Documents

Division of Investment Management

Agency decision · Agency decision

If you have any questions or comments about Third Calendar Quarter 2017 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM or Tim Husson, PhD, FRM at FormPF@sec.gov with subject line “Third … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

Division of Investment Management

Agency decision · Agency decision

If you have any questions or comments about Fourth Calendar Quarter 2017 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM or Tim Husson, PhD, FRM at FormPF@sec.gov with subject line “Fourth … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

Division of Investment Management

Agency decision · Agency decision

If you have any questions or comments about Third Calendar Quarter 2019 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM, Tim Husson, PhD, FRM, or Trevor Tatum at FormPF@sec.gov with subject … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

Division of Investment Management

Agency decision · Agency decision

If you have any questions or comments about First Calendar Quarter 2019 Private Funds Statistics, please contact: Tim Dulaney, PhD, FRM or Tim Husson, PhD, FRM at FormPF@sec.gov with subject line “First … Exempt reporting advisers are advisers that rely on the exemptions from SEC registration in Advisers Act section 203(l) for venture capital fund advisers and section 203(m) for advisers managing less than

Division of Investment Management

Agency decision · Agency decision

This table does not generally cover in-kind ETFs as defined in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

Division of Investment Management

Agency decision · Agency decision

This table does not generally cover in-kind ETFs as defined in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

Division of Investment Management

Agency decision · Agency decision

This table does not generally cover in-kind ETFs as defined in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

Securities and Exchange Commission — Merrilllyncham042897

Agency decision · Agency decision

of simar quantity with respect to the same securities has been received from Merr Lynch. 6y ou represent that the Advisers wil preserve al records set forth in numbered pargraphs 3 and 4 above for a period … BWNY03/9304,12 12 For example, the Commission stated in Investment Company Act Release No. 14924 (January 29, 1986) (advance notice and request for comment with respect to Section 10 (f) and Rule 10f

UNITED STATES TAX COURT

Agency decision · Agency decision

As the Court of Claims observed in Hugoton I in its comments about the method of determining RMFP, "the representative price is the price which is in fact being obtained [emphasis added] under all existing … weighted average method of determining the RMFP was not willing to use the current value of the gas, but required the use of the gross proceeds received by the taxpayers under prices determined over a period

United States Tax Court

Agency decision · Agency decision

This payment schedule is dependent on the Consultant maintaining the progress of the Services to the agreed program[] over the period of eighteen (18) months. … Petitioners reference the Sale of Goods Act 1979, Chapter 54 of the United Kingdom Public General Acts from 1979 to define the basic essentials for a contract, the law afforded to a seller and a buyer

Division of Investment Management

Agency decision · Agency decision

This table does not generally cover in-kind ETFs as defined in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

Division of Investment Management

Agency decision · Agency decision

This table does not generally cover in-kind ETFs as defned in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

Division of Investment Management

Agency decision · Agency decision

This table does not generally cover in-kind ETFs as defined in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

Division of Investment Management

Agency decision · Agency decision

This table does not generally cover in-kind ETFs as defined in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

Division of Investment Management

Agency decision · Agency decision

Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Trevor Tatum (tatumt@sec.gov) in the Division of Investment Management’s Analytics Office with

Division of Investment Management

Agency decision · Agency decision

Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

Public Information - Released March 15, 2022

Agency decision · Agency decision

Public Information - Released March 15, 2022 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending February 2022 Filings Received through March … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

Public Information - Released November 20, 2023

Agency decision · Agency decision

Public Information - Released November 20, 2023 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending October 2023 Filings Received through November … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Michelle Trillhaase (trillhaasem@sec.gov) or Susan Zhang (zhangshu@sec.gov) in the Division of

Public Information - Released December 18, 2023

Agency decision · Agency decision

Public Information - Released December 18, 2023 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending November 2023 Filings Received through December … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Michelle Trillhaase (trillhaasem@sec.gov) or Susan Zhang (zhangshu@sec.gov) in the Division of

UNITED STATES TAX COURT

Agency decision · Agency decision

Nonetheless, Paul did resume the witness stand (without objection) to substantiate and comment on an additional exhibit, after which the Court asked-- THE COURT: * * * Do you have any other evidence that … Moreover, the fictitious nature of David's indebtedness to support his purported basis in PCSC is inconsistent with a taxpayer's acting in "good faith".