Documents

Reporting Levels for Large Trader Reports; TRAKRS

Federal Register · Proposed Rule · Aug 5, 2002

DATES: Comments must be received by September 4, 2002. … The Commission specifically invites public comment on its application of the criteria contained in the Act for consideration.

In the Matter of Intermarket Clearing Corporation-Request for Vacation From Designation as Derivatives Clearing Organization

Federal Register · Notice · Dec 18, 2003

ADDRESSES: Interested persons should submit their views and comments to Jean A. … ICC has requested that the vacation of its registration take place before the expiration of the ninety-day period.

Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations

Federal Register · Rule · Jul 26, 2013

The public comment period on the Proposed Guidance ended on August 27, 2012. … The public comment period on the Further Proposed Guidance ended on February 6, 2013.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 2, 2012

Under the Paperwork Reduction Act (44 U.S.C. 3501 et seq. ), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 29, 2012 (73 FR 81916).

Opting Out of Segregation

Federal Register · Proposed Rule · Mar 13, 2001

Comment Period Section 111 of the CFMA provides that a registered DTF may authorize an FCM to offer eligible contract participants the right to opt out of segregation with respect to trades on the DTF … Accordingly, the Commission is providing for only a 30-day comment period on the proposed new rule and rule amendments to implement the statutory requirements. D.

Commodity Options and Agricultural Swaps

Federal Register · Proposed Rule · Feb 3, 2011

” and “Eligible Contract Participant,” 75 FR 80174, Dec. 21, 2010 (joint rulemaking with Securities and Exchange Commission (“SEC”), comment period closes February 22, 2011). … See also 57 FR 58423, Dec. 28, 1992, extending the comment period for an additional fourteen days. 51  58 FR 5587, Jan. 22, 1993.

Fees for Applications for Contract Market Designation

Federal Register · Proposed Rule · Nov 26, 1999

DATES: Comments must be received by December 27, 1999. ADDRESSES: Comments should be mailed to Jean A. … of the Regulatory Flexibility Act therefore do not apply.

Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act

Federal Register · Notice · Nov 13, 2009

ACTION: Notice of request for comment. … Authority for granting such an exemption is found in Section 4(c) of the Commodity Exchange Act (CEA). DATES: Comments must be received on or before December 14, 2009.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Aug 16, 2024

The Commission welcomes comments from small entities and others on the agenda. … Action Date FR Cite NPRM 10/12/23 88 FR 70852 NPRM Comment Period End 12/11/23 Final Rule 07/00/24 Final Rule Effective 08/00/24 Regulatory Flexibility

Sunshine Act Meetings

Federal Register · Notice · Dec 6, 2019

COMMODITY FUTURES TRADING COMMISSION Sunshine Act Meetings TIME AND DATE: 9:00 a.m., Tuesday, December 10, 2019. … Period and Requesting Additional Comment; • Proposed Rule: Amendments to the Swap Clearing Requirement Exemption for Inter-Affiliate Swaps; • Proposed Rule: Settlements in Administrative

Reporting Levels and Recordkeeping

Federal Register · Proposed Rule · May 12, 2004

DATES: Comments must be received by June 11, 2004. … The Commission specifically invites public comment on its application of the criteria contained in section 15(a) of the Act for consideration.

Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives

Federal Register · Notice · Apr 2, 2013

and provided a 30-day comment period to respond. 39   See id. … See 18 CFR 125.3 (Schedule of records and periods of retention); RUS Bulletin 180-2.

Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4(c) of the Commodity Exchange Act (“CEA”); Republication

Federal Register · Notice · Jun 15, 2007

Comment Letters The Commission received four comment letters. … Donovan, Acting Secretary of the Commission.

Proposed Amendments to the Price Limit and Trading Halt Provisions in Domestic Stock Index Futures Contracts

Federal Register · Notice · Mar 20, 1998

for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … DATE: Comments must be received on or before April 6, 1998. [[Page 13639]] ADDRESS: Interested persons should submit their views and comments to Jean A.

Data Reporting Requirements for Certain Event Contracts

Federal Register · Proposed Rule · Jul 1, 2026

Regulatory Flexibility Act C. Paperwork Reduction Act D. Antitrust Considerations E. Executive Orders 12866, 13563, and 14192 List of Subjects I. Background A. … The RFA applies to rules subject to notice and comment rulemakings issued pursuant to section 553(b) of the Administrative Procedure Act, 5 U.S.C. 553(b), or any other law.

Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico

Federal Register · Rule · Jul 18, 2024

Financial Reporting Rules The public comment period on the Mexico Application and the proposed Comparability Determination and Comparability Order ended on February 13, 2023. … Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), which amended the CEA to create a new regulatory framework for swaps. 2  United States Government

Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions

Federal Register · Proposed Rule · Aug 29, 2018

General Request for Comment E. Antitrust Considerations V. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act I. Background A. … Improvement Act of 1994 (Riegle Act).

Reporting Levels and Recordkeeping

Federal Register · Rule · Dec 21, 2004

Over a 220-day period, the routine reporting burden on these firms is 12,430 hours. Each account reported to the Commission must also be identified on Form 102. … Request for Comment The Commission invites comment on the accuracy of the burden estimates and suggestions on how to further reduce these burdens.

Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications

Federal Register · Rule · Jul 8, 2020

of 1933, the Securities Exchange Act of 1934, the IA Act, the Investment Company Act of 1940, among other federal statutes, as well as any similar state statutes and any related regulations; any failure … , which, commenters argue, the new representation would only serve to duplicate. 83 Though the Commission agrees with commenters that RIAs are subject to conduct requirements under the IA Act, the

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 26, 2016

SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (“PRA”), this notice announces that the Information Collection Request (“ICR”) abstracted below has been forwarded to the Office of … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information (“60 Day Notice”), implicated by the requirements of the Cleared Swap Reporting Release