Documents

Briefs, oral arguments, agency decisions and the Federal Register.

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  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about Second Calendar Quarter 2024 Private Fund Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • Our Ref. No. 93-254-CC

    Agency decision · Agency decision

    Harman: In response to comments to our October 15, 1992 letter and various telephone conversations with your staff, we are restating and resubmitting our request for no action relief. … Section 5(b)(i) of the Act.

    Securities and Exchange Commission
  • LARRY L . HARTMAN, ET AL .,' Petitioners V .

    Agency decision · Agency decision

    In the October 31 order we also quoted the posttri'a l settlement offer that led to most f the stipulated decisio n that petitioners sought to vacate and commented on material acts that had been omitted … Sec . 6512(b)(3) limits,the amount of any such credit or refund to, the portion the Court determines was paid after the mailing-of the notice of deficiency . or within the applicable look-back period .

    United States Tax Court
  • LARRY L . HARTMAN, ET AL .,' Petitioners V .

    Agency decision · Agency decision

    In the October 31 order we also quoted the posttri'a l settlement offer that led to most f the stipulated decisio n that petitioners sought to vacate and commented on material acts that had been omitted … Sec . 6512(b)(3) limits,the amount of any such credit or refund to, the portion the Court determines was paid after the mailing-of the notice of deficiency . or within the applicable look-back period .

    United States Tax Court
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about this report, please contact: IM-Analytics with subject line “Money Market Fund Statistics (March 2025)”. 1 March 2025 Analytics Ofce Contents 1 Number of … Therefore, this summary is purposefully not a comprehensive list of all changes made to Form N-MFP over the time period shown.

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about this report, please contact: IM-Analytics with subject line “Money Market Fund Statistics (March 2026)”. 1 March 2026 Analytics Office Contents 1 Number … Therefore, this summary is purposefully not a comprehensive list of all changes made to Form N-MFP over the time period shown.

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about this report, please contact: IM-Analytics with subject line “Money Market Fund Statistics (July 2026)”. 1 July 2026 Analytics Office Contents 1 Number of … Therefore, this summary is purposefully not a comprehensive list of all changes made to Form N-MFP over the time period shown.

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about this report, please contact: IM-Analytics with subject line “Money Market Fund Statistics (August 2025)”. 1 August 2025 Analytics Office Contents 1 Number … Therefore, this summary is purposefully not a comprehensive list of all changes made to Form N-MFP over the time period shown.

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about Second Calendar Quarter 2023 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about Second Calendar Quarter 2021 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about Third Calendar Quarter 2021 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about this report, please contact: IM-Analytics with subject line “Money Market Fund Statistics (September 2025)”. 1 September 2025 Analytics Office Contents 1 … Therefore, this summary is purposefully not a comprehensive list of all changes made to Form N-MFP over the time period shown.

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about this report, please contact: IM-Analytics with subject line “Money Market Fund Statistics (November 2025)”. 1 November 2025 Analytics Office Contents 1 Number … Therefore, this summary is purposefully not a comprehensive list of all changes made to Form N-MFP over the time period shown.

    Securities and Exchange Commission
  • LARRY L . HARTMAN, ET AL .,' Petitioners V .

    Agency decision · Agency decision

    In the October 31 order we also quoted the posttri'a l settlement offer that led to most f the stipulated decisio n that petitioners sought to vacate and commented on material acts that had been omitted … Sec . 6512(b)(3) limits,the amount of any such credit or refund to, the portion the Court determines was paid after the mailing-of the notice of deficiency . or within the applicable look-back period .

    United States Tax Court
  • LARRY L . HARTMAN, ET AL .,' Petitioners V .

    Agency decision · Agency decision

    In the October 31 order we also quoted the posttri'a l settlement offer that led to most f the stipulated decisio n that petitioners sought to vacate and commented on material acts that had been omitted … Sec . 6512(b)(3) limits,the amount of any such credit or refund to, the portion the Court determines was paid after the mailing-of the notice of deficiency . or within the applicable look-back period .

    United States Tax Court
  • LARRY L . HARTMAN, ET AL .,' Petitioners V .

    Agency decision · Agency decision

    In the October 31 order we also quoted the posttri'a l settlement offer that led to most f the stipulated decisio n that petitioners sought to vacate and commented on material acts that had been omitted … Sec . 6512(b)(3) limits,the amount of any such credit or refund to, the portion the Court determines was paid after the mailing-of the notice of deficiency . or within the applicable look-back period .

    United States Tax Court
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about First Calendar Quarter 2023 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about First Calendar Quarter 2020 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about Fourth Calendar Quarter 2020 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about First Calendar Quarter 2021 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission

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