Documents

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0005, Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants

Federal Register · Notice · Jun 30, 2016

Abstract: Pursuant to the Commodity Exchange Act, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), Public Law 111-203, 124 Stat. 1376 (2010), the Commission … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Definition of “Client” of a Commodity Trading Advisor

Federal Register · Proposed Rule · Sep 28, 2005

DATES: Comments must be received on or before November 28, 2005. ADDRESSES: Comments on the Proposal should be sent to Jean A. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the Proposal with their comment letters.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009: Large Trader Reports

Federal Register · Notice · Jan 20, 2023

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Frequency of collection: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

Agency Information Collection Activities under OMB Review

Federal Register · Notice · Jun 11, 2026

the matter and will be considered as required under the Administrative Procedure Act, the Paperwork Reduction Act, and other applicable laws, and may be accessible under the FOIA. … Frequency of responses: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

Agency Information Collection Activities Under OMB Review-Notice of Intent To Renew Collection 3038-0049; Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Federal Register · Notice · Mar 6, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 30, 2013 (78 FR 79408).

Applications of the Chicago Mercantile Exchange for Designation as a Contract Market in South Eastern, South Western and Western Oriented Strand Board Futures and Options

Federal Register · Notice · Dec 30, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15 days, rather

Agency Information Collection Activities Under OMB Review: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products

Federal Register · Notice · Nov 19, 2010

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 16, 2010 (75 FR 56511).

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0023, Registration Under the Commodity Exchange Act

Federal Register · Notice · May 23, 2007

Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq. … DATES: Comments must be submitted on or before July 23, 2007. ADDRESSES: Comments may be mailed to Christopher W. Cummings, Division of Clearing and Intermediary Oversight, U.S.

Antidisruptive Practices Authority

Federal Register · Proposed Rule · Mar 18, 2011

In this ANPR, the Commission requested public comment to assist it with promulgating rules and regulations to implement the disruptive practices set forth in section 4c(a) of the Commodity Exchange Act … On November 2, 2010, the Commission issued an ANPR inviting public comment on all aspects of section 747 of the Dodd-Frank Act. 4 After reviewing the ANPR comments that were submitted, the Commission

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Apr 1, 2019

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … Frequency of Collection: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

Swap Clearing Requirement Exemptions

Federal Register · Proposed Rule · May 12, 2020

Request for Comment. … Request for Comment.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 21, 2000

Abstract: Sections 8(a)(i) and (ii) of the Commodity Exchange Act provide that for the efficient execution of the provisions of the Act and in order to inform Congress, the Commission may make investigations … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 9, 2000 (65 FR 26818).

Foreign Futures and Options Transactions

Federal Register · Rule · Mar 18, 2020

Regulatory Flexibility Act The Regulatory Flexibility Act (RFA) requires that Federal agencies consider whether the rules that they issue will have a significant economic impact on a substantial number … Paperwork Reduction Act The Paperwork Reduction Act of 1995 (PRA) imposes certain requirements on Federal agencies, including the Commission, in connection with their conducting or sponsoring any collection

Chicago Mercantile Exchange Proposed Futures and Option Contracts on the Dow Jones Taiwan Stock Index

Federal Register · Notice · Sep 25, 1996

an additional period for public comment on the CME's amended proposals in the Dow Jones Taiwan Stock Index is warranted. … DATES: Comments must be received on or before October 10, 1996. ADDRESSES: Interested persons should submit their views and comments to Jean A.

Agency Information Collection Activities: Notice of Intent To Renew Collection: Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions

Federal Register · Notice · Oct 15, 2015

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 1, 2012 (77 FR 32593). … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports

Federal Register · Notice · Apr 9, 2019

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Frequency of collection: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

Public Information Collection Requirement Submitted to Office of Management and Budget (OMB) for Review

Federal Register · Notice · Mar 4, 2010

DATES: Comments must be received on or before April 5, 2010. ADDRESSES: Persons wishing to comment on this information collection should contact Gary J. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 30, 2009 (74 FR 69076). Title: Market Surveys.

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080: Annual Report for Chief Compliance Officer of Registrants

Federal Register · Notice · Apr 26, 2022

In particular, the Commission believes that, among other things, these obligations (i) promote compliance behavior through periodic self-evaluation, (ii) inform the Commission of possible compliance weaknesses … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0072, Registration of Swap Dealers and Major Swap Participants

Federal Register · Notice · Apr 28, 2023

This notice solicits comments on the extension of information collection requirements relating to registration under the Commodity Exchange Act, OMB Control No. 3038-0072 (Registration of Swap Dealers … Frequency of Responses: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings

Federal Register · Notice · Sep 13, 2024

under the Administrative Procedures Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Burden Statement: The annual respondent burden for this collection during the renewal period is estimated to be as follows: Estimated Number of Annual Respondents: 101.