Documents

Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Nov 23, 2010

Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Public Comment The Commission invites public comment on its cost-benefit considerations.

Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act

Federal Register · Notice · Jul 7, 2008

ACTION: Notice of request for comment on exemption request. … Request for Comment The Commission requests comment on all aspects of the issues presented by this exemption request. IV. Related Matters A.

Profile Documents for Commodity Pools

Federal Register · Rule · Oct 2, 2000

The 30-day comment period expired on August 28, 2000. The Commission received one comment letter, from NFA, which supported the proposed rule changes. … invitation in the proposed rulemaking to comment on any potential paperwork burden associated with this regulation, no comments were received. 6  Pub.

Chicago Mercantile Exchange Proposed Primary Market Maker Rule Amendments

Federal Register · Uncategorized Document · Dec 14, 1994

Description of Proposed Rule Amendments By a letter dated September 14, 1994, the CME submitted proposed rule amendments pursuant to Section 5a(a)(12)(A) of the Commodity Exchange Act (``Act'') and … Request for Comments The Commission requests comments on any aspect of the CME's proposed rule amendments that members of the public believe may raise issues under the Act or Commission regulations

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Order Approving Proposed Rules and Amending Orders of May 7, 1998, and November 7, 1997

Federal Register · Notice · Feb 1, 1999

of this departure from cash market practice on deliverable supplies was difficult to measure in advance and required the CBT to report to the Commission on experience with deliveries for a five year period … None of the commenters addressed this issue.

Notice of Request for Comment on Exemption Requests

Federal Register · Notice · Dec 6, 2007

offering, entering into, rendering advice or rendering other services with respect to, the agreement, contract, or transaction), either unconditionally or on stated terms or conditions or for stated periods … The Commission seeks comment on this determination.

Exemptions From Swap Trade Execution Requirement

Federal Register · Rule · Feb 11, 2021

Summary of Comments 3. Final Rule: CEA Section 4(c) Authority and Standard III. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations 1. … In addition to expressing substantive concerns about the overbreadth of the SEF Proposal, I also voiced concerns that we were rushing by having a comparatively short 75-day comment period. 5 In the

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Apr 20, 2010

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on February 10, 2010 (75 FR 6637).

Segregation of Assets Held as Collateral in Uncleared Swap Transactions

Federal Register · Proposed Rule · Jul 30, 2018

Paperwork Reduction Act 1. … (“CEA” or the “Act”).

Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures

Federal Register · Rule · Jul 22, 2020

(CEA or Act). … The Alternative Compliance Frameworks were adopted for a limited time period and expired on March 11, 2014.

Reporting Levels for Large Trader Reports; Security Futures Products

Federal Register · Proposed Rule · Dec 13, 2001

DATES: Comments must be received by January 14, 2002. … The Commission specifically invites public comment on its application of the criteria contained in the Act for consideration.

Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4(c) of the Commodity Exchange Act (“CEA”)

Federal Register · Notice · Jun 11, 2007

Comment Letters The Commission received four comment letters. … The Commission requested comment on its application of these factors in the proposing release. No comments were received.

Application of onExchangeSM Board of Trade, Inc. for Designation as a Contract Market in Five Year U.S. Treasury Note Futures Contracts

Federal Register · Notice · Oct 13, 2000

proposal for public comment. … the Commodity Exchange Act.

Notice of Proposed Amendment to and Request for Comment on the Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Federal Register · Notice · May 16, 2016

The public comment period on the SPP Proposed Order ended on June 22, 2015. … I look forward to hearing more as the comment period transpires. Appendix 3—Statement of Dissent by Commissioner J.

Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority

Federal Register · Rule · Jul 18, 2024

Financial Reporting Rules The public comment period on the UK Application, the proposed Comparability Determination, and the proposed Comparability Order ended on March 24, 2024. … Id., Articles 442 (setting forth the filing deadlines by category of firm) and 391 (defining the terms “accounting reference period” and “accounting reference date”). 265  Companies Act 2006

Trade Options

Federal Register · Proposed Rule · May 7, 2015

a single historical or inter-affiliate swap during the same twelve-month period. 31 Commenters have further noted that Non-SD/MSPs may not have the infrastructure in place to support part 45 reporting … The Commission recently extended the comment period for the Position Limits Proposal until March 28, 2015. See 80 FR 10022 (Feb. 25, 2015). III. Related Matters A. Cost Benefit Analysis 1.

Whistleblower Awards Process

Federal Register · Proposed Rule · Aug 30, 2016

Follow the instructions for submitting comments through the Comments Online process on the Web site. … Follow the instructions for submitting comments. Please submit your comments using only one of these methods.

Agricultural Advisory Committee; Twelfth Renewal

Federal Register · Notice · Mar 30, 2007

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Twelfth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory … Donovan, Acting Secretary of the Commission. [FR Doc. 07-1573 Filed 3-29-07; 8:45 am] BILLING CODE 6351-01-M

Privacy Act of 1974; System of Records

Federal Register · Notice · May 6, 2026

Please submit comments on or before June 5, 2026. … Administrative safeguards include maintenance of written policies, standards, and procedures reinforced by training and periodic auditing.

Privacy Act of 1974: System of Records

Federal Register · Notice · Aug 13, 2007

DATES: In accordance with subsections (e)(4) and (e)(11) of the Privacy Act of 1974, as amended (5 U.S.C. 552a), any interested person may submit written comments concerning this system of records. … An audit trail is maintained and reviewed periodically to identify unauthorized access.