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Calamos Convertible Opportunities and Income Fund, et al.; Notice of Application
Federal Register · Notice · Oct 14, 2008
ACTION: Notice of application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 19(b) of the Act and rule 19b-1 under the Act. … limits the number of capital gains dividends, as defined in section 852(b)(3)(C) of the Code (“distributions”), that a fund may make with respect to any one taxable year to one, plus a supplemental “clean
73 FR 60733Securities and Exchange CommissionAgency decision · Agency decision
In compliance with Rule 14e-1 under the Williams Act, the Offer will remain open for an initial period of not less than 20 U.S. business days after commencement of the Offer (the "Initial Offer Period" … U.S. business days or such longer period required by the Takeover Rules or the Williams Act.
Securities and Exchange CommissionFederal Register · Notice · Aug 13, 2012
Everything that requires copper, including copper pipes in new homes, to copper wiring for electricity, to the copper used in the air conditioning units and also in automotive wiring, will all increase … In light of the comments received, the Commission is soliciting further comments on the proposed rule change, including comments regarding the issues already commented upon. V.
77 FR 48181Securities and Exchange CommissionFederal Register · Notice · May 26, 2020
rule-comments@sec.gov. … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
85 FR 31564Securities and Exchange CommissionModernization of the Oil and Gas Reporting Requirements
Federal Register · Proposed Rule · Jul 9, 2008
Some of the commenters responding to the Concept Release expressed concerns regarding companies that carry alleged PUDs for lengthy time periods. 129 Long holding periods of such reserves raise the … —Calculation of Incremental Paperwork Reduction Act Burden Estimates for Exchange Act Periodic Reports Form Annual responses Incremental hours/form Incremental burden 75% Issuer 25%
73 FR 39526Securities and Exchange CommissionIn the Supreme Court of the United States
Agency decision · Agency decision
Glover, 88 U.S. (21 Wall.) 342 (1875) . . . . . passim Bay Area Laundry & Dry Cleaning Pension Trust Fund v. … Ct. at 1793 (quoting Bay Area Laundry & Dry Cleaning Pension Trust Fund, 522 U.S. at 201).
Securities and Exchange CommissionFederal Register · Notice · May 12, 2010
DAL Delta Air Lines Inc EWT iShares MSCI Taiwan Index Fund. FXE CurrencyShares Euro Trust KBH KB Home. COST Costco Wholesale Corp CREE Cree Inc. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 26828Securities and Exchange CommissionING Asia Pacific High Dividend Equity Income Fund, et al.; Notice of Application
Federal Register · Notice · Jul 28, 2011
ACTION: Notice of application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 19(b) of the Act and rule 19b-1 under the Act. … Applicants request an order pursuant to section 6(c) of the Act granting an exemption from the provisions of section 19(b) of the Act and rule 19b-1 thereunder to permit each Fund to make periodic capital
76 FR 45303Securities and Exchange CommissionFederal Register · Notice · May 11, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form http://www.sec.gov/rules/sro.shtml); or • Send an E-mail to rule-comments
75 FR 26310Securities and Exchange CommissionBanco Santander Central Hispano: Market Regulation No
Agency decision · Agency decision
The BSCH Shares are also listed on the New York (in the form of American Depositary Shares (“ ADSs ”)), Milan, Lisbon and Buenos Aires Stock Exchanges. … The average daily trading volume of the BSCH Shares on the Milan, Lisbon and Buenos Aires Stock Exchanges during 2003 was approximately €124,628 ($151,074) in the aggregate.
Securities and Exchange CommissionAgency decision · Agency decision
period. … For example, KMA does not have access to institutional, advisor or clean share classes.
Securities and Exchange CommissionFederal Register · Notice · Aug 11, 2011
of 1934 (the “Act”). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 49818Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Federal Register · Notice · Mar 16, 2001
The transactions will be for fixed periods and stated notional amounts. … 54 under the Act.
66 FR 15305Securities and Exchange CommissionFederal Register · Notice · Aug 11, 2011
of 1934 (the “Act”). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 49812Securities and Exchange CommissionFederal Register · Notice · Feb 19, 2014
Kinney Air Conditioning Co., 756 F.2d 742, 746 (9th Cir. 1985). 14 Kinney, 756 F.2d at 746 (citing International Produce, Inc. v. … Exchange Act Rel.
79 FR 9523Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2009
In its comment letter, 23 SIG stated that, if ISE's proposal were to be approved such that options legs of stock-option orders could be effected as clean option crosses without auction or exposure … In this regard, the Commission notes that the proposal was published for public comment as required under Section 19(b) of the Act 28 and the rules thereunder, and that the Commission has received
74 FR 45663Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')
Federal Register · Notice · Nov 21, 1997
period or quarterly for interest periods longer than 3 months. 2. … the Act.
62 FR 62375Securities and Exchange CommissionFederal Register · Notice · May 11, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 26312Securities and Exchange CommissionFederal Register · Notice · May 3, 2021
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
86 FR 23445Securities and Exchange CommissionAgency decision · Agency decision
D.C. 20006-4078 TELEPHONE 12021 452 - 7000 FACSIMILE (202) 452 - 7074 BOGOTA BRASILIA BUENOS AIRES C..RACAS CHICAGO DALLAS HOUSTON MEXICO CITY MIAMI MONTERREY SAN FRANCISCO SANTIAGO SAO PAULO NEW … of 1940 (the "Act") if, during the period from June 16, 1998, until February 1, 1999 (or such later date as the Commission may specify as the end of the transition period for implementation of the 1997
Securities and Exchange Commission
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