Process Claims
FederalAgency guidance
Ask Donna
How this section applies to your facts.
USPTO MPEP › Chapter 2100 - Patentability › MPEP § 2112.02
Text
I.
PROCESS CLAIMS — PRIOR ART DEVICE ANTICIPATES A CLAIMED PROCESS IF THE DEVICE
CARRIES OUT THE PROCESS DURING NORMAL OPERATION
Under the principles of inherency, if a prior art device, in its
normal and usual operation, would necessarily perform the method claimed, then the
method claimed will be considered to be anticipated by the prior art device. When the
prior art device is the same as a device described in the specification for carrying
out the claimed method, it can be assumed the device will inherently perform the
claimed process.
In re King,
801 F.2d 1324, 231 USPQ 136 (Fed.
Cir. 1986) (The claims were directed to a method of enhancing color effects produced
by ambient light through a process of absorption and reflection of the light off a
coated substrate. A prior art reference to
Donley
disclosed a
glass substrate coated with silver and metal oxide 200-800 angstroms thick. While
Donley disclosed using the coated substrate to produce architectural colors, the
absorption and reflection mechanisms of the claimed process were not disclosed.
However, King’s specification disclosed using a coated substrate of Donley’s
structure for use in his process. The Federal Circuit upheld the Board’s finding that
“Donley inherently performs the function disclosed in the method claims on appeal
when that device is used in ‘normal and usual operation’” and found that a
prima facie
case of anticipation was made out.
Id.
at 138, 801 F.2d at 1326. It was up to applicant to prove
that Donley’s structure would not perform the claimed method when placed in ambient
light.). See also
In re Best,
562 F.2d 1252, 1255, 195 USPQ 430,
433 (CCPA 1977) (Applicant claimed a process for preparing a hydrolytically-stable
zeolitic aluminosilicate which included a step of “cooling the steam zeolite ... at a
rate sufficiently rapid that the cooled zeolite exhibits an X-ray diffraction pattern
....” All the process limitations were expressly disclosed by a U.S. patent to
Hansford except the cooling step
62 F.2d 1252, 1255, 195 USPQ 430,
433 (CCPA 1977) (Applicant claimed a process for preparing a hydrolytically-stable
zeolitic aluminosilicate which included a step of “cooling the steam zeolite ... at a
rate sufficiently rapid that the cooled zeolite exhibits an X-ray diffraction pattern
....” All the process limitations were expressly disclosed by a U.S. patent to
Hansford except the cooling step. The court stated that any sample of Hansford’s
zeolite would necessarily be cooled to facilitate subsequent handling. Therefore,
rejections under
35
U.S.C. 102
and
103
were properly made. Applicant
had failed to introduce any evidence comparing X-ray diffraction patterns showing a
difference in cooling rate between the claimed process and that of Hansford or any
data showing that the process of Hansford would result in a product with a different
X-ray diffraction. Either type of evidence would have rebutted the rejections under
35 U.S.C.
102
. A further analysis would be necessary to determine if the
process was nonobvious under
35 U.S.C. 103
.);
Ex
parte
Novitski,
26 USPQ2d 1389 (Bd. Pat. App. & Inter. 1993) (The
Board rejected a claim directed to a method for protecting a plant from plant
pathogenic nematodes by inoculating the plant with a nematode inhibiting strain of
P. cepacia.
A U.S. patent to
Dart
disclosed
inoculation using
P. cepacia
type Wisconsin 526 bacteria for
protecting the plant from fungal disease. Dart was silent as to nematode inhibition
but the Board concluded that nematode inhibition was an inherent property of the
bacteria. The Board noted that applicant had stated in the specification that
Wisconsin 526 possesses an 18% nematode inhibition rating.).
II.
PROCESS OF USE CLAIMS — NEW AND NONOBVIOUS USES OF OLD STRUCTURES AND
COMPOSITIONS
MAY
BE PATENTABLE
The discovery of a new use for an old structure based on unknown
properties of the structure might be patentable to the discoverer as a process of
using.
In re Hack,
245 F.2d 246, 248, 114 USPQ 161, 163 (CCPA
1957)
specification that
Wisconsin 526 possesses an 18% nematode inhibition rating.).
II.
PROCESS OF USE CLAIMS — NEW AND NONOBVIOUS USES OF OLD STRUCTURES AND
COMPOSITIONS
MAY
BE PATENTABLE
The discovery of a new use for an old structure based on unknown
properties of the structure might be patentable to the discoverer as a process of
using.
In re Hack,
245 F.2d 246, 248, 114 USPQ 161, 163 (CCPA
1957). However, when the claim recites using an old composition or structure and the
“use” is directed to a result or property of that composition or structure, then the
claim is anticipated.
In re
May,
574 F.2d 1082, 1090, 197 USPQ 601, 607 (CCPA 1978) (Claims 1
and 6, directed to a method of effecting nonaddictive analgesia (pain reduction) in
animals, were found to be anticipated by the applied prior art which disclosed the
same compounds, as well as a method of using them for effecting analgesia but which
was silent as to addiction. The court upheld the rejection and stated that the
inventors had merely found a new property of the compound and such a discovery did
not constitute a new use. The court went on to reverse the obviousness rejection of
claims 2-5 and 7-10 which recited a process of using a new compound. The court relied
on evidence showing that the nonaddictive property of the new compound was
unexpected.). See also
In re Tomlinson,
363 F.2d 928, 150 USPQ
623 (CCPA 1966) (The claim was directed to a process of inhibiting light degradation
of polypropylene by mixing it with one of a genus of compounds, including nickel
dithiocarbamate. A reference taught mixing polypropylene with nickel dithiocarbamate
to lower heat degradation. The court held that the claims read on the obvious process
of mixing polypropylene with the nickel dithiocarbamate and that the preamble of the
claim was merely directed to the result of mixing the two materials
olypropylene by mixing it with one of a genus of compounds, including nickel
dithiocarbamate. A reference taught mixing polypropylene with nickel dithiocarbamate
to lower heat degradation. The court held that the claims read on the obvious process
of mixing polypropylene with the nickel dithiocarbamate and that the preamble of the
claim was merely directed to the result of mixing the two materials. “While the
references do not show a specific recognition of that result, its discovery by
appellants is tantamount only to finding a property in the
old
composition
.” 363 F.2d at 934, 150 USPQ at 628 (emphasis in
original)).
[top]
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.