Documents

Privacy Act of 1974: System of Records

Federal Register · Notice · Aug 13, 2007

DATES: In accordance with subsections (e)(4) and (e)(11) of the Privacy Act of 1974, as amended (5 U.S.C. 552a), any interested person may submit written comments concerning this system of records. … An audit trail is maintained and reviewed periodically to identify unauthorized access.

Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares

Federal Register · Notice · Apr 15, 2010

COMMODITY FUTURES TRADING COMMISSION Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products … offering, entering into, rendering advice or rendering other services with respect to, the agreement, contract, or transaction), either unconditionally or on stated terms or conditions or for stated periods

Swap Execution Facility Requirements

Federal Register · Rule · Dec 18, 2020

Public Comment 3. Commission Determination III. Effective Date IV. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. … Commenters were generally supportive of the proposed rules and recommended only one viable alternative. 134 IHS Markit recommended with respect to the error trade rules that, especially during periods

Proceedings Before the Commodity Futures Trading Commission; Rules Relating to Suspension or Disbarment From Appearance and Practice

Federal Register · Proposed Rule · Oct 23, 2014

Follow instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Advisory Committee on CFTC-State Cooperation; Tenth Renewal

Federal Register · Notice · Mar 15, 1996

COMMODITY FUTURES TRADING COMMISSION Advisory Committee on CFTC-State Cooperation; Tenth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its … As required by section 14(a)(2)(A) of the Federal Advisory Committee Act, 5 U.S.C.

Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act

Federal Register · Proposed Rule · Jul 12, 2012

The Commission received numerous comments during the Dodd-Frank Act rulemaking process from interested parties concerning the application of Title VII of the Dodd-Frank Act and the Commission's implementing … comment period, the Commission will review public comments and subsequently will incorporate those comments into final guidance.

Large Trader Reporting Requirements

Federal Register · Proposed Rule · Jun 27, 2023

Frequency of collection: Periodically. … To that end, I'm pleased that the proposed implementation period is one year from publication of the final rule, and encourage commenters to note if this is not enough time.

Collection of Claims Owed the United States Arising From Activities Under the Commission's Jurisdiction

Federal Register · Rule · Aug 31, 2004

SUPPLEMENTARY INFORMATION: On December 15, 2003, the Commission published for public comment a proposed revision of part 143 of its regulations, 17 CFR part 143, which would add administrative wage … The public comment period for the proposed revision of the Commission's part 143 rules closed on January 14, 2004. No comments were received.

Technology Advisory Committee; First Renewal

Federal Register · Notice · Nov 15, 2001

COMMODITY FUTURES TRADING COMMISSION Technology Advisory Committee; First Renewal The Commodity Futures Trading Commission has determined to renew for a period of two years its Technology Advisory … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Aggregation of Positions

Federal Register · Proposed Rule · Nov 15, 2013

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Paperwork Reduction Act 1.

Fees for Applications for Contract Market Designation

Federal Register · Rule · Jun 8, 1999

The Commission did not receive any comments in response to that notice. II. … Regulatory Flexibility Act The Regulatory Flexibility Act (``RFA''), 5 U.S.C. 601 et seq., requires agencies in proposing rules, to consider the impact of those rules on small businesses.

Financial Products Advisory Committee; Fifth Renewal

Federal Register · Notice · Apr 24, 1995

As required by Section 14(a)(2k)(A) of the Federal Advisory Committee Act, 5 U.S.C. … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, 2033 K Street, N.W., Washington, D.C. 20581.

Financial Products Advisory Committee; Seventh Renewal

Federal Register · Notice · Apr 21, 1999

COMMODITY FUTURES TRADING COMMISSION Financial Products Advisory Committee; Seventh Renewal The Commodity Futures Trading Commission has determined to renew for a period of two years its advisory … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581.

Proceedings Before the Commodity Futures Trading Commission; Rules Relating to Suspension or Disbarment From Appearance and Practice

Federal Register · Rule · Jun 10, 2015

The Commission received three comments on the Proposal. 7 Each commenter supported the amended rule as proposed without raising substantive issues. … ). 10  Chris Barnard Comment Letter at 2 (November 4, 2014).

Swap Data Repositories-Access to SDR Data by Market Participants

Federal Register · Rule · Mar 26, 2014

Comment date: Comments on this interim final rule must be submitted on or before April 25, 2014. … Request for Comment on Interim Final Rule IV. Related Matters A. Administrative Procedure Act B. Paperwork Reduction Act C. Regulatory Flexibility Act D. Cost Benefit Considerations I.

Technology Advisory Committee Second Renewal

Federal Register · Notice · Nov 6, 2003

COMMODITY FUTURES TRADING COMMISSION Technology Advisory Committee Second Renewal The Commodity Futures Trading Commission has determined to renew for a period of two years its Technology Advisory … Interested presons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial, or Other Adverse Actions

Federal Register · Rule · Jan 12, 2018

Comments on the Proposal The comment period for the Proposal ended on March 24, 2017. … MGEX stated that an exchange should be able to archive notices on its website after a reasonable period of time.

Agricultural Advisory Committee; Ninth Renewal

Federal Register · Notice · May 3, 2001

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Ninth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory committee … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Agricultural Advisory Committee Seventh Renewal

Federal Register · Notice · May 5, 1997

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee Seventh Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory … The Commission certifies that the renewal of the advisory committee is in the public interest in connection with duties imposed on the Commission by the Commodity Exchange Act, 7 U.S.C.

Amendments to the Swap Data Access Provisions of Part 49 and Certain Other Matters

Federal Register · Rule · Jun 12, 2018

After considering the SDR Commenters' comments and consulting with certain ADRs as required by section 712(a)(1) of the Dodd-Frank Act, the Commission agrees with the SDR Commenters that SDRs should not … Each SDR would have to maintain this information for the same period required for other SDR records.