Documents

Briefs, oral arguments, agency decisions and the Federal Register.

1,111 results

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  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Sep 6, 2011

    of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 22, 2011 (76 FR 36525).

    76 FR 55055Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Jul 20, 2011

    Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 18, 2011 (76 FR 28754).

    76 FR 43277Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Jan 18, 2005

    Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on November 9, 2004 (69 FR 64917).

    70 FR 2854Commodity Futures Trading Commission
  • Changes in Reporting Levels for Large Trader Reports

    Federal Register · Rule · Mar 17, 2000

    The Regulatory Flexibility Act The Regulatory Flexibility Act (RFA), 5 U.S.C. 601 et seq. , requires that agencies consider the impact of their rules on small businesses. … As the Paperwork Reduction Act of 1995 (Pub.

    65 FR 14452Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Jan 21, 2016

    and Budget (“OMB”) for review and comment. … In particular, the Commission believes that, among other things, these obligations (i) promote compliance behavior through periodic self-evaluation, (ii) inform the Commission of possible compliance weaknesses

    81 FR 3391Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Dec 9, 2010

    Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 29, 2010 (75 FR 60087).

    75 FR 76705Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Apr 26, 2006

    of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on February 8, 2006 (71 FR 6455).

    71 FR 24649Commodity Futures Trading Commission
  • Exemption From Registration for Certain Foreign Intermediaries

    Federal Register · Rule · Dec 7, 2020

    as a result of the reopening of the 2016 Proposal's comment period. … , 78 as a result of reopening the comment period pursuant to the 2020 Proposal.

    85 FR 78718Commodity Futures Trading Commission
  • Privacy of Customer Information

    Federal Register · Proposed Rule · Mar 19, 2001

    In light of the need to promulgate regulations by June 21, 2001--six months after the enactment of the CFMA--the Commission does not anticipate extending the comment period, and encourages commenters to … submit their comments as early as possible during the comment period.

    66 FR 15550Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Jun 21, 2000

    Abstract: Sections 8(a)(i) and (ii) of the Commodity Exchange Act provide that for the efficient execution of the provisions of the Act and in order to inform Congress, the Commission may make investigations … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 9, 2000 (65 FR 26818).

    65 FR 38516Commodity Futures Trading Commission
  • Account Ownership and Control Report

    Federal Register · Proposed Rule · Jul 2, 2009

    The Division of Enforcement DOE investigates and prosecutes alleged violations of the Commodity Exchange Act (“Act”) and Commission regulations. … Request for Comments The Commission invites public comment on any relevant aspect of the OCR contemplated in this Advanced Notice.

    74 FR 31642Commodity Futures Trading Commission
  • Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009: Large Trader Reports

    Federal Register · Notice · Jan 20, 2023

    Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Frequency of collection: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

    88 FR 3720Commodity Futures Trading Commission
  • Antidisruptive Practices Authority

    Federal Register · Proposed Rule · Mar 18, 2011

    In this ANPR, the Commission requested public comment to assist it with promulgating rules and regulations to implement the disruptive practices set forth in section 4c(a) of the Commodity Exchange Act … On November 2, 2010, the Commission issued an ANPR inviting public comment on all aspects of section 747 of the Dodd-Frank Act. 4 After reviewing the ANPR comments that were submitted, the Commission

    76 FR 14826Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · May 5, 2023

    A Federal Register Notice with a 60-day comment period soliciting comments on the ICR was published on May 17, 2022. DATES: Comments must be submitted on or before June 5, 2023. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9.

    88 FR 29100Commodity Futures Trading Commission
  • Public Meetings

    Federal Register · Proposed Rule · Jun 19, 1997

    Trade options, however, are not permitted on the agricultural commodities which are enumerated in the Commodity Exchange Act, 7 U.S.C. 1 et seq. (Act). 17 CFR 32.2. … The comment period will remain open until July 24, 1997. Id.

    62 FR 33379Commodity Futures Trading Commission
  • Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

    Federal Register · Rule · Aug 14, 1996

    Comments should be received on or before October 15, 1996. ADDRESSES: Comments should be submitted to Jean A. … $5 million during any twelve month period, including up to $1.5 million in non-issuer resales.

    61 FR 42146Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Jun 25, 2010

    Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on April 13, 2010 (75 FR 18824).

    75 FR 36371Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Nov 6, 2001

    Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 27, 2001 (66 FR 49355).

    66 FR 56080Commodity Futures Trading Commission
  • Agency Information Collection Activities Under OMB Review

    Federal Register · Notice · Nov 6, 2001

    Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 5, 2001 (66 FR 51025).

    66 FR 56081Commodity Futures Trading Commission
  • Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants

    Federal Register · Notice · Apr 15, 2019

    In particular, the Commission believes that, among other things, these obligations (i) promote compliance behavior through periodic self-evaluation, (ii) inform the Commission of possible compliance weaknesses … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

    84 FR 15191Commodity Futures Trading Commission

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