Documents

Briefs, oral arguments, agency decisions and the Federal Register.

6,243 results

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  • Public Information - Released August 15, 2022

    Agency decision · Agency decision

    Public Information - Released August 15, 2022 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending July 2022 Filings Received through August … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    If you have any questions or comments about Third Calendar Quarter 2018 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM or Tim Husson, PhD, FRM at FormPF@sec.gov with subject line “Third … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

    Securities and Exchange Commission
  • UNITED STATES TAX COUR T

    Agency decision · Agency decision

    'During that same period, the Blacks received cumulative income of approximately $22,544,000 from Black LP, which ' represented approximately 80 percent of their total income for the period . … Petitioner also argues that,; although petitioner acted on behalf of both the borrowers and the lender, he "did not stand alone or unrestricted on either side of the transaction" because he had fiduciary

    United States Tax Court
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    Nonetheless, Paul did resume the witness stand (without objection) to substantiate and comment on an additional exhibit, after which the Court asked-- THE COURT: * * * Do you have any other evidence that … Moreover, the fictitious nature of David's indebtedness to support his purported basis in PCSC is inconsistent with a taxpayer's acting in "good faith".

    United States Tax Court
  • Public Information - Released May 29, 2024

    Agency decision · Agency decision

    Public Information - Released May 29, 2024 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending April 2024 Filings Received through May 15, 2024 … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Michelle Trillhaase (trillhaasem@sec.gov) or Susan Zhang (zhangshu@sec.gov) in the Division of

    Securities and Exchange Commission
  • Public Information - Released April 19, 2024

    Agency decision · Agency decision

    Public Information - Released April 19, 2024 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending March 2024 Filings Received through April 17 … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Michelle Trillhaase (trillhaasem@sec.gov) or Susan Zhang (zhangshu@sec.gov) in the Division of

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending August 2020 Filings Received through September 9, 2020 This is a report of the Staff of … Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period.

    Securities and Exchange Commission
  • Public Information – Released December 18, 2020

    Agency decision · Agency decision

    Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released January 22, 2021

    Agency decision · Agency decision

    Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released February 18, 2021

    Agency decision · Agency decision

    Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released March 16, 2021

    Agency decision · Agency decision

    Public Information - Released March 16, 2021 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending February 2021 Filings Received through March … Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period.

    Securities and Exchange Commission
  • Public Information - Released July 16, 2021

    Agency decision · Agency decision

    Public Information - Released July 16, 2021 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending June 2021 Filings Received through July 13, … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released December 17, 2021

    Agency decision · Agency decision

    Public Information - Released December 17, 2021 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending November 2021 Filings Received through December … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released January 20, 2023

    Agency decision · Agency decision

    Public Information - Released January 20, 2023 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending December 2022 Filings Received through January … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Trevor Tatum (tatumt@sec.gov) in the Division of Investment Management’s Analytics Office with

    Securities and Exchange Commission
  • Public Information - Released June 16, 2022

    Agency decision · Agency decision

    Public Information - Released June 16, 2022 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending May 2022 Filings Received through June 13, 2022 … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released July 18, 2022

    Agency decision · Agency decision

    Public Information - Released July 18, 2022 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending June 2022 Filings Received through July 8, 2022 … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending September 2020 Filings Received through October 19, 2020 This is a report of the Staff of … Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period.

    Securities and Exchange Commission
  • Public Information - Released April 25, 2023

    Agency decision · Agency decision

    Public Information - Released April 25, 2023 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending March 2023 Filings Received through April 14 … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Trevor Tatum (tatumt@sec.gov) in the Division of Investment Management’s Analytics Office with

    Securities and Exchange Commission
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    Nonetheless, Paul did resume the witness stand (without objection) to substantiate and comment on an additional exhibit, after which the Court asked-- THE COURT: * * * Do you have any other evidence that … Moreover, the fictitious nature of David's indebtedness to support his purported basis in PCSC is inconsistent with a taxpayer's acting in "good faith".

    United States Tax Court
  • Division of Investment Management

    Agency decision · Agency decision

    This table does not generally cover in-kind ETFs as defined in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

    Securities and Exchange Commission

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