Documents

Amendments to the Swap Data Access Provisions of Part 49 and Certain Other Matters

Federal Register · Rule · Jun 12, 2018

After considering the SDR Commenters' comments and consulting with certain ADRs as required by section 712(a)(1) of the Dodd-Frank Act, the Commission agrees with the SDR Commenters that SDRs should not … Each SDR would have to maintain this information for the same period required for other SDR records.

Two-Part Documents for Commodity Pools

Federal Register · Proposed Rule · Mar 30, 1998

ADDRESSES: Interested persons should submit their views and comments to Jean A. … 4.25(a)(2) provides that, in addition to the required performance disclosures of Commission Rule 4.25(a)(1)(i)(H), the rate of return of the offered pool must be presented on a monthly basis for the period

Financial Products Advisory Committee; Sixth Renewal

Federal Register · Notice · Apr 22, 1997

COMMODITY FUTURES TRADING COMMISSION Financial Products Advisory Committee; Sixth Renewal The Commodity Futures Trading Commission has determined to renew for a period of two years its advisory committee … As required by Section 14(a)(2)(A) of the Federal Advisory Committee Act, 5 U.S.C.

Sunshine Act Meetings

Federal Register · Notice · Apr 10, 2020

COMMODITY FUTURES TRADING COMMISSION Sunshine Act Meetings TIME AND DATE: 10:00 a.m. EDT, Tuesday, April 14, 2020. PLACE: Conference call. STATUS: Open. … Periods.

Agricultural Advisory Committee; Eleventh Renewal

Federal Register · Notice · Apr 6, 2005

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Eleventh Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Collection of Claims Owed the United States Arising From Activities Under the Commission's Jurisdiction

Federal Register · Proposed Rule · Dec 15, 2003

DATES: Comments must be received by January 14, 2004. … Therefore, the provisions of the Administrative Procedure Act, 5 U.S.C. 553, generally requiring notice of proposed rulemaking and opportunity for public comment, are not applicable.

Agency Information Collection Activities: Proposed Collection, Comment Request: Form TO, Annual Notice Filing for Counterparties to Unreported Trade Options

Federal Register · Notice · Dec 17, 2012

to allow 60 days for public comment. … Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to www.cftc.gov.

Agricultural Advisory Committee; Tenth Renewal

Federal Register · Notice · Apr 8, 2003

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Tenth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory committee … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Agricultural Advisory Committee; Sixth Renewal

Federal Register · Notice · May 5, 1995

The Commission certifies that the renewal of the advisory committee is in the public interest in connection with duties imposed on the Commission by the Commodity Exchange Act, 7 U.S.C. … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, 2033 K Street, NW., Washington, DC 20581.

Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions

Federal Register · Proposed Rule · Mar 19, 2024

Proposed §§ 37.1206(e) and 38.857(e) require the ROC to periodically report to the board of directors. … I repeat my call for the Commission to commit to engage in a public rulemaking with formal notice and comment period on vertically integrated structures. 14 13   See supra note 1.

Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

Federal Register · Proposed Rule · Jan 7, 2013

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The public comment periods on the Proposed Order and the Proposed Guidance ended on August 13, 2012 and August 27, 2012, respectively.

Application of BrokerTec Futures Exchange, L.L.C. for Designation as a Contract Market in U.S. Treasury Note and U.S. Treasury Bond Futures Contracts

Federal Register · Notice · Jun 9, 2000

for public comment. … the Commodity Exchange Act.

Exemption From Derivatives Clearing Organization Registration

Federal Register · Proposed Rule · Jul 23, 2019

Request for Comments VI. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. Antitrust Considerations I. … I remain hopeful that the public comment period will provide ample time and opportunity for thoughtful consideration and response to the critical questions posed directly and issues raised by the Supplemental

Futures Commission Merchants, Clearing Members and Foreign Brokers; Option Large Trader Reports Daily Filing Requirements

Federal Register · Proposed Rule · Jul 18, 1996

DATES: Comments on this proposed rulemaking should be submitted on or before September 16, 1996. … [[Page 37415]] In consideration of the foregoing, and pursuant to the authority contained in the Commodity Exchange Act (Act), and in particular, sections 4g, 4i, 5 and 8a of the Act, 7 U.S.C. 6g,

Minimum Financial Requirements for Futures Commission Merchants and Introducing Brokers

Federal Register · Rule · Apr 21, 2000

The comment period expired on March 13, 2000. No comments were received. 1  65 FR 6569 (February 10, 2000). 2  Commission rules cited herein can be found at 17 CFR Ch. … Furthermore, no comments were received in response to the Commission's specific request for comments on the impact these rules, as proposed, would have on small entities.

Registration of Intermediaries

Federal Register · Rule · Jun 6, 2002

The Commission did not receive any comments on any potential paperwork burden associated with these amendments. … The Commission invited public comment on its application of the cost-benefit provision. The Commission did not receive any comments regarding the application of the cost-benefit provision. D.

Proposed Amendments To Swap Data Access Provisions and Certain Other Matters

Federal Register · Proposed Rule · Jan 25, 2017

Request for Comment E. Other Changes III. Request for Comment IV. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act 1. Summary of the Proposed Requirements 2. … The SDR would have to maintain this information for the same period required for other SDR records.

Customer Margin Rules Relating to Security Futures

Federal Register · Proposed Rule · Jul 26, 2019

to rule-comments@sec.gov. … CFTC staff notes that this period covers the fall of 2008, one of the most volatile quarters in history.

Exemption From Registration for Certain Foreign Persons

Federal Register · Rule · Nov 14, 2007

Administrative Procedure Act The Administrative Procedure Act generally requires that, before an agency adopts a rule, the agency provide an opportunity for notice and comment thereon. … Section 3.12 is amended by removing “or” at the end of paragraph (h)(1)(ii), removing the period and adding a semi-colon and “or” at the end of paragraph (h)(1)(iii)(D), and adding paragraph (h)(1)(iv)

Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions; Withdrawal of Proposed Regulatory Action

Federal Register · Proposed Rule · Sep 18, 2025

On April 25, 2024, the Commission published a release in the Federal Register which extended the comment period for the proposal to May 13, 2024. 2 1  Requirements for Designated Contract … Appendix to Withdrawal of Commission Guidance—Commission Voting Summary On this matter, Acting Chairman Pham voted in the affirmative. No Commissioner voted in the negative.