Documents

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Feb 1, 2016

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on November 12, 2015 (80 FR 69948). … entered into before the date of enactment of the Dodd-Frank Act (“pre-enactment swaps”) and swaps entered into on or after the date of enactment of the Dodd-Frank Act but prior to the compliance date

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 24, 2023

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … period soliciting comments on this collection of information was published on August 9, 2023 (88 FR 53871).

Changes in Reporting Levels for Large Trader Reports

Federal Register · Rule · Mar 17, 2000

The Regulatory Flexibility Act The Regulatory Flexibility Act (RFA), 5 U.S.C. 601 et seq. , requires that agencies consider the impact of their rules on small businesses. … As the Paperwork Reduction Act of 1995 (Pub.

Applications of the Cantor Financial Futures Exchange, Inc. for Designation as a Contract Market in Flexible Coupon U.S. Treasury Bond and 10-Year, 5-Year and 2-Year U.S. Treasury Note Futures

Federal Register · Notice · Jan 25, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Applications of the Chicago Board of Trade for Designation as a Contract Market in TVA Hub Electricity Futures and Options and ComEd Hub Electricity Futures and Options, Submitted Under 45-Day Fast Track Procedures

Federal Register · Notice · Apr 2, 1998

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 22, 2007

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 14, 2007 (72 FR 45420).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 28, 2008

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on January 22, 2008 (73 FR 3705).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Sep 6, 2011

of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 22, 2011 (76 FR 36525).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jul 20, 2011

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 18, 2011 (76 FR 28754).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jan 18, 2005

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on November 9, 2004 (69 FR 64917).

Agency Information Collection Activities: Financial Education Content Needs Survey

Federal Register · Notice · Jan 16, 2013

of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 30, 2012.

Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

Federal Register · Rule · Aug 14, 1996

Comments should be received on or before October 15, 1996. ADDRESSES: Comments should be submitted to Jean A. … $5 million during any twelve month period, including up to $1.5 million in non-issuer resales.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 9, 2025

Procedure Act and other applicable laws, and may be accessible under FOIA. 1  17 CFR 145.9. … collection obligations imposed by the Regulations are necessary to ensure that each SD and MSP maintains the required records of their business activities and conducts and maintains records of independent and periodic

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 2, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 30, 2014 (79 FR 58751).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jan 21, 2016

and Budget (“OMB”) for review and comment. … In particular, the Commission believes that, among other things, these obligations (i) promote compliance behavior through periodic self-evaluation, (ii) inform the Commission of possible compliance weaknesses

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings

Federal Register · Notice · Aug 23, 2021

under the Administrative Procedures Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Burden Statement: The annual respondent burden for this collection during the renewal period is estimated to be as follows: Estimated Number of Annual Respondents: 97.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 29, 2016

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on March 29, 2016 (81 FR 17447). … This rule is promulgated pursuant to the Commission's rulemaking authority contained in Section 5 of the Commodity Exchange Act, 7 U.S.C. 7 (2010).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Apr 22, 2002

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on March 11, 2002 (67 FR 10895).

Final Rulemaking Permitting Futures-Style Margining of Commodity Options

Federal Register · Rule · Jun 16, 1998

statements in Regulation 33.7(b) and Appendix A to Regulation 1.55(c).\1\ The original comment period was scheduled to end on February 2, 1998, but was extended by the Commission until March 4, 1998.\ … Regulatory Flexibility Act The Regulatory Flexibility Act (``RFA''), 5 U.S.C.

Applications of the New York Mercantile Exchange for Designation as a Contract Market in PJM Electricity Futures and Options, Submitted Under 45-Day Fast Track Procedures

Federal Register · Notice · Dec 7, 1998

for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15