Documents

Public Information Collection Requirement Submitted to Office of Management and Budget (OMB) for Review

Federal Register · Notice · Mar 4, 2010

DATES: Comments must be received on or before April 5, 2010. ADDRESSES: Persons wishing to comment on this information collection should contact Gary J. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 30, 2009 (74 FR 69076). Title: Market Surveys.

Agency Information Collection Activities Under OMB Review: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products

Federal Register · Notice · Nov 19, 2010

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 16, 2010 (75 FR 56511).

Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools

Federal Register · Proposed Rule · Aug 21, 2026

Request for Comment IV. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. Antitrust Considerations E. … Request for Comment The Commission is requesting comment on all aspects of the Proposal.

Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act

Federal Register · Proposed Rule · Dec 6, 2010

Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Should the period be made shorter ( e.g., 30 or 60 days) or longer ( e.g., 180 days)? D.

Proposed Rulemaking Permitting Future-Style Margining of Commodity Options

Federal Register · Proposed Rule · Dec 19, 1997

The Commission is publishing notice of the proposed rulemaking and requesting public comment. DATES: Comments on the proposed rulemaking must be received by February 2, 1998. … ADDRESSES: Comments should be mailed to Jean A.

Agency Information Collection Activities Under OMB Review; Activities; Notice of Intent To Renew Collection 3038-0026, Gross Collection of ExChange-Set Margins for Omnibus Accounts

Federal Register · Notice · Feb 13, 2008

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 3, 2007 (72 FR 67919).

Agency Information Collection Activities under OMB Review

Federal Register · Notice · Dec 20, 2010

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 14, 2007 (72 FR 45420).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 7, 2001

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 16, 2001 (66 FR 27079).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Aug 31, 2004

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 9, 2004 (69 FR 32325-02).

Cantor Financial Futures Exchange's Proposal To Adopt Block Trading Procedures

Federal Register · Notice · Oct 7, 1999

Acting pursuant to the authority delegated by Commission Regulation 140.96(b), the Division of Trading and Markets (``Division'') has determined to publish CX's proposal for public comment. … DATES: Comments must be received on or before October 22, 1999. ADDRESSES: Comments should be submitted to Jean A.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Feb 20, 2013

(“OMB”) for review and comment. … The Federal Register notice for the 60-day comment period on this request for approval of a new collection of information was published on December 17, 2012. 4 That notice included a description

Over-the-Counter Derivatives

Federal Register · Proposed Rule · May 12, 1998

Part 35 The Futures Trading Practices Act of 1992 (``1992 Act'') \15\ added subsections (c) and (d) to section 4 of the Act. … How should compliance with any internal control requirements be monitored (e.g., regular audits, periodic spot checks, required reports)? 54.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 9, 2009

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with the 60-day comment period soliciting comments on this collection was published on December 29, 2008 (73 FR 79452).

Trade Options on the Enumerated Agricultural Commodities

Federal Register · Proposed Rule · Aug 31, 1999

DATES: Comments must be received by September 30, 1999. … In compliance with the Act, the Commission, through this rule proposal, solicits comments to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the

Segregation of Assets Held as Collateral in Uncleared Swap Transactions

Federal Register · Rule · Apr 3, 2019

The comment period for the Proposal closed on September 28, 2018, and four comment letters  19 were received: one from a swap dealer;  20 one from a registered futures association; 21 one … (“CEA” or the “Act”).

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080: Annual Report for Chief Compliance Officer of Registrants

Federal Register · Notice · Apr 8, 2025

In particular, the Commission believes that, among other things, these obligations (i) promote compliance behavior through periodic self-evaluation, (ii) inform the Commission of possible compliance weaknesses … under the Administrative Procedure Act and other applicable laws and may be accessible under FOIA.

Recordkeeping Amendments to the Daily Computation of the Amount of Customer Funds Required To Be Segregated

Federal Register · Rule · Aug 7, 2001

to margin or guarantee his account (the “proposing release”). 3 The comment period expired on December 1, 2000. … The National Futures Association (“NFA”) filed the only comment letter. NFA supported the proposed amendments.

Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act

Federal Register · Rule · Jul 22, 2011

The 60-day public comment period on the Proposal expired on December 27, 2010. … SIFMA commented that the standard for relation to state laws should be the same as the standard under section 507(b) of the GLB Act.

Proposed Amendments to Minneapolis Grain Exchange Durum Wheat Futures Contract and an Application for Designation as a Contract Market in Durum Wheat Futures Options

Federal Register · Notice · Dec 1, 1997

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Agency Information Collection Activities: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products

Federal Register · Notice · Oct 26, 2007

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 21, 2007 (72 FR 46613).