Documents

Registration of Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Nov 23, 2010

The Commission requests comment on these options. … Membership will provide the Commission with flexibility with regard to its oversight of compliance with the Dodd-Frank Act and Commission regulations. Public Comment.

Co-Location/Proximity Hosting Services

Federal Register · Proposed Rule · Jun 11, 2010

Comments may also be submitted at http://www.regulations.gov. All comments must be in English, or, if not, accompanied by an English translation. … The Commission specifically invites public comment on its application of the criteria contained in Section 15(a) of the Act and further invites interested parties to submit any quantifiable data that they

Sunshine Act Meetings

Federal Register · Notice · Dec 6, 2019

COMMODITY FUTURES TRADING COMMISSION Sunshine Act Meetings TIME AND DATE: 9:00 a.m., Tuesday, December 10, 2019. … Period and Requesting Additional Comment; • Proposed Rule: Amendments to the Swap Clearing Requirement Exemption for Inter-Affiliate Swaps; • Proposed Rule: Settlements in Administrative

Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants

Federal Register · Notice · Aug 23, 2007

DATES: Comments must be received on or before September 24, 2007. ADDRESSES: Comments should be sent to David A. … Request for Comments The Commission requests public comment on any aspect of the Petition that commenters believe may raise issues under the CEA or Commission regulations.

Privacy Act of 1974: System of Records

Federal Register · Notice · Aug 26, 1996

The Commission also invited public comment concerning two proposed routine uses for this system. No comments were received. … By name of the subject, by assigned key card number, by time period and by entry point.

Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Federal Register · Rule · Feb 17, 2012

Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274, May 4, 2011 (“Extension of Comment Periods”). … The Commission declines to reopen the comment period on this rulemaking.

Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

Federal Register · Proposed Rule · Nov 17, 2010

Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Public Comment The Commission invites public comment on its cost-benefit considerations.

Alternative to Fingerprinting Requirement for Foreign Natural Persons

Federal Register · Proposed Rule · Jan 12, 2016

Should the Commission require that the background check be completed within a different period? 6. … Paperwork Reduction Act 1.

Data Reporting Requirements for Certain Event Contracts

Federal Register · Proposed Rule · Jul 1, 2026

Regulatory Flexibility Act C. Paperwork Reduction Act D. Antitrust Considerations E. Executive Orders 12866, 13563, and 14192 List of Subjects I. Background A. … The RFA applies to rules subject to notice and comment rulemakings issued pursuant to section 553(b) of the Administrative Procedure Act, 5 U.S.C. 553(b), or any other law.

Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico

Federal Register · Rule · Jul 18, 2024

Financial Reporting Rules The public comment period on the Mexico Application and the proposed Comparability Determination and Comparability Order ended on February 13, 2023. … Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), which amended the CEA to create a new regulatory framework for swaps. 2  United States Government

Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forward and Inventory Capital Charges

Federal Register · Proposed Rule · Oct 11, 2005

DATES: Comments must be received on or before November 10, 2005. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the proposal with their comment letters.

Account Class

Federal Register · Rule · Apr 6, 2010

The public comment period on the Notice ended on September 14, 2009. … The Commission received four comments  8 during the comment period: (i) One from an alternative investment industry trade association;  9 (ii) one from a futures industry trade association; 

Privacy Act of 1974; System of Records

Federal Register · Notice · Jan 2, 2018

Follow the instructions for submitting comments through the Comments Online process on the website. … Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation.

Citrus Associates of the New York Cotton Exchange: Proposed Amendments to the Frozen Concentrated Orange Juice-2 (FCOJ-2) Futures Contract Providing for Delivery of FCOJ Originating in Florida and Brazil Only, Changing the Contract's Quality Specifications and Providing for Trading of the FCOJ-2 Futures Contract at a Price Differential to the Existing FCOJ-1 Futures Contract

Federal Register · Notice · Aug 20, 1999

DATES: Comments must be received on or before September 7, 1999. ADDRESSES: Interested persons should submit their views and comments to Jean A. … The proposed amendments would not change the existing trading and delivery notice periods for expiring FCOJ-1 futures contract months.

Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning

Federal Register · Proposed Rule · Jul 28, 2023

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Section 802(b) of the Dodd-Frank Act.

Chicago Mercantile Exchange: Proposal To List Additional Contract Months in the CME Russian Ruble Futures Contract

Federal Register · Notice · May 21, 1999

The Acting Director of the Division of Economic Analysis (Division), acting pursuant to the authority delegated by Commission Regulation 140.96, has determined that publication of the proposal for comment … In view of the limited review period under the Fast Track procedures, the Division has determined to publish for public comment notice of the proposal for 15 days, rather than 30 days as provided for proposals

Chicago Mercantile Exchange Proposed Primary Market Maker Rule Amendments

Federal Register · Uncategorized Document · Dec 14, 1994

Description of Proposed Rule Amendments By a letter dated September 14, 1994, the CME submitted proposed rule amendments pursuant to Section 5a(a)(12)(A) of the Commodity Exchange Act (``Act'') and … Request for Comments The Commission requests comments on any aspect of the CME's proposed rule amendments that members of the public believe may raise issues under the Act or Commission regulations

Trading Hours

Federal Register · Rule · Jun 22, 1998

The comment period for the proposal was 15 days and closed on May 18, 1998. The Commission received two comments in response to the notice and both were supportive of the proposal. … Paperwork Reduction Act The Paperwork Reduction Act of 1995 (Pub.

Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act

Federal Register · Notice · Jul 7, 2008

ACTION: Notice of request for comment on exemption request. … Request for Comment The Commission requests comment on all aspects of the issues presented by this exemption request. IV. Related Matters A.

Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Nov 23, 2010

Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Public Comment The Commission invites public comment on its cost-benefit considerations.