Documents

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 9, 2009

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with the 60-day comment period soliciting comments on this collection was published on December 29, 2008 (73 FR 79452).

Electronic Trading Risk Principles

Federal Register · Rule · Jan 11, 2021

Framework of This Final Rulemaking The proposed rulemaking was subject to a 60-day comment period, which closed on August 24, 2020. … Summary of Comments The Commission did not receive any comments associated with the need periodically to update risk management practices. ii.

Clearing Exemption for Swaps Between Certain Affiliated Entities

Federal Register · Proposed Rule · Aug 21, 2012

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Request for Comments Q39. The Commission invites comments on the impact of this proposed regulation on small entities. B. Paperwork Reduction Act 1.

Amendments to CFTC Rules of Practice and Rules Relating to Investigations

Federal Register · Rule · Dec 3, 2025

Notice Requirement The Administrative Procedure Act (“APA”)  2 requires federal agencies to publish a notice of proposed rulemaking and provide an opportunity for public comment before issuing … Furthermore, an agency may also issue a new rule without a pre-publication public comment period when it for “good cause” finds that prior notice and comment is “impracticable, unnecessary, or contrary

Post-Trade Name Give-Up on Swap Execution Facilities

Federal Register · Rule · Jul 24, 2020

The compliance date for swaps subject to the trade execution requirement under section 2(h)(8) of the Commodity Exchange Act (CEA or Act) is November 1, 2020. … Treasury markets during certain periods of market volatility. Citadel Letter 2, at 12.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 22, 2004

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on February 23, 2004 (69 FR 8181-01).

Privacy of Consumer Financial Information

Federal Register · Rule · Apr 27, 2001

Overview of Comments Received III. Section-by-Section Analysis IV. Cost-Benefit Analysis V. Related Matters A. Paperwork Reduction Act B. … The Commission has consulted with representatives from the Agencies throughout this rulemaking process, including during the comment period.

Clearing Member Risk Management

Federal Register · Proposed Rule · Aug 1, 2011

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Act (CEA or Act)  3 to establish a comprehensive new regulatory framework for swaps.

Reestablishment of the Agricultural Advisory Committee

Federal Register · Notice · Sep 9, 2014

Please submit your comments using only one method and identify that you are commenting on the AAC's reestablishment. … SUPPLEMENTARY INFORMATION: In accordance with the Federal Advisory Committee Act (FACA), 5 U.S. C. App. II, the Commission is publishing this notice to announce the reestablishment of the AAC.

Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Federal Register · Proposed Rule · Dec 22, 2010

Request for Comment A. Generally B. Consistency With SEC Approach V. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Analysis I. … Request for Comment: The Commission requests comment generally on all of the proposed rules regarding swap dealers that act as advisors to Special Entities, and on the following specific issues: •

Reestablishment of the Global Markets Advisory Committee

Federal Register · Notice · Sep 9, 2014

Please submit your comments using only one method and identify that you are commenting on the GMAC's reestablishment. … SUPPLEMENTARY INFORMATION: In accordance with the Federal Advisory Committee Act (FACA), 5 U.S. C. App. II, the Commission is publishing this notice to announce the reestablishment of the GMAC.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · May 23, 2018

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … The Dodd-Frank Act and the CFTC Margin Rule On July 21, 2010, President Obama signed the Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). 2 Title VII of the Dodd-Frank Act amended

Reestablishment of the Technology Advisory Committee

Federal Register · Notice · Oct 1, 2014

Please submit your comments using only one method and identify that you are commenting on the TAC's reestablishment. … SUPPLEMENTARY INFORMATION: In accordance with the Federal Advisory Committee Act (FACA), 5 U.S.C. App. II, the Commission is publishing this notice to announce the reestablishment of the TAC.

In the Matter of Intermarket Clearing Corporation-Request for Vacation From Designation as Derivatives Clearing Organization

Federal Register · Notice · Dec 18, 2003

ADDRESSES: Interested persons should submit their views and comments to Jean A. … ICC has requested that the vacation of its registration take place before the expiration of the ninety-day period.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 2, 2012

Under the Paperwork Reduction Act (44 U.S.C. 3501 et seq. ), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 29, 2012 (73 FR 81916).

Opting Out of Segregation

Federal Register · Proposed Rule · Mar 13, 2001

Comment Period Section 111 of the CFMA provides that a registered DTF may authorize an FCM to offer eligible contract participants the right to opt out of segregation with respect to trades on the DTF … Accordingly, the Commission is providing for only a 30-day comment period on the proposed new rule and rule amendments to implement the statutory requirements. D.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Sep 22, 2020

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Request for Comment.

Reestablishment of the Technology Advisory Committee

Federal Register · Notice · Jun 2, 2010

Electronic comments may be submitted to shumenik@cftc.gov. … The Technology Advisory Committee will operate for two years from the date it is reestablished unless, before the expiration of that time period, its charter is renewed in accordance with section 14(a)

Privacy Act of 1974; System of Records

Federal Register · Notice · Dec 18, 2020

Follow the instructions for submitting comments through the Comments Online process on the website. … Administrative safeguards include maintenance of written policies, standards, and procedures reinforced by training and periodic auditing.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Rule · Jan 25, 2021

Paperwork Reduction Act The Paperwork Reduction Act of 1995 (“PRA”)  49 imposes certain requirements on Federal agencies, including the Commission, in connection with their conducting or sponsoring … The final rule provides for calculations based on the average of the last business day in each month of a three-month period.