Documents

Class Exemption to Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program

Federal Register · Notice · Nov 25, 2002

The commenter suggested that the applicant must have established written policies and procedures reasonably designed to ensure compliance with the prohibited transaction rules, and have engaged in periodic … The notice provided for a period of 30 calendar days, beginning on the date the notice was distributed, for interested persons to provide comments to the appropriate Regional Office.

Proposed Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans

Federal Register · Notice · Sep 28, 2001

period set forth above. … All comments received will be made a part of the record. Comments and requests for a hearing should state the reasons for the writer's interest in the proposed exemption.

Proposed Class Exemption To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program

Federal Register · Notice · Mar 28, 2002

Federal agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … period set forth above.

Grant of Individual Exemption To Amend PTE 99-45, Involving Donaldson, Lufkin & Jenrette Securities Corporation (DLJ), Located in New York, NY

Federal Register · Notice · Nov 6, 2001

The proposed exemption gave interested persons an opportunity to comment and to request a hearing. … All comments were to be made a part of the record. During the comment period, the Department received no comments or hearing requests from interested persons.

Notice of Proposed Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 96-14 Involving Morgan Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC), Located in New York, NY

Federal Register · Notice · Jan 26, 1998

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption to the address above, within 30 days after the … All comments will be made a part of the record. Comments received will be available for public inspection with the referenced applications at the address set forth above.

Notice of Proposed Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith Barney Inc., Located in New York, NY

Federal Register · Notice · Jun 1, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption to the address above, within the time frame set … All comments will be made a part of the record. Comments received will be available for public inspection with the referenced applications at the address set forth above.