Documents

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Sep 2, 2022

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on July 01, 2022 (87 FR 39501).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jul 6, 2023

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1 17 CFR 145.9. … Frequency of responses: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings

Federal Register · Notice · Jun 6, 2018

under the Administrative Procedures Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9 Burden Statement: The annual respondent burden … for this collection during the renewal period is estimated to be as follows: Estimated Annual Reporting Burden 17 CFR section Annual number of respondents (contract markets & FCMs)

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Aug 3, 2012

All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to www.cftc.gov. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 1, 2012 (77 FR 32593).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Nov 19, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 17, 2014 (79 FR 55759).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Feb 1, 2016

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on November 12, 2015 (80 FR 69948). … entered into before the date of enactment of the Dodd-Frank Act (“pre-enactment swaps”) and swaps entered into on or after the date of enactment of the Dodd-Frank Act but prior to the compliance date

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 24, 2023

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … period soliciting comments on this collection of information was published on August 9, 2023 (88 FR 53871).

Agency Information Collection Activities: Financial Education Content Needs Survey

Federal Register · Notice · Jan 16, 2013

of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 30, 2012.

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

Federal Register · Proposed Rule · Jun 24, 2026

The Commissions have adopted rules addressing tolerance periods and grace periods for products referencing securities indexes traded on designated contract markets, swap execution facilities (“SEFs”), … and the Exchange Act]”.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 2, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 30, 2014 (79 FR 58751).

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings

Federal Register · Notice · Aug 23, 2021

under the Administrative Procedures Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Burden Statement: The annual respondent burden for this collection during the renewal period is estimated to be as follows: Estimated Number of Annual Respondents: 97.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 18, 2017

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 4, 2017 (82 FR 36384).

Financial Reporting Requirements for Introducing Brokers

Federal Register · Rule · Nov 22, 2006

Comments NFA was the only entity to file a comment letter on the proposed amendments. … Act.

Two-Part Documents for Commodity Pools

Federal Register · Rule · Oct 30, 1998

The comment period for the Proposal was 30 days and closed on April 29, 1998. … The comment period for the Proposal ended on April 29, 1998. The Commission received seven comment letters.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 20, 2015

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 7, 2015 (80 FR 47475). … Abstract: Section 738 of the Dodd-Frank Act amended section 4(b) of the Commodity Exchange Act to provide that the Commission may adopt rules and regulations requiring Foreign Boards of Trade (“FBOTs

Swap Execution Facilities and Trade Execution Requirement

Federal Register · Proposed Rule · Nov 30, 2018

Regulatory Flexibility Act B. Paperwork Reduction Act 1. … Statutory Background: The Dodd-Frank Act Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”)  2 amended the Commodity Exchange Act (“CEA” or “Act”)  3

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limits

Federal Register · Notice · Apr 16, 2015

Comments on the Paperwork Reduction Act implications of the Position Limits for Derivatives proposal were solicited through the proposal itself, the comment period for which (as extended and reopened) … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Applications of the Chicago Mercantile Exchange for Designation as a Contract Market in Futures and Options on Five Year Agency Notes and Ten Year Agency Notes

Federal Register · Notice · Feb 9, 2000

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited period under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15 days, rather than

Applications of the Cantor Financial Futures Exchange for Designation as a Contract Market in Futures on Five Year Agency Notes and Ten Year Agency Notes

Federal Register · Notice · Feb 22, 2000

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15 days, rather

Proposed Amendments to Minneapolis Grain Exchange Barley Futures Contract

Federal Register · Notice · Nov 6, 1997

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15