unless otherwise specified.

Board Rule 1-40.

Department. One of the principal departments defined in law and

institutions of higher education.

Board Rule 1-40.1. Departmental Reemployment List. A list which is established on a

departmental basis, as listed in Chapter 7, Separation, containing the names of

certified employees who meet one (1) of the following conditions: (a) separated

from employment due to layoff; (b) voluntarily demoted in lieu of layoff or as a

result of a position’s reallocation; and/or (c) former position no longer exists upon

return from an exempt position accepted at the request of the governor or other

elected or appointed official and the employee is laid off. (3/15/11))

Board Rule 1-41.

Disciplinary Suspension. A type of disciplinary action in which an

employee is not allowed to work and is not paid for a specified period of time.

Board Rule 1-42.

Dismissal. Disciplinary termination of employment.

1-43. Eligible List. A list of persons who have successfully passed through a

comparative analysis and may be considered for appointment. Referrals are

drawn from this list. (1/1/14)

Board Rule 1-44.

Employee. An individual who occupies a full-time or part-time

position in the state personnel system.

Board Rule 1-45

eriod of time.

Board Rule 1-42.

Dismissal. Disciplinary termination of employment.

1-43. Eligible List. A list of persons who have successfully passed through a

comparative analysis and may be considered for appointment. Referrals are

drawn from this list. (1/1/14)

Board Rule 1-44.

Employee. An individual who occupies a full-time or part-time

position in the state personnel system.

Board Rule 1-45.

Employment Lists. Statutory term that includes promotional and

open-competitive eligible lists and reemployment lists.

1-45.1.

Essential Positions. Positions that perform essential law enforcement,

highway maintenance, and other support services directly necessary for the

health, safety, and welfare of patients, residents, and inmates of state institutions

or state facilities. Employees in essential positions can be only FLSA nonexempt

and can be required to work unexpected or unusual work hours to perform the

essential and/or emergency services of the department without delay and/or

without interruption. (04/01/2020)

1-46. Examination. A numerical assessment of job-related competencies, knowledge,

skills, abilities and job fit to screen applicants for the eligible list. (3/30/13)

Board Rule 1-47.

Exempt Employee. One who is not eligible for overtime.

1-47.1.

Fair Labor Standards Act (FLSA). The Fair Labor Standards Act (FLSA) is

a federal law that establishes minimum wage, overtime pay, recordkeeping, and

youth employment standards affecting employees in the private sector and in

Federal, State, and local governments. Special rules apply to State and local

government employment, including but not limited to: (a) compensatory time off

instead of cash overtime pay, (b) fire protection and law enforcement activities,

and (c) volunteer services. (07/01/2025)

nimum wage, overtime pay, recordkeeping, and

youth employment standards affecting employees in the private sector and in

Federal, State, and local governments. Special rules apply to State and local

government employment, including but not limited to: (a) compensatory time off

instead of cash overtime pay, (b) fire protection and law enforcement activities,

and (c) volunteer services. (07/01/2025)

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1-48. Full-Time. A position scheduled and budgeted for 2080 hours per fiscal year.

(04/01/2020)

Board Rule 1-49.

Good Cause. Any cause not attributable to a party’s or counsel’s

act or omission, including but not limited to: death or incapacitation of a party or

the attorney for the party; a court order staying or otherwise necessitating a

continuance; a change in the parties or pleadings sufficiently significant to require

a postponement; a showing that more time is clearly necessary to complete

authorized discovery or other mandatory preparation for hearing; or agreement of

the parties to a settlement which has been or will likely be approved by the final

decision maker.

A.

Good cause will normally not include: unavailability of counsel due to an

engagement in another judicial or administrative proceeding, unless such

other proceeding was involuntarily set subsequent to the present case;

unavailability of a necessary witness if the witness’ testimony can be taken

by telephone or deposition; or failure of an attorney to timely prepare for

the hearing.

1-50. Health Care Provider. For purposes of family/medical leave only, a doctor of

medicine or osteopathy, dentist, podiatrist, clinical psychologist, optometrist,

chiropractor limited to manual manipulation of the spine to correct a subluxation

as demonstrated by x-ray, nurse practitioner, physician’s assistant, nurse mid-

wife, Christian Science practitioner listed with First Church of Christ, Scientist in

Boston, and clinical social worker

mily/medical leave only, a doctor of

medicine or osteopathy, dentist, podiatrist, clinical psychologist, optometrist,

chiropractor limited to manual manipulation of the spine to correct a subluxation

as demonstrated by x-ray, nurse practitioner, physician’s assistant, nurse mid-

wife, Christian Science practitioner listed with First Church of Christ, Scientist in

Boston, and clinical social worker. Health care providers shall be authorized to

practice and be performing within the scope of their practice.

1-51. Independent Contractor. A firm or individual who is responsible to the state for

the results of certain work, but is not subject to the state’s control as to the

means and methods of accomplishing those results. For purposes of determining

independent contractor status, the Director will apply the criteria set forth in the

fiscal rules of the state controller, and state and federal law. Independent

contractor is synonymous with contractor for purposes of these rules. (5/1/10)

1-51.1.

In-Range Salary Movements. Permanent, base building pay adjustments

that include discretionary in-range salary movements, cost of living adjustments,

step pay, and structure adjustments. (07/01/2025)

1-52. Job Description. The official document summarizing the primary duties and

responsibilities assigned to a position by the appointing authority. Also referred to

as a position description. (07/01/2025)

1-53. Job Evaluation System. System of classes and assigned pay grades developed

by the Director. All positions are placed in the system during a system

maintenance study or are allocated when an assignment changes or a position is

created.

ummarizing the primary duties and

responsibilities assigned to a position by the appointing authority. Also referred to

as a position description. (07/01/2025)

1-53. Job Evaluation System. System of classes and assigned pay grades developed

by the Director. All positions are placed in the system during a system

maintenance study or are allocated when an assignment changes or a position is

created.

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1-53.1.

Job Qualifications. Includes the minimum qualifications for a vacancy’s

class; any special qualifications, including but not limited to any required

education or experience and any licensure or certification requirements; and/or

any pre- or post-employment screening requirements. (3/15/11)

1-54. Laid Off. Involuntary non-disciplinary separation from a position in the state

personnel system or the reduction of a certified employee's position from full-time

to part-time, and, if applicable, the offer of retention rights and/or placement on a

reemployment list. (07/01/2025)

1-55. Layoff. Process of involuntarily separating an employee in the state personnel

system due to abolishment of the employee’s position based on lack of work,

lack of funds, reorganization, or displacement by another certified employee

exercising retention rights; or reducing a certified employee’s full-time position to

part-time due to an involuntary, permanent reduction of the work hours of the

employee’s position. (07/01/2025)

1-55.1.

Minimum Qualification. The type and level of education, experience,

licensure, certification, and/or any applicable substitutions required for entry into

a defined state personnel system job class. Minimum Qualifications are

established by the Director. (04/01/2020)

1-55.2.

Nonexempt Employee. Employee in a position that is eligible for overtime

under the FLSA. (04/01/2020)

Board Rule 1-55.1. Non-disciplinary Demotion. An appointment which is a voluntary

change to a class with a lower pay range maximum

plicable substitutions required for entry into

a defined state personnel system job class. Minimum Qualifications are

established by the Director. (04/01/2020)

1-55.2.

Nonexempt Employee. Employee in a position that is eligible for overtime

under the FLSA. (04/01/2020)

Board Rule 1-55.1. Non-disciplinary Demotion. An appointment which is a voluntary

change to a class with a lower pay range maximum. (3/15/11)

Board Rule 1-56.

Non-Permanent Position. A position established for a nine-month

period or less. It may be a full-time or part-time work schedule. Synonymous with

temporary. (3/30/13)

1-56.1.

Open Competitive List. A list containing the names of individuals who have

successfully completed any applicable comparative analysis process resulting

from a job announcement that was not restricted to current state employees.

(3/30/13)

1-56.2.

Partnership Agreement. An agreement between the state and the certified

employee organization regarding wages, hours, and terms and conditions of

employment for employees covered by the Colorado Partnership for Quality Jobs

and Services Act, C.R.S. § 24-50-1101 et seq. (07/01/2025)

A.

State Entity Agreements are agreements covering matters impacting

covered employees in a single state entity (department) and are included

as addendums to the Partnership Agreement. (07/01/2025)

1-56.3.

Part-Time. A position scheduled and budgeted for less than 2080 hours

per fiscal year. (07/01/2025)

lorado Partnership for Quality Jobs

and Services Act, C.R.S. § 24-50-1101 et seq. (07/01/2025)

A.

State Entity Agreements are agreements covering matters impacting

covered employees in a single state entity (department) and are included

as addendums to the Partnership Agreement. (07/01/2025)

1-56.3.

Part-Time. A position scheduled and budgeted for less than 2080 hours

per fiscal year. (07/01/2025)

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1-57. Party or Parties. A person appealing and any person or department against

whom an appeal is filed.

1-58. Pay Grade. Reflects the minimum and maximum base salary rates for work in a

specific class. Individual salaries vary within the ranges depending on individual

movements in accordance with these provisions. Synonymous with pay level,

range, or band.

1-59. Pay Plans. Listing of all pay grades and their corresponding ranges for

occupational groups.

1-59.1.

Pay Plan - Medical. The pay plan that applies to classified positions in

specific class series within the Health Care Services Occupational Group. The

statutory lid for the class series pay ranges is greater than the general statutory

lid. Employees occupying these positions are compensated based solely on

performance as established in the required annual contract. (04/01/2020)

1-60. Pay Rate. Actual base pay or salary amount.

1-60.1.

Performance Cycle. The state’s performance cycle is from August 1

through July 31. The performance cycle for Institutions of Higher Education and

the Colorado School for the Deaf and Blind is September 1 through August 31 or

as approved by the Director. (07/01/2025)

Board Rule 1-61.

Permanent Position. A position that is carried on the staffing pattern

in excess of nine (9) months or on an annual, seasonal basis. It may be a full- or

part-time work schedule. (3/30/13)

Board Rule 1-62.

Position. An individual job, as defined by an appointing authority,

within the state personnel system.

Board Rule 1-62.1. Probationary

as approved by the Director. (07/01/2025)

Board Rule 1-61.

Permanent Position. A position that is carried on the staffing pattern

in excess of nine (9) months or on an annual, seasonal basis. It may be a full- or

part-time work schedule. (3/30/13)

Board Rule 1-62.

Position. An individual job, as defined by an appointing authority,

within the state personnel system.

Board Rule 1-62.1. Probationary. A person who is not a current certified employee and

who has been selected from a referral list for a permanent position but has not

yet been certified to the class for that position. (3/15/11)

1-62.2.

Promotional List. A list containing the names of individuals who have

successfully completed any applicable comparative analysis process resulting

from a job announcement restricted to current state employees or former state

employees separated from employment due to layoff. (3/30/13)

1-62.2.1.

Provisional Appointment. An immediate temporary appointment to a

position with a person from outside of the state personnel system for which no

eligible list exists. Employees with a provisional appointment do not have the

rights and benefits provided to classified employees within the state personnel

system except for those mandated by law and pay range minimums. Appointees

shall possess the minimum qualifications for the position. Appointees shall not

retain the position as provisional longer than nine (9) months from the date of

ich no

eligible list exists. Employees with a provisional appointment do not have the

rights and benefits provided to classified employees within the state personnel

system except for those mandated by law and pay range minimums. Appointees

shall possess the minimum qualifications for the position. Appointees shall not

retain the position as provisional longer than nine (9) months from the date of

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entrance of duty or one (1) month after the establishment of a referral list

intended to permanently fill the position, whichever date is earlier. (04/01/2020)

1-62.3.

Qualified Applicant. An individual who submits a timely and sufficient

application in response to an announcement and meets the job qualifications for

the vacancy. (3/30/13)

1-62.4.

Qualified Applicant Pool. All individuals who are eligible to be included in

any applicable comparative analysis process because each of them satisfies the

definition of qualified applicant for the respective position or class. (3/30/13)

1-62.5.

Rank. Relative to position or degree of value. (1/1/14)

1-63. Reemployment. The right of an employee to be returned or rehired to the class

from which separated by layoff.

Board Rule 1-64.

Reemployment List. List of certified employees who were

involuntarily terminated or demoted due to layoff.

1-64.1.

Referral List. A list of the top six (6) individuals drawn from the eligible list

who are to be considered by the appointing authority. In cases in which a non-

numerical comparative analysis has been used, the appointing authority shall

also consider all applicants who are eligible for veterans’ preference.

(07/01/2026)

Board Rule 1-64.2. Reinstatement. An appointment of a former or current employee

either to a class in which the person was certified and resigned or voluntarily

demoted in good standing or to a related class at the same or lower pay range

maximum. (3/15/11)

Board Rule 1-65.

Resignation

e appointing authority shall

also consider all applicants who are eligible for veterans’ preference.

(07/01/2026)

Board Rule 1-64.2. Reinstatement. An appointment of a former or current employee

either to a class in which the person was certified and resigned or voluntarily

demoted in good standing or to a related class at the same or lower pay range

maximum. (3/15/11)

Board Rule 1-65.

Resignation. Voluntary separation from the state personnel system.

Board Rule 1-66.

Retention Credit. Credit of time and, if necessary, the calculation of

an employee’s ranking under the department’s matrix in a layoff situation, in

order to calculate the employee’s retention rights. (10/1/07)

Board Rule 1-67.

Retirement. Separation of an employee from the state personnel

system who is eligible to retire under the provisions of the state retirement plan in

which the employee is enrolled (e.g., Public Employees' Retirement Association's

defined benefit plan). (1/1/07)

1-68. Saved Pay Rate. Temporary means of maintaining current base pay during

certain situations that accommodate base pay amounts between the maximum of

a pay grade and a statutory lid.

1-69. Serious Health Condition. For purposes of family/medical leave, an illness, injury,

impairment, physical or mental condition that requires inpatient care in a hospital,

hospice, or residential medical care facility or continuing treatment by a health

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care provider. Continuing treatment is a period of incapacity of more than three

or purposes of family/medical leave, an illness, injury,

impairment, physical or mental condition that requires inpatient care in a hospital,

hospice, or residential medical care facility or continuing treatment by a health

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care provider. Continuing treatment is a period of incapacity of more than three

(3) calendar days, pregnancy, a chronic serious health condition, or permanent

long-term condition for which there is no treatment but the patient is under

supervision, or multiple treatments without which a period of incapacity would

result.

1-70. Service Date. The date continuous state service begins, including state

employment outside the state personnel system, but excluding temporary and

student employment. Service dates do not change except for separation from

service of more than ninety (90) days, or any break in a probationary period.

(5/1/10)

Board Rule 1-71.

Harass or Harassment. In determining whether harassment is

discrimination, “Harass” or “Harassment” is defined as set forth in C.R.S. Sec.

24-34-402(1.3).

1-72. Special Qualifications. Position specific requirements that add to but do not

substitute for existing minimum qualifications. Special Qualifications shall not

supersede nor diminish an existing minimum qualification. (04/01/2020)

Board Rule 1-73.

Status. Categories that determine the rights of an employee under

the state personnel system, i.e., probationary, trial service, certified, conditional,

provisional, and temporary.

1-73.1.

Substitute Appointment. An appointment that is made to perform the

duties of a filled position during a leave or for training purposes not to exceed

nine (9) months. Also, referred to as a s-position. (07/01/2025)

1-74. System Maintenance Study. The process used to determine classes and/or pay

grades and to properly place all affected positions into new classes. It includes

class placement.

1-74.1.

Temporary Appointee

t. An appointment that is made to perform the

duties of a filled position during a leave or for training purposes not to exceed

nine (9) months. Also, referred to as a s-position. (07/01/2025)

1-74. System Maintenance Study. The process used to determine classes and/or pay

grades and to properly place all affected positions into new classes. It includes

class placement.

1-74.1.

Temporary Appointee. This refers to a qualified person who is appointed

to a position or positions for a period not to exceed nine (9) months in any twelve

(12) month period inclusive of all temporary appointments with any state

employer. Temporary appointees include temporary, conditional, and provisional

appointments. (07/01/2025)

1-74.2.

Temporary Employee. A person who holds a temporary appointment in a

temporary position and is employed at-will, not having the rights and benefits

provided to permanent employees, except those mandated by law and pay range

minimums. (04/01/2020)

Board Rule 1-75.

Tenure. Combination of rights which vest in a certified employee by

virtue of certified status, seniority, and years of service.

Board Rule 1-76.

Termination. Separation of an employee from the state personnel

system by resignation, retirement, layoff, dismissal, or death.

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Board Rule 1-76.1. Transfer. An appointment of a qualified and current employee to a

different position in the same class or to a class with the same pay grade.

(3/15/11)

1-77. Treatment. For purposes of family/medical leave, examination to determine if a

serious health condition exists, subsequent exams to evaluate the condition, and

a course of prescriptive medication or therapy requiring special equipment.

Routine exams or treatments that do not require the intervention or continuing

supervision of a health care provider are excluded.

Board Rule 1-77.1. Trial Service

Treatment. For purposes of family/medical leave, examination to determine if a

serious health condition exists, subsequent exams to evaluate the condition, and

a course of prescriptive medication or therapy requiring special equipment.

Routine exams or treatments that do not require the intervention or continuing

supervision of a health care provider are excluded.

Board Rule 1-77.1. Trial Service. Status of a current certified employee or

reemployment applicant who promotes or, unless appointing authority requires a

probationary period, a reinstated applicant. May also apply, at the discretion of

the appointing authority, to a current employee who transfers within the same

class or to a current certified employee or a reemployed applicant who transfers

to a different class with the same pay range maximum. (3/15/11)

Board Rule 1-78.

Unclassified Position. A position in state government that is not

covered by the state personnel system.

Payroll Deduction

1-79. State departments and institutions of higher education shall process payroll

deductions including but not limited to, those required by federal law, state

statute, executive order, through partnership agreements or state sponsorship,

and including: (04/01/2020)

A.

Pre-tax benefit contributions governed by the State’s Salary Deduction

Plan; and/or (04/01/2020)

B.

The reimbursement of monies owed to the state from an employee (e.g.,

higher education tuition, uniforms, salary overpayment). (04/01/2020)

C. – E.

Repealed. (04/01/2020)

1-80. All employee requests to start or terminate a payroll deduction shall be made

within specific time frames and on forms approved by the Director, department

head or their designee, except as otherwise required by law. (04/01/2020)

imbursement of monies owed to the state from an employee (e.g.,

higher education tuition, uniforms, salary overpayment). (04/01/2020)

C. – E.

Repealed. (04/01/2020)

1-80. All employee requests to start or terminate a payroll deduction shall be made

within specific time frames and on forms approved by the Director, department

head or their designee, except as otherwise required by law. (04/01/2020)

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Chapter 2

Jobs

Authority for rules promulgated in this chapter is found in §24-50-101(3)(d), 24-50-

104(1)(b), 24-50- 104(5)(c), 24-50-104(6)(a) and (b), 24-50-104(9)(b), 24-50-109.5, and

24-50-135(2), C.R.S. Board rules are identified by cites beginning with “Board Rule”.

Job Evaluation System

2-1.

The Director shall establish standards regarding the creation and maintenance of

the job evaluation system(s) and allocation of positions, including subsequent

allocation appeals, based on generally accepted techniques and standards in the

profession which are uniformly applied to similarly situated employees.

2-2.

System maintenance studies create, amend, or abolish classes and/or include

pay grade assignments. A study may include the review of all affected positions

in a class or classes for placement in the current or proper new class. No

allocation or appointment may be made to a proposed class until it is approved

as final on a date determined by the Director. The results are not subject to

appeal but are subject to “meet and confer” if requested. (07/01/2025)

2-3.

Changes from system maintenance studies shall be published as proposed.

Appointing authorities are responsible for the timely distribution of this

information.

Board Rule 2-4.

Examination (“Employment and Status” chapter) and layoff

(“Separation” chapter) rules do not apply to class placement as part of system

maintenance studies.

Individual Position Review

2-5

fer” if requested. (07/01/2025)

2-3.

Changes from system maintenance studies shall be published as proposed.

Appointing authorities are responsible for the timely distribution of this

information.

Board Rule 2-4.

Examination (“Employment and Status” chapter) and layoff

(“Separation” chapter) rules do not apply to class placement as part of system

maintenance studies.

Individual Position Review

2-5.

New and vacant positions must be allocated to the proper class before any

further personnel action is taken. (07/01/2025)

2-6.

The Director, or a delegated authority, may request a job description and

evaluate a position at any time to determine the proper class.

2-7.

Each position shall have an accurate official (signed by the appointing authority)

job description. Appointing authorities are responsible for providing an accurate

official job description for each position to the department’s human resources

office and a copy to the employee. Only an accurate official job description is

used to allocate a position to the proper class by a human resources professional

certified in job evaluation. (07/01/2025)

A.

An appointing authority must submit the accurate official job description

and any evaluation request to the department’s human resources office

when permanent changes are made to a position’s assignment or the

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employee has been performing the duties for six (6) months or more and

they are expected to be permanent. (07/01/2025)

1.

An employee may request an evaluation of their position if the job

description does not reflect the permanent job duties and has not

been evaluated or updated within the previous twelve (12) months.

(07/01/2025)

2.

The employee’s request must be made in writing to the appointing

authority who shall submit the request, along with the accurate

official job description, to the department’s human resources office.

(07/01/2025)

2-8

luation of their position if the job

description does not reflect the permanent job duties and has not

been evaluated or updated within the previous twelve (12) months.

(07/01/2025)

2.

The employee’s request must be made in writing to the appointing

authority who shall submit the request, along with the accurate

official job description, to the department’s human resources office.

(07/01/2025)

2-8.

Positions shall be reviewed as expeditiously as possible according to the

department’s established procedures and practices. If the evaluation takes longer than

twelve (12) months from receipt by the proper evaluator and the position is allocated

upward, the department must pay the difference in base pay for the period beyond the

twelve (12) months. (07/01/2025)

2-9.

If a filled position is allocated to a lower pay grade, the affected employee in the

position may appeal to the Director in accordance with the “Dispute Resolution”

chapter. If the employee’s appeal is successful, the effective date is the date of

the original allocation decision.

2-10. The effective date of an allocation for a filled position shall be after completion of

the selection process. Vacant positions are effective when the allocation decision

is made.

A.

If a filled position is allocated upward, an appointment shall be made in

accordance with selection provisions. If the incumbent does not qualify or

is not appointed, refer to the reallocation section of the “Separation”

chapter. (1/1/18)

B.

If a filled position is allocated downward, the following applies:

1.

a qualified certified or probationary employee is permitted to

voluntarily demote to the position. The certified employee will be

offered, in writing, the choice of the voluntary demotion or retention

rights, as applicable pursuant to 24-50-124(1)(a). If there is no

response by the specified date in the written offer, the employee is

deemed to have accepted the demotion and waived retention

rights

a qualified certified or probationary employee is permitted to

voluntarily demote to the position. The certified employee will be

offered, in writing, the choice of the voluntary demotion or retention

rights, as applicable pursuant to 24-50-124(1)(a). If there is no

response by the specified date in the written offer, the employee is

deemed to have accepted the demotion and waived retention

rights. Only after the election is made to exercise retention rights

will the certified employee be processed under the “Separation”

chapter, including notice of specific retention rights; (3/30/13)

2.

a conditional employee may revert to a position in a class in which

certified. If not certified in another class, but qualified for the new

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class and no eligible list exists, the employee may be conditionally

appointed to the position;

3.

a provisional employee may be appointed to the position if qualified

and no employment list exists.

C.

If a position is allocated to a different class with the same grade maximum,

the employee who is qualified shall be transferred. If the incumbent is not

qualified, refer to the reallocation section of the “Separation” chapter.

(1/1/18)

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Chapter 3

Compensation

Authority for rules promulgated in Chapter 3, Compensation, is found in State of

Colorado Constitution Article XII, Section 13, State of Colorado Revised Statutes

(C.R.S.) §§24-50-104 (1)(a), (b), (c), (e), (f), (4), (5), (6), (9), and 24-50-104.5(1), 24-50-

109.5, 24-50-136, 24-50-137, and 24-50-208, C.R.S. Board rules are identified by cites

beginning with “Board Rule.” (01/01/2021)

General Principles

3-1.

The Director shall establish rules governing compensation for the state personnel

system

on Article XII, Section 13, State of Colorado Revised Statutes

(C.R.S.) §§24-50-104 (1)(a), (b), (c), (e), (f), (4), (5), (6), (9), and 24-50-104.5(1), 24-50-

109.5, 24-50-136, 24-50-137, and 24-50-208, C.R.S. Board rules are identified by cites

beginning with “Board Rule.” (01/01/2021)

General Principles

3-1.

The Director shall establish rules governing compensation for the state personnel

system. Compensation practices shall provide an equitable pay structure that

provides consistent and predictable salary increases in compliance with state

and federal laws. (07/01/2025)

3-2.

Pay grades shall reflect competitive labor market compensation and any other

pertinent considerations. No individual employee’s base pay shall be less than

the minimum of the grade or exceed a statutory lid. In the case of disciplinary

action, base pay may be less than the minimum of the grade for a period not to

exceed twelve (12) months, subject to the FLSA requirements. (07/01/2025)

Compensation Survey and Report (07/01/2025)

3-3.

Annually, the Director shall submit recommendations and estimated costs for

base salaries, state contributions for group benefits, and step pay, and establish

and publish the distribution of compensation changes among base salaries which

shall be effective as provided by law. Quadrennially (every four (4) years), the

Director shall establish and publish a compensation report based on the analysis

of the State’s labor market, group benefit contributions, and step pay.

(07/01/2025)

3-4.

When upward pay grade changes are implemented, the grade minimum and

maximum shall be adjusted and no employee shall be paid outside of the new

grade, except in disciplinary actions resulting in salary temporarily below the new

minimum and continuation of saved pay above the new maximum. (7/1/07)

3-5.

If pay grade changes are downward, employees’ base pay shall remain

unchanged, subject to the statutory three (3) year limitation on saved pay.

Pay Rates

3-6.

The Director shall publish the annual pay plan

ee shall be paid outside of the new

grade, except in disciplinary actions resulting in salary temporarily below the new

minimum and continuation of saved pay above the new maximum. (7/1/07)

3-5.

If pay grade changes are downward, employees’ base pay shall remain

unchanged, subject to the statutory three (3) year limitation on saved pay.

Pay Rates

3-6.

The Director shall publish the annual pay plan. Departments shall use an hourly

rate based on an annual salary to compensate employees who do not work a

predetermined or full schedule. (07/01/2025)

3-7.

Saved pay applies to downward movements due to individual allocation, system

maintenance studies, and the annual compensation survey to maintain an

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employee’s current base pay when it falls above the new grade maximum. It may

also apply when retention rights are exercised pursuant to Chapter 7, Separation.

In no case shall the employee’s base pay remain above the grade maximum

after three (3) years from the action, even if it results in a loss in pay. (1/1/18)

3-8.

Unless authorized by the Director, the rate resulting from multiple actions

effective on the same date shall be computed in the following order. The Director

may withhold salary adjustments for any employee with a final overall rating of

unacceptable or needs improvement, except as provided in Rule 3-4.

(07/01/2026)

A.

System changes due to system maintenance studies including creation of

new classes, new pay grades or pay grade adjustments. Base pay of

impacted employees adjusted to the new grade minimum. (07/01/2026)

B.

Upward, downward, or lateral movements for individual employees.

(07/01/2025)

C.

Repealed. (8/1/08)

D.

System changes in pay grade minimums and maximums to implement

approved annual compensation changes to the pay structure.

(07/01/2025)

E.

Adjustments to employee base pay for cost of living adjustments (also

known as across-the-board increases), subject to the new pay grade

maximum

07/01/2026)

B.

Upward, downward, or lateral movements for individual employees.

(07/01/2025)

C.

Repealed. (8/1/08)

D.

System changes in pay grade minimums and maximums to implement

approved annual compensation changes to the pay structure.

(07/01/2025)

E.

Adjustments to employee base pay for cost of living adjustments (also

known as across-the-board increases), subject to the new pay grade

maximum. The remaining portion of the base building cost of living

adjustment that would cause employees’ base pay to exceed the pay

grade maximum shall be paid as non-base building one-time lump sum.

(07/01/2025)

F.

Adjustments to individual base pay if the employee’s base pay is lower

than the new grade minimum or step base pay rate, except in disciplinary

actions for pay reductions. (07/01/2025)

G.

Repealed. (07/01/2025)

H.

Repealed. (07/01/2025)

3-9.

The appointing authority, in consultation with human resources, shall determine

the base pay within the pay grade for an employee. Base pay for new hires,

including one returning after resignation, is typically the grade minimum unless

recruitment difficulty or other unusual conditions exist. (07/01/2025)

A.

The appointing authority’s determination shall consider such factors as,

but are not limited to, labor market supply, recruitment efforts, nature of

the assignment and required experience, competencies, skills, job

qualifications and salary expectations of the best candidate, base pay of

is typically the grade minimum unless

recruitment difficulty or other unusual conditions exist. (07/01/2025)

A.

The appointing authority’s determination shall consider such factors as,

but are not limited to, labor market supply, recruitment efforts, nature of

the assignment and required experience, competencies, skills, job

qualifications and salary expectations of the best candidate, base pay of

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current and recently hired employees in similar positions in the

department, the step pay program, available funds, and the long-term

impact on personal services budgets of hiring above the minimum of the

pay grade. (07/01/2025)

B.

Repealed. (07/01/2025)

C.

Repealed. (07/01/2025)

3-10. In the case of fiscal emergency or other budget reasons, an employee may agree

to voluntarily reduce current base pay, which shall be approved in writing by the

appointing authority and employee. If funds become available at a later date, the

department may restore base pay to any rate up to, and including, the former

base pay. This policy shall not be used to substitute for other provisions in

Chapter 3, Compensation.

3-11. When an unclassified position is brought into the state personnel system, the

base pay for an employee appointed to the position shall be computed in

accordance with law and the Director’s directives that shall ensure that total

compensation is preserved to the greatest extent possible, except that base pay

shall not exceed the grade maximum. (07/01/2025)

Downward Movements (07/01/2025)

3-12. Downward movement or downward allocation is a change to a different class

with a lower range maximum (e.g., non-disciplinary or disciplinary demotions,

individual allocations, system maintenance studies including class placement, or

the annual compensation survey). (07/01/2025)

3-13. In the case of system maintenance studies and individual allocations of positions,

the employee’s base pay shall remain the same, including saved pay.

A

ion is a change to a different class

with a lower range maximum (e.g., non-disciplinary or disciplinary demotions,

individual allocations, system maintenance studies including class placement, or

the annual compensation survey). (07/01/2025)

3-13. In the case of system maintenance studies and individual allocations of positions,

the employee’s base pay shall remain the same, including saved pay.

A.

A department head has sole discretion to grant saved pay when

employees exercise retention rights and the decision shall be applied

consistently throughout the retention area. If saved pay is granted, the

employee’s name shall not be placed on a reemployment list. (7/1/07)

3-14. In the case of other downward movements, the base pay shall not be above the

maximum in the new grade.

A.

Upon reversion of a trial service employee to the previously certified class,

base pay shall be the amount the employee would be making had the

promotion or reinstatement not occurred. (1/1/14)

Upward Movements (07/01/2025)

3-15. Upward movement or upward allocation is a change to a different class with a

higher range maximum (e.g., promotions, individual allocations, system

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maintenance studies including class placement, or the annual compensation

survey). (07/01/2025)

3-16. In the case of system maintenance studies, employees’ base pay shall remain

the same. If the Director finds that severe and immediate recruitment and

retention problems make it imperative to increase pay to maintain critical

services, the Director may order that base pay be increased up to the percentage

increase for the new class.

3-17. In the case of other upward movements, the employee’s base pay may increase

or remain the same, in which case the employee would receive the economic

opportunity by moving to the new grade

diate recruitment and

retention problems make it imperative to increase pay to maintain critical

services, the Director may order that base pay be increased up to the percentage

increase for the new class.

3-17. In the case of other upward movements, the employee’s base pay may increase

or remain the same, in which case the employee would receive the economic

opportunity by moving to the new grade. In no case shall the new base rate be

lower than the minimum or their step pay rate, except in disciplinary actions, or

higher than the maximum of the new grade. Continuation of a salary increase is

subject to satisfactory completion of the trial service period. (07/01/2025)

A.

When conditional employees move upward, the base pay shall be

computed based on the certified class.

Lateral Adjustments

3-18. Lateral movement is a change to a different class or position with the same range

maximum (e.g., transfers, individual allocations, system maintenance studies

including class placement), or an in-range salary movement in the same class

and position. Base pay can be offered at a rate that falls within the pay range of

the class and does not exceed the grade maximum. In addition, discretionary in-

range salary movements are subject to the provisions below. (07/01/2025)

In-Range Salary Movements. A department may use these discretionary

movements to increase base salaries of permanent employees who remain in

their current classes and positions when there is a critical need not addressed by

any other pay mechanism. If granted, there shall be an individual written

agreement between the employee and the appointing authority that stipulates the

terms and conditions of the movement. The use of in-range salary movements is

not guaranteed and shall be funded within existing budgets and in accordance

with these rules. In-range salary movements shall not be applied as a substitute

for cost of living adjustments or the step pay program. These movements shall

not be retroactive

tween the employee and the appointing authority that stipulates the

terms and conditions of the movement. The use of in-range salary movements is

not guaranteed and shall be funded within existing budgets and in accordance

with these rules. In-range salary movements shall not be applied as a substitute

for cost of living adjustments or the step pay program. These movements shall

not be retroactive. No aspect of granting these movements is subject to

grievance or appeal, except for alleged discrimination; however, an alleged

violation of the department’s policy or plan can be disputed. A department’s

decision in the dispute is final and no further recourse is available. Once granted,

a reduction in base salary is subject to appeal. Departments shall develop a

written policy or plan addressing appropriate criteria for the use of any movement

based on sound business practice and needs, e.g., eligibility, funding sources,

approval requirements, and measures to ensure consistent use. The policy or

plan shall be communicated within the department and a copy provided to the

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Director upon request. Records of any aspect of these movements shall be

provided to the Director when requested. (07/01/2025)

A.

Salary Range Compression. Used as a salary leveling increase where

longer-term or more experienced employees are paid lower in the range

for the class than new hires or less experienced employees over a period

of time resulting in documented retention difficulties. Thus, there is a valid

need to increase one (1) or more employee’s base salary in the class to

recognize contributions equal to or greater than the newly hired or less

experienced employees. Justification shall be required based on facts. To

be eligible, an employee shall be performing satisfactorily as evidenced by

the most recent final overall performance rating. The increase is subject to

the pay grade maximum. (07/01/2025)

B.

Counteroffer

) or more employee’s base salary in the class to

recognize contributions equal to or greater than the newly hired or less

experienced employees. Justification shall be required based on facts. To

be eligible, an employee shall be performing satisfactorily as evidenced by

the most recent final overall performance rating. The increase is subject to

the pay grade maximum. (07/01/2025)

B.

Counteroffer. Used when an employee with critical, strategic skills

receives a higher salary offer from another department or outside

employer and the appointing authority needs to increase the employee’s

base salary for retention purposes. To be eligible, an employee shall be

performing satisfactorily as evidenced by the most recent final overall

performance rating. Written confirmation of the other entity’s salary offer is

required. The increase is subject to the pay grade maximum.

C.

Delayed Transfer or Promotional Pay Increase. Used when a transfer or

promotion is made with no salary increase or partial salary increase

because performance expectations are unproven and/or funds may be

unavailable at the time of transfer or promotion. This is a one (1) time

base salary increase within twelve (12) months of the date of transfer or

promotion when funds become available and the employee’s contributions

are fulfilled. The intent to provide a later salary increase shall be

documented at the time of the transfer or promotion. To be eligible, an

employee shall be performing satisfactorily as evidenced by the most

recent final overall performance rating. The increase is subject to the pay

grade maximum. Transfer, promotion, demotion, or separation of the

employee will negate the delayed increase. (07/01/2025)

D.

New Hires. Used at the time an employee is hired when performance

expectations are unproven and/or funds may be unavailable. This is a one

shall be performing satisfactorily as evidenced by the most

recent final overall performance rating. The increase is subject to the pay

grade maximum. Transfer, promotion, demotion, or separation of the

employee will negate the delayed increase. (07/01/2025)

D.

New Hires. Used at the time an employee is hired when performance

expectations are unproven and/or funds may be unavailable. This is a one

(1) time base salary increase to be provided after the employee’s hire date

and within twelve (12) months of hire. The intent to provide a later salary

increase with training objectives shall be documented at the time of hire.

To be eligible, satisfactory completion of the specified training objectives

shall be met. This is limited to a one (1) time increase, subject to the pay

grade maximum. Transfer, promotion, demotion, or separation of the

employee will negate the delayed increase. (07/07/2025)

E.

Competency-Based Increase. Used when an employee applies the

complete set, or a subset, of competencies required to successfully

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perform the work of a specific position. New competencies shall be

specifically defined with deadlines and evaluation criteria for achievement,

and shall be communicated in writing to the employee. To be eligible,

satisfactory completion and demonstration of the competencies shall be

met. Competencies that are the basis for this increase shall be required to

perform permanent, essential functions assigned to the position. The

intent of this increase is to promote career development by aligning pay

increases with achieving all required competencies to fully perform the job.

Increases are limited to no more than two (2) per twelve (12) month period

and are subject to the pay grade maximum. (07/01/2025)

F.

Equity Adjustment

increase shall be required to

perform permanent, essential functions assigned to the position. The

intent of this increase is to promote career development by aligning pay

increases with achieving all required competencies to fully perform the job.

Increases are limited to no more than two (2) per twelve (12) month period

and are subject to the pay grade maximum. (07/01/2025)

F.

Equity Adjustment. An appointing authority has the ability to grant an

equity adjustment or put a plan in place to address pay inequities between

employees who perform substantially similar work, if an allowable factor

does not account for the difference in pay. An equity adjustment shall not

include the reduction of any employee’s pay. The in-range salary

adjustment shall be effective the first day of the next pay period after the

appointing authority grants an equity adjustment. (07/01/2025)

Step Pay Program (07/01/2025)

3-19. Step pay provides periodic base pay increases based on salary placement within

the appropriate salary range up to the pay range maximum. Any permanent

employee is eligible for step pay, except for employees of the state auditor, in the

classifications of the medical pay plan, and the chief and any commissioned or

noncommissioned officer or trooper of the Colorado State Patrol. Prior to the

payment of step pay, the Director shall specify and publish the annual pay plan.

Adjustments are effective on July 1. The employee shall be employed on July 1

to receive payment. The employee’s current department as of July 1 is

responsible for payment, unless arrangements are made whereas the

transferring department will provide full payment of a portion of the step pay

increase. (07/01/2025)

A.

If an employee has a current disciplinary action resulting in a temporary

base pay reduction as of July 1, pay shall be restored to the appropriate

step and cost of living adjustment upon completion of the disciplinary

action. (07/01/2025)

B

for payment, unless arrangements are made whereas the

transferring department will provide full payment of a portion of the step pay

increase. (07/01/2025)

A.

If an employee has a current disciplinary action resulting in a temporary

base pay reduction as of July 1, pay shall be restored to the appropriate

step and cost of living adjustment upon completion of the disciplinary

action. (07/01/2025)

B.

Departments must ensure that the employee’s pay is calculated following

procedures provided by the Director. (07/01/2025)

C.

Repealed. (07/01/2025)

1.

Repealed. (07/01/2025)

a.

Repealed. (07/01/2025)

2.

Repealed. (07/01/2025)

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D.

Repealed. (07/01/2025)

1.

Repealed. (07/01/2025)

2.

Repealed. (07/01/2025)

E.

Repealed. (07/01/2025)

1.

Repealed. (07/01/2025)

2.

Repealed. (07/01/2025)

3.

Repealed. (1/1/18)

4.

Repealed. (1/1/18)

Incentives, Rewards, and Recognition (07/01/2025)

3-20. Departments are strongly encouraged to use incentives. (7/1/06)

3-21. An appointing authority may grant an immediate non-base building cash or non-

cash incentive award to an employee in recognition of performance, special

accomplishments or contributions throughout the year, e.g., on-the-spot cash

awards, work-life options, or administrative leave, in accordance with a

department’s established incentive plan. Incentives shall not be used to

supplement or substitute for annual compensation adjustments or other base pay

movements. The statutory salary lid does not apply to these incentives.

(07/01/2025)

A.

Departments shall have an incentive plan prior to the use of incentives.

Such plans shall include eligibility criteria, the types of incentives allowed,

cash amounts or limits and payment methods, and a communication plan.

Departments shall have a plan that is communicated and available to

employees. Such plans shall be developed with the input of employees

and managers. (07/01/2025)

1

01/2025)

A.

Departments shall have an incentive plan prior to the use of incentives.

Such plans shall include eligibility criteria, the types of incentives allowed,

cash amounts or limits and payment methods, and a communication plan.

Departments shall have a plan that is communicated and available to

employees. Such plans shall be developed with the input of employees

and managers. (07/01/2025)

1.

If a department uses a type of incentive that shares cost savings

from innovations, the following applies.

a.

Employees are ineligible if they are wholly responsible for

control and operation of a division (or equivalent), the

primary assignment includes responsibility for identifying

efficiencies and cost reductions, or the position has

statewide program or budget authority.

b.

Savings are the result of innovative ideas that increase

productivity and service levels while decreasing costs.

Savings are not the result of normal progressive business

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evolution, obvious solutions to mandated budget cuts, cost

avoidance or revenue enhancement, nor do they have

adverse cost impact on other departments.

c.

Savings are the difference between anticipated expenditures

prior to implementation and actual expenditures following

implementation for a full twelve (12) month period. The

complete award amount shall be no more than five percent

(5%) of the savings, not to exceed a total of five thousand

dollars ($5,000) per employee or group of employees.

3-22. Repealed. (8/1/08)

3-23. Repealed. (8/1/08)

Medical Pay Plan (07/01/2025)

3-24. Employees in the medical pay plan shall be compensated based solely on

performance as established in the required annual contract to be negotiated by

July 1 of the contract year, or within thirty (30) days of hire or movement within

the medical pay plan for the remainder of the contract year. Employees are not

eligible for any pay adjustments, such as cost of living adjustments or step pay

)

3-24. Employees in the medical pay plan shall be compensated based solely on

performance as established in the required annual contract to be negotiated by

July 1 of the contract year, or within thirty (30) days of hire or movement within

the medical pay plan for the remainder of the contract year. Employees are not

eligible for any pay adjustments, such as cost of living adjustments or step pay.

Current performance contracts may be modified during the contract year but not

compensation. Change in compensation shall only occur at the end of a contract

period, unless an employee moves to another position, and may increase,

decrease, or remain unchanged from the previous year. In the case of upward or

downward movement in the medical pay plan, compensation shall be no lower

than the minimum or higher than the maximum rates of the new grade and a new

contract shall be negotiated for the remainder of the contract year. (07/01/2025)

A.

If no contract is negotiated, the existing contract continues and base pay

stays the same until a new contract is negotiated. Employees in the

medical pay plan may grieve the rate unless it is lower, which is then

subject to appeal. If the employee moves into the medical pay plan into

another open-range class, the base pay shall be negotiated subject to the

grade maximum of the new class. (07/01/2025)

FLSA and Overtime

3-25. All employees are covered by the FLSA. Under the FLSA, the state is considered

to be a single employer. Employees cannot waive their rights under the FLSA.

(04/01/2020)

3-26. The state’s standard FLSA workweek is Saturday at 12:00am through Friday at

11:59pm. This standard FLSA workweek applies to agencies that use the official

payroll system designated by the State Controller. (11/1/2019)

e

3-25. All employees are covered by the FLSA. Under the FLSA, the state is considered

to be a single employer. Employees cannot waive their rights under the FLSA.

(04/01/2020)

3-26. The state’s standard FLSA workweek is Saturday at 12:00am through Friday at

11:59pm. This standard FLSA workweek applies to agencies that use the official

payroll system designated by the State Controller. (11/1/2019)

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A.

For law enforcement, healthcare, and fire protection employees,

appointing authorities may adopt a “work period” under the FLSA between

seven (7) consecutive days to twenty-eight (28) consecutive days in

length. Overtime compensation is not required until the employee satisfies

the maximum hour standard under the federal regulations. (11/1/2019)

3-27. Overtime is the actual hours worked by a nonexempt employee in excess of the

forty (40) hours during a standard FLSA workweek or in excess of established

work hours in adopted work periods for law enforcement, healthcare, and fire

protection employees. Such excess hours are paid at one and one-half (1 ½)

times the employee’s regular hourly base pay rate, including applicable premium

pay in accordance with the “regular rate” calculation under the FLSA. Nonexempt

employees paid on a biweekly or monthly pay cycle shall be paid overtime on the

employee’s next regularly scheduled payroll following the period the overtime

was earned. Biweekly employees shall be paid on the biweekly payroll and

monthly employees shall be paid on the monthly payroll. (07/01/2025)

A.

Overtime for nonexempt employees shall be approved in accordance with

a department’s procedure. A department head shall establish a policy to

address unauthorized overtime work; however, prohibition of unauthorized

overtime does not avoid the requirement to pay if it is actually worked.

B

ll be paid on the biweekly payroll and

monthly employees shall be paid on the monthly payroll. (07/01/2025)

A.

Overtime for nonexempt employees shall be approved in accordance with

a department’s procedure. A department head shall establish a policy to

address unauthorized overtime work; however, prohibition of unauthorized

overtime does not avoid the requirement to pay if it is actually worked.

B.

Compensatory time in lieu of monetary payment is allowed if there is a

written agreement between the department and any employee hired after

April 15, 1986. Written agreements for those hired prior to April 15, 1986,

are unnecessary provided that the department had a regular practice in

place for granting compensatory time. Acceptance of compensatory time

may be a condition of employment for new employees. Appointing

authorities shall ensure that compensatory time is scheduled as soon as

practical. Compensatory time is banked at one and one-half hours (1 ½)

for each overtime hour worked. An employee may bank up to forty (40)

hours or the amount set forth in the department’s policy, whichever is

greater, but shall not exceed two hundred and forty (240) hours (or four

hundred and eighty (480) hours for law enforcement, fire protection,

emergency response and employee engaged in seasonal activities – see

the FLSA) and any additional overtime shall be paid as indicated in Rule

3-27. If a department wants to place limits on the accrual or payment of

compensatory time up to two hundred and forty (240) hours (or four

hundred and eighty (480) hours – see the FLSA), a policy shall be

developed and communicated prior to use and on an ongoing basis.

Unused compensatory time at termination or transfer to another

department, at the end of the fiscal year, or upon mutual agreement

between the employee and the department shall be paid at that time.

There is no carryover of accrued compensatory time to the next fiscal

year. Departments shall have a policy that is communicated and available

to employees. (07/01/2025)

to use and on an ongoing basis.

Unused compensatory time at termination or transfer to another

department, at the end of the fiscal year, or upon mutual agreement

between the employee and the department shall be paid at that time.

There is no carryover of accrued compensatory time to the next fiscal

year. Departments shall have a policy that is communicated and available

to employees. (07/01/2025)

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Eligibility

3-28. Department heads are responsible for determining if each position is exempt or

nonexempt based on the actual duties performed regardless of class.

Determinations shall be entered into the payroll system and a record kept on file.

3-29. An exempt employee’s pay is not subject to reduction except as follows:

(04/01/2020)

A.

Deductions in increments of one (1) day are allowed for a major workplace

rule violation.

B.

Deductions are allowed for any amount of time if:

1.

A leave of absence was not requested or was denied and accrued

leave is not used;

2.

The time is covered by the Family and Medical Leave Act (FMLA);

the state family medical leave; Family and Medical Leave Insurance

(FAMLI), or short-term or long-term disability; (07/01/2025)

3.

Accrued leave is exhausted;

4.

The time is a voluntary furlough; or

5.

The time is a mandatory furlough for budgetary reasons.

(04/01/2020)

3-30. Exempt employees shall not be granted extra pay for hours worked in excess of

forty (40) hours in a workweek, except when Incident Response Assignment Pay

applies. An appointing authority may grant discretionary administrative leave or

other incentives but such awards shall not be tied to hours worked. (07/01/2026)

3-31. An employee may request a review of a decision regarding eligibility, calculation

of overtime hours, and payment to the Director in accordance with Chapter 8,

Dispute Resolution.

Dual Employment

3-32

Incident Response Assignment Pay

applies. An appointing authority may grant discretionary administrative leave or

other incentives but such awards shall not be tied to hours worked. (07/01/2026)

3-31. An employee may request a review of a decision regarding eligibility, calculation

of overtime hours, and payment to the Director in accordance with Chapter 8,

Dispute Resolution.

Dual Employment

3-32. In a properly authorized dual employment arrangement, the written agreement

shall include the exemption status designation based on the combined duties, the

department responsible for paying any overtime, and the overtime hourly rate.

The overtime rate, if applicable, is either the regular rate from one (1) of the jobs

or a weighted rate from both jobs. Work time from both jobs is combined to

calculate overtime. (1/1/18)

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Work Hours

3-33. In order to minimize overtime liability, appointing authorities may deny, delay, or

cancel leave before it is taken. Appointing authorities may require the use of

accrued compensatory time but cannot schedule compensatory time if that will

make an employee forfeit annual leave at the end of the fiscal year. (1/1/18)

3-34. Compensatory time is not leave, but a form of compensation. Therefore, it is not

included in the calculation of work hours for overtime purposes.

3-35. Overtime does not accrue until a nonexempt employee works more than the

maximum hours allowed in a standard FLSA workweek or designated work

period as permitted in Rule 3-26 (A). All time worked shall be recorded on a daily

basis. Overtime is calculated based on the total time worked in the standard

FLSA workweek or designated work period as permitted in Rule 3-26 (A),

rounded to the nearest quarter (¼) hour

es not accrue until a nonexempt employee works more than the

maximum hours allowed in a standard FLSA workweek or designated work

period as permitted in Rule 3-26 (A). All time worked shall be recorded on a daily

basis. Overtime is calculated based on the total time worked in the standard

FLSA workweek or designated work period as permitted in Rule 3-26 (A),

rounded to the nearest quarter (¼) hour. Overtime pay for nonexempt employees

for time worked over forty (40) hours in a standard FLSA workweek or in excess

of established work hours in adopted work periods as permitted in Rule 3-26 (A),

excludes paid leave or holiday leave with the exception of Essential Positions,

see Rule 3-36. If operational needs require an employee to regularly report to

work early or leave late, that time is counted as work hours for the calculation of

weekly overtime. (04/01/2020)

3-36. Essential nonexempt positions, as designated by a department head, shall have

paid leave counted as work time. Essential positions perform law enforcement,

highway maintenance, and support services directly responsible for the health,

safety, and welfare of patients, residents, students, and inmates. (04/01/2020)

3-37. Scheduled meal periods are discretionary. Scheduled meal periods are not work

time and shall be at least twenty (20) minutes. However, if the employee is

materially interrupted or not completely free from duties, the meal period is

counted as work time.

3-38. Work breaks are discretionary. If granted, breaks of up to twenty (20) minutes are

work time. Breaks shall not offset other work time or substitute for paid leave, not

be taken at the beginning or end of the workday, nor be used to extend meal

periods.

3-39. Ordinary travel to and from work is not work time. Travel from work site to work

site is work time. When an employee is required to travel a substantial distance

to perform a job away from the regular work site, the travel is work time

Breaks shall not offset other work time or substitute for paid leave, not

be taken at the beginning or end of the workday, nor be used to extend meal

periods.

3-39. Ordinary travel to and from work is not work time. Travel from work site to work

site is work time. When an employee is required to travel a substantial distance

to perform a job away from the regular work site, the travel is work time. Mileage

reimbursement applies in accordance with 1 CCR 101-1, State of Colorado

Fiscal Rules. (07/01/2025)

3-40. Mandatory training or meetings are work time. Voluntary training during work

hours, as approved by the appointing authority, which is directly related to an

employee’s job and is designed to enhance performance, is work time. Voluntary

training is not considered work time when the training occurs outside of the

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employee’s regular working hours, attendance at the training is in fact voluntary,

the training is not directly related to the employee’s job, and the employee does

not perform any productive work during the training. (07/01/2025)

Recordkeeping

3-41. The FLSA requires that certain basic records be maintained for both exempt and

nonexempt employees. Each department is accountable for maintaining those

records. (7/1/07)

3-42. Time records shall be approved timely by both the employee and the supervisor.

The time records are the basis for overtime calculation and compensation.

(07/01/2026)

Other Premium Pay

3-43. Shift Differential is additional pay beyond base pay for employees working shifts.

Eligible classes and the shift differential rate are published in the annual pay

plan. Department heads may designate eligibility for individual positions in

classes not published and shall maintain records for such cases

s are the basis for overtime calculation and compensation.

(07/01/2026)

Other Premium Pay

3-43. Shift Differential is additional pay beyond base pay for employees working shifts.

Eligible classes and the shift differential rate are published in the annual pay

plan. Department heads may designate eligibility for individual positions in

classes not published and shall maintain records for such cases. If an eligible

employee is required to report to work before the start or after the end of a

scheduled shift with no release from work between the regular shift and call back

hours, it is a continuation of a shift. Shift differential does not apply to any periods

of paid leave. Second shift rate applies for all hours worked when half or more of

the scheduled work hours fall between 4:00 p.m. and 11:00 p.m., Monday

through Thursday. Third shift rate applies for all hours worked when half or more

of the scheduled work hours fall between 11:00 p.m. and 6:00 a.m. If hours are

evenly split between shifts, the higher shift differential rate applies to all hours

worked during the shift. Weekend shift applies for all hours worked when half or

more of the scheduled shift hours fall between 4:00 p.m. Friday evening through

6:00 a.m. Monday morning. (07/01/2025)

3-44. Call Back applies when an eligible nonexempt employee is required to report to

work before the start or after the end of a scheduled shift. An eligible nonexempt

employee does not have to be on call eligible to receive call back pay. If there is

no release from work between the call back hours and regular shift, it is

considered a continuation of the shift and call back does not apply; instead, if

applicable, the nonexempt employee may earn overtime or compensatory time.

When a nonexempt employee is called back, they are entitled to a minimum of

two (2) hours of their regular base pay (call back pay) or pay for the actual

amount of time spent responding to the call, whichever is greater. Call back time

is counted as work time. (07/01/2025)

3-45

hift and call back does not apply; instead, if

applicable, the nonexempt employee may earn overtime or compensatory time.

When a nonexempt employee is called back, they are entitled to a minimum of

two (2) hours of their regular base pay (call back pay) or pay for the actual

amount of time spent responding to the call, whichever is greater. Call back time

is counted as work time. (07/01/2025)

3-45. On Call is additional pay beyond base pay for eligible, nonexempt employees

who are specifically scheduled to be on call. Employees are entitled to on-call

pay only when they are not working but are scheduled to be available to respond

to communications or report to a worksite within a reasonable period of time.

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Employees who are on call are able to use their personal time effectively. Eligible

classes and the hourly rate are published in the annual pay plan. A department

head may designate eligibility for individual nonexempt positions in classes not

published and maintain records of such on-call designations. Only time while

actually on call shall be paid at the on call rate. In call back situations, employees

eligible for both on call and call back pay shall receive call back pay only.

(07/01/2025)

3-46. Second Domicile is additional discretionary pay up to ten percent (10%) of base

pay for employees who are required to maintain a second domicile for more than

ten (10) consecutive calendar days while working out-of-state on official state

business. The department head shall authorize such payments.

3-47. Repealed. (1/1/18)

3-48. Housing Premium is a stipend granted by a department head to designated

employees living and working in high housing cost areas with demonstrated

recruitment and retention problems. It is not part of the base rate and may begin

or end at any time. Records on any aspect of this premium shall be provided to

the Director when requested.

3-49. Discretionary Pay Differentials

. Repealed. (1/1/18)

3-48. Housing Premium is a stipend granted by a department head to designated

employees living and working in high housing cost areas with demonstrated

recruitment and retention problems. It is not part of the base rate and may begin

or end at any time. Records on any aspect of this premium shall be provided to

the Director when requested.

3-49. Discretionary Pay Differentials. A department may use non-base building

discretionary pay differentials on a temporary basis, which shall be funded within

existing budgets. Use of these pay differentials is at the discretion of the

appointing authority and shall not be used as a substitute for annual

compensation adjustments, other pay policies, or promotions. No differential is

guaranteed and, if granted, may be discontinued at any time. No aspect of any

discretionary pay differential is subject to grievance or appeal, except for

discrimination; however, an alleged violation of the department’s plan can be

disputed. A department’s decision in the dispute is final and no further recourse

is available. Departments shall develop and communicate a written plan

addressing appropriate criteria for the use of any differential based on sound

business practice and needs. If granted, there shall be an individual written

agreement between the employee and appointing authority that stipulates the

terms and conditions of the differential, including the dates the differential will

begin and end. Records of any aspect of these differentials shall be provided to

the Director when requested. (8/1/08)

A.

Counteroffer to a verifiable job offer may be used when an employee with

critical strategic skills receives a higher salary offer from another

department or outside employer and the appointing authority needs to

retain the employee. The sum of a non-base building differential and

current base pay cannot exceed a statutory lid in any given month and

may be paid in one (1) or more payments. (8/1/08)

B

unteroffer to a verifiable job offer may be used when an employee with

critical strategic skills receives a higher salary offer from another

department or outside employer and the appointing authority needs to

retain the employee. The sum of a non-base building differential and

current base pay cannot exceed a statutory lid in any given month and

may be paid in one (1) or more payments. (8/1/08)

B.

Signing bonus is a non-base building lump sum that may be used to

attract new permanent employees into the state personnel system. It may

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be paid in one (1) or several payments; however, the sum of the bonus

and current base pay cannot exceed a statutory lid in any given month.

Signing bonuses may be used for the following reasons:

1.

To fill positions in critical occupations where there is a documented

shortage in the labor market and recruitment or retention difficulty in

the department that jeopardizes its mission; or,

2.

When the applicant possesses a unique, critical skill in relation to

the job market.

C.

Referral award is a non-base building lump sum that may be granted to a

current employee for the referral and subsequent hire of a new employee

into the state personnel system where the position requires a unique,

specialized skill and there is a documented shortage in the labor market

and recruitment or retention difficulty in the department. This award is to

be used for permanent employees unless the Director grants an

exception. Employees who influence or are responsible for hiring and

those performing recruitment as part of their regular assignments are

ineligible. The sum of the award and current base pay cannot exceed a

statutory lid in any given month.

D.

Temporary pay differential is a non-base building award that may be

granted to a current permanent employee in the same position

ss the Director grants an

exception. Employees who influence or are responsible for hiring and

those performing recruitment as part of their regular assignments are

ineligible. The sum of the award and current base pay cannot exceed a

statutory lid in any given month.

D.

Temporary pay differential is a non-base building award that may be

granted to a current permanent employee in the same position. The sum

of the temporary award and current base pay shall not exceed a statutory

lid in any given month and is paid through regular payroll. This differential

shall not be used as a substitute for the promotional or allocation process.

Temporary pay differentials may be used for the following reasons:

1.

Acting assignment where the employee assumes the majority of

duties of a position that is vacant or the incumbent is on extended

leave for a period longer than thirty (30) days but less than nine (9)

months. The differential shall not exceed nine (9) months for any

given acting assignment; (07/01/2025)

2.

Long-term project assignment that is not an expected or customary

part of the regular assignment and is critical to the mission and

operations of the department as defined by the purpose of the

project, its time frame, and the critical nature and expected results;

3.

Retain a unique, specialized set of skills or knowledge that is critical

to the mission and productivity of the department. The loss would

result in documented severe adverse effect on the department’s

mission and productivity; or

4.

During the declaration of a state of emergency by the Governor, as

defined in the Colorado Disaster Emergency Act, when it is

necessary to assign employees work to maintain continuity of

cialized set of skills or knowledge that is critical

to the mission and productivity of the department. The loss would

result in documented severe adverse effect on the department’s

mission and productivity; or

4.

During the declaration of a state of emergency by the Governor, as

defined in the Colorado Disaster Emergency Act, when it is

necessary to assign employees work to maintain continuity of

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operations and appropriate staffing levels critical to the mission and

operations of the organization. (08/01/2020)

5.

Other temporary pay differentials for reasons listed in the applicable

Partnership Agreement, and applicable State Entity Agreement, if

any. (07/01/2025)

3-50. Hazardous Duty is a non-base building premium that may be granted to positions

working in occupations where exposure to physical hazards is not a customary

part or expectation of the occupation and its preparation for entry. Such positions

work for a majority of their time in settings that involve clear, direct, and

unavoidable exposure to risk of major injury or loss of life even after making

allowances for safety. This premium is not guaranteed and, if granted, may be

discontinued at any time. No aspect of this premium pay can be grieved or

appealed, except for alleged discrimination. Departments shall develop

appropriate criteria for the use of hazard pay based on sound business practice

and need, and communicate these criteria prior to use of this premium. The

premium rate will be published in the annual pay plan and, in combination with

current base pay and other premium pay, cannot exceed a statutory lid in any

given month. (1/1/18)

3-50.1.

Incident Response Assignment Pay is a non-base building premium that

may be granted to employees in FLSA-exempt positions based on hours worked

in excess of forty (40) hours in a workweek while assigned to an eligible incident

will be published in the annual pay plan and, in combination with

current base pay and other premium pay, cannot exceed a statutory lid in any

given month. (1/1/18)

3-50.1.

Incident Response Assignment Pay is a non-base building premium that

may be granted to employees in FLSA-exempt positions based on hours worked

in excess of forty (40) hours in a workweek while assigned to an eligible incident.

This pay is discretionary and Departments must have a written policy, including

the terms and conditions that must be met for incident response assignment pay,

and communicate it to employees before use of this premium. Approval for this

premium pay is within the appointing authority’s sole discretion, provided it meets

the requirements of the Department’s policy. This premium pay is not

guaranteed, and if granted, may be discontinued at any time and shall be funded

within existing budgets and in accordance with these rules. The sum of this

premium pay, current base pay, and other premium pay shall not exceed a

statutory lid in any given month and is paid through regular payroll. No aspect of

this premium pay can be grieved or appealed, except for alleged discrimination.

(07/01/2026)

A.

An eligible incident is defined as an emergency, disaster, or other

occurrence, such as fire, flood, or other event, that requires action or

support to prevent or minimize the loss of life or damage to property

and/or natural resources. Departments may further restrict the definition of

an eligible incident in their policy.

B.

For an employee to be eligible for Incident Response Assignment Pay, the

employee’s appointing authority must assign the employee to perform

specified duties critical to the eligible incident within an Incident Command

System, the standard framework used for formal incident response.

d/or natural resources. Departments may further restrict the definition of

an eligible incident in their policy.

B.

For an employee to be eligible for Incident Response Assignment Pay, the

employee’s appointing authority must assign the employee to perform

specified duties critical to the eligible incident within an Incident Command

System, the standard framework used for formal incident response.

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C.

The assignment pay is paid at one and one-half (1 ½ ) times the

employee’s annualized hourly rate for actual hours worked that exceed

forty (40) hours in a designated work week while on assignment to an

eligible incident. All hours worked during the FLSA workweek count

towards time worked for purposes of calculating this premium pay.

D.

At all times, the position remains designated as exempt under the FLSA.

E.

Departments must ensure accurate and timely tracking of hours during an

eligible incident.

Postemployment Compensation (9/1/12)

3-51. Postemployment compensation, which includes voluntary separation incentives

or severance pay, are discretionary financial payments that may be offered to

certified employees when a layoff has happened or may happen based upon

documented lack of funds, lack of work, or reorganization. Postemployment

compensation may include, but is not limited to, a hiring preference, payment

towards the continuation of health benefits, tuition or educational training

vouchers, portion of salary, placement on a reemployment list. Postemployment

compensation may be contingent upon an employee’s waiver of retention and

reemployment rights, but waiving those rights does not affect the employee’s

eligibility for reinstatement. A department head shall establish a postemployment

compensation plan before a department makes any postemployment

compensation offers. (1/1/14)

3-52

, portion of salary, placement on a reemployment list. Postemployment

compensation may be contingent upon an employee’s waiver of retention and

reemployment rights, but waiving those rights does not affect the employee’s

eligibility for reinstatement. A department head shall establish a postemployment

compensation plan before a department makes any postemployment

compensation offers. (1/1/14)

3-52. Any total postemployment compensation payment and other benefits shall not

exceed an amount equal to one (1) week of an employee’s salary for every year

of their service, up to eighteen (18) weeks. Any additional limitations shall be

established and published by the Director, taking into consideration market

practice and other factors. (07/01/2025)

3-53. Repealed. (1/1/18)

3-54. The employee and department shall execute a separation agreement before

payment of any postemployment compensation. The separation agreement shall

include the following provisions. (07/01/2026)

A.

A statement that the employee is required to pay all applicable taxes on

the payment;

B.

The employee’s acknowledgment that the state will withhold taxes

according to law before payment; (07/01/2026)

C.

The employee’s agreement to waive retention and reemployment rights, if

applicable, along with a statement that the contract is voluntary and not

coerced or obtained through means other than the terms of the separation

agreement; (07/01/2026)

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D.

An acknowledgment that no payment will be made until after the last day

of work and compliance with other provisions of the separation agreement

contract; and, (07/01/2026)

E.

Upon signature, a copy of each separation agreement shall be provided to

the Director. (07/01/2026)

F.

The employee’s agreement to waive any and all claims they may have or

assert against the employer, relative to their employment prior to the

execution of this agreement. (9/1/12)

r the last day

of work and compliance with other provisions of the separation agreement

contract; and, (07/01/2026)

E.

Upon signature, a copy of each separation agreement shall be provided to

the Director. (07/01/2026)

F.

The employee’s agreement to waive any and all claims they may have or

assert against the employer, relative to their employment prior to the

execution of this agreement. (9/1/12)

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Chapter 4

Employment and Status

Authority for the rules promulgated in Chapter 4, Employment and Status, is found in

State of Colorado Constitution Article XII, Sections 13, 14 and 15, and § § 24-50-109.5,

24-50-112.5, 24-50-114, 24-50-132, 24-50-136 and 24-50-137, C.R.S. Board rules are

identified by cites beginning with “Board Rule”. Definitions for many of the terms utilized

in this chapter may be found in Chapter 1, Organization, Responsibilities, Ethics, Payroll

Deduction, and Definitions. Board rules are identified by cites beginning with “Board

Rule”.

General Principles

Board Rule 4-1.

State residents and otherwise qualified applicants shall have an

equal opportunity for entry into the state personnel system through fair and open

competition. Selection and appointment to positions within the state personnel

system shall be made according to merit and fitness, based upon the quality of

performance and job-related ability as ascertained by the comparative analysis

process. The selection process utilized to fill any vacancy shall uphold the

protections of Colorado’s constitutional merit based personnel system. (3/30/13)

Board Rule 4-2.

All applicants shall meet minimum and special qualifications for the

vacancy in order to be included in the comparative analysis process, referred for

an interview or appointed to a position. Any required job qualifications shall be

consistent with those minimum qualifications established by the State Personnel

Director for classified positions within the state personnel system

13)

Board Rule 4-2.

All applicants shall meet minimum and special qualifications for the

vacancy in order to be included in the comparative analysis process, referred for

an interview or appointed to a position. Any required job qualifications shall be

consistent with those minimum qualifications established by the State Personnel

Director for classified positions within the state personnel system. (3/30/13)

4-3.

Appointing authorities shall consult with the human resource personnel for their

department throughout the selection process and comply with any agreement

regarding delegation of selection functions entered into between the department

and the Director. Nothing in these rules shall negate the proper delegation of

authority of human resource functions from the Director to state agencies’ human

resources personnel nor constrain the Director’s statutory authority to provide

consulting services, as well as policy and operation leadership, in the area of

professional management of state government’s human resources. (3/30/13)

Board Rule 4-4.

Persons with disabilities, in accordance with federal and state law,

may request reasonable accommodation throughout the selection process.

(3/30/13)

Appeals

Board Rule 4-5.

All job postings shall notify applicants of their appeal rights. Such

notice shall include the time frame to file an appeal, the email address and the

street address for filing the appeal, and the availability of any template appeal

form.

disabilities, in accordance with federal and state law,

may request reasonable accommodation throughout the selection process.

(3/30/13)

Appeals

Board Rule 4-5.

All job postings shall notify applicants of their appeal rights. Such

notice shall include the time frame to file an appeal, the email address and the

street address for filing the appeal, and the availability of any template appeal

form.

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Board Rule 4-6.

Applicants directly affected by the selection and comparative

analysis process may petition the Board for review when it appears that the

decision of the appointing authority violates an employee’s rights under the

Colorado Anti-Discrimination Act (“CADA”), the State Employee Protection Act

(commonly known as the Whistleblower Act), or as otherwise provided by law.

Any petitions to the Board relating to selection decisions shall be filed in

accordance with Chapter 8, Resolution of Appeals and Disputes.

Board Rule 4-7.

Any person currently or previously employed by the state of

Colorado, not within the state personnel system, shall successfully complete the

selection process before being placed in a position in the state personnel system.

Treatment of such person is subject to the provisions of § 24-50-136, C.R.S. This

includes political subdivisions of the state with similar merit systems that have a

formal arrangement with the Board. (3/30/13)

4-8.

Only applicants directly affected by the selection and comparative analysis

process may file a written appeal with the Director in accordance with Chapter 8,

Dispute Resolution. (01/01/2021)

4-9.

An applicant who has been removed from an employment list or removed from

consideration during the selection process may request a review by the Director

as outlined in Chapter 8, Dispute Resolution. (01/01/2021)

Notifications

4-10

fected by the selection and comparative analysis

process may file a written appeal with the Director in accordance with Chapter 8,

Dispute Resolution. (01/01/2021)

4-9.

An applicant who has been removed from an employment list or removed from

consideration during the selection process may request a review by the Director

as outlined in Chapter 8, Dispute Resolution. (01/01/2021)

Notifications

4-10. At any point in the selection process, but no later than ten (10) days after an

accepted job offer, all applicants removed from consideration shall be notified of

their elimination from consideration. These notifications shall include appeal

rights. (01/01/2021)

Determining How to Fill a Vacancy / Eligible List

4-11. The appointing authority has the following choices in assessing candidates:

A.

Appoint an eligible candidate who is a transfer, non-disciplinary demotion

or reinstatement;

B.

Appropriate an existing eligible list if a re-employment list does not exist;

or

C.

Post an announcement and engage in fair and open competition through a

comparative analysis. The appointing authority shall not deviate from this

decision during the selection process, unless the position is filled by

another method of appointment due to valid articulated business reasons.

(1/1/14)

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4-12. If filling a vacancy from an employment list, employment lists shall be used in the

following order of priority: departmental reemployment, promotional, then open-

competitive. (3/30/13)

4-13. No eligible list shall be established if:

A.

A departmental reemployment list with a qualified and willing individual

exists for the class of the position in question, or

B.

Current eligible list of equal or higher priority exists for the position in

question. (3/30/13)

4-14. An eligible list may be extended by the appointing authority for up to twelve (12)

months, unless further extended as follows: (07/01/2025)

A

hall be established if:

A.

A departmental reemployment list with a qualified and willing individual

exists for the class of the position in question, or

B.

Current eligible list of equal or higher priority exists for the position in

question. (3/30/13)

4-14. An eligible list may be extended by the appointing authority for up to twelve (12)

months, unless further extended as follows: (07/01/2025)

A.

The Director shall have the discretion to extend a current eligible list.

B.

The Director shall have the discretion to resurrect an expired eligible list

within one (1) year of the initial expiration date of the list.

C.

An appointing authority shall have the discretion to appropriate a qualified

applicant pool for identical or highly similar positions justified through

competent job analyses. (01/01/2021)

4-15. Cancellation or expiration of a list does not affect the legal rights of employees on

military leave. (3/30/13)

Board Rule 4-16.

An employee or an appointing authority may initiate a transfer.

When the appointing authority(s) initiates the transfer, for reasonable business

necessity, within the same department and the employee refuses it, the

employee is deemed to have resigned. If the transfer is beyond a twenty-five (25)

mile radius of the employee’s current work location, is longer than six (6) months,

and was not a condition of employment, the employee’s name is placed on the

reemployment list. (3/30/13)

4-17. A person may be reinstated to a related class with the same or lower pay range

maximum than the previously certified class. (3/30/13)

4-18. Provisional appointments may be made only if the position cannot be filled

conditionally. (3/30/13)

Reemployment Lists

4-19. Employees on a departmental reemployment list may limit their availability to

specific locations and work schedules. Departmental reemployment lists last for

one year. (3/30/13)

ass with the same or lower pay range

maximum than the previously certified class. (3/30/13)

4-18. Provisional appointments may be made only if the position cannot be filled

conditionally. (3/30/13)

Reemployment Lists

4-19. Employees on a departmental reemployment list may limit their availability to

specific locations and work schedules. Departmental reemployment lists last for

one year. (3/30/13)

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Residency Requirements

Board Rule 4-20.

A department may request that the Director grant a residency

waiver when the department can show there is an insufficient instate applicant

pool. If the Director denies a waiver, the department may submit the request to

the Board within ten (10) days. In its review of the request, the Board may grant

the residency waiver if the department can show there is an insufficient instate

applicant pool, including, but not limited to, consideration of the following factors:

A.

The position(s) involved requires special education or training; or

B.

The position(s) involved requires special professional or technical

qualifications; and

C.

It is not feasible to train and hire from within. (3/30/13)

Job Announcement Requirements

4-21. Job announcements shall be posted in such a manner as to give potential

applicants notice of a vacancy, a reasonable opportunity to apply for the

vacancy, notice of the required application documentation, notice of appeal

rights, and a description of the position. In addition, all job announcements shall:

A.

Be posted for a reasonable amount of time and in locations where

potential applicants might reasonably expect to find them;

B.

Specify the following:

1.

The class to which the vacancy is classified within the state

personnel system;

2.

The pay range or anticipated hiring pay rate for that classification;

3.

The working location for the vacancy;

4.

The closing date for accepting applications for the vacancy;

5.

The minimum qualifications for the vacancy;

6

where

potential applicants might reasonably expect to find them;

B.

Specify the following:

1.

The class to which the vacancy is classified within the state

personnel system;

2.

The pay range or anticipated hiring pay rate for that classification;

3.

The working location for the vacancy;

4.

The closing date for accepting applications for the vacancy;

5.

The minimum qualifications for the vacancy;

6.

The nature of required experience and/or education for the

vacancy;

7.

That experience may substitute for the required education, except

where such education is required by law or accreditation standards.

The Department may specify the nature of experience that

substitutes for education;

8.

Any additional special qualifications for the vacancy;

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9.

Any preferred qualifications for the vacancy;

10.

Any conditions of employment, including physical requirements or

background check;

11.

The documentation which shall be submitted in order for the

application to be reviewed and, if any forms shall be completed,

where those forms may be obtained; and

12.

The address to which the application shall be submitted. (3/30/13)

Minimum & Special Qualifications

4-22. Required experience, education, licensure and/or certification may not be

changed unless either validated by a competent job analysis or approved in

writing by the Director. (3/30/13)

Comparative Analysis / Eligible List

4-23. The assessment process is considered to be competitive if a reasonable

opportunity was provided to potentially qualified persons to apply and compete

against the same job-related standards. Any comparative analysis shall be a

professionally accepted standard that compares specific job-related knowledge,

skills, abilities, behaviors and other competencies. Comparative analysis shall

meet professionally accepted standards for assessments of qualifications,

competencies and job fit. (3/30/13)

4-24

potentially qualified persons to apply and compete

against the same job-related standards. Any comparative analysis shall be a

professionally accepted standard that compares specific job-related knowledge,

skills, abilities, behaviors and other competencies. Comparative analysis shall

meet professionally accepted standards for assessments of qualifications,

competencies and job fit. (3/30/13)

4-24. Comparative analysis shall consist of professionally accepted assessments of

job-related qualifications, competencies, knowledge, skills, abilities, and job fit,

including but not limited to structured interviews, application/resume review, oral

examinations, written objective tests, written narrative tests, performance tests,

training and/or experience evaluations, and physical capacity tests. Performance

evaluations may be used as part of a promotional comparative analysis.

Assessment tools and/or examinations shall be developed, administered, and

scored in compliance with professional guidelines and state and federal law. If

multiple components are used to assess qualifications, the applicant may be

required to pass one step before proceeding to the next. All examination

materials and scores are confidential except as provided by the Colorado Open

Records Act. (07/01/2025)

4-25. An eligible list shall be considered established at the time when any and all

applicable comparative analysis is completed. (3/30/13)

Testing & Examinations

4-26. All examinations and assessments are subject to review and approval by the

Director. (3/30/13)

ing to the next. All examination

materials and scores are confidential except as provided by the Colorado Open

Records Act. (07/01/2025)

4-25. An eligible list shall be considered established at the time when any and all

applicable comparative analysis is completed. (3/30/13)

Testing & Examinations

4-26. All examinations and assessments are subject to review and approval by the

Director. (3/30/13)

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4-27. If the department initiates an examination, then:

A.

The examination portion of the process shall be completed;

B.

The examinations scored in accordance with professional standards; and

C.

The applicants ranked accordingly. (3/30/13)

4-28. Examinations do not have to be scored if:

A.

The departmental human resources director determines that the testing

process has been compromised and notifies all qualified applicants of that

determination, the basis for the determination and the next step in the

selection process; or

B.

Permission to fill the position has been withdrawn. (3/30/13)

Background Checks

4-29. Background investigations and physical or psychological examinations are

allowed when validated by a competent job analysis or state or federal

guidelines. (3/30/13)

Referral and Interview/ Eligible List

4-30. If the selection process results in fewer than six (6) applicants on an eligible list,

the list may be supplemented by additional applicants obtained through further

posting and comparative analysis for the vacancy, as follows:

A.

If none of the qualifications for the vacancy are changed then the same

process shall be administered and the results from both postings shall

then be integrated.

B.

If any qualifications are changed, a new recruitment will be initiated.

(1/1/14)

Board Rule 4-31.

Addition of candidates leading to an adjustment of placement on an

eligible list due to open continuous recruitment shall not affect prior appointments

or referrals from which an appointment has not been made. (1/1/14)

4-32

e administered and the results from both postings shall

then be integrated.

B.

If any qualifications are changed, a new recruitment will be initiated.

(1/1/14)

Board Rule 4-31.

Addition of candidates leading to an adjustment of placement on an

eligible list due to open continuous recruitment shall not affect prior appointments

or referrals from which an appointment has not been made. (1/1/14)

4-32. If a departmental reemployment list exists, all those qualified are notified and

referred in alphabetical order and no other employment lists are used. (3/30/13)

4-33. In the event of a tie as the result of a numeric comparative analysis, the referral

list shall be composed of only the six (6) highest-ranking individuals, plus any

individuals tying with those individuals. If a comparative analysis is not conducted

because there are six (6) or fewer qualified applicants, the referral list shall be

comprised of those applicants. (1/1/14)

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Board Rule 4-34.

In the case of filling multiple vacancies within the same class from

the same eligible list, no more than the top six (6) candidates may be considered

for each position as it is filled. If an appointing authority decides to fill multiple

vacancies simultaneously, then the appointing authority may consider six (6) plus

one (1) additional candidate for every additional position. (1/1/14)

4-35. Upon receipt of a request to fill a vacancy by an open-competitive or promotional

method of appointment, a referral will be made from the appropriate eligible lists

to the appointing authority. All those referred shall be notified of any contact

information for the interview. (3/30/13)

4-36. If a non-numerical or combination of numerical and non-numerical comparative

analysis is used, the referral list should be comprised of the top six (6) individuals

plus any eligible veterans

ethod of appointment, a referral will be made from the appropriate eligible lists

to the appointing authority. All those referred shall be notified of any contact

information for the interview. (3/30/13)

4-36. If a non-numerical or combination of numerical and non-numerical comparative

analysis is used, the referral list should be comprised of the top six (6) individuals

plus any eligible veterans. If a numerical comparative analysis is used, the

referral list shall only be composed of the six (6) highest ranking individuals.

(3/30/13)

4-37. Appointing authorities or their designees shall consider or make a reasonable

attempt to interview all applicants on the referral list in compliance with state and

federal law. (3/30/13)

4-38. Any additional evaluation or assessment conducted after the referral shall be

related to the job and administered to all applicants participating in the job

interview process. (3/30/13)

Removal from Employment Lists / Removal from Consideration

4-39. Persons may be removed from employment lists for consideration by an

appointing authority or agency HR office for these specific reasons:

A.

Reasons for mandatory removal from all employment lists or from

consideration for all vacancies:

1.

Attempts to use bribery;

2.

Unauthorized access to examination information;

3.

False statements or attempts to practice fraud and deception during

the selection process; or

4.

Existence of a written agreement between the individual and a

department that the individual will not seek or accept work from the

state.

B.

Reasons for mandatory removal from a specific employment list or from

consideration for the relevant vacancy:

1.

Failure to meet the minimum qualifications; or

3.

False statements or attempts to practice fraud and deception during

the selection process; or

4.

Existence of a written agreement between the individual and a

department that the individual will not seek or accept work from the

state.

B.

Reasons for mandatory removal from a specific employment list or from

consideration for the relevant vacancy:

1.

Failure to meet the minimum qualifications; or

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2.

Existence of a written agreement between the individual and the

department that the individual will not seek or accept work from the

department which is removing the individual from the employment

list.

C.

Reasons for discretionary removal from one or more employment lists or

from consideration for relevant vacancies:

1.

Violation of federal or state law or regulations that affect the ability

to perform the job;

2.

No longer interested in or available for employment with the

department or the state personnel system;

3.

Failure to appear for examination or participate in any aspect of the

comparative analysis process;

4.

Failure to meet the conditions of employment such as physical

requirements, background check, or others as set forth in the job

announcement;

5.

Failure to respond to a referral within the specified time frame as

communicated to the individuals referred, or to complete any

portion of the selection process;

6.

Failure to be appointed after at least three referrals and interviews

for vacancies with the same appointing authority, who is removing

the person from the employment list, within an eighteen (18) month

period;

7.

Documented failure to demonstrate proficiency in a required job-

related competency set forth in the job announcement;

8.

Documentation of unsatisfactory performance indicating an inability

to perform in an area directly related to the job;

9.

Appointment to a position in the class for which a list was

established; or

10

the person from the employment list, within an eighteen (18) month

period;

7.

Documented failure to demonstrate proficiency in a required job-

related competency set forth in the job announcement;

8.

Documentation of unsatisfactory performance indicating an inability

to perform in an area directly related to the job;

9.

Appointment to a position in the class for which a list was

established; or

10.

Refusal of an appointment or condition(s) of employment previously

indicated as acceptable. (1/1/14)

Employment Status

Board Rule 4-40.

Probationary service applies to appointments to permanent

positions of:

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A.

Employees who have not been previously employed within the state

personnel system;

B.

At the discretion of the appointing authority, any reinstated former certified

employees. (3/30/13)

Board Rule 4-41.

The probationary service period shall not exceed 12 working

months except as provided in Chapter 5, Time Off, or when there is a selection

appeal pending. If the probationary employee separates from employment for

any period of time, a new service date is required based on the date of rehire.

(3/30/13)

A.

Probationary employees do not have a right to a pre-disciplinary meeting,

to a mandatory hearing to review discipline for unsatisfactory

performance, to be granted a period of time to improve performance, to be

placed on a reemployment list, or to the privilege of reinstatement.

However, probationary employees may petition the Board for a

discretionary hearing on non-disciplinary matters.

Board Rule 4-42.

Trial Service applies to appointments to permanent positions as

follows:

A.

At the discretion of the appointing authority:

1.

A current certified employee who voluntarily transfers to a position

within the same class;

2.

A current certified employee or reemployment applicant who

transfers to a position in a different class with the same pay range

maximum;

B

n-disciplinary matters.

Board Rule 4-42.

Trial Service applies to appointments to permanent positions as

follows:

A.

At the discretion of the appointing authority:

1.

A current certified employee who voluntarily transfers to a position

within the same class;

2.

A current certified employee or reemployment applicant who

transfers to a position in a different class with the same pay range

maximum;

B.

A current certified employee or a reemployment applicant who promotes;

and

C.

Any reinstated applicant unless the appointing authority requires a

probationary period. (1/01/15)

Board Rule 4-43.

The trial service period shall not exceed six working months, except

as provided in Chapter 5, Time Off, or when there is a selection appeal pending.

An employee who fails to perform satisfactorily during trial service shall revert to

an existing vacancy in the previously certified class in the current department

with no right to a hearing or, if there is no existing vacancy in the previously

certified class in the current department, shall be accorded any retention rights to

which the employee may be entitled under § 24-50-124, C.R.S. and/or Board

Rule. The appointing authority has discretion to administer corrective or

disciplinary action instead of reversion. (3/30/13)

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Board Rule 4-44.

The following applicants or employees retain their certified status

when appointed to a new class or position:

A.

A current certified employee who demotes;

B.

A reemployment applicant who is appointed to a position within the same

class;

C.

A current certified employee who voluntarily transfers to a position within

the same class remains certified unless the appointing authority requires a

trial service period

D.

A current certified employee or a reemployment applicant who voluntarily

transfers to a different class with the same pay range maximum remains

certified unless the appointing authority requires a trial service period;

E

C.

A current certified employee who voluntarily transfers to a position within

the same class remains certified unless the appointing authority requires a

trial service period

D.

A current certified employee or a reemployment applicant who voluntarily

transfers to a different class with the same pay range maximum remains

certified unless the appointing authority requires a trial service period;

E.

A current certified employee who involuntarily transfers to a position within

the same class or a position within a different class with the same pay

range maximum. (3/30/13)

Board Rule 4-45.

Early certification is not allowed if a selection appeal is pending.

(3/30/13)

Board Rule 4-46.

When accepting a state position outside the state personnel system

at the request of an elected or appointed state official, a certified employee is

subject to the provisions of § 24-50-137, C.R.S. (3/30/13)

4-47. A temporary appointment refers to a qualified person who is appointed to a

position or positions for a period not to exceed nine (9) months in any twelve (12)

month period. The nine (9) month limitation shall be inclusive of all temporary

appointments and departments. Temporary appointments include appointments

to temporary positions, conditional, and provisional appointments. (07/01/2025)

4-48. All temporary positions shall be in the Temporary Aide class. Temporary

employees are employed at will and do not have the rights and benefits provided

to permanent employees, except those mandated by law and pay range

minimum. Effective December 31, 1998, no credit is provided for a temporary

position when an employee accepts a permanent position in the same class

without a break in service.

A.

When the services for the relevant position are permanent and full-time,

the position shall not be filled through a succession of temporary

appointments.

B

permanent employees, except those mandated by law and pay range

minimum. Effective December 31, 1998, no credit is provided for a temporary

position when an employee accepts a permanent position in the same class

without a break in service.

A.

When the services for the relevant position are permanent and full-time,

the position shall not be filled through a succession of temporary

appointments.

B.

When services are seasonal or annually recurring, department heads

should consider creating a permanent part-time position, including

analysis of potential partnering with other departments in the same

geographic location, as provided in Chapter 10, Personal Services

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Contracts. However, either a permanent part-time or temporary position

may be used. (3/30/13)

Board Rule 4-49.

A person in conditional status does not have a break in service as a

result of having a conditional appointment. If the employee is subsequently

appointed, to the position to which they were conditionally appointed, from a list,

the trial service period begins on the date of the conditional appointment. If not

subsequently appointed to the position, the employee reverts to an existing

vacancy in the certified class in the current department. If no vacancy exists,

layoff provisions apply. (3/30/13)

Board Rule 4-50.

If a person with provisional status is subsequently appointed, to the

position to which they were provisionally appointed, from a list, the probationary

period begins on the date of the appointment from the referral list. Provisional

employees do not have the rights and benefits provided to classified employees

within the state personnel system, except those mandated by law and pay range

minimum. (3/30/13)

Board Rule 4-51.

A substitute appointment may only be made to perform the duties

of a filled position during a leave or for training purposes

y

period begins on the date of the appointment from the referral list. Provisional

employees do not have the rights and benefits provided to classified employees

within the state personnel system, except those mandated by law and pay range

minimum. (3/30/13)

Board Rule 4-51.

A substitute appointment may only be made to perform the duties

of a filled position during a leave or for training purposes. This appointment shall

not exceed nine months in a twelve (12) month period unless transfer, demotion,

or examination fills it. Layoff provisions do not apply and a certified employee is

returned to a position in the former class. (3/30/13)

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Chapter 5

Time Off

Authority for rules promulgated in Chapter 5, Time Off, is found in:

State of Colorado Constitution Article XII, Section 13, The Family Medical Leave Act

(FMLA), Colorado Paid Family and Medical Leave Insurance (FAMLI) Act, Americans

with Disabilities Act (ADA), Family Care Act (FCA), Uniformed Services Employment

and Reemployment Rights Act (USERRA), The Patient Protection and Affordable Care

Act (PPACA), commonly called the Affordable Care Act (ACA), Healthy Families and

Workplace Act, the Public Health Emergency Whistleblower Act and 26 U.S.C. 63.

State of Colorado Revised Statutes (C.R.S.) §1-6-115, 1-6-122, 1-7-102, 8-13.3-401, 8-

13.3-501, 8-40-101, 14-2-101, 14-15-103,24-11-101, 24-11-112, 24-18-102, 24-33.5-

825, 24-50-104, 24-50-109.5, 24-50-401, 28-1-104, 28-3-601, 28-6-602, 28-3-607, 28-3-

609, and 28-3-610.

General Principles

5-1.

Employees are required to work their established work schedule unless on

approved leave. Employees are responsible for requesting leave as far in

advance as possible. The leave request shall provide sufficient information to

determine the type of leave. (5/1/10)

A.

The appointing authority shall respect the employee's privacy rights when

requesting adequate information to determine the appropriate type of

leave. (02/2017)

B

ork their established work schedule unless on

approved leave. Employees are responsible for requesting leave as far in

advance as possible. The leave request shall provide sufficient information to

determine the type of leave. (5/1/10)

A.

The appointing authority shall respect the employee's privacy rights when

requesting adequate information to determine the appropriate type of

leave. (02/2017)

B.

Appointing authorities are responsible for approving all leave requests and

for determining the type of leave granted, subject to these rules and any

additional departmental leave procedures. Departmental procedures shall

be provided to employees. (02/2017)

C.

Except for paid sick leave, Family Medical Leave (FML), state FML, leave

under the FAMLI (Family and Medical Leave Insurance) program, short-

term disability leave or public health emergency leave, use of any other

leave that is not approved by the appointing authority may result in the

denial of paid leave and/or corrective or disciplinary action. (01/01/2021)

D.

Mandates to maintain a minimum balance of annual leave is not permitted

except under a leave sharing program or a corrective or disciplinary

action. (12/1/2023)

1.

Repealed. (07/01/2025)

5-2.

Paid leave is to be exhausted before an employee is placed on unpaid leave,

unless the reason for leave does not qualify for the type of leave available, during

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a mandatory or voluntary furlough, or if prohibited by state or federal law.

(07/01/2025)

5-3.

Departments shall keep accurate leave records in compliance with rule and law

and be prepared to report the use of any type of leave when requested by the

Director. (5/1/10)

Accrued Paid Leave

5-4.

Annual leave is for an employee’s personal needs and use is subject to the

approval of the appointing authority. The appointing authority may establish

periods when annual leave will not be allowed, or shall be taken, based on

business necessity

ds in compliance with rule and law

and be prepared to report the use of any type of leave when requested by the

Director. (5/1/10)

Accrued Paid Leave

5-4.

Annual leave is for an employee’s personal needs and use is subject to the

approval of the appointing authority. The appointing authority may establish

periods when annual leave will not be allowed, or shall be taken, based on

business necessity. These periods cannot create a situation in which the

employee does not have a reasonable opportunity to use requested leave that

will be subject to forfeiture. If the department cancels approved leave that results

in forfeiture, the forfeited hours shall be paid before the end of the fiscal year.

(5/1/10)

A.

Due to the declaration of a state of emergency by the Governor, as

defined in the Colorado Disaster Emergency Act, if annual leave was

denied, canceled or the employee was not given reasonable opportunity to

use the requested annual leave, resulting in annual leave being subject to

forfeiture under rule, up to eighty (80) hours of leave over the maximum

accrual allotment may be carried over to the next fiscal year in lieu of

payment. The over accrued annual leave amount (up to eighty (80) hours)

will roll over to the next fiscal year on July 1 and will be available to the

employee to use. This amount will not carry over for a second fiscal year.

Any annual leave hours over the maximum accrual amount not carried

over in this Rule 5-4.(A) and subject to forfeiture shall be paid out to the

employee before the end of the fiscal year. (08/01/2020)

5-5.

Sick leave is for health reasons, including mental or physical illness, injury, a

health condition, diagnostic and preventative examinations, treatment, and

recovery. Sick leave may also be used for safety reasons and after the death of a

family member. Sick leave is not to be used for bonding with a newborn child or a

child newly placed for adoption or foster care. Accrued sick leave may be used

for the following: (07/01/2025)

A

including mental or physical illness, injury, a

health condition, diagnostic and preventative examinations, treatment, and

recovery. Sick leave may also be used for safety reasons and after the death of a

family member. Sick leave is not to be used for bonding with a newborn child or a

child newly placed for adoption or foster care. Accrued sick leave may be used

for the following: (07/01/2025)

A.

The employee or the employee's family members (related by blood,

adoption, marriage, or civil union) including a child to whom the employee

stands in loco parentis or a person who stood in loco parentis to the

employee when the employee was a minor, domestic partners, in-laws,

step relatives and for a person for whom the employee is responsible for

providing or arranging health or safety-related care. Special consideration

will also be given to any other person whose association with the

employee is similar to a family member. (01/01/2021)

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B.

An injured military service member as established under Rule 5-20 (F),

legal dependent, or a person in the household for whom the employee is

the primary caregiver. (04/01/2020)

C.

Appointing authorities may use discretion to send employees home for an

illness or injury that impacts the employee's ability to perform the job or

the safety of others.

1.

Sick leave shall be charged first;

2.

Annual leave shall be charged if sick leave is exhausted; then

3.

Unpaid leave if both annual and sick leave are exhausted.

(01/01/2021)

D.

Upon their return to work, employees shall provide reasonable

documentation for absences of four (4) or more consecutive days the

employee would have ordinarily worked for the use of sick leave.

(07/01/2025)

1.

If the documentation is deficient, the appointing authority must

notify the employee within seven (7) days from receipt of the

document or the employee's return to work and provide the

employee at least seven (7) days to cure the deficiency

(07/01/2025)

2

mentation for absences of four (4) or more consecutive days the

employee would have ordinarily worked for the use of sick leave.

(07/01/2025)

1.

If the documentation is deficient, the appointing authority must

notify the employee within seven (7) days from receipt of the

document or the employee's return to work and provide the

employee at least seven (7) days to cure the deficiency

(07/01/2025)

2.

Failure to provide reasonable documentation, or if it is determined

that the leave was used for purposes other than the allowable

reasons, may result in corrective/disciplinary action. Appointing

authorities have the discretion to approve other forms of leave if

sick leave is denied. (07/01/2025)

E.

When an employee or employee’s family member is a victim of domestic

abuse, stalking, sexual assault, harassment or any other crime related to

domestic violence and needs to seek medical attention, mental health

care or other counseling, or victim services including legal services or

relocation. (05/15/2022)

F.

Due to inclement weather, power/heat/water loss, or other unexpected

occurrence, the employee needs to either (a) evacuate their residence, or

(b) care for a family member whose school or place of care was closed.

(12/1/2023)

G.

When the employee needs to grieve, attend funeral services or a

memorial, or deal with financial and legal matters that arise after the death

of a family member. This reason for sick leave does not supplant an

employee’s eligibility and use of approved bereavement leave under Rule

5-12. (12/1/2023)

residence, or

(b) care for a family member whose school or place of care was closed.

(12/1/2023)

G.

When the employee needs to grieve, attend funeral services or a

memorial, or deal with financial and legal matters that arise after the death

of a family member. This reason for sick leave does not supplant an

employee’s eligibility and use of approved bereavement leave under Rule

5-12. (12/1/2023)

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Exhaustion of Leave and Administrative Discharge

5-6.

If an employee has exhausted all credited paid leave and is unable to return to

work, unpaid leave may be granted or the employee may be administratively

discharged by written notice following a good faith effort to communicate with the

employee. Administrative discharge applies only to exhaustion of leave.

(11/1/2019)

A.

The notice of administrative discharge shall inform the employee of appeal

rights and the need to contact the employee's retirement plan on eligibility

for retirement.

B.

An employee cannot be administratively discharged if FML, state family

medical leave, employment protection under FAMLI, or short-term

disability leave (includes the thirty (30) day waiting period) apply, or if the

employee is a qualified individual with a disability under the ADA who can

reasonably be accommodated without undue hardship. (07/01/2025)

C.

A certified employee who has been discharged under this rule and

subsequently recovers has reinstatement privileges.

dical leave, employment protection under FAMLI, or short-term

disability leave (includes the thirty (30) day waiting period) apply, or if the

employee is a qualified individual with a disability under the ADA who can

reasonably be accommodated without undue hardship. (07/01/2025)

C.

A certified employee who has been discharged under this rule and

subsequently recovers has reinstatement privileges.

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5-7.

Table (08/01/2020)

Monthly Leave Earning, Accrual, Payout, and Restoration for Permanent Employees

Annual Leave

Sick Leave****

Years of

Service*

Hrs. /

Mon.

Max.

Accru

al**

Payout

Hrs./Mo

n.

Max.

Accrual

***

Restoration Payout

Years 1 - 3

(01 - 36 Months)

8

192

hours

Upon

terminatio

n or

death,

unused

leave is

paid out

up to the

maximum

accrual

rate.

6.66

360

hours

Previously

accrued sick

leave up to

three

hundred and

sixty (360)

hours is

restored

when

eligible for

reinstateme

nt or

reemployme

nt.

Upon death or if

eligible to retire, one

quarter (¼) of

unused leave paid

out to the maximum

accrual rate. PERA's

age and service

requirements under

the Defined Benefit

plan are applied

regardless of the

plan actually

enrolled in.

Years 4 - 5

(37 – 60 Months)

9

216

hours

Years 6 - 10

(61 - 120

Months)

11

264

hours

Years 11 -15

(121 - 180

Months)

13

312

hours

Year 16 or

Greater

(181 or more

Months)

16

384

hours

* Years of service is computed from the 1st

calendar day of the month following the hire

date; except if the employee began work on the

1st working day of a month, include that month

in the count. Employees with prior permanent

state service, in or out of the state personnel

system, earn leave based on the total whole

months of service, excluding temporary

assignments.

or more

Months)

16

384

hours

* Years of service is computed from the 1st

calendar day of the month following the hire

date; except if the employee began work on the

1st working day of a month, include that month

in the count. Employees with prior permanent

state service, in or out of the state personnel

system, earn leave based on the total whole

months of service, excluding temporary

ass

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STATE PERSONNEL BOARD RULES AND PERSONNEL DIRECTOR'S ADMINISTRATIVE PROCEDURES · 4 CCR 801-1 | Frix