Documents

Definitions

Federal Register · Rule · Feb 23, 2018

(4) Reevaluation period. … (4) Grace period.

Request of the National Futures Association for Approval of Interpretive Notice to NFA Compliance Rule 2-9: Supervision of the Use of Automated Order Routing Systems

Federal Register · Notice · Mar 27, 2002

ACTION: Notice and request for comment. … SUMMARY: The Commodity Futures Trading Commission (the “Commission” or “CFTC”) has determined, pursuant to section 17(j) of the Commodity Exchange Act (the “Act”), to review the National Futures Association's

Chicago Mercantile Exchange: Proposed Amendments Converting the Live Hogs Futures Contract From a Physical Delivery Contract to a Cash Settlement System

Federal Register · Notice · May 25, 1995

In accordance with Section 5a(a)(12) of the Commodity Exchange Act, and acting pursuant to the authority delegated by Commission Regulation 140.96, the Acting Director of the Division of Economic Analysis … On behalf of the Commission, the Division is requesting comment on this proposal. DATES: Comments must be received on or before June 26, 1995.

Trade Options

Federal Register · Rule · Mar 21, 2016

Then, on June 2, 2015, the Commission extended the comment period for the Proposal through June 22, 2015, in light of the Commission's then recently-published interpretation concerning forward contracts … comments.

Registration of Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Nov 23, 2010

The Commission requests comment on these options. … Membership will provide the Commission with flexibility with regard to its oversight of compliance with the Dodd-Frank Act and Commission regulations. Public Comment.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Feb 2, 2016

SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (“PRA”), this notice announces that the Information Collection Request (“ICR”) abstracted below has been forwarded to the Office of Management … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 3, 2015 (80 FR 75663).

Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan

Federal Register · Rule · Jul 18, 2024

Financial Reporting Rules The public comment period on the FSA Application, the proposed Comparability Determination, and the proposed Comparability Order ended on October 7, 2022. … (Act No. 86 of 2005).

Reestablishment of the Global Markets Advisory Committee

Federal Register · Notice · Sep 9, 2014

Please submit your comments using only one method and identify that you are commenting on the GMAC's reestablishment. … SUPPLEMENTARY INFORMATION: In accordance with the Federal Advisory Committee Act (FACA), 5 U.S. C. App. II, the Commission is publishing this notice to announce the reestablishment of the GMAC.

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must Be Amended

Federal Register · Notice · May 29, 1997

amendments were submitted in response to a notification to the CBT by the Commission finding that those contracts no longer meet the statutory requirements of section 5a(a)(10) of the Commodity Exchange Act … The comment period will remain open until June 16, 1997. 62 FR 19992 (April 24, 1997).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 20, 2005

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 12, 2005 (70 FR 59319).

Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Federal Register · Rule · Feb 17, 2012

Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274, May 4, 2011 (“Extension of Comment Periods”). … The Commission declines to reopen the comment period on this rulemaking.

Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Federal Register · Proposed Rule · Dec 22, 2010

Request for Comment A. Generally B. Consistency With SEC Approach V. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Analysis I. … Request for Comment: The Commission requests comment generally on all of the proposed rules regarding swap dealers that act as advisors to Special Entities, and on the following specific issues: •

Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants

Federal Register · Notice · Aug 23, 2007

DATES: Comments must be received on or before September 24, 2007. ADDRESSES: Comments should be sent to David A. … Request for Comments The Commission requests public comment on any aspect of the Petition that commenters believe may raise issues under the CEA or Commission regulations.

Proposed Amendments to Chicago Board of Trade Soybean Oil Futures Contract Regarding Locational Price Differentials, Maximum Limit on the Delivery Capacity That May Be Registered, and Allocation of Responsibility for Payment of Switching and/or Freight Costs

Federal Register · Notice · Jan 11, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … DATES: Comments must be received on or before February 10, 1999. ADDRESSES: Interested persons should submit their views and comments to Jean A.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0023, Notice Registration as a Futures Commission Merchant or Introducing Broker for Certain Securities Brokers and Dealers

Federal Register · Notice · Apr 30, 2004

Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information … , and to allow 60 days for comment in response to the notice.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Sep 22, 2020

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Request for Comment.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 5, 2012

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 29, 2012 (73 FR 81916).

Proposed Amendments to the Standards for Deliverable Lumber on the Chicago Mercantile Exchange Random Lengths Lumber Futures Contract, Submitted Under Fast Track Review Procedures

Federal Register · Notice · Dec 17, 1998

The Acting Director of the Division of Economic Analysis (Division) of the Commission, acting pursuant to the authority delegated by Commission Regulation 140.96, has determined that the proposals are … In view of the limited review period provided under the fast track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forward and Inventory Capital Charges

Federal Register · Proposed Rule · Oct 11, 2005

DATES: Comments must be received on or before November 10, 2005. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the proposal with their comment letters.

Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning

Federal Register · Proposed Rule · Jul 28, 2023

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Section 802(b) of the Dodd-Frank Act.